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Gastro Retentive Drug
Delivery System
Successful functioning of an oral CRDDS is
determined by:
i. Physicochemical properties of drug – aq.
solubility, permeability, pH solubility profile
ii. Pharmacokinetic profile the drug
iii. Interaction with anatomy and physiology of
GIT – transit time
Introduction
Dosage form Transit time (hr)
Stomach Small intestine Total
Tablets 2.7 ± 1.5 3.1 ± 0.4 5.8
Pellets 1.2 ± 1.3 3.4 ± 1 4.6
Capsules 0.8 ± 1.2 3.2 ± 0.8 4.0
Oral solution 0.3 ± 0.07 4.1 ± 0.5 4.4
Transit time of different dosage forms through GIT
 Not all drugs get uniformly absorbed throughout the GIT.
 Some drugs show absorption variability
 Such drugs have an “absorption window” - region from where
absorption primarily occurs
 There can be various reasons for presence of such a window.
Absorption window
Absorption window in
stomach or upper small
intestine
IDEAL CANDIDATES
Absorption window
Physicochemical
pH dependent solubility
eg. Basic drugs
pH dependent stability
eg. captopril
Enzymatic degradation
eg. levodopa
Physiological
Mechanism of absorption
eg. furosemide
Microbial degradation eg.
leuprolide
Biochemical
Intestinal metabolic
enzymes eg. cyclosporin
P glycoproteins eg. ACE
inhibitors
•e.g. 5- Fluorouracil, anti Helicobacter
pylori drugs, misoprostol
Acting locally in the
stomach
•e.g. ranitidine hydrochloride,
atenolol, furosemide, riboflavin
Primarily absorbed
in the stomach or
upper parts of the
small intestine
•e.g. verapamil, propranolol,
quinidine, metoprolol
Poorly soluble at an
alkaline pH (pH
dependent solubility)
GRDDS are preferred for drugs
•e.g. sulphonamides, penicillins,
amino- glycosides, tetracyclines
Narrow window
of absorption
•e.g. ranitidine hydrochloride,
captopril
Unstable in colonic
environment (pH
dependent
stability)
•e.g. leuprolide
Enzymatic
degradation in
intestine
Drugs given as enteric coated systems.
Drugs intended for selective release in the colon
e.g. 5-aminosalicylic acid and corticosteroids.
Drugs that have very limited acid solubility e.g.
phenytoin.
Drugs that suffer instability in the gastric
environment e.g. erythromycin
Drugs unsuitable for GRDDS
 The stomach is a J- shaped dilated portion of the alimentary tract
 Its volume is 1.5 L in adults and after food has emptied a
“collapsed” state is obtained with a resting volume of only 25-
30mL
 The stomach is anatomically divided into 3 parts:-
1) Fundus.
2) Body.
3) Antrum.
Anatomy of stomach
 The proximal stomach, made up of fundus and body serves as a
reservoir for ingested material
 The distal stomach is made up of antrum and pylorus
 The antrum serves as major site for mixing actions and acts as a
pump for gastric emptying by propelling actions
 The fasting gastric pH is usually steady and approximately 2
 Food neutralizes gastric acid thus increasing the pH up to 6.5
 After meal ingestion is complete the pH rapidly falls back below
5 and then drastically declines to fasting state values over a
period of a few hrs
 The pylorus is an anatomical sphincter situated between the
terminal portion of the antrum and the duodenum. The pyloric
sphincter has a diameter of 12.8 ± 0.7mm in humans
 It acts as a sieve as well as a mechanical stricture to the passage of
large particles
 The contractile motility of the stomach causes
the food to breakdown into small particles.
 The contractions results in mixing of the food
particles with the gastric juices and consequent
emptying of the gastric contents.
 The gastric emptying occurs during fasting and
fed states but pattern of GI motility differs
distinctly in the 2 states.
Gastric motility and gastric
emptying
 In the fasting state it is characterized by an inter-digestive series
of electrical events which cycle both through stomach and
intestine every 2 to 3 hrs.
 This is called the inter-digestive myoelectric cycle or migrating
myoelectric cycle (MMC).
 It is generated in the stomach and its aim is to clear the stomach
and small intestine of the ingested debris; swallowed saliva and
sloughed epithelial cells
4 phases
1. Basal phase – lack of secretory or electrical activity or
contractile motions
2. Pre-burst phase – intermittent contractions
3. Burst phase – intense regular contractions, sweeps all
undigested material out – housekeeper wave
4. Transitional phase
Migrating Myoelectric Cycle
 In the fed state MMC is delayed, due to presence of food, resulting
in slowdown of gastric emptying rate
 Gastric emptying rate depends on:
i. Nature and caloric content of meal
ii. Posture
iii. Gender
iv. Age
v. Osmolarity
vi. pH of food
vii. Mental stress
viii. Disease state
{Approaches to gastroretention
Formulation of
GRDDS
Floating systems.
Superporous hydrogels
Swelling and expanding systems
Mucoadhesive & Bioadhesive
systems.
High density systems
Magnetic systems
Ion exchange resins
Osmotic regulated system
Incorporation of passage delaying
food agents
Approaches for gastro retention
Difference from Conventional Release
Conventional Release GRDDS
Absorption
window
• Non effervescent systems
1. Single unit system
2. Multiple unit systems
• Effervescent systems
1. Single unit system
2. Multiple unit systems
• Raft-forming systems
Floating Systems
• They are further classified as:
1. Colloidal gel barrier system (HBS)
2. Microporous compartment system
3. Alginate beads
4. Hollow microspheres (microballoons)
Non-effervescent systems
• These systems contain one or more
hydrocolloids and are made into a
single unit along with drug and other
additives.
• When coming in contact with water,
the hydrocolloids at the surface of the
system swell and facilitate floating.
• The coating forms a viscous barrier,
and the inner polymer slowly gets
hydrated as well, facilitating the
controlled drug release. Such systems
are called “hydrodynamically balanced
systems (HBS)”.
Single unit - HBS
 The polymers used in this system includes HPMC, HEC,
HPC, Na CMC, agar, carrageenans and alginic acid
 They incorporate a high level of one or more polymers
(20-80%)
 On contact with gastric fluid the hydrocolloid hydrates
and forms a gel barrier around its surface.
 Air is trapped in the swollen polymer to maintain
density < 1 to confer buoyancy.
 The gel barrier will also control the rate of drug release
Mechanism of release of Non effervescent DDS
 Further classified into:
1. Microporous compartment system
2. Alginate beads
3. Hollow microspheres
Non effervescent systems –
multiple unit
Encapsulation of drug reservoir inside a
microporous compartment with apertures along
its top and bottom walls.
Peripheral walls are completely sealed.
The floatation chamber contains entrapped air
which allows the system to float over the gastric
contents.
Gastric fluid enters through the aperture,
dissolves the drug and carries it outside
Microporous compartment
system
 Spherical beads can be formed by
dropping sodium alginate solution
in aqueous solution of calcium
chloride forming calcium alginate
beads.
 Beads are then isolated by freeze
drying/ spray drying
Alginate beads
Hollow microspheres (microballons), loaded with
ibuprofen in their outer polymer shells were
prepared by a novel emulsion-solvent diffusion
method.
The ehanol:dichloromethane solution of the drug
and an acrylic polymer was poured in to an
agitated aqueous solution of PVA that was
thermally controlled at 40°.
The gas phase generated in dispersed polymer
droplet by evaporation of dichloromethane formed
in internal cavity in microspheres of the polymer
with drug.
The microballons floated continuously over the
surface of acidic dissolution media containing
surfactant for greater than 12 h in vitro.
Hollow microspheres
 They are further classified as:
 Volatile liquid containing systems
 Gas generating systems
Effervescent system – single
unit
 There are two chambers – inflatable
and deformable
 Inflatable chamber which contains a
volatile liquid eg. Ether, cyclopentane
 They volatalise at body temperature
and cause inflation of the chamber
 Deformable chamber is at the top and
has the drug .
 There is a impermeable, pressure
sensitive movable barrier between the
two chambers
Volatile liquid containing
systems
 They utilize effervescent reaction
between carbonate/ bicarbonate salts
and citric/ tartaric acid to liberate
carbon dioxide.
 This CO2 gets trapped in the
gellified hydrocolloid layer, thereby
decreasing its density and aid
floatation.
 Tablets can be single or multi
layered
Gas generating – single unit
 Another approach – collapsible spring
 Body consists of non-digestible, acid-resistant and high density
polymer with a gelatin cap
 The lower end of body has an orifice to control drug release
 Effervescent granules can be made on same principle as
effervescent tablets
Effervescent systems – multiple
unit
Marketed
preparations
of Floating
Drug
Delivery
System.
This system is used for delivery of antacids and drug delivery for treatment of
gastrointestinal infections and disorders.
The mechanism involved in this system includes the formation of a viscous
cohesive gel in contact with gastric fluids, wherein each portion of the liquid
swells, forming a continuous layer called raft.
This raft floats in gastric fluids because of the low bulk density created by the
formation of CO2.
Usually the system contains a gel-forming agent and alkaline bicarbonates or
carbonates responsible for the formation of CO2 to make the system less dense
and more apt to float on the gastric fluids.
Raft forming systems
Marketed
formulati
on of the
raft
forming
system.
Swellable agents with pore size ranging between 10nm and 10µm, absorption of water
by conventional hydrogel is very slow process and several hours may be needed to reach
as equilibrium state during which premature evacuation of the dosage form may occur.
Superporous hydrogels swell to equilibrium size with in a minute, due to rapid water
uptake by capillary wetting through numerous interconnected open pores.
They swell to large size and are intended to have sufficient mechanical strength to
withstand pressure by the gastric contraction.
This is achieved by co-formulation of a hydrophilic particulate material, Ac-Di-Sol.
Superporous hydrogels
These systems include Unfoldable and Swellable
systems.
Unfoldable systems are made of biodegradable
polymers. The concept is to make a carrier, such as a
capsule, incorporating a compressed system which
extends in the stomach.
Caldwell et al. proposed different geometric forms
(tetrahedron, ring or planar membrane [4-lobed, disc
or 4-limbed cross form]) of bioerodible polymer
compressed within a capsule.
Expandable systems
Different geometric forms of unfoldable systems
Swellable systems are retained because of their mechanical
properties. The swelling is usually results from osmotic
absorption of water.
The dosage form is small enough to be swallowed, and swells in
gastric liquids. The bulk enables gastric retention and maintain
the stomach in fed state, suppressing housekeeper waves.
The whole system is coated by an elastic outer polymeric
membrane which was permeable to both drug and body fluids
and could control the drug release.
The device gradually decreases in volume and rigidity as a
result depletion of drug and expanding agent and/or bioreosion
of polymer layer, enabling its elimination.
 The technique involves coating of microcapsules with
bioadhesive polymer, which enables them to adhere to gastric
mucosa (mucin) and remain for longer time period in the
stomach while the active drug is released from the device matrix
Mucoadhesive systems
Examples for Materials commonly
used for bioadhesion are poly(acrylic
acid) (Carbopol®, polycarbophil),
chitosan, Gantrez® (Polymethyl vinyl
ether/maleic anhydride copolymers),
cholestyramine, tragacanth, sodium
alginate
They have a density of about 3 g/ml and are
retained in the stomach and are capable of
withstanding its peristaltic movements
Main drawback is technical difficulty to
manufacture such system to get such a high
density
Diluents such as barium sulphate, zinc oxide,
titanium dioxide, iron powder have to be
used.
High density systems
This system is based on a simple idea: the
dosage form contains a small internal
magnet, and a magnet placed on the
abdomen over the position of the stomach.
Although these systems seem to work, the
external magnet must be positioned with a
degree of precision that might compromise
patient compliance.
Magnetic systems
Ion exchange resins are loaded with bicarbonate and a negatively charged drug is
bound to the resin.
The resultant beads are then encapsulated in a semi-permeable membrane to
overcome the rapid loss of carbon dioxide.
Upon arrival in the acidic environment of the stomach, an exchange of chloride and
bicarbonate ions take place.
As a result of this reaction carbon dioxide is released and trapped in the membrane
thereby carrying beads towards the top of gastric content and producing a floating
layer of resin beads in contrast to the uncoated beads, which will sink quickly
Ion exchange resins
It is comprised of an osmotic pressure controlled drug delivery device
and an inflatable floating support in a bioerodible capsule.
In the stomach the capsule quickly disintegrates to release the
intragastric osmotically controlled drug delivery device.
The inflatable support inside forms a deformable hollow polymeric bag
that contains a liquid that gasifies at body temperature to inflate the bag.
The osmotic controlled drug delivery device consists of two components
– drug reservoir compartment and osmotically active compartment
Osmotically regulated systems
 Food excipients like fatty acids e.g. salts of
myristic acid change and modify the pattern of
stomach to a fed state, thereby decreasing
gastric emptying rate and permitting
considerable prolongation of release.
 The delay in gastric emptying after meals rich
in fats is largely caused by saturated fatty acids
with chain length of C10-C14.
Incorporation of passage
delaying food agents
{
Evaluation of
GRDDS
a) Angle of Repose
 The frictional forces in a loose powder or
granules can be measured by angle of repose.
This is the maximum angle possible between
the surface of a pile of powder or granules and
the horizontal plane.
 tan θ = h/r
θ = tan-1 (h/r)
Where, θ = angle of repose
h = height of the heap
r = radius of the heap
Pre-compression parameters
b) Compressibility Index
 The flowability of powder can be evaluated by
 comparing the bulk density (ρo) and tapped density (ρt) of
powder and the rate at which it packed down.
 Compressibility index was calculated by
 Shape of Tablets
 Tablet Dimensions
 Hardness
 Friability test
 Weight Variation Test
 Tablet Density:
Post-compression
parameters
 Buoyancy / Floating Test: The time between introduction of
dosage form and its buoyancy on the simulated gastric fluid and
the time during which the dosage form remain buoyant is
measured.
 The time taken for dosage form to emerge on surface of medium
called Floating Lag Time (FLT) or Buoyancy Lag Time (BLT) and
total duration of time by which dosage form remains buoyant is
called Total Floating Time (TFT).
 In practice, floating time is determined by using the USP
dissolution apparatus containing 900ml of 0.1N HCl as a testing
medium maintained at 37oC.
 Swelling Study:
 The swelling behaviour of a dosage form was measured by
studying its weight gain or water uptake.
 The dimensional changes could be measured in terms of the
increase in tablet diameter and/or thickness over time.
 Water uptake was measured in terms of percent weight gain, as
given by the equation.
 In vitro drug release studies are usually carried
out in simulated gastric fluid (SGF) or 0.1 N
HCl maintained at 37oC.
 Volume of dissolution medium can range from
100 – 900 ml.
 Tablets have to be held by means of a sinker to
prevent floating
In vitro drug release
studies
 Gamma scintigraphy
Evaluation of
gastroretention (in vivo)
 Gamma scintigraphy is a technique whereby the transit of a
dosage form through its intended site of delivery can be non-
invasively imaged in vivo via the judicious introduction of an
appropriate short lived gamma emitting radioisotope.
 Attempts have been made to use radioisotope technetium to
study gastro retention ability of the formulation in animals
such as albino rabbits or in humans by gamma scintigraphy
technique.
 Advantage of gamma scintigraphy over other radiological
studies is that it allows visualization over time of the entire
course of transit of a formulation through the digestive tract,
with reasonably low exposure of subjects to radiation.
1. Improved drug absorption, because of increased GRT and
more time spent by the dosage form at its absorption site.
2. Controlled delivery of drugs.
3. Delivery of drugs for local action in the stomach.
4. Minimizing the mucosal irritation due to drugs, by drug
releasing slowly at controlled rate.
5. Treatment of gastrointestinal disorders such as gastro-
esophageal reflux.
6. Simple and conventional equipment for manufacture.
7. Ease of administration and better patient compliance.
8. Site-specific drug delivery.
Advantages of GRDDS
1. GRDDS like FDDS require a sufficiently high level of fluids in
the stomach for the delivery system to float and work
efficiently.
2. GRDDS are not feasible for drugs that have solubility or
stability problems in the gastric fluid.
3. Drugs which have nonspecific, wide absorption sites in the
GIT, drugs that are well absorbed along the entire GIT are not
suitable candidates for GRDDS; e.g. nifedipine.
4. Similarly drugs that undergo significant first-pass metabolism
are not preferred for GRDDS
Limitations of GRDDS
{
Drugs used in
GRDDS
{
Marketed products
{
Example of
GRDDS
formulation
development
Plan of work
PREFORMULATION
FORMULATION
DEVELOPMENT
OPTIMISATION
STABILITY STUDIES
PREFORMULATION
 Authentication of drug: FTIR, m. p.
 Construction of calibration curve:
I) UV-VIS Spectrophotometry: 0.1N HCl and SGF (pH 1.2)
II) HPLC
 pH solubility profile
 Flow properties of the drug: untapped bulk
density, tapped bulk density, %compressibility,
angle of repose and flow rate.
 Drug-excipient compatibility studies: DSC.
 Forced degradation.
PREFORMULATION
RESULTS
 Calibration curves:
 pH solubility profile
Slope Coefficient of
Regression (R2)
UV-VIS Spectrophotometer
0.1 N HCl 0.0347 0.9987
SGF (pH 1.2) 0.0247 0.9969
HPLC
Methanol 44378 0.9991
0
20
40
60
80
100
120
140
160
180
200
0 2 4 6 8 10 12
pH of buffer solutions
Conc
(mg/ml)
• Flow properties of drug
Test Result
Untapped bulk density 0.455 gm/mL
Tapped bulk density 0.667 gm/mL
% Compressibility 31.78 %
Angle of Repose 37.56 °
Flow Rate 1 g/60 secs
 Drug-excipient compatibility studies: Drug was
found to have no interaction with HPMC and
EC.
 Forced degradation: The drug degraded in 0.1 N
NaOH and hydrogen peroxide.
DSC Thermogram of CAP
DSC Thermogram of Cap + EC
DSC Thermogram of CAP + HPMC
Forced degradation
Concentration: 10 mcg/mL Retention Time: 4.762 mins
Concentration: 10 mcg/mL Retention Time: 4.947 mins
Peak Area: 40852.72 [µV.Sec]
Chromatogram of Oxidative Hydrolysis of CAP
 Various excipients used for preparation of floating tablets
included the following:
 Diluent: Lactose monohydrate
 Primary polymer: various grades of Hydroxypropyl Methylcellulose
(HPMC)
 Retardant: Ethyl Cellulose (EC)
 Binder: Poly Vinyl Pyrrolidone K-30 (PVP K-30)
 Granulating Fluid: Isopropyl Alcohol (IPA)
 Glidant: Talc
FORMULATION
1) Batches made with primary
polymer
2) Batches made by using alcoholic solution of PVP K-
30 as binder
i) Using 3% solution of PVP K-30 in IPA:
ii) Using 5% solution of PVP K-30 in IPA:
3) Batches made by using EC(3%)
in the dry form
4) Batches made by using EC in
alcoholic solution (3 %):
EVALUATION
1) Appearance, Hardness, Friability and FLT
- Bad
++ Acceptable
+++ Good
2) In-vitro drug release:
0
20
40
60
80
100
0 5 10 15 20 25
time (hrs)
Drug
Release
(%)
A4
A5
A6
A7
A8
A9
A 10
A 11
A 12 0
20
40
60
80
100
0 5 10 15 20 25
Time (hrs)
Drug
release
(%)
B 1
B 2
B 3
B 4
B 5
B 6
B 7
B 8
B 9
0
20
40
60
80
100
0 5 10 15 20 25
Time (hrs)
Drug
release
(%)
C 1
C 2
C 3
C 4
C 5
C 6
C 7
C 8
C 9
0
20
40
60
80
100
0 5 10 15 20 25
Time (hrs)
Drug
release
(%)
E 1
E 2
E 3
E 4
E 5
E 6
E 7
E 8
E 9
Formulation A 4 - 12 Formulation B 1- 9
Formulation C 1- 9 Formulation E 1- 9
OPTIMISATION
 Batch E 9 showed good tablet integrity, appearance, low friability, no
FLT, Floating time of more than 24 hrs and drug release without
initial bursting effect, therefore this formula was optimized. A 32
factorial design was used in the present study.
 FLT, Time for 25 % drug release (T25%) and Time for 80 % drug
release (T80%) were selected as dependent variables.
 The two independent variables at three levels chosen were:
Independent variables +1 0 -1
Amount of HPMC (X1) 400 mg 300 mg 200 mg
Amount of EC (X2) 60 mg 40 mg 20 mg
Formulation a3 showed no FLT and T25% & T80% of 2 and 21 hrs respectively.
Therefore a3 as devised as the optimum formulation and was subjected to
stability studies.
Test Result
Untapped bulk density 0.222 + 0.05 gm/ml
Tapped bulk density 0.263 + 0.05 gm/ml
% Compressibility 15.58 + 0.5 %
Angle of Repose 14.83 + 0.5 °
Flow Rate 1 g/ 30 secs
Evaluation of optimised
batch
Flow properties of granules ready for compression
Parameters Results
Appearance Good
Dimensions Diameter -12.5 mm ± 0.1mm.
Thickness – 5 mm ± 0.1mm
Hardness 3.5 ± 0.5 kg/cm2
Friability 0.459 ± 0.024%
Weight variation Passes
Assay 99.92%
In-vitro buoyancy/ floating lag time 0 secs in 0.1 N HCl
0 secs in SGF
Evaluation of tablets of optimised batch
Effect of osmolarity on swelling
behavior
0
20
40
60
80
100
120
140
0 4 8 12 16 20 24
Time (hrs)
%
increase
in
thickness
0.1 N HCl
SGF
iso-osmolar
hypermolar
hypomolar
0
10
20
30
40
50
60
0 4 8 12 16 20 24
Time (hrs)
%
increase
in
diameter
0.1 N HCl
SGF
iso-osmolar
hypermolar
hypomolar
% increase in thickness % increase in diameter.
0.1 N HCl
0
20
40
60
80
100
0 4 8 12 16 20 24
Time (hrs)
Drug
release
(%)
In-vitro drug release
0
20
40
60
80
100
120
0 4 8 12 16 20 24
Time (hrs)
Drug
Release
(%)
0.1 N HCl
SGF
Iso-osmolar
hypermolar
hypomolar
Effect of osmolarity on drug release
0
20
40
60
80
100
120
0 6 12 18 24
Time (hrs)
Drug
release
(%)
pH 1.2
pH 4
pH 6
Effect of pH on drug release
0
2
4
6
8
10
12
0 6 12 18 24
Time (hrs)
Increase
in
weight
(mg)
43.2 % RH
75.3 % RH
97.3 % RH
Moisture absorption studies
Effect of pH and osmolarity on
floating behaviour
STABILITY STUDIES - Physical parameters of the tablets
Drug content of stability batch
In-vitro dissolution studies
 A non-effervescent floating matrix tablet was developed
using two different grades of HPMC i.e. HPMC-K15MCR
and HPMC-K100MCR. HPMC was selected as it is a
hydrophilic swellable polymer having low density.
Because of freely water soluble nature of CAP it was
necessary to include release retardant in formulation. EC
was selected as retardant due to its hydrophobic nature.
 The developed stable sustained release floating
gastroretentive tablets of CAP were found to have no
FLT, floating time greater than 24 hrs and desired drug
release pattern. Thus the objectives envisaged in this
thesis were fulfilled.
CONCLUSION

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Gastroretentive drug delivery system

  • 2. Successful functioning of an oral CRDDS is determined by: i. Physicochemical properties of drug – aq. solubility, permeability, pH solubility profile ii. Pharmacokinetic profile the drug iii. Interaction with anatomy and physiology of GIT – transit time Introduction
  • 3. Dosage form Transit time (hr) Stomach Small intestine Total Tablets 2.7 ± 1.5 3.1 ± 0.4 5.8 Pellets 1.2 ± 1.3 3.4 ± 1 4.6 Capsules 0.8 ± 1.2 3.2 ± 0.8 4.0 Oral solution 0.3 ± 0.07 4.1 ± 0.5 4.4 Transit time of different dosage forms through GIT
  • 4.  Not all drugs get uniformly absorbed throughout the GIT.  Some drugs show absorption variability  Such drugs have an “absorption window” - region from where absorption primarily occurs  There can be various reasons for presence of such a window. Absorption window Absorption window in stomach or upper small intestine IDEAL CANDIDATES
  • 5. Absorption window Physicochemical pH dependent solubility eg. Basic drugs pH dependent stability eg. captopril Enzymatic degradation eg. levodopa Physiological Mechanism of absorption eg. furosemide Microbial degradation eg. leuprolide Biochemical Intestinal metabolic enzymes eg. cyclosporin P glycoproteins eg. ACE inhibitors
  • 6.
  • 7. •e.g. 5- Fluorouracil, anti Helicobacter pylori drugs, misoprostol Acting locally in the stomach •e.g. ranitidine hydrochloride, atenolol, furosemide, riboflavin Primarily absorbed in the stomach or upper parts of the small intestine •e.g. verapamil, propranolol, quinidine, metoprolol Poorly soluble at an alkaline pH (pH dependent solubility) GRDDS are preferred for drugs
  • 8. •e.g. sulphonamides, penicillins, amino- glycosides, tetracyclines Narrow window of absorption •e.g. ranitidine hydrochloride, captopril Unstable in colonic environment (pH dependent stability) •e.g. leuprolide Enzymatic degradation in intestine
  • 9. Drugs given as enteric coated systems. Drugs intended for selective release in the colon e.g. 5-aminosalicylic acid and corticosteroids. Drugs that have very limited acid solubility e.g. phenytoin. Drugs that suffer instability in the gastric environment e.g. erythromycin Drugs unsuitable for GRDDS
  • 10.  The stomach is a J- shaped dilated portion of the alimentary tract  Its volume is 1.5 L in adults and after food has emptied a “collapsed” state is obtained with a resting volume of only 25- 30mL  The stomach is anatomically divided into 3 parts:- 1) Fundus. 2) Body. 3) Antrum. Anatomy of stomach
  • 11.  The proximal stomach, made up of fundus and body serves as a reservoir for ingested material  The distal stomach is made up of antrum and pylorus  The antrum serves as major site for mixing actions and acts as a pump for gastric emptying by propelling actions  The fasting gastric pH is usually steady and approximately 2  Food neutralizes gastric acid thus increasing the pH up to 6.5
  • 12.  After meal ingestion is complete the pH rapidly falls back below 5 and then drastically declines to fasting state values over a period of a few hrs  The pylorus is an anatomical sphincter situated between the terminal portion of the antrum and the duodenum. The pyloric sphincter has a diameter of 12.8 ± 0.7mm in humans  It acts as a sieve as well as a mechanical stricture to the passage of large particles
  • 13.  The contractile motility of the stomach causes the food to breakdown into small particles.  The contractions results in mixing of the food particles with the gastric juices and consequent emptying of the gastric contents.  The gastric emptying occurs during fasting and fed states but pattern of GI motility differs distinctly in the 2 states. Gastric motility and gastric emptying
  • 14.  In the fasting state it is characterized by an inter-digestive series of electrical events which cycle both through stomach and intestine every 2 to 3 hrs.  This is called the inter-digestive myoelectric cycle or migrating myoelectric cycle (MMC).  It is generated in the stomach and its aim is to clear the stomach and small intestine of the ingested debris; swallowed saliva and sloughed epithelial cells
  • 15. 4 phases 1. Basal phase – lack of secretory or electrical activity or contractile motions 2. Pre-burst phase – intermittent contractions 3. Burst phase – intense regular contractions, sweeps all undigested material out – housekeeper wave 4. Transitional phase Migrating Myoelectric Cycle
  • 16.
  • 17.  In the fed state MMC is delayed, due to presence of food, resulting in slowdown of gastric emptying rate  Gastric emptying rate depends on: i. Nature and caloric content of meal ii. Posture iii. Gender iv. Age v. Osmolarity vi. pH of food vii. Mental stress viii. Disease state
  • 19. Floating systems. Superporous hydrogels Swelling and expanding systems Mucoadhesive & Bioadhesive systems. High density systems Magnetic systems Ion exchange resins Osmotic regulated system Incorporation of passage delaying food agents Approaches for gastro retention
  • 20. Difference from Conventional Release Conventional Release GRDDS Absorption window
  • 21. • Non effervescent systems 1. Single unit system 2. Multiple unit systems • Effervescent systems 1. Single unit system 2. Multiple unit systems • Raft-forming systems Floating Systems
  • 22. • They are further classified as: 1. Colloidal gel barrier system (HBS) 2. Microporous compartment system 3. Alginate beads 4. Hollow microspheres (microballoons) Non-effervescent systems
  • 23. • These systems contain one or more hydrocolloids and are made into a single unit along with drug and other additives. • When coming in contact with water, the hydrocolloids at the surface of the system swell and facilitate floating. • The coating forms a viscous barrier, and the inner polymer slowly gets hydrated as well, facilitating the controlled drug release. Such systems are called “hydrodynamically balanced systems (HBS)”. Single unit - HBS
  • 24.  The polymers used in this system includes HPMC, HEC, HPC, Na CMC, agar, carrageenans and alginic acid  They incorporate a high level of one or more polymers (20-80%)  On contact with gastric fluid the hydrocolloid hydrates and forms a gel barrier around its surface.  Air is trapped in the swollen polymer to maintain density < 1 to confer buoyancy.  The gel barrier will also control the rate of drug release
  • 25. Mechanism of release of Non effervescent DDS
  • 26.  Further classified into: 1. Microporous compartment system 2. Alginate beads 3. Hollow microspheres Non effervescent systems – multiple unit
  • 27. Encapsulation of drug reservoir inside a microporous compartment with apertures along its top and bottom walls. Peripheral walls are completely sealed. The floatation chamber contains entrapped air which allows the system to float over the gastric contents. Gastric fluid enters through the aperture, dissolves the drug and carries it outside Microporous compartment system
  • 28.  Spherical beads can be formed by dropping sodium alginate solution in aqueous solution of calcium chloride forming calcium alginate beads.  Beads are then isolated by freeze drying/ spray drying Alginate beads
  • 29.
  • 30. Hollow microspheres (microballons), loaded with ibuprofen in their outer polymer shells were prepared by a novel emulsion-solvent diffusion method. The ehanol:dichloromethane solution of the drug and an acrylic polymer was poured in to an agitated aqueous solution of PVA that was thermally controlled at 40°. The gas phase generated in dispersed polymer droplet by evaporation of dichloromethane formed in internal cavity in microspheres of the polymer with drug. The microballons floated continuously over the surface of acidic dissolution media containing surfactant for greater than 12 h in vitro. Hollow microspheres
  • 31.  They are further classified as:  Volatile liquid containing systems  Gas generating systems Effervescent system – single unit
  • 32.  There are two chambers – inflatable and deformable  Inflatable chamber which contains a volatile liquid eg. Ether, cyclopentane  They volatalise at body temperature and cause inflation of the chamber  Deformable chamber is at the top and has the drug .  There is a impermeable, pressure sensitive movable barrier between the two chambers Volatile liquid containing systems
  • 33.  They utilize effervescent reaction between carbonate/ bicarbonate salts and citric/ tartaric acid to liberate carbon dioxide.  This CO2 gets trapped in the gellified hydrocolloid layer, thereby decreasing its density and aid floatation.  Tablets can be single or multi layered Gas generating – single unit
  • 34.  Another approach – collapsible spring  Body consists of non-digestible, acid-resistant and high density polymer with a gelatin cap  The lower end of body has an orifice to control drug release
  • 35.  Effervescent granules can be made on same principle as effervescent tablets Effervescent systems – multiple unit
  • 37. This system is used for delivery of antacids and drug delivery for treatment of gastrointestinal infections and disorders. The mechanism involved in this system includes the formation of a viscous cohesive gel in contact with gastric fluids, wherein each portion of the liquid swells, forming a continuous layer called raft. This raft floats in gastric fluids because of the low bulk density created by the formation of CO2. Usually the system contains a gel-forming agent and alkaline bicarbonates or carbonates responsible for the formation of CO2 to make the system less dense and more apt to float on the gastric fluids. Raft forming systems
  • 38.
  • 40. Swellable agents with pore size ranging between 10nm and 10µm, absorption of water by conventional hydrogel is very slow process and several hours may be needed to reach as equilibrium state during which premature evacuation of the dosage form may occur. Superporous hydrogels swell to equilibrium size with in a minute, due to rapid water uptake by capillary wetting through numerous interconnected open pores. They swell to large size and are intended to have sufficient mechanical strength to withstand pressure by the gastric contraction. This is achieved by co-formulation of a hydrophilic particulate material, Ac-Di-Sol. Superporous hydrogels
  • 41.
  • 42. These systems include Unfoldable and Swellable systems. Unfoldable systems are made of biodegradable polymers. The concept is to make a carrier, such as a capsule, incorporating a compressed system which extends in the stomach. Caldwell et al. proposed different geometric forms (tetrahedron, ring or planar membrane [4-lobed, disc or 4-limbed cross form]) of bioerodible polymer compressed within a capsule. Expandable systems
  • 43. Different geometric forms of unfoldable systems
  • 44. Swellable systems are retained because of their mechanical properties. The swelling is usually results from osmotic absorption of water. The dosage form is small enough to be swallowed, and swells in gastric liquids. The bulk enables gastric retention and maintain the stomach in fed state, suppressing housekeeper waves. The whole system is coated by an elastic outer polymeric membrane which was permeable to both drug and body fluids and could control the drug release. The device gradually decreases in volume and rigidity as a result depletion of drug and expanding agent and/or bioreosion of polymer layer, enabling its elimination.
  • 45.  The technique involves coating of microcapsules with bioadhesive polymer, which enables them to adhere to gastric mucosa (mucin) and remain for longer time period in the stomach while the active drug is released from the device matrix Mucoadhesive systems Examples for Materials commonly used for bioadhesion are poly(acrylic acid) (Carbopol®, polycarbophil), chitosan, Gantrez® (Polymethyl vinyl ether/maleic anhydride copolymers), cholestyramine, tragacanth, sodium alginate
  • 46. They have a density of about 3 g/ml and are retained in the stomach and are capable of withstanding its peristaltic movements Main drawback is technical difficulty to manufacture such system to get such a high density Diluents such as barium sulphate, zinc oxide, titanium dioxide, iron powder have to be used. High density systems
  • 47. This system is based on a simple idea: the dosage form contains a small internal magnet, and a magnet placed on the abdomen over the position of the stomach. Although these systems seem to work, the external magnet must be positioned with a degree of precision that might compromise patient compliance. Magnetic systems
  • 48. Ion exchange resins are loaded with bicarbonate and a negatively charged drug is bound to the resin. The resultant beads are then encapsulated in a semi-permeable membrane to overcome the rapid loss of carbon dioxide. Upon arrival in the acidic environment of the stomach, an exchange of chloride and bicarbonate ions take place. As a result of this reaction carbon dioxide is released and trapped in the membrane thereby carrying beads towards the top of gastric content and producing a floating layer of resin beads in contrast to the uncoated beads, which will sink quickly Ion exchange resins
  • 49. It is comprised of an osmotic pressure controlled drug delivery device and an inflatable floating support in a bioerodible capsule. In the stomach the capsule quickly disintegrates to release the intragastric osmotically controlled drug delivery device. The inflatable support inside forms a deformable hollow polymeric bag that contains a liquid that gasifies at body temperature to inflate the bag. The osmotic controlled drug delivery device consists of two components – drug reservoir compartment and osmotically active compartment Osmotically regulated systems
  • 50.
  • 51.  Food excipients like fatty acids e.g. salts of myristic acid change and modify the pattern of stomach to a fed state, thereby decreasing gastric emptying rate and permitting considerable prolongation of release.  The delay in gastric emptying after meals rich in fats is largely caused by saturated fatty acids with chain length of C10-C14. Incorporation of passage delaying food agents
  • 53. a) Angle of Repose  The frictional forces in a loose powder or granules can be measured by angle of repose. This is the maximum angle possible between the surface of a pile of powder or granules and the horizontal plane.  tan θ = h/r θ = tan-1 (h/r) Where, θ = angle of repose h = height of the heap r = radius of the heap Pre-compression parameters
  • 54. b) Compressibility Index  The flowability of powder can be evaluated by  comparing the bulk density (ρo) and tapped density (ρt) of powder and the rate at which it packed down.  Compressibility index was calculated by
  • 55.  Shape of Tablets  Tablet Dimensions  Hardness  Friability test  Weight Variation Test  Tablet Density: Post-compression parameters
  • 56.  Buoyancy / Floating Test: The time between introduction of dosage form and its buoyancy on the simulated gastric fluid and the time during which the dosage form remain buoyant is measured.  The time taken for dosage form to emerge on surface of medium called Floating Lag Time (FLT) or Buoyancy Lag Time (BLT) and total duration of time by which dosage form remains buoyant is called Total Floating Time (TFT).  In practice, floating time is determined by using the USP dissolution apparatus containing 900ml of 0.1N HCl as a testing medium maintained at 37oC.
  • 57.  Swelling Study:  The swelling behaviour of a dosage form was measured by studying its weight gain or water uptake.  The dimensional changes could be measured in terms of the increase in tablet diameter and/or thickness over time.  Water uptake was measured in terms of percent weight gain, as given by the equation.
  • 58.  In vitro drug release studies are usually carried out in simulated gastric fluid (SGF) or 0.1 N HCl maintained at 37oC.  Volume of dissolution medium can range from 100 – 900 ml.  Tablets have to be held by means of a sinker to prevent floating In vitro drug release studies
  • 59.  Gamma scintigraphy Evaluation of gastroretention (in vivo)
  • 60.  Gamma scintigraphy is a technique whereby the transit of a dosage form through its intended site of delivery can be non- invasively imaged in vivo via the judicious introduction of an appropriate short lived gamma emitting radioisotope.  Attempts have been made to use radioisotope technetium to study gastro retention ability of the formulation in animals such as albino rabbits or in humans by gamma scintigraphy technique.  Advantage of gamma scintigraphy over other radiological studies is that it allows visualization over time of the entire course of transit of a formulation through the digestive tract, with reasonably low exposure of subjects to radiation.
  • 61.
  • 62. 1. Improved drug absorption, because of increased GRT and more time spent by the dosage form at its absorption site. 2. Controlled delivery of drugs. 3. Delivery of drugs for local action in the stomach. 4. Minimizing the mucosal irritation due to drugs, by drug releasing slowly at controlled rate. 5. Treatment of gastrointestinal disorders such as gastro- esophageal reflux. 6. Simple and conventional equipment for manufacture. 7. Ease of administration and better patient compliance. 8. Site-specific drug delivery. Advantages of GRDDS
  • 63. 1. GRDDS like FDDS require a sufficiently high level of fluids in the stomach for the delivery system to float and work efficiently. 2. GRDDS are not feasible for drugs that have solubility or stability problems in the gastric fluid. 3. Drugs which have nonspecific, wide absorption sites in the GIT, drugs that are well absorbed along the entire GIT are not suitable candidates for GRDDS; e.g. nifedipine. 4. Similarly drugs that undergo significant first-pass metabolism are not preferred for GRDDS Limitations of GRDDS
  • 65.
  • 67.
  • 70. PREFORMULATION  Authentication of drug: FTIR, m. p.  Construction of calibration curve: I) UV-VIS Spectrophotometry: 0.1N HCl and SGF (pH 1.2) II) HPLC  pH solubility profile  Flow properties of the drug: untapped bulk density, tapped bulk density, %compressibility, angle of repose and flow rate.  Drug-excipient compatibility studies: DSC.  Forced degradation.
  • 71. PREFORMULATION RESULTS  Calibration curves:  pH solubility profile Slope Coefficient of Regression (R2) UV-VIS Spectrophotometer 0.1 N HCl 0.0347 0.9987 SGF (pH 1.2) 0.0247 0.9969 HPLC Methanol 44378 0.9991 0 20 40 60 80 100 120 140 160 180 200 0 2 4 6 8 10 12 pH of buffer solutions Conc (mg/ml)
  • 72. • Flow properties of drug Test Result Untapped bulk density 0.455 gm/mL Tapped bulk density 0.667 gm/mL % Compressibility 31.78 % Angle of Repose 37.56 ° Flow Rate 1 g/60 secs  Drug-excipient compatibility studies: Drug was found to have no interaction with HPMC and EC.  Forced degradation: The drug degraded in 0.1 N NaOH and hydrogen peroxide.
  • 74. DSC Thermogram of Cap + EC
  • 75. DSC Thermogram of CAP + HPMC
  • 76. Forced degradation Concentration: 10 mcg/mL Retention Time: 4.762 mins
  • 77. Concentration: 10 mcg/mL Retention Time: 4.947 mins Peak Area: 40852.72 [µV.Sec] Chromatogram of Oxidative Hydrolysis of CAP
  • 78.  Various excipients used for preparation of floating tablets included the following:  Diluent: Lactose monohydrate  Primary polymer: various grades of Hydroxypropyl Methylcellulose (HPMC)  Retardant: Ethyl Cellulose (EC)  Binder: Poly Vinyl Pyrrolidone K-30 (PVP K-30)  Granulating Fluid: Isopropyl Alcohol (IPA)  Glidant: Talc FORMULATION
  • 79. 1) Batches made with primary polymer
  • 80. 2) Batches made by using alcoholic solution of PVP K- 30 as binder i) Using 3% solution of PVP K-30 in IPA:
  • 81. ii) Using 5% solution of PVP K-30 in IPA:
  • 82. 3) Batches made by using EC(3%) in the dry form
  • 83. 4) Batches made by using EC in alcoholic solution (3 %):
  • 84. EVALUATION 1) Appearance, Hardness, Friability and FLT - Bad ++ Acceptable +++ Good
  • 85. 2) In-vitro drug release: 0 20 40 60 80 100 0 5 10 15 20 25 time (hrs) Drug Release (%) A4 A5 A6 A7 A8 A9 A 10 A 11 A 12 0 20 40 60 80 100 0 5 10 15 20 25 Time (hrs) Drug release (%) B 1 B 2 B 3 B 4 B 5 B 6 B 7 B 8 B 9 0 20 40 60 80 100 0 5 10 15 20 25 Time (hrs) Drug release (%) C 1 C 2 C 3 C 4 C 5 C 6 C 7 C 8 C 9 0 20 40 60 80 100 0 5 10 15 20 25 Time (hrs) Drug release (%) E 1 E 2 E 3 E 4 E 5 E 6 E 7 E 8 E 9 Formulation A 4 - 12 Formulation B 1- 9 Formulation C 1- 9 Formulation E 1- 9
  • 86. OPTIMISATION  Batch E 9 showed good tablet integrity, appearance, low friability, no FLT, Floating time of more than 24 hrs and drug release without initial bursting effect, therefore this formula was optimized. A 32 factorial design was used in the present study.  FLT, Time for 25 % drug release (T25%) and Time for 80 % drug release (T80%) were selected as dependent variables.  The two independent variables at three levels chosen were: Independent variables +1 0 -1 Amount of HPMC (X1) 400 mg 300 mg 200 mg Amount of EC (X2) 60 mg 40 mg 20 mg
  • 87. Formulation a3 showed no FLT and T25% & T80% of 2 and 21 hrs respectively. Therefore a3 as devised as the optimum formulation and was subjected to stability studies.
  • 88. Test Result Untapped bulk density 0.222 + 0.05 gm/ml Tapped bulk density 0.263 + 0.05 gm/ml % Compressibility 15.58 + 0.5 % Angle of Repose 14.83 + 0.5 ° Flow Rate 1 g/ 30 secs Evaluation of optimised batch Flow properties of granules ready for compression
  • 89. Parameters Results Appearance Good Dimensions Diameter -12.5 mm ± 0.1mm. Thickness – 5 mm ± 0.1mm Hardness 3.5 ± 0.5 kg/cm2 Friability 0.459 ± 0.024% Weight variation Passes Assay 99.92% In-vitro buoyancy/ floating lag time 0 secs in 0.1 N HCl 0 secs in SGF Evaluation of tablets of optimised batch
  • 90. Effect of osmolarity on swelling behavior 0 20 40 60 80 100 120 140 0 4 8 12 16 20 24 Time (hrs) % increase in thickness 0.1 N HCl SGF iso-osmolar hypermolar hypomolar 0 10 20 30 40 50 60 0 4 8 12 16 20 24 Time (hrs) % increase in diameter 0.1 N HCl SGF iso-osmolar hypermolar hypomolar % increase in thickness % increase in diameter.
  • 91. 0.1 N HCl 0 20 40 60 80 100 0 4 8 12 16 20 24 Time (hrs) Drug release (%) In-vitro drug release
  • 92. 0 20 40 60 80 100 120 0 4 8 12 16 20 24 Time (hrs) Drug Release (%) 0.1 N HCl SGF Iso-osmolar hypermolar hypomolar Effect of osmolarity on drug release
  • 93. 0 20 40 60 80 100 120 0 6 12 18 24 Time (hrs) Drug release (%) pH 1.2 pH 4 pH 6 Effect of pH on drug release
  • 94. 0 2 4 6 8 10 12 0 6 12 18 24 Time (hrs) Increase in weight (mg) 43.2 % RH 75.3 % RH 97.3 % RH Moisture absorption studies
  • 95. Effect of pH and osmolarity on floating behaviour
  • 96. STABILITY STUDIES - Physical parameters of the tablets
  • 97. Drug content of stability batch
  • 99.  A non-effervescent floating matrix tablet was developed using two different grades of HPMC i.e. HPMC-K15MCR and HPMC-K100MCR. HPMC was selected as it is a hydrophilic swellable polymer having low density. Because of freely water soluble nature of CAP it was necessary to include release retardant in formulation. EC was selected as retardant due to its hydrophobic nature.  The developed stable sustained release floating gastroretentive tablets of CAP were found to have no FLT, floating time greater than 24 hrs and desired drug release pattern. Thus the objectives envisaged in this thesis were fulfilled. CONCLUSION