Insider Trading Final

INSIDER TRADING Regulations & Practices

Agenda for Presentation ,[object Object],[object Object],[object Object],[object Object]

Cont’d ,[object Object],[object Object],[object Object]

Who are insider traders? ,[object Object],[object Object]

Why forbid insider trading? ,[object Object],[object Object],[object Object]

History behind Insider Trading

History behind Insider Trading Regulation in India ,[object Object],[object Object],[object Object]

In India……. ,[object Object],[object Object],[object Object]

Regulatory aspect of Insider Trading

Regulatory aspects of prohibition of Insider Trading ,[object Object],[object Object],[object Object]

Why there is need for the Prohibition of Insider Trading??? ,[object Object],[object Object],[object Object],[object Object]

Who is Insider??? ,[object Object],[object Object],[object Object]

Who Can be a connected person??? ,[object Object],[object Object],[object Object],[object Object]

Relatives are defined very extensively in the companies act 1956 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],But several close relatives are excluded Like all in-laws (Brother-in-law, Father-in-law etc.)-Brothers’ wife’s brother etc.

What is price sensitive information??? ,[object Object],[object Object]

The information which is deemed to be price sensitive are like………. ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Regulation 3 of the Prohibition of Insider trading ,[object Object],[object Object]

Regulation 3(B) ,[object Object]

Disclosures for prohibition of Insider Trading ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Model Code of Conduct for Prohibition ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Investigation of Insider Trading ,[object Object],[object Object],[object Object],[object Object]

SEBI’s Power to make inquiries and inspection ,[object Object],[object Object],[object Object],[object Object],[object Object]

Case Studies ,[object Object],[object Object],[object Object]

HLL–BROOKBOND LIPTON INDIA LTD ,[object Object],[object Object],[object Object]

HLL–BROOKBOND LIPTON INDIA LTD ,[object Object],[object Object],[object Object],[object Object]

RAKESH AGARWAL vs. SEBI ,[object Object],[object Object],[object Object],[object Object]

SAMIR ARORA vs. SEBI ,[object Object],[object Object],[object Object],[object Object],[object Object]

SAMIR ARORA vs. SEBI ,[object Object],[object Object],[object Object]

OBSERVATION ,[object Object],[object Object],[object Object],[object Object],[object Object]

Insider Trading Final

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