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Dr. Maria Kapsali HaCIRIC Research Associate
                                                                             Work: European Policy and Operational Change
Research theme                                                                     Policy design and healthcare innovation projects:
4. Policy problems and related
   priorities for research                                                         the design of implementation policy instruments

The research problem                             The theory                                           The method                                                       The results
                                                                                                      • 12 healthcare technology deployment projects (adoption
 Problem:                                         Literature says:                                                                                                     • The first case (EARSS) shows that by
                                                                                                        and use of telemedicine) grouped into 2 embedded multiple
 • The evaluation of healthcare innovation                                                              case studies: the EARSS case and the eTEN case.                  using an open systems approach a project
   projects is difficult to achieve accurately    • CLOSED systems control complexity in                                                                                 achieves most of its targets, attributed to:
                                                    and out of the system – project through           • Each case was run under a different policy programme with
 • A lot of resource is going to unsuccessful                                                           a different set of implementation instruments in place.          1. The flexibility in decision making to
                                                    procedures to monitor process
   projects that do not achieve their target        compliance                                                                                                              adjust plans and activities
   outcomes                                       • OPEN systems adjust to complexity                                                                                    2. Managing the internal and external
                                                    with internal management mechanisms                                                                                     boundaries.
 Question: WHY?                                     and boundary management
                                                                                                     The findings                                                        3. The alignment of policy goals with
 • Policy implementation instruments, such        1. Policy design of instruments and                                                                                       project activities.
   as evaluation procedures and metrics and          project management practices mostly
                                                     follow a closed systems approach
                                                                                                      • 3 projects (EARSS case) were successful and 9
   participation rules, are not suitable for                                                            (eTEN case) were not.                                          • The second case (eTEN) shows that under
   managing healthcare innovation projects                               .   ,                        • Successful projects were managed and
                                                  2. The application of open systems                                                                                     a closed system approach a project:
   (as they were initially made to control                                                              evaluated through critical minimum specifications
                                                     thinking in empirical studies is inhibited                                                                           1. Does not have the flexibility to manage
   processes in engineering / construction           by the lack of constructs-metrics that             based on outcomes – the others were managed
   projects)                                         are easily operationalisable and
                                                                                                                                                                             change due to the focus on controlling
                                                                                                        through traditional top down review procedures
   WHY?                                              measurable.                                                                                                             the activities in the project process.
 • Because the design of policy                                                                                                                                           2. This leads to weak leadership and in-
                                                                                                           Open systems thinking was practiced in project                    group problems.
   implementation instruments presupposes         3. Different perspectives on the theories
                                                     of implementation of innovation policy                management through minimum critical
   that process change can be tightly                                                                      specifications and boundary management.                        3. Because of buffering the system and
                                                     have not generated a common
   controlled through bureaucratic                   generalizable theory and suffer from                                                          Implementation            standardizing boundary management,
   procedures and compliance to                      lack of consensus on measures,                  Causal connectedness between policy           instruments               the project managers could not deal
   bureaucratic rules                                factors of success and research                 implementation instruments and                confine                   with operational complexity.
                                                     analysis units.                                 project management practices was              managerial action
                                                                                                     the reason why projects failed..              and choice
                                                                                                                                                                       An open systems approach is more useful
                                                                                                                                                                         for projects of high complexity and
Conclusions                                                                                 Unrealistic
                                                                                                                  Implementation instruments focused on
                                                                                                                  controlling-evaluating project activities
                                                                                                                                                                         unpredictability like innovation projects.
Priorities for future health policy research                                                expectations          (not outcomes) in terms of time, cost and
                                                                                                                  quality, and interfered with project
                                                                                            Tension between       management practices..
 1. Develop metrics that link managerial / project metrics (time,                           policy goals and
    cost and quality) to minimum critical outcomes and                                      implementation                 The successful projects established the
    boundary management (rather than the project process)                                   instruments                    minimum critical outcomes in each phase in                                 Contact details:
    and embed flexibility in them.                                                                                         terms of time, cost and quality (not the                                   Dr Maria Kapsali
                                                                                                                           outputs of workpackages) and allowed                             m.kapsali@imperial.ac.uk
 2. Base the design of implementation instruments                                                                          flexibility in changing formal plans through                           +44 (0)20 7594 6491
                                                                                                                           managerial autonomy..
    (evaluation and participation rules) on these metrics                                                                                                                                              www.haciric.org
                                                                                                                                                                                    www.imperial.ac.uk/business-school

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Policy Design @ HSREPP 2010 Conference the Hague

  • 1. Dr. Maria Kapsali HaCIRIC Research Associate Work: European Policy and Operational Change Research theme Policy design and healthcare innovation projects: 4. Policy problems and related priorities for research the design of implementation policy instruments The research problem The theory The method The results • 12 healthcare technology deployment projects (adoption Problem: Literature says: • The first case (EARSS) shows that by and use of telemedicine) grouped into 2 embedded multiple • The evaluation of healthcare innovation case studies: the EARSS case and the eTEN case. using an open systems approach a project projects is difficult to achieve accurately • CLOSED systems control complexity in achieves most of its targets, attributed to: and out of the system – project through • Each case was run under a different policy programme with • A lot of resource is going to unsuccessful a different set of implementation instruments in place. 1. The flexibility in decision making to procedures to monitor process projects that do not achieve their target compliance adjust plans and activities outcomes • OPEN systems adjust to complexity 2. Managing the internal and external with internal management mechanisms boundaries. Question: WHY? and boundary management The findings 3. The alignment of policy goals with • Policy implementation instruments, such 1. Policy design of instruments and project activities. as evaluation procedures and metrics and project management practices mostly follow a closed systems approach • 3 projects (EARSS case) were successful and 9 participation rules, are not suitable for (eTEN case) were not. • The second case (eTEN) shows that under managing healthcare innovation projects . , • Successful projects were managed and 2. The application of open systems a closed system approach a project: (as they were initially made to control evaluated through critical minimum specifications thinking in empirical studies is inhibited 1. Does not have the flexibility to manage processes in engineering / construction by the lack of constructs-metrics that based on outcomes – the others were managed projects) are easily operationalisable and change due to the focus on controlling through traditional top down review procedures WHY? measurable. the activities in the project process. • Because the design of policy 2. This leads to weak leadership and in- Open systems thinking was practiced in project group problems. implementation instruments presupposes 3. Different perspectives on the theories of implementation of innovation policy management through minimum critical that process change can be tightly specifications and boundary management. 3. Because of buffering the system and have not generated a common controlled through bureaucratic generalizable theory and suffer from Implementation standardizing boundary management, procedures and compliance to lack of consensus on measures, Causal connectedness between policy instruments the project managers could not deal bureaucratic rules factors of success and research implementation instruments and confine with operational complexity. analysis units. project management practices was managerial action the reason why projects failed.. and choice An open systems approach is more useful for projects of high complexity and Conclusions Unrealistic Implementation instruments focused on controlling-evaluating project activities unpredictability like innovation projects. Priorities for future health policy research expectations (not outcomes) in terms of time, cost and quality, and interfered with project Tension between management practices.. 1. Develop metrics that link managerial / project metrics (time, policy goals and cost and quality) to minimum critical outcomes and implementation The successful projects established the boundary management (rather than the project process) instruments minimum critical outcomes in each phase in Contact details: and embed flexibility in them. terms of time, cost and quality (not the Dr Maria Kapsali outputs of workpackages) and allowed m.kapsali@imperial.ac.uk 2. Base the design of implementation instruments flexibility in changing formal plans through +44 (0)20 7594 6491 managerial autonomy.. (evaluation and participation rules) on these metrics www.haciric.org www.imperial.ac.uk/business-school