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Law of TORT: Duty of Care 
Law for Counsellors 
Kevin Standish 
1
Learning Objectives 
1. Explain clearly what constitutes negligent and/or 
inappropriate professional behaviour 
2. Understand how to protect oneself and clients by working 
within professional codes of ethics 
3. Describe the duty of care 
4. Describe the core elements of safeguarding 
2
Duty of Care ? 
• Duty of Care: What does this mean? 
• The term ‘duty of care’ is often used in an 
aspirational sense regarding the kind of 
overarching ethical responsibilities that 
ideally therapists should take on, to avoid 
harm through their work with clients. 
• Is this feasible? 
3
Duty of Care? 
• it has been suggested that therapists are under a 
duty of care to report child abuse and to prevent 
clients from committing suicide, 
• while agencies have a similar duty to provide 
supervision, and that supervisors have a duty of 
care towards clients. 
• In a narrowly legal sense, these claims are 
incorrect, unless supported by either a clear 
statutory duty, or case law as precedent. 
• In ethical, moral or professional terms, therapists 
may have wide and appropriate responsibilities to 
promote the welfare of clients and to avoid harm. 
4
Duty of Care? 
• In legal terms, their duties in law are very 
circumscribed, for the moment at least. 
• Therapists and their employing agencies should 
be cautious about seeking to take on ever 
widening definitions of a duty of care, as where 
there is a duty of care, then there is also 
liability. 
• If a supervisor does have a legal, and not just 
an ethical, duty of care towards a client, then 
the client can, in theory, sue the supervisor. 
5
Law of Tort: Negligence 
• Professional negligence, or personal injury, 
cases are heard under a branch of civil law 
known as tort, derived from the French word 
for causing a ‘wrong’ or damage to others. 
• Establishing a case for professional negligence 
or personal injury requires three conditions. 
These are: 
1. existence of a duty of care between the professional, or 
employing agency, and the client, or patient, concerned 
2. breach of that duty 
3. resultant foreseeable harm, caused by the breach of 
duty of care 
6
Negligence 
• the harm caused by the therapist 
needs to be ‘a psychological injury’, 
i.e. a psychiatric condition as 
diagnosed by reference to an 
accepted diagnostic manual, such as 
ICD–10 or DSM–IV. 
• The courts do not normally 
compensate for other feelings, such 
as annoyance, disappointment or 
distress, where this is the sole 
form of damage being claimed. 
7
Negligence 
• In the UK, the legal system seems to be 
much more protective towards therapy, and 
inclined to give them the benefit of the 
doubt. In one case, Mr Justice Mustill 
declared that: 
• “the duty is not to prevent suicide but to 
take reasonable care to that end – and the 
word is ‘reasonable’, not ‘perfect’. Thus 
there may well be cases in which the taking 
of no precautions is consistent with 
reasonable care.” 
8
Therapy Case Law: 
Werner v Landau (1961) 
• During therapy, Landau had developed a strong 
emotional attachment to Dr Werner, and there was a 
period of social contact between them after the first part 
of treatment was ended, which included letters, 
discussion about a weekend away together, and visits 
by Dr Werner to her flat. 
• She brought a successful case against him for £6,000 
damages for personal injuries and pecuniary loss 
sustained by her as a result of wilful misconduct and/or 
negligence by him as her medical attendant. 
• This was upheld at Appeal. 
• ‘Dr Werner, with the best intentions in the world, made a most 
tragic mistake by introducing social contact…this was 
negligence on the part of Dr Werner’ 
9
Therapist Duty of Care 
• the Bolam case, the judges set a standard 
for negligence as: 
• a failure to act ‘in accordance with a practice 
of competent respected professional opinion’. 
• The evidence heard in the Werner case was 
that to introduce social contact, for whatever 
therapeutic purpose, could not be sustained as 
a viable form of treatment. From the expert 
witnesses heard, it was deduced that ‘the 
evidence of the doctors was all one way in 
condemning social contacts’ 
10
Law of TORT: Cause 
• Proving a case of negligence by establishing a tort 
is notoriously difficult to achieve, because of the 
difficulty in proving that the breach of the duty of 
care actually caused the injury suffered, rather 
than simply preceded it in time. 
• The client needs to prove, on the balance of 
probabilities, that the breach of the duty of care in 
therapy actually caused the damage alleged 
11
Law of TORT: Cause 
• the weight given to the concept of transference in a court of 
law was accepted as a powerful and accepted part of analytic 
treatment. 
• The court was critical, not of the adoption of transference as 
a method of working with the client, but of the doctor’s failure 
to abide by accepted safeguards in its use. The necessary 
safeguards, as agreed by a wide body of informed 
professional opinion, included the avoidance of any 
planned social contact outside the consulting room 
12
Law of TORT: Cause 
• the weight given to the concept of transference in a court 
of law was accepted as a powerful and accepted part of 
analytic treatment. 
• The court was critical, not of the adoption of transference 
as a method of working with the client, but of the doctor’s 
failure to abide by accepted safeguards in its use. The 
necessary safeguards, as agreed by a wide body of 
informed professional opinion, included the avoidance of 
any planned social contact outside the consulting room 
13
Law of TORT: Cause 
• The legal notion of fault at work in tort law is an objective 
standard, based on what is perceived by judges to be 
reasonable behaviour, and which is therefore distinct 
from the personal qualities of the practitioner. 
• In several cases, courts have decided that trainee 
practitioners have to provide the same duty of care as their 
more experienced or senior colleagues, on the ‘learner-driver’ 
principle (Nettleship v Western [1971]). 
14
Standard of Care 
• How are standards of care set by the courts, which may be 
unfamiliar with many aspects of professional or therapeutic skill 
and practice? 
• The answer is through hearing the testimony of expert witnesses, 
who can advise the court on the appropriate standards or procedures 
to be expected of the practitioner. 
• The weakness of this system is that it relies heavily on peer 
defence, and the evaluation of normative standards: level of 
practice of reasonably competent practitioners at that particular 
time. 
• this could mean that the standard, while constituting the norm for 
practice, is basically flawed, or lacking in a convincing research or 
evidence base. 
15
Elements of a therapist’s duty of care 
• not engaging in exploitative or unethical conduct towards the client; 
• obtaining informed consent, or negotiating a therapeutic agreement, for 
work with the client; 
• acting within limits of own training, expertise and competence; 
• providing selection and skilled use of methods appropriate to the 
client’s situation; 
• not harming the client as a result of physical or psychological methods 
employed; 
• not giving inaccurate or damaging advice; 
• clarifying and maintaining agreed or agency limits to confidentiality; 
• making appropriate referral to another therapist or agency when 
required; 
• ending therapy in a way consistent with client’s best interests. 
16
1. The standard of care expected of a trainee is not lower than 
that of a reasonably competent practitioner (Nettleship v 
Western [1971]; Wilsher v Essex AHA [1988]). 
2. Criticism of one style of practice by an opposing approach 
is not sufficient in itself to brand the first as negligent 
(Maynard v West Midland RHA [1985]). 
3. The standard required for specialist practitioners is that to 
be expected from an expert, rather than from a less skilled 
practitioner (Whitehouse v Jordan [1981]). 
4. Expert witnesses must justify the rationale and evidence 
base for their assessment of competent practice (Bolitho v 
City and Hackney HA [1997]). 
• 
Summary: Defining the standard of care in 
negligence cases 
17
18
how our solicitors help clients who have 
suffered injury 
• https://www.youtube.com/watch?v=lOZ_hJc4f3I 
• Lisa Jordan, an expert in medical negligence cases at 
Irwin Mitchell, talks about how our solicitors help clients 
who have suffered injury or illness because of a medical 
mistake. 
19
Safeguarding
Safeguarding 
Safeguarding is a relatively new term which is broader than ‘child 
protection’ or ‘adult protection’ as it also includes prevention. 
Safeguarding has been defined as: 
All agencies working with children, young people and their families, or 
vulnerable adults taking all reasonable measures to ensure that the 
risks of harm to children’s welfare are minimised; 
and 
Where there are concerns about children or vulnerable adults welfare, 
all agencies taking appropriate actions to address those concerns
What is a ‘vulnerable adult’? 
• A person ‘who is or may be in need of 
community care services by reason of 
mental or other disability, age or illness; 
and who is or maybe unable to take care of 
him-or herself, or unable to protect him-or 
herself against significant harm or 
exploitation’ (DoH 2000)
Safeguarding 
• There is a duty to protect children and vulnerable 
adults from abuse. Abuse can be defined as any 
behaviour which knowingly or unwittingly causes 
harm, endangers life or violates rights. Abuse may be 
physical, sexual, psychological, financial or material, 
or neglect. 
• Safeguarding believes that adults and children have 
rights and that these should be respected and 
safeguarded. Supporting and working in partnership 
with agencies tasked with protecting children and 
vulnerable adults from abuse or harm.
Safeguarding 
• Having an appropriate staff and volunteer recruitment policy 
and procedure – ensuring that all staff and volunteers have 
had a Disclosure & Barring Service check (DBS). This 
replaces the old Criminal Records Bureau (CRB) checked and 
that no-one has contact with clients or their families before a 
satisfactory DBS report has been received. 
• Ensuring that all groups irrespective of age, gender, 
disability, race, sexual orientation, nationality or economic 
status have the right to be protected from abuse 
• Responding quickly and effectively to issues when they arise
Safeguarding 
• Key principles 
• The welfare of children and vulnerable adults is the key concern – and the 
need to protect them from abuse will override any other principles 
• It is the responsibility of everyone within the organisation to report any 
concerns that they have promptly and to the correct agencies 
• It is recognised that there may sometimes be a conflict between the 
applicable principles within the BACP guidelines, and that it is not always 
possible to reconcile all the principles. In these circumstances the 
counsellor will consider all the relevant circumstances and ensure that 
they can justify decisions about sharing information that are made. 
• Wherever possible, client consent will be sought prior to disclosing any 
information. Whether this is possible will be considered on a case by 
case basis – and consent may not be required where there are exceptional 
circumstances due to the urgency or seriousness of the situation.
READINGS 
Core reading 
• Mitchels, B. & Bond, T (2010) 
• chapter 3 liability in Tort: negligence 
• chapter 4 contracts 
• Bond, T. (2010) chapter 5 safety, negligence and insurance 
• Jenkins (2007) 4 - Professional Negligence, Liability and Duty of Care 
• Lindon, Jennie. 2012 Safeguarding and Child Protection Edition: 4th ed. London : 
Hodder Education. eBook. (EBSCOhost) 
Advanced Reading 
• Bond, T. (2010) chapter 11 responsibility to oneself, colleagues and the community 
27
28

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Lecture 2 law of tort

  • 1. Law of TORT: Duty of Care Law for Counsellors Kevin Standish 1
  • 2. Learning Objectives 1. Explain clearly what constitutes negligent and/or inappropriate professional behaviour 2. Understand how to protect oneself and clients by working within professional codes of ethics 3. Describe the duty of care 4. Describe the core elements of safeguarding 2
  • 3. Duty of Care ? • Duty of Care: What does this mean? • The term ‘duty of care’ is often used in an aspirational sense regarding the kind of overarching ethical responsibilities that ideally therapists should take on, to avoid harm through their work with clients. • Is this feasible? 3
  • 4. Duty of Care? • it has been suggested that therapists are under a duty of care to report child abuse and to prevent clients from committing suicide, • while agencies have a similar duty to provide supervision, and that supervisors have a duty of care towards clients. • In a narrowly legal sense, these claims are incorrect, unless supported by either a clear statutory duty, or case law as precedent. • In ethical, moral or professional terms, therapists may have wide and appropriate responsibilities to promote the welfare of clients and to avoid harm. 4
  • 5. Duty of Care? • In legal terms, their duties in law are very circumscribed, for the moment at least. • Therapists and their employing agencies should be cautious about seeking to take on ever widening definitions of a duty of care, as where there is a duty of care, then there is also liability. • If a supervisor does have a legal, and not just an ethical, duty of care towards a client, then the client can, in theory, sue the supervisor. 5
  • 6. Law of Tort: Negligence • Professional negligence, or personal injury, cases are heard under a branch of civil law known as tort, derived from the French word for causing a ‘wrong’ or damage to others. • Establishing a case for professional negligence or personal injury requires three conditions. These are: 1. existence of a duty of care between the professional, or employing agency, and the client, or patient, concerned 2. breach of that duty 3. resultant foreseeable harm, caused by the breach of duty of care 6
  • 7. Negligence • the harm caused by the therapist needs to be ‘a psychological injury’, i.e. a psychiatric condition as diagnosed by reference to an accepted diagnostic manual, such as ICD–10 or DSM–IV. • The courts do not normally compensate for other feelings, such as annoyance, disappointment or distress, where this is the sole form of damage being claimed. 7
  • 8. Negligence • In the UK, the legal system seems to be much more protective towards therapy, and inclined to give them the benefit of the doubt. In one case, Mr Justice Mustill declared that: • “the duty is not to prevent suicide but to take reasonable care to that end – and the word is ‘reasonable’, not ‘perfect’. Thus there may well be cases in which the taking of no precautions is consistent with reasonable care.” 8
  • 9. Therapy Case Law: Werner v Landau (1961) • During therapy, Landau had developed a strong emotional attachment to Dr Werner, and there was a period of social contact between them after the first part of treatment was ended, which included letters, discussion about a weekend away together, and visits by Dr Werner to her flat. • She brought a successful case against him for £6,000 damages for personal injuries and pecuniary loss sustained by her as a result of wilful misconduct and/or negligence by him as her medical attendant. • This was upheld at Appeal. • ‘Dr Werner, with the best intentions in the world, made a most tragic mistake by introducing social contact…this was negligence on the part of Dr Werner’ 9
  • 10. Therapist Duty of Care • the Bolam case, the judges set a standard for negligence as: • a failure to act ‘in accordance with a practice of competent respected professional opinion’. • The evidence heard in the Werner case was that to introduce social contact, for whatever therapeutic purpose, could not be sustained as a viable form of treatment. From the expert witnesses heard, it was deduced that ‘the evidence of the doctors was all one way in condemning social contacts’ 10
  • 11. Law of TORT: Cause • Proving a case of negligence by establishing a tort is notoriously difficult to achieve, because of the difficulty in proving that the breach of the duty of care actually caused the injury suffered, rather than simply preceded it in time. • The client needs to prove, on the balance of probabilities, that the breach of the duty of care in therapy actually caused the damage alleged 11
  • 12. Law of TORT: Cause • the weight given to the concept of transference in a court of law was accepted as a powerful and accepted part of analytic treatment. • The court was critical, not of the adoption of transference as a method of working with the client, but of the doctor’s failure to abide by accepted safeguards in its use. The necessary safeguards, as agreed by a wide body of informed professional opinion, included the avoidance of any planned social contact outside the consulting room 12
  • 13. Law of TORT: Cause • the weight given to the concept of transference in a court of law was accepted as a powerful and accepted part of analytic treatment. • The court was critical, not of the adoption of transference as a method of working with the client, but of the doctor’s failure to abide by accepted safeguards in its use. The necessary safeguards, as agreed by a wide body of informed professional opinion, included the avoidance of any planned social contact outside the consulting room 13
  • 14. Law of TORT: Cause • The legal notion of fault at work in tort law is an objective standard, based on what is perceived by judges to be reasonable behaviour, and which is therefore distinct from the personal qualities of the practitioner. • In several cases, courts have decided that trainee practitioners have to provide the same duty of care as their more experienced or senior colleagues, on the ‘learner-driver’ principle (Nettleship v Western [1971]). 14
  • 15. Standard of Care • How are standards of care set by the courts, which may be unfamiliar with many aspects of professional or therapeutic skill and practice? • The answer is through hearing the testimony of expert witnesses, who can advise the court on the appropriate standards or procedures to be expected of the practitioner. • The weakness of this system is that it relies heavily on peer defence, and the evaluation of normative standards: level of practice of reasonably competent practitioners at that particular time. • this could mean that the standard, while constituting the norm for practice, is basically flawed, or lacking in a convincing research or evidence base. 15
  • 16. Elements of a therapist’s duty of care • not engaging in exploitative or unethical conduct towards the client; • obtaining informed consent, or negotiating a therapeutic agreement, for work with the client; • acting within limits of own training, expertise and competence; • providing selection and skilled use of methods appropriate to the client’s situation; • not harming the client as a result of physical or psychological methods employed; • not giving inaccurate or damaging advice; • clarifying and maintaining agreed or agency limits to confidentiality; • making appropriate referral to another therapist or agency when required; • ending therapy in a way consistent with client’s best interests. 16
  • 17. 1. The standard of care expected of a trainee is not lower than that of a reasonably competent practitioner (Nettleship v Western [1971]; Wilsher v Essex AHA [1988]). 2. Criticism of one style of practice by an opposing approach is not sufficient in itself to brand the first as negligent (Maynard v West Midland RHA [1985]). 3. The standard required for specialist practitioners is that to be expected from an expert, rather than from a less skilled practitioner (Whitehouse v Jordan [1981]). 4. Expert witnesses must justify the rationale and evidence base for their assessment of competent practice (Bolitho v City and Hackney HA [1997]). • Summary: Defining the standard of care in negligence cases 17
  • 18. 18
  • 19. how our solicitors help clients who have suffered injury • https://www.youtube.com/watch?v=lOZ_hJc4f3I • Lisa Jordan, an expert in medical negligence cases at Irwin Mitchell, talks about how our solicitors help clients who have suffered injury or illness because of a medical mistake. 19
  • 21. Safeguarding Safeguarding is a relatively new term which is broader than ‘child protection’ or ‘adult protection’ as it also includes prevention. Safeguarding has been defined as: All agencies working with children, young people and their families, or vulnerable adults taking all reasonable measures to ensure that the risks of harm to children’s welfare are minimised; and Where there are concerns about children or vulnerable adults welfare, all agencies taking appropriate actions to address those concerns
  • 22. What is a ‘vulnerable adult’? • A person ‘who is or may be in need of community care services by reason of mental or other disability, age or illness; and who is or maybe unable to take care of him-or herself, or unable to protect him-or herself against significant harm or exploitation’ (DoH 2000)
  • 23. Safeguarding • There is a duty to protect children and vulnerable adults from abuse. Abuse can be defined as any behaviour which knowingly or unwittingly causes harm, endangers life or violates rights. Abuse may be physical, sexual, psychological, financial or material, or neglect. • Safeguarding believes that adults and children have rights and that these should be respected and safeguarded. Supporting and working in partnership with agencies tasked with protecting children and vulnerable adults from abuse or harm.
  • 24. Safeguarding • Having an appropriate staff and volunteer recruitment policy and procedure – ensuring that all staff and volunteers have had a Disclosure & Barring Service check (DBS). This replaces the old Criminal Records Bureau (CRB) checked and that no-one has contact with clients or their families before a satisfactory DBS report has been received. • Ensuring that all groups irrespective of age, gender, disability, race, sexual orientation, nationality or economic status have the right to be protected from abuse • Responding quickly and effectively to issues when they arise
  • 25.
  • 26. Safeguarding • Key principles • The welfare of children and vulnerable adults is the key concern – and the need to protect them from abuse will override any other principles • It is the responsibility of everyone within the organisation to report any concerns that they have promptly and to the correct agencies • It is recognised that there may sometimes be a conflict between the applicable principles within the BACP guidelines, and that it is not always possible to reconcile all the principles. In these circumstances the counsellor will consider all the relevant circumstances and ensure that they can justify decisions about sharing information that are made. • Wherever possible, client consent will be sought prior to disclosing any information. Whether this is possible will be considered on a case by case basis – and consent may not be required where there are exceptional circumstances due to the urgency or seriousness of the situation.
  • 27. READINGS Core reading • Mitchels, B. & Bond, T (2010) • chapter 3 liability in Tort: negligence • chapter 4 contracts • Bond, T. (2010) chapter 5 safety, negligence and insurance • Jenkins (2007) 4 - Professional Negligence, Liability and Duty of Care • Lindon, Jennie. 2012 Safeguarding and Child Protection Edition: 4th ed. London : Hodder Education. eBook. (EBSCOhost) Advanced Reading • Bond, T. (2010) chapter 11 responsibility to oneself, colleagues and the community 27
  • 28. 28