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SCELC Colloquium, 6 March 2013




A System-wide
Perspective on SCELC
Library Collections
Constance Malpas
Program Officer
OCLC Research

Follow me @ConstanceM




     The world’s libraries. Connected.      With thanks to Brian Lavoie
Aggregate resource comprising millions of
                                            titles, tense of millions of WorldCat
                                     holdings, including ~1M titles unique in WorldCat
                                                           ‘system’

                             Diverse range of institution and library types with
                            robust resource sharing network … an ecosystem


                                    Membership spans 3 mega-regions:
                                      NorCal, SoCal and Dal-Austin




The world’s libraries. Connected.
Overview

• SCELC eco-system: resources & infrastructure
• Mega-regional context: NorCal & SoCal
• Right-scaling stewardship solutions




    The world’s libraries. Connected.
Group Scale

SCELC Ecosystem



  The world’s libraries. Connected.
Growth in SCELC Library Holdings in WorldCat
                                                      Jan 2012 – Jan 2013
                    100%



                                                               Median holdings in January 2013: 110K titles
                    80%
                                                               Median growth Jan 2012 – Jan 2013: +2%

                    60%
                                                                   Considerable volatility at institutional scale
   Percent Growth




                                                                   A few libraries exhibit negative growth
                    40%                                            Collectively, a pattern of moderate, sustained growth


                    20%




                     0%
                           0               500,000          1,000,000        1,500,000         2,000,000   2,500,000   3,000,000
                                                                     SCELC Member Holdings in WorldCat

                    -20%

Based on analysis of 104 SCELC holding symbols; some outliers have been excluded from this graph to improve legibility.

                               The world’s libraries. Connected.                                             OCLC Research, 2013
Institutional Infrastructure


                                                      Non-ARL academic libraries constitute
                                                      majority of SCELC membership and hold
                                                      more than 75% of aggregate inventory

             Library Type                          Percent of SCELC     Percent of SCELC
                                                   Library Population   Aggregate Holdings
             Non-ARL Academic                             82%                   77%
   (
       *   ) Special
             ARL
                                                          13%
                                                          2%
                                                                               10%
                                                                               13%
       *     Other                                        3%                   <1%


              *    Institutions with stewardship mandate and preservation capacity



Based on analysis of 104 SCELC holding library symbols

               The world’s libraries. Connected.                                  OCLC Research, 2013
Average Distribution of WorldCat Holdings
                              for Titles in SCELC Member Libraries

     70%
                                                     10% held by <10 libraries
     60%                                              6% held by 10-24 libraries
                                                     19% held by 25-99 libraries
     50%
                                                     65% held by >99 libraries
     40%

     30%

     20%

     10%

      0%
                    1                 2 to 9                10 to 24             25-99    >99
                                                  Holding Libraries (WorldCat)




Based on average WorldCat holdings distribution for 104 SCELC libraries

              The world’s libraries. Connected.                                          OCLC Research, 2013
Mega-regional perspective

NorCal and SoCal



  The world’s libraries. Connected.
Where to draw the line?




What does the distribution of
library resources tell us?


       The world’s libraries. Connected.        http://www.maps.com/map.aspx?pid=17252
Why focus on ‘mega-regions’?

• Mega-regions differ from informal NorCal, SoCal
  boundaries because they reflect the actual
  organization of regional economic activity
• A useful framework for examining distribution of
  library resources and infrastructure, a ‘natural unit’ of
  measure
• Helps situate print management within broader
  networks of economic exchange; builds on existing
  organizational infrastructure and institutional
  interests

     The world’s libraries. Connected.
Print Books in California Mega-Regions

               NorCal                                        SoCal




 Regional print book collection                Regional print book collection
 • 12,481,999 discrete titles                  • 9,771,974 discrete titles

 • 40,154,364 holdings in 775 libraries        • 39,969,816 holdings in 774 libraries
 • 3.22 holdings per title on average          • 4.09 holdings per title on average

 • Median age: 23 (i.e. published 1988)        • Median age: 30 (i.e. published 1981)


     27% of titles in North America           21% of print book titles in North America
     >1.5M titles unique to NorCal                 > 900K titles unique to SoCal


          The world’s libraries. Connected.                          OCLC Research, 2013
Print Book Holdings by Library Type

 Majority of regional print book inventory is held by academic libraries


                NorCal                           SoCal
                    N = 40M holdings                 N = 40M holdings




        The world’s libraries. Connected.                OCLC Research, 2013
Print Book Holdings by Academic Library Type

                   …mostly in non-ARL academic libraries


               NorCal                             SoCal
                  N = 22M academic holdings        N = 26M academic holdings




                           35%                              37%


                           20%                               27%



       The world’s libraries. Connected.                   OCLC Research, 2013
Regional collections are complementary

Each enriches scope of collective resource

                                                      NorCal
>6M titles not duplicated in SoCal                     duplicates 63% of SoCal collection




                                                      SoCal
>3MK titles not duplicated in NorCal                    duplicates 49% of NorCal collection



                                              Each contributes preservation value


          The world’s libraries. Connected.                              OCLC Research, 2013
Summing up

  Regional context for shared print management differs


               NorCal                                 SoCal



  • More titles, more holdings             • Fewer titles, fewer holdings
  • Less duplication at intra-             • More duplication at intra-
    regional and inter-regional              regional and inter-regional
    scale                                    scale
  • Lesser part of inventory held          • Greater part of inventory held
    by ARLs                                  by ARLs
  • Fewer options for                      • More options for redistribution
    redistribution of stewardship            of stewardship

       The world’s libraries. Connected.                       OCLC Research, 2013
Scaling up

SCELC in
System-wide
Context

  The world’s libraries. Connected.
Print Books in SCELC Libraries

• On average, print book titles account for ~75% of
  individual SCELC library holdings in WorldCat
• As of January 2013, an aggregate resource of nearly
  5.3M discrete titles, 13.7M holdings
                                                      Print Book Titles
• Average 2.6 SCELC                                  in SCELC Libraries
  holdings per title                     5,300,000                       5,271,295

                                         5,200,000

• Scope of collection is                 5,100,000
                                         5,000,000     4,948,924         +7%
  growing                                4,900,000
                                         4,800,000
                                         4,700,000
                                                     January 2011      January 2013


     The world’s libraries. Connected.                              OCLC Research, 2013
Scale Matters: Assessing Print Preservation Risks




                                              ~86% of print
                                              books in SCELC
                                              collective
                                              collection are
                                              held by fewer
                                              than 5 libraries
                                              in group


N = 5,271,295 titles

          The world’s libraries. Connected.   OCLC Research, 2013
Scale Matters: Assessing Print Preservation Risks
                                                    ~86% of print
                                                    books in SCELC
                                                    collective
                                                    collection are
                                                    held by fewer
                                                    than 5 libraries
                                                    in group
                                                    ~16% of print
                                                    books in
                                                    ASERL/WRLC
                                                    collective
                                                    collection are
                                                    held by fewer
                                                    than 5 libraries
                                                    in WorldCat
N = 5,271,295 titles


                The world’s libraries. Connected.   OCLC Research, 2013
What do SCELC libraries have to offer as a regional preservation asset?


 Collectively, SCELC libraries hold 5.3M print book
 titles, representing

                     28% of the NorCal regional collection
                                            (NorCal duplicates 70% of SCELC)


                     47% of the SoCal regional collection
                                            (SoCal duplicates 93% of SCELC)

 does SCELC want to assume sole responsibility for
 managing these books as a regional resource?
                                                   Probably not.
        The world’s libraries. Connected.
Could SCELC libraries strike bargains with regional print management hubs?



                                             Might provide
                                             preservation / access
        Very Large                           services for average
        Repository X                         15% of SCELC
                                             holdings in NorCal



                                             Might provide
                                             preservation / access
        Very Large                           services for average
        Repository Y
                                             16% of SCELC
                                             holdings in SoCal




         The world’s libraries. Connected.
A cooperative preservation and access strategy
               SCELC Library Overlap with Regional Repositories
                                   NorCal repository   SoCal repository
 50%

 45%

 40%
                                                                          might recover
 35%
                                                                          >15K linear feet
 30%                                                                      of shelf space
              might recover
 25%          >8K linear feet
              of shelf space
 20%

 15%

 10%

  5%

  0%
         WR$




       WUOHS
          SP1



         GTX
          SJG




          SYF




        ANTIO




          JPG
         SKN




           PPI




         CHM
         DSR



         CPU




         ACD




         CBC
       CAACT




           CIJ
          FPD




       MGSOL




          STA




         SRQ




         CPC




         KDM
          HN#

         GGB




          CC9
         GGY
         OR3
         GH0




          C5U




         CSM
         CUF
         UOP




          LFE
          TJP




          QP9




         CCT
         MEC




         C7M




          YU0
         CUH




         CKV




          CAF
          MIO



          MIQ




         CHC




         SCB
         CNU




         CMM




          LGV



          CBF
           CIA




          CFT
          LUB




         SXQ




          MXL




         TGW
         CAW




       The world’s libraries. Connected.                                       OCLC Research, 2013
What can SCELC libraries worry less about preserving?

                                                                    Duplication between SCELC Library Collections
                                                                             and HathiTrust Digital Library
                                                70%
 Percent of Holdings Duplicated in HathiTrust




                                                60%
                                                                                 About 30% of your collection, on average
                                                50%



                                                40%



                                                30%
                                                                                                                    26%              in copyright
                                                20%



                                                10%
                                                                                                                                3%
                                                                                                                                         public domain
                                                0%
                                                      0             500,000           1,000,000         1,500,000        2,000,000        2,500,000    3,000,000

                                                                                                  Holdings in WorldCat
As of January 2012.


                                                          The world’s libraries. Connected.                                                OCLC Research, 2013
Where should SCELC libraries be focusing more preservation effort?

                 WorldCat Holdings for Print Book Titles in SCELC Libraries

     1,800,000
                                                                    Look to other
                                                                      partners
     1,600,000         Preserve as
                       institutional                          Strike
     1,400,000            assets                           agreements
     1,200,000
                                                          within SCELC

     1,000,000


       800,000


       600,000


       400,000


       200,000


             0
                   1 to 4 libraries    5 to 9 libraries   10-24 libraries   25 to 99 libraries   >99 libraries
N = 5,271,295 titles


                 The world’s libraries. Connected.                                                 OCLC Research, 2013
Parting Thoughts

• SCELC libraries manage a significant collective
  resource for which traditional, institution-scale
  stewardship models may not be sustainable.
• Assessing preservation risks at group scale may
  lead to misjudgments about locus and level of
  investment.
• Scaling up to regional and network level
  infrastructure reveals more opportunities to
  redistribute and ‘right-scale’ stewardship
  solutions.

    The world’s libraries. Connected.
malpasc@oclc.org


Thanks for your
attention.


   The world’s libraries. Connected.

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SCELC Colloquium Perspective on Regional Library Collections

  • 1. SCELC Colloquium, 6 March 2013 A System-wide Perspective on SCELC Library Collections Constance Malpas Program Officer OCLC Research Follow me @ConstanceM The world’s libraries. Connected. With thanks to Brian Lavoie
  • 2. Aggregate resource comprising millions of titles, tense of millions of WorldCat holdings, including ~1M titles unique in WorldCat ‘system’ Diverse range of institution and library types with robust resource sharing network … an ecosystem Membership spans 3 mega-regions: NorCal, SoCal and Dal-Austin The world’s libraries. Connected.
  • 3. Overview • SCELC eco-system: resources & infrastructure • Mega-regional context: NorCal & SoCal • Right-scaling stewardship solutions The world’s libraries. Connected.
  • 4. Group Scale SCELC Ecosystem The world’s libraries. Connected.
  • 5. Growth in SCELC Library Holdings in WorldCat Jan 2012 – Jan 2013 100% Median holdings in January 2013: 110K titles 80% Median growth Jan 2012 – Jan 2013: +2% 60% Considerable volatility at institutional scale Percent Growth A few libraries exhibit negative growth 40% Collectively, a pattern of moderate, sustained growth 20% 0% 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 SCELC Member Holdings in WorldCat -20% Based on analysis of 104 SCELC holding symbols; some outliers have been excluded from this graph to improve legibility. The world’s libraries. Connected. OCLC Research, 2013
  • 6. Institutional Infrastructure Non-ARL academic libraries constitute majority of SCELC membership and hold more than 75% of aggregate inventory Library Type Percent of SCELC Percent of SCELC Library Population Aggregate Holdings Non-ARL Academic 82% 77% ( * ) Special ARL 13% 2% 10% 13% * Other 3% <1% * Institutions with stewardship mandate and preservation capacity Based on analysis of 104 SCELC holding library symbols The world’s libraries. Connected. OCLC Research, 2013
  • 7. Average Distribution of WorldCat Holdings for Titles in SCELC Member Libraries 70% 10% held by <10 libraries 60% 6% held by 10-24 libraries 19% held by 25-99 libraries 50% 65% held by >99 libraries 40% 30% 20% 10% 0% 1 2 to 9 10 to 24 25-99 >99 Holding Libraries (WorldCat) Based on average WorldCat holdings distribution for 104 SCELC libraries The world’s libraries. Connected. OCLC Research, 2013
  • 8. Mega-regional perspective NorCal and SoCal The world’s libraries. Connected.
  • 9. Where to draw the line? What does the distribution of library resources tell us? The world’s libraries. Connected. http://www.maps.com/map.aspx?pid=17252
  • 10. Why focus on ‘mega-regions’? • Mega-regions differ from informal NorCal, SoCal boundaries because they reflect the actual organization of regional economic activity • A useful framework for examining distribution of library resources and infrastructure, a ‘natural unit’ of measure • Helps situate print management within broader networks of economic exchange; builds on existing organizational infrastructure and institutional interests The world’s libraries. Connected.
  • 11. Print Books in California Mega-Regions NorCal SoCal Regional print book collection Regional print book collection • 12,481,999 discrete titles • 9,771,974 discrete titles • 40,154,364 holdings in 775 libraries • 39,969,816 holdings in 774 libraries • 3.22 holdings per title on average • 4.09 holdings per title on average • Median age: 23 (i.e. published 1988) • Median age: 30 (i.e. published 1981) 27% of titles in North America 21% of print book titles in North America >1.5M titles unique to NorCal > 900K titles unique to SoCal The world’s libraries. Connected. OCLC Research, 2013
  • 12. Print Book Holdings by Library Type Majority of regional print book inventory is held by academic libraries NorCal SoCal N = 40M holdings N = 40M holdings The world’s libraries. Connected. OCLC Research, 2013
  • 13. Print Book Holdings by Academic Library Type …mostly in non-ARL academic libraries NorCal SoCal N = 22M academic holdings N = 26M academic holdings 35% 37% 20% 27% The world’s libraries. Connected. OCLC Research, 2013
  • 14. Regional collections are complementary Each enriches scope of collective resource NorCal >6M titles not duplicated in SoCal duplicates 63% of SoCal collection SoCal >3MK titles not duplicated in NorCal duplicates 49% of NorCal collection Each contributes preservation value The world’s libraries. Connected. OCLC Research, 2013
  • 15. Summing up Regional context for shared print management differs NorCal SoCal • More titles, more holdings • Fewer titles, fewer holdings • Less duplication at intra- • More duplication at intra- regional and inter-regional regional and inter-regional scale scale • Lesser part of inventory held • Greater part of inventory held by ARLs by ARLs • Fewer options for • More options for redistribution redistribution of stewardship of stewardship The world’s libraries. Connected. OCLC Research, 2013
  • 16. Scaling up SCELC in System-wide Context The world’s libraries. Connected.
  • 17. Print Books in SCELC Libraries • On average, print book titles account for ~75% of individual SCELC library holdings in WorldCat • As of January 2013, an aggregate resource of nearly 5.3M discrete titles, 13.7M holdings Print Book Titles • Average 2.6 SCELC in SCELC Libraries holdings per title 5,300,000 5,271,295 5,200,000 • Scope of collection is 5,100,000 5,000,000 4,948,924 +7% growing 4,900,000 4,800,000 4,700,000 January 2011 January 2013 The world’s libraries. Connected. OCLC Research, 2013
  • 18. Scale Matters: Assessing Print Preservation Risks ~86% of print books in SCELC collective collection are held by fewer than 5 libraries in group N = 5,271,295 titles The world’s libraries. Connected. OCLC Research, 2013
  • 19. Scale Matters: Assessing Print Preservation Risks ~86% of print books in SCELC collective collection are held by fewer than 5 libraries in group ~16% of print books in ASERL/WRLC collective collection are held by fewer than 5 libraries in WorldCat N = 5,271,295 titles The world’s libraries. Connected. OCLC Research, 2013
  • 20. What do SCELC libraries have to offer as a regional preservation asset? Collectively, SCELC libraries hold 5.3M print book titles, representing 28% of the NorCal regional collection (NorCal duplicates 70% of SCELC) 47% of the SoCal regional collection (SoCal duplicates 93% of SCELC) does SCELC want to assume sole responsibility for managing these books as a regional resource? Probably not. The world’s libraries. Connected.
  • 21. Could SCELC libraries strike bargains with regional print management hubs? Might provide preservation / access Very Large services for average Repository X 15% of SCELC holdings in NorCal Might provide preservation / access Very Large services for average Repository Y 16% of SCELC holdings in SoCal The world’s libraries. Connected.
  • 22. A cooperative preservation and access strategy SCELC Library Overlap with Regional Repositories NorCal repository SoCal repository 50% 45% 40% might recover 35% >15K linear feet 30% of shelf space might recover 25% >8K linear feet of shelf space 20% 15% 10% 5% 0% WR$ WUOHS SP1 GTX SJG SYF ANTIO JPG SKN PPI CHM DSR CPU ACD CBC CAACT CIJ FPD MGSOL STA SRQ CPC KDM HN# GGB CC9 GGY OR3 GH0 C5U CSM CUF UOP LFE TJP QP9 CCT MEC C7M YU0 CUH CKV CAF MIO MIQ CHC SCB CNU CMM LGV CBF CIA CFT LUB SXQ MXL TGW CAW The world’s libraries. Connected. OCLC Research, 2013
  • 23. What can SCELC libraries worry less about preserving? Duplication between SCELC Library Collections and HathiTrust Digital Library 70% Percent of Holdings Duplicated in HathiTrust 60% About 30% of your collection, on average 50% 40% 30% 26% in copyright 20% 10% 3% public domain 0% 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 Holdings in WorldCat As of January 2012. The world’s libraries. Connected. OCLC Research, 2013
  • 24. Where should SCELC libraries be focusing more preservation effort? WorldCat Holdings for Print Book Titles in SCELC Libraries 1,800,000 Look to other partners 1,600,000 Preserve as institutional Strike 1,400,000 assets agreements 1,200,000 within SCELC 1,000,000 800,000 600,000 400,000 200,000 0 1 to 4 libraries 5 to 9 libraries 10-24 libraries 25 to 99 libraries >99 libraries N = 5,271,295 titles The world’s libraries. Connected. OCLC Research, 2013
  • 25. Parting Thoughts • SCELC libraries manage a significant collective resource for which traditional, institution-scale stewardship models may not be sustainable. • Assessing preservation risks at group scale may lead to misjudgments about locus and level of investment. • Scaling up to regional and network level infrastructure reveals more opportunities to redistribute and ‘right-scale’ stewardship solutions. The world’s libraries. Connected.
  • 26. malpasc@oclc.org Thanks for your attention. The world’s libraries. Connected.

Notes de l'éditeur

  1. As a native Californian, I can vouch for the cultural significance of the divide between Northern California and Southern California, or NorCal and SoCal.I was pleased to come upon this map which confirms my personal suspicion that Northern California really is the more significant ‘half’ of the state. This map draws the line at the point where census tract population data suggest there is an equal number of people on either side of the line. This tells us something about the population density of Southern California cities.What would happen if established boundaries based on the distribution of library resources in CA?
  2. With my colleague Brian Lavoie, have been working for the last year on a project that uses the concept of a mega-region to explore possible regional consolidations of library collections.