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Research Methods
and
Biostatistics
Dr. Kusum Gaur
Professor & Head, PSM
WHO Fellow IEC
* Few jewels from ocean
Key Definitions
2
Research
Research is a systematized effort
to gain new knowledge
or to test previously established facts
Methods to convert
a research problem into
an operational one to get conclusions
Systematic analysis of data
to draw accurate conclusions
Research Methods
Statistical Analysis
Research Problem Research Method
Relation b/w Research Problem and Research Method
Compatible
Research Method Statistical Method
Relation b/w Research Method and Statistical Method
Compatible
Define
ResearchProblem
Review of
Literature
Methodology
Data
Collection
forPretest
Execution
Data
Collection
AnalysisInferences
Execution
Process of Concluding
Reporting
Planning
1
6
5
4
32
8 7
Study Design
A study design is a specific plan or protocol
for conducting the study to translate the
conceptual hypothesis into an operational one.
Ambidirectional
Direction of Study
Backward Forward
ProspectiveRetrospective
Cross sectional
Decision Tree
Observational Study
No Yes
Experimental Study
Comparison Group
Descriptive Study Analytic Study
Cohort Study
Cross-Sectional Study
Case-Control Study
Direction of Study
E O
No Yes
E O
E = O
Randomization
Blinding
Control
Intervention Done
Epidemiological Study Design
Observational Studies
 Descriptive Studies
Analytic
Cross-Sectional
Case-Control
Cohort
Experimental / Interventional studies
As per Control: RCT/NRCT
As per Blinding: Single /Double Blind/Triple
Blind/Open Label
As per Design: Simple/Cross-over
Case reports
Case series
Population studies
Descriptive Studies
Other Name: Case-Series/Population
Unit of Study: Case/Individuals
Study Question: What is happening 
Direction Of Inquiry: at present
Study Design:
☻☻☻☻☻☻ desired information
☻☻☻☻☻☻ about cases/individuals is
collected
Descriptive type of Observational Studies
Describe the research Output
Descriptive Study
Where?
What type of places ?
What are the factors responsible?
Outcome Analysis & Inferences
Qualitative data: Percentage and Proportions
Quantitative data: Mean and SD
Ordinal data: Median and Percentiles
 Data collected at a single point in time
 Describes associations
 Prevalence
A “Snapshot”
Cross-sectional Studies
Other Name: Prevalence Study
Unit of Study: Individual
Study Question: What is happening 
Direction of Inquiry: at present
Study Design
Population

Diseased
Not
Exposed
to Factor
Exposed
to Factor

Non-
Disease
Exposed to
Factor
Not
Exposed to
Factor
Cross-sectional Studies
Significance Tests
Chi-square Test in Qualitative data
Unpaired ‘t’ Test in Quantitative data
Mann Whitny Test in Ordinal data
To find out association
Significance of difference of exposure
in with and without diseased
Analysis
&
Inference
Cross-sectional Studies
 Start with people who have disease(Cases)
 Match them with controls that do not have
disease (Match Confounding)
 Look back and assess exposures
Case-Control Studies
Other Name Retrospective Study
Unit of Study Cases/Control
Study Question What has happened 
Direction of Inquiry= F O
Study Design
 Cases
Not
Exposed
Exposed
Control
Exposed
Not
Exposed
Case-Control Studies
Significance Tests
Chi-square Test in Qualitative data
Unpaired ‘t’ Test in Quantitative data
Mann Whitny Test in Ordinal data
To find out association
1. Significance of difference of exposure
in with and without diseased
2. Odd’s Ratio (Risk in times)
Analysis
&
Inference
Case-control Studies
 Begin with disease-free individuals
 Classify patients as exposed/unexposed
 Record outcomes in both groups
 Compare outcomes using relative risk
Cohort Studies
Other Name Prospective / Follow-up Study/Incidence Study
Unit of Study Individual
Study Question What will happen 
Direction of Inquiry F O
Study Design
Cohort
Exposed to
Factor
Not Non
Diseased
Not
Exposed to
Factor
Diseased
Diseased
Non-Diseased
Cohort Studies
Significance Tests
Chi-square Test in Qualitative data
Unpaired ‘t’ Test in Quantitative data
Mann Whitny Test in Ordinal data
To find out association
1. Significance of difference of exposure
in with and without diseased
2. Odd’s Ratio (Risk in times)
3. Relative Risk
4. Attributed RiskAnalysis
&
Inference
Cohort Studies
Clinical trials provide the “gold standard” of
determining the relationship between factor
and the event
Experimental Studies
A clinical trial is a comparative, prospective
experiment conducted in human subjects
Quality of Experimental Study
Control
Randomization
Blinding
Cross-Over
Controls
Controls give better comparison for
better estimates of effect
Concurrent Parallel Design (RCT)
Sequential RCT Design
RCT with External Control
Randomization
Randomization: Random distribution of subjects in
experimental groups is done by giving equal chance to
every subject to be included in either of experimental
group.
Simple random: Subjects were distributed in various
experimental group either by lottery method or chit box
method or by computer generated random numbers.
Systemic random: Subjects were distributed in various
experimental group by systematic like alternate
allocation, every 3rd etc.
First group may be chosen by either by lottery method
or chit box method then with a system.
Blinding
Good practice: Factors that can affect the evaluation of
outcome should not be permitted to influence the
evaluation process
Single-blind: Patient does not know the type of Rx given to
him/her
Double-blind design: Neither patient nor doctor knows
which Rx is given to which patient
Triple-blind design: Neither patient nor doctor nor outcome
evaluator knows which Rx is given to which patient
Open label design: Everyone i.e. patient, doctor, outcome
evaluator knows which Rx is given to which patient
Steps of Experimental Study
Drawing up a Protocol
Reference Population
Sample Population
Randomization
Experimental Group Control Group
Manipulation/Intervention
Follow - up
Assessment of Outcome
Inclusion Criteria
Exclusion Criteria Excluded
Inferences
Experimental Study
Other Name Intervention Study
Objective To know the effect of intervention
Unit of Study Individual meeting entry criteria
Study Question What will happen after
intervention in groups 
Direction of Inquiry I E
Study Design:
1. Before and After Comparison
2. Comparison with Placebo
3. Comparison Of two medicine/procedure/tests
4. Comparison Of > two medicine/procedure/tests
Intervention Study - Design 1
(Comparison of Effect before and after )
Cases
Meeting
Entry criteria
Pre Intervention
Assessment
Outcomes
Follow ups
Intervention
Post Intervention
Outcomes
Outcome Analysis
Inferences
Intervention Study - Design 2
(Comparison of Effect with Placebo )
Cases
Meeting
Entry criteria
Group -2Group - 1
Outcome
Intervention PlaceboIntervention
Outcome
Randomization
Follow up
Outcome Analysis
Inferences
Pre-I
A-Outcomes
Pre-I
A-Outcomes
Intervention Study - Design 3
(Comparison of Effect of Two Interventions)
Cases
Meeting
Entry criteria
Group -2Group - 1
Outcome
Intervention 1 Intervention 2Intervention
Outcome
Randomization
Follow up
Outcome Analysis
Inferences
Pre-I
A-Outcomes
Pre-I
A-Outcomes
Intervention Study – Design 4
(Comparison of Effect of >Two Interventions)
Cases
Meeting
Entry criteria
Group -2Group - 1
Outcome
Intervention 1 Intervention 2
Outcome
Randomization
Follow up
Outcome Analysis
Inferences
Group -3
Outcome
Intervention 3
Follow up
Cross over Intervention Study
Cases
Meeting
Entry criteria
Group -2Group - 1
Intervention 1 Intervention 2
Wash out period
Randomization
Cross Over
Outcome Analysis
Outcome Outcome
Group -1Group - 2
Intervention 1 Intervention 2
Outcome Outcome
Pre-I
A-Outcomes
Pre-I
A-Outcomes
Dr. Kusum Gaur
Type of Research Problems :
to Compare 2 Independent Groups
Cases
Control
Change in
Outcomes
Change in
Outcomes
Analysis & Inference:
Chi-square Test in Qualitative data
Unpaired ‘t’ Test in Quantitative data
Mann Whitny Test in Ordinal data
Intervention
Dr. Kusum Gaur
Type of Research Problems :
to Compare >2 Independent Groups
study
Gp ‘A’
Control
Change in
Outcomes
Change in
Outcomes
Analysis & Inference:
Chi-square Test in Qualitative data
ANOVA Test in Quantitative data
Kruskal Wallis Test in Ordinal data
Study
Gp ‘B’
Change in
Outcomes
Intervention
Dr. Kusum Gaur
Type of Research Problems :
to Compare 2 Dependent Observations
Study
Gp
Pre-
intervention
Outcomes
Post-
intervention
Outcomes
Analysis & Inference:
Mec Nemar Test in Qualitative data
Paired ‘t’ Test in Quantitative data
Wilcoxon Test in Ordinal data
Intervention
Dr. Kusum Gaur
Type of Research Problems :
to Compare >2 Dependent Observations
Study
Gp
Pre-
intervention
Outcomes
1st Follow-up
Outcomes
Analysis & Inference:
Cohrane Test in Qualitative data
Repeated ANOVA Test in Quantitative
Friedmen Test in Ordinal data
2nd Follow-
up Outcomes
Intervention
STUDY QUESTIONS AND APPROPRIATE DESIGNS
Type of Question Appropriate Study Design
Burden of illness Field Surveys
- Prevalence Cross Sectional Survey
- Incidence Longitudinal survey
Causation, Risk & Prognosis Case Control Study, Cohort
study, Experimental study
Treatment Efficacy Experimental study
Diagnostic Test Evaluation Experimental study
Cost Effectiveness Experimental study
Programme Evaluation Quasi Experimental study
Hierarchy of Epidemiological Study Design
Generate Hypothesis
Establish Causality
Case Report
Case Series
Cross-Sectional
Case Control
Cohort
Experimental Study
Find Association
Test Hypothesis
Reviews Systemic Reviews Meta-analysis
Web sites related to Statistics
• http://stattrek.com
• http://vassarstat.net
• http://www.scribd.com
• http://www.statistixl.com
• http://statistics calculators.com
• http://stat.ubc.ca/~rollin/stats/ssize/
• ………………………………………………………
……
Computer Softwares in Statistics
• Microsoft Excel
• SPSS
• Epi info
• Epi tab
• Mini tab
• Graph Pad
• Primer
• Medcal
• ……………..
Further Reference from Presenter’s Own
A book entitled '' Community Medicine: Practical
Guide '' authored by me.
My Slide Share presentation on
Biostatics and research methodology,
Research methodology,
Sampling techniques,
Data analysis
My (M) 9414036057
My (e-mail) drkusumgaur@gmail.com
Launching Soon
For Sample size & Analysis
P Value
(A mobile App )
Always there is room for improvement

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Research Methodology - Dr Kusum Gaur

  • 1. Research Methods and Biostatistics Dr. Kusum Gaur Professor & Head, PSM WHO Fellow IEC * Few jewels from ocean
  • 2. Key Definitions 2 Research Research is a systematized effort to gain new knowledge or to test previously established facts Methods to convert a research problem into an operational one to get conclusions Systematic analysis of data to draw accurate conclusions Research Methods Statistical Analysis
  • 3. Research Problem Research Method Relation b/w Research Problem and Research Method Compatible
  • 4. Research Method Statistical Method Relation b/w Research Method and Statistical Method Compatible
  • 6. Study Design A study design is a specific plan or protocol for conducting the study to translate the conceptual hypothesis into an operational one.
  • 7. Ambidirectional Direction of Study Backward Forward ProspectiveRetrospective Cross sectional
  • 8. Decision Tree Observational Study No Yes Experimental Study Comparison Group Descriptive Study Analytic Study Cohort Study Cross-Sectional Study Case-Control Study Direction of Study E O No Yes E O E = O Randomization Blinding Control Intervention Done
  • 9. Epidemiological Study Design Observational Studies  Descriptive Studies Analytic Cross-Sectional Case-Control Cohort Experimental / Interventional studies As per Control: RCT/NRCT As per Blinding: Single /Double Blind/Triple Blind/Open Label As per Design: Simple/Cross-over
  • 10. Case reports Case series Population studies Descriptive Studies
  • 11. Other Name: Case-Series/Population Unit of Study: Case/Individuals Study Question: What is happening  Direction Of Inquiry: at present Study Design: ☻☻☻☻☻☻ desired information ☻☻☻☻☻☻ about cases/individuals is collected Descriptive type of Observational Studies
  • 12. Describe the research Output Descriptive Study Where? What type of places ? What are the factors responsible? Outcome Analysis & Inferences Qualitative data: Percentage and Proportions Quantitative data: Mean and SD Ordinal data: Median and Percentiles
  • 13.  Data collected at a single point in time  Describes associations  Prevalence A “Snapshot” Cross-sectional Studies
  • 14. Other Name: Prevalence Study Unit of Study: Individual Study Question: What is happening  Direction of Inquiry: at present Study Design Population  Diseased Not Exposed to Factor Exposed to Factor  Non- Disease Exposed to Factor Not Exposed to Factor Cross-sectional Studies
  • 15. Significance Tests Chi-square Test in Qualitative data Unpaired ‘t’ Test in Quantitative data Mann Whitny Test in Ordinal data To find out association Significance of difference of exposure in with and without diseased Analysis & Inference Cross-sectional Studies
  • 16.  Start with people who have disease(Cases)  Match them with controls that do not have disease (Match Confounding)  Look back and assess exposures Case-Control Studies
  • 17. Other Name Retrospective Study Unit of Study Cases/Control Study Question What has happened  Direction of Inquiry= F O Study Design  Cases Not Exposed Exposed Control Exposed Not Exposed Case-Control Studies
  • 18. Significance Tests Chi-square Test in Qualitative data Unpaired ‘t’ Test in Quantitative data Mann Whitny Test in Ordinal data To find out association 1. Significance of difference of exposure in with and without diseased 2. Odd’s Ratio (Risk in times) Analysis & Inference Case-control Studies
  • 19.  Begin with disease-free individuals  Classify patients as exposed/unexposed  Record outcomes in both groups  Compare outcomes using relative risk Cohort Studies
  • 20. Other Name Prospective / Follow-up Study/Incidence Study Unit of Study Individual Study Question What will happen  Direction of Inquiry F O Study Design Cohort Exposed to Factor Not Non Diseased Not Exposed to Factor Diseased Diseased Non-Diseased Cohort Studies
  • 21. Significance Tests Chi-square Test in Qualitative data Unpaired ‘t’ Test in Quantitative data Mann Whitny Test in Ordinal data To find out association 1. Significance of difference of exposure in with and without diseased 2. Odd’s Ratio (Risk in times) 3. Relative Risk 4. Attributed RiskAnalysis & Inference Cohort Studies
  • 22. Clinical trials provide the “gold standard” of determining the relationship between factor and the event Experimental Studies A clinical trial is a comparative, prospective experiment conducted in human subjects
  • 23. Quality of Experimental Study Control Randomization Blinding Cross-Over
  • 24. Controls Controls give better comparison for better estimates of effect Concurrent Parallel Design (RCT) Sequential RCT Design RCT with External Control
  • 25. Randomization Randomization: Random distribution of subjects in experimental groups is done by giving equal chance to every subject to be included in either of experimental group. Simple random: Subjects were distributed in various experimental group either by lottery method or chit box method or by computer generated random numbers. Systemic random: Subjects were distributed in various experimental group by systematic like alternate allocation, every 3rd etc. First group may be chosen by either by lottery method or chit box method then with a system.
  • 26. Blinding Good practice: Factors that can affect the evaluation of outcome should not be permitted to influence the evaluation process Single-blind: Patient does not know the type of Rx given to him/her Double-blind design: Neither patient nor doctor knows which Rx is given to which patient Triple-blind design: Neither patient nor doctor nor outcome evaluator knows which Rx is given to which patient Open label design: Everyone i.e. patient, doctor, outcome evaluator knows which Rx is given to which patient
  • 27. Steps of Experimental Study Drawing up a Protocol Reference Population Sample Population Randomization Experimental Group Control Group Manipulation/Intervention Follow - up Assessment of Outcome Inclusion Criteria Exclusion Criteria Excluded Inferences
  • 28. Experimental Study Other Name Intervention Study Objective To know the effect of intervention Unit of Study Individual meeting entry criteria Study Question What will happen after intervention in groups  Direction of Inquiry I E Study Design: 1. Before and After Comparison 2. Comparison with Placebo 3. Comparison Of two medicine/procedure/tests 4. Comparison Of > two medicine/procedure/tests
  • 29. Intervention Study - Design 1 (Comparison of Effect before and after ) Cases Meeting Entry criteria Pre Intervention Assessment Outcomes Follow ups Intervention Post Intervention Outcomes Outcome Analysis Inferences
  • 30. Intervention Study - Design 2 (Comparison of Effect with Placebo ) Cases Meeting Entry criteria Group -2Group - 1 Outcome Intervention PlaceboIntervention Outcome Randomization Follow up Outcome Analysis Inferences Pre-I A-Outcomes Pre-I A-Outcomes
  • 31. Intervention Study - Design 3 (Comparison of Effect of Two Interventions) Cases Meeting Entry criteria Group -2Group - 1 Outcome Intervention 1 Intervention 2Intervention Outcome Randomization Follow up Outcome Analysis Inferences Pre-I A-Outcomes Pre-I A-Outcomes
  • 32. Intervention Study – Design 4 (Comparison of Effect of >Two Interventions) Cases Meeting Entry criteria Group -2Group - 1 Outcome Intervention 1 Intervention 2 Outcome Randomization Follow up Outcome Analysis Inferences Group -3 Outcome Intervention 3 Follow up
  • 33. Cross over Intervention Study Cases Meeting Entry criteria Group -2Group - 1 Intervention 1 Intervention 2 Wash out period Randomization Cross Over Outcome Analysis Outcome Outcome Group -1Group - 2 Intervention 1 Intervention 2 Outcome Outcome Pre-I A-Outcomes Pre-I A-Outcomes
  • 34. Dr. Kusum Gaur Type of Research Problems : to Compare 2 Independent Groups Cases Control Change in Outcomes Change in Outcomes Analysis & Inference: Chi-square Test in Qualitative data Unpaired ‘t’ Test in Quantitative data Mann Whitny Test in Ordinal data Intervention
  • 35. Dr. Kusum Gaur Type of Research Problems : to Compare >2 Independent Groups study Gp ‘A’ Control Change in Outcomes Change in Outcomes Analysis & Inference: Chi-square Test in Qualitative data ANOVA Test in Quantitative data Kruskal Wallis Test in Ordinal data Study Gp ‘B’ Change in Outcomes Intervention
  • 36. Dr. Kusum Gaur Type of Research Problems : to Compare 2 Dependent Observations Study Gp Pre- intervention Outcomes Post- intervention Outcomes Analysis & Inference: Mec Nemar Test in Qualitative data Paired ‘t’ Test in Quantitative data Wilcoxon Test in Ordinal data Intervention
  • 37. Dr. Kusum Gaur Type of Research Problems : to Compare >2 Dependent Observations Study Gp Pre- intervention Outcomes 1st Follow-up Outcomes Analysis & Inference: Cohrane Test in Qualitative data Repeated ANOVA Test in Quantitative Friedmen Test in Ordinal data 2nd Follow- up Outcomes Intervention
  • 38. STUDY QUESTIONS AND APPROPRIATE DESIGNS Type of Question Appropriate Study Design Burden of illness Field Surveys - Prevalence Cross Sectional Survey - Incidence Longitudinal survey Causation, Risk & Prognosis Case Control Study, Cohort study, Experimental study Treatment Efficacy Experimental study Diagnostic Test Evaluation Experimental study Cost Effectiveness Experimental study Programme Evaluation Quasi Experimental study
  • 39. Hierarchy of Epidemiological Study Design Generate Hypothesis Establish Causality Case Report Case Series Cross-Sectional Case Control Cohort Experimental Study Find Association Test Hypothesis Reviews Systemic Reviews Meta-analysis
  • 40. Web sites related to Statistics • http://stattrek.com • http://vassarstat.net • http://www.scribd.com • http://www.statistixl.com • http://statistics calculators.com • http://stat.ubc.ca/~rollin/stats/ssize/ • ……………………………………………………… ……
  • 41. Computer Softwares in Statistics • Microsoft Excel • SPSS • Epi info • Epi tab • Mini tab • Graph Pad • Primer • Medcal • ……………..
  • 42. Further Reference from Presenter’s Own A book entitled '' Community Medicine: Practical Guide '' authored by me. My Slide Share presentation on Biostatics and research methodology, Research methodology, Sampling techniques, Data analysis My (M) 9414036057 My (e-mail) drkusumgaur@gmail.com Launching Soon For Sample size & Analysis P Value (A mobile App )
  • 43. Always there is room for improvement