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CAPITAL MARKET S.CLEMENT
CAPITAL MARKET ,[object Object],[object Object],[object Object],[object Object]
CAPITAL MARKET PRIMARY Securities issued to  The investors directly IPO/FPO SECONDARY Traded in exchanges SEBI
Policy and Regulation NSE/BSE/RSE Players Asset Classes Rating Agencies Accounting Standards SEBI, RBI,IRDA Electronic Trading, Settlement systems MFs, FIIs, Hedge Funds,  Pvt Equity investors, Prof Fund  Mgr, Pvt Bkg arms of Banks Private equity, debt, Equities, derivatives ICRA, FITCH, CARE, CRISIL The drivers for transition ICAI
Primary market - Trends ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Secondary market - Trends ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Trends in capital market ,[object Object],[object Object],[object Object],[object Object],[object Object]
Trends in capital market ,[object Object],[object Object],[object Object],[object Object],[object Object]
Trends in capital market ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
What had happened in 2009?- iniatives by SEBI ,[object Object],[object Object],[object Object],[object Object],[object Object]
Qualified institutional buyers ,[object Object],[object Object],[object Object],[object Object],[object Object]
QIB ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
EQUITY SHARES ,[object Object],[object Object],[object Object],[object Object]
Preference shares ,[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],Preference shares
What is the role of SEBI in public issue? ,[object Object],[object Object],[object Object],[object Object],[object Object]
 
 
 
Eligibility norms for public offer
Eligibility norms for public offer
Primary market     IPO by  listed company ,[object Object],[object Object],[object Object]
IPO norms ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Private placement- SEBI guidelines dt 8.05.06. ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],Private placement- SEBI guidelines dt 8.05.06.
Exemptions from SEBI guidelines ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Disclosure & Investor Protection - 2005 ,[object Object],[object Object],[object Object],[object Object]
Book building  ,[object Object],[object Object],[object Object],[object Object]
Book building process ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Book building exercise ,[object Object],[object Object],[object Object],[object Object],[object Object]
Fixed price  offer  through public issue ,[object Object],[object Object]
Red Herring prospectus ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
 
 
Placement/allotment ,[object Object],[object Object],[object Object],[object Object]
Settlement ,[object Object],[object Object],[object Object],[object Object],[object Object]
Intermediaries ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Merchant Banker  ,[object Object],[object Object]
MB –Category  ,[object Object],[object Object],[object Object],[object Object]
Merchant banking  SEBI guidelines ,[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
ROLE OF MERCHANT BANKER IN PUBLIC ISSUE ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
MANAGING PUBLIC ISSUE ,[object Object],[object Object],[object Object],[object Object],[object Object]
RESPONSIBILITIES OF LEAD MANAGERS   ,[object Object],[object Object],[object Object],[object Object]
MERCHANT BANKING ORGANISATIONS IN INDIA ,[object Object],[object Object],[object Object],[object Object],[object Object]
ACTION AGAINST MERCHANT BANKERS ,[object Object],[object Object],[object Object],[object Object],[object Object]
ACTION AGAINST MERCHANT BANKERS  (contd..) ,[object Object],[object Object]
THANKS  ANY ?

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Capital market

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  • 3. CAPITAL MARKET PRIMARY Securities issued to The investors directly IPO/FPO SECONDARY Traded in exchanges SEBI
  • 4. Policy and Regulation NSE/BSE/RSE Players Asset Classes Rating Agencies Accounting Standards SEBI, RBI,IRDA Electronic Trading, Settlement systems MFs, FIIs, Hedge Funds, Pvt Equity investors, Prof Fund Mgr, Pvt Bkg arms of Banks Private equity, debt, Equities, derivatives ICRA, FITCH, CARE, CRISIL The drivers for transition ICAI
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  • 20. Eligibility norms for public offer
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