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Have multicultural policies impeded
integration of ethnic minorities? A
     generational perspective
             Anthony Heath
         University of Manchester
              Neli Demireva
           University of Oxford
What the politicians say
• “Under the doctrine of state multiculturalism, we have
  encouraged different cultures to live separate lives, apart
  from each other and apart from the mainstream”
  (Cameron 2011)
• Britain is “sleepwalking to segregation” (Trevor Phillips,
  head of the EHRC, 2005)
• “The tendency had been to say ‘Let’s adopt the multikulti
  concept and live happily side by side, and be happy to be
  living with each other’, but this concept has failed, and
  failed utterly” (Merkel 2010)
• Multiculturalism has failed in Europe, and has proven to be
  as harmful as the assimilationst approach it replaced
  (Council of Europe, 2008)
What some academics say
“Multicultural policies – which grant immigrants
  easy access to equal rights and do not provide
  strong incentives for host-country language
  acquisition and interethnic contacts – when
  combined with a generous welfare state …
  display relatively poor integration outcomes.
Countries that either had more restrictive or
  assimilationist integration policies or a relatively
  lean welfare state have achieved better
  integration results.” (Koopmans 2010)
A rival view
“Multiculturalism provides a locus for the high level of
  mutual identification among native-born citizens and
  immigrants in Canada …
The fact that Canada has officially defined itself as a
  multicultural nation means that immigrants are a
  constituent part of the nation that citizens feel pride
  in, so multiculturalism helps native-born citizens to link
  national identity to solidarity with immigrants and
  minorities.
And, conversely, multiculturalism provides a link by
  which immigrants and minorities come to identify
  with, and feel pride in, Canada” (Kymlicka 2010)
So what is multiculturalism?
• A normative political theory maintaining the
  inadequacy of standard liberal principles in the face of
  cultural diversity. Not only individuals but also
  communities need to have rights (Lord Parekh,
  Rethinking Multiculturalism).
• Organizations should therefore be encouraged “to
  devise policies that promote diversity as well as
  equality … and to stress that the country is both a
  community of citizens and a community of
  communities, both a liberal and a plural society”
  (Report of the Commission on the future of multi-
  ethnic Britain)
MCP Index (Banting and Kymlicka)
1. Official affirmation of multiculturalism
2. Adoption of multiculturalism in school curricula
3. Inclusion of ethnic representation in licensing of
   public media
4. Exemptions from dress codes
5. Allowing of dual citizenship
6. Funding of ethnic organizations to support cultural
   activities
7. Funding of bilingual education or mother-tongue
   teaching
8. Affirmative action for disadvantaged groups
Some queries about MCPs
• Affirmative action – some forms of affirmative
  action (which do not involve quotas) could be
  justified under straightforward liberal principles
  to remedy discrimination (cf Brian Barry ‘the
  muddles of multiculturalism’)
• Faith schools - some policies, eg Swedish
  independent schools, unintentionally permit
  minorities to establish their own faith schools. Is
  this multiculturalism or simply extending same
  rights to minorities as to other established
  groups?
MC needs to be distinguished from
• Assimilationist regimes (eg France) with
  limitations on freedom to practice own culture
• Classic liberalism with freedom to practice own
  culture and anti-discrimination measures
• Plural/pillarized regimes where there are parallel
  structures covering economic and political as well
  as cultural institutions. These are not
  multicultural but segmented societies (eg BiH)
• i.e. a spectrum ranging from assimilationist to
  segmented regimes with multiculturalism lying in
  between
MCP index 1980-2010
              1980   2000   2010
Canada         5      7.5    7.5
Denmark        0      0.5    0
France         1      2      2
Netherlands    2.5    5.5    2
Sweden         3      5      7
Switzerland    0      1      1
UK             2.5    5.5    5.5
Britain – a ‘thin’ version of
               multiculturalism
1. Lukewarm official affirmation of multiculturalism – Swann
   report
2. Limited adoption of multiculturalism in school curricula
3. No inclusion of ethnic representation in licensing of public
   media
4. Exemptions from dress codes, especially for Sikhs
5. Allows dual citizenship
6. Limited funding of ethnic organizations to support cultural
   activities
7. Limited funding of bilingual education or mother-tongue
   teaching
8. Weak affirmative action for disadvantaged groups
What outcomes do critics object to?
• Inability to communicate in host-country
  language (Merkel)
• Segregated communities (Phillips, Cameron)
• Lack of economic and political participation
  (Koopmans)
• Failure to adopt liberal western values and
  maintenance of illiberal practices, eg forced
  marriages (Cameron)
• Crime, extremism and home-grown terrorism
  (Cameron)
And what do supporters claim?
• Multiculturalism encourages take-up of
  citizenship and hence political participation
• Promotes educational and occupational
  success
• promotes dual identities, eg as both Canadian
  and minority, and national pride
• Encourages pro-minority attitudes among
  majority group too. (Kymlicka 2010)
Our empirical approach
• Key test is attitudes and behaviour of the
  second generation – not surprising if first
  generation have difficulty learning English,
  retain identification with origin country or
  remain encapsulated in the ethnic community
• Key worry of critics is ‘home-grown’ terrorism
  among the second generation
• Hence need to look at direction of
  generational change
An important caveat
• Very difficult to determine whether outcomes
  (good or bad) are actually caused by the MCPs.
• Rigorous policy evaluation is very difficult –
  requires pre/post designs not cross-sectional
  ones
• But can ask whether groups that have been
  granted more protection for cultural practices (eg
  Sikhs) have integrated less than groups not
  seeking or granted cultural protection
  (Caribbeans) cf Statham and Koopmans
Outcomes we can look at
•   Citizenship
•   Language
•   Social segregation
•   Political participation
•   Democratic values
•   Identities
•   Support for violent protests
The data
• The 2010 Ethnic Minority British Election Survey
  (EMBES)
• Thanks to the ESRC for their generous funding of the
  study
• To the Electoral Commission for their support and
  partnership
• To TNS-BMRB (Nick Howat, Oliver Norden, Emily
  Pickering) for their work on design and fieldwork
• To our Advisory Board - Irene Bloemraad, John
  Curtice, Harry Goulbourne, Chris Myant, Maajid
  Nawaz, Lucinda Platt, Peter Riddell, Shamit Saggar,
  Will Somerville, David Voas
Design 1
• Stand-alone survey rather than a booster to the main
  BES (ie separate sample design etc)
• Nationally-representative probability sample
• Clustered, stratified design with over-sampling in
  high EM density areas and exclusion of lowest
  density areas (< 2% EM)
• PAF used as sample frame
• LSOAs were the PSUs (unlike main BES)
• Initial screening of addresses
Design 2
• 30,000 addresses issued for screening
• In 620 PSUs
• £20 conditional incentive offered to participants
• 50 minute questionnaire, administered by CAPI with
  a self-completion module for confidential items
• Around half items exact replications of those in main
  BES
• Short mailback questionnaire
Response
• 2787 respondents in total (including some
  from mixed and other backgrounds who had
  been indicated as belonging to one of the 5
  target groups at screening)
• Response rate of 58 – 62% (depending on
  method of treating those with unknown
  ethnicity from the screening exercise)
• Poor response to mailback – 975 returned
Sample characteristics
                   EMBES   BES
White British         0    3126
Other white           0      57
Mixed               113      32
Indian              587      52
Pakistani           668      17
Bangladeshi         270       8
Black Caribbean     598      31
Black African       525      38
Other                26      59
% having British citizenship
% speaking English well
% with half or more friends from a
   different ethnic background
% feeling equally/more British than
              ethnic
% agreeing that it is one’s duty to vote
Validated turnout
Support for violent protest
Don’t oversimplify the story
Clear evidence of generational change in the direction of
   integration with respect to
 Citizenship
 Language
 Social relationships
 British identity
But some change in the opposite direction with respect to
 Turnout
 Support for violent protest
 Duty to vote
Qualified optimism
• In the case of several outcomes, such as
  language, citizenship, democratic
  commitment and participation, all groups are
  fully integrated by the second generation
• But some ethnic differences remain – lower
  social integration among Pakistanis and
  Bangladeshis but lower identificational
  assimilation among Black groups
Some first reflections
• Positive changes are ones where starting values
  in 1st generation were relatively low and have
  since converged with the British pattern
• Negative changes are ones where 1st generation
  showrf relatively high support for democracy,
  and again have tended to converge with the
  British level
• So overall picture is of gradual convergence with
  established British patterns
Might the changes be due to MCPs?
• British MCP interventions weak so it would be
  surprising if they had had much effect
• What might we have expected in the absence
  of MCPs? Gradual convergence?
• Changes appear to have been at least as large
  among South Asian groups (albeit from lower
  starting points) as among Black groups so
  doubtful if MCPs have had any impact
Can we discount alternative theories?
• Exclusion and discrimination by the White
  majority group might also be expected to
  reduce rates of convergence
• Black groups are particularly likely to feel
  excluded and to experience relative
  deprivation, and this is a more plausible
  explanation of their disaffection
• Cultural preferences, especially with regard to
  social segregation, cannot be ruled out
Logistic regression 1 (Average marginal effects)


                             Feels more         Bothered about      Might support
                             Black/Asian than   marriage to white   violent protest
                             British            person              against war
     Ethno-religious group
        Pakistani              0                     0                  0
        Bangladeshi            0.07*              -0.04                 0.01
        Indian Sikh            0.08*              -0.07**               0.04
        Indian Hindu           0.11**             -0.09**              -0.01
        Indian Muslim         -0.02               -0.09*               -0.02
        Other Indian           0.05               -0.12**               0.00
        BA Muslim              0.13***            -0.10*               -0.02
        Other BA               0.25***            -0.03                 0.04**
        Black Caribbean        0.24***            -0.07**              -0.03*
     Generation
        1st                    0                   0                     0
        1.5                   -0.13***            -0.06**                0.06***
        2nd +                 -0.25***            -0.11***               0.06***
     Age (ln)                 -0.31***            -0.04                 -0.08**
     Gender                    0.01                0.01                 -0.03**
     Married                   0.00                0.03*                 0.00
     Education                 0.00               -0.01*                 0.00
     N                              2552              2537                  2520
Logistic regression 2 (Average marginal effects)


                                         Feels more         Bothered about      Might support
                                         Black/Asian than   marriage to white   violent protest
                                         British            person              against war



    Co-ethnic friends                     0.03**                -0.02               0.00
    Co-ethnic neighbours                  0.01                   0.01              -0.01
    Co-ethnic worship                     -0.02                  0.01               0.02
    Co-ethnic association                 0.08***                0.06***            0.05**
    Sociotropic discrimination            0.25***                0.06               0.10***
    Egocentric discrimination             0.09***                0.07***            0.00


    Percentage co-ethnic (ln)             0.04                  0.09*               0.00
    Index of multiple deprivation (ln)    0.08                 -0.03               -0.04




    N                                             2552              2537                   2520
In conclusion
• Multiculturalism has not failed utterly in Britain – MCPs
  have not prevented convergence with British patterns
• Convergence has proceeded at similar rates for all ethno-
  religious groups
• Some features of second generations – continuing social
  segregation – are consistent with the critics’ claims, though
  critics tend to oversimplify findings into exaggerated
  ‘stylized facts’.
• Best guess is that MCPs have been very weak and have
  made little difference either way
• A better focus of policy interventions would be the
  continued discrimination and exclusion by the majority
  group

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  • 1. Have multicultural policies impeded integration of ethnic minorities? A generational perspective Anthony Heath University of Manchester Neli Demireva University of Oxford
  • 2. What the politicians say • “Under the doctrine of state multiculturalism, we have encouraged different cultures to live separate lives, apart from each other and apart from the mainstream” (Cameron 2011) • Britain is “sleepwalking to segregation” (Trevor Phillips, head of the EHRC, 2005) • “The tendency had been to say ‘Let’s adopt the multikulti concept and live happily side by side, and be happy to be living with each other’, but this concept has failed, and failed utterly” (Merkel 2010) • Multiculturalism has failed in Europe, and has proven to be as harmful as the assimilationst approach it replaced (Council of Europe, 2008)
  • 3.
  • 4. What some academics say “Multicultural policies – which grant immigrants easy access to equal rights and do not provide strong incentives for host-country language acquisition and interethnic contacts – when combined with a generous welfare state … display relatively poor integration outcomes. Countries that either had more restrictive or assimilationist integration policies or a relatively lean welfare state have achieved better integration results.” (Koopmans 2010)
  • 5. A rival view “Multiculturalism provides a locus for the high level of mutual identification among native-born citizens and immigrants in Canada … The fact that Canada has officially defined itself as a multicultural nation means that immigrants are a constituent part of the nation that citizens feel pride in, so multiculturalism helps native-born citizens to link national identity to solidarity with immigrants and minorities. And, conversely, multiculturalism provides a link by which immigrants and minorities come to identify with, and feel pride in, Canada” (Kymlicka 2010)
  • 6. So what is multiculturalism? • A normative political theory maintaining the inadequacy of standard liberal principles in the face of cultural diversity. Not only individuals but also communities need to have rights (Lord Parekh, Rethinking Multiculturalism). • Organizations should therefore be encouraged “to devise policies that promote diversity as well as equality … and to stress that the country is both a community of citizens and a community of communities, both a liberal and a plural society” (Report of the Commission on the future of multi- ethnic Britain)
  • 7. MCP Index (Banting and Kymlicka) 1. Official affirmation of multiculturalism 2. Adoption of multiculturalism in school curricula 3. Inclusion of ethnic representation in licensing of public media 4. Exemptions from dress codes 5. Allowing of dual citizenship 6. Funding of ethnic organizations to support cultural activities 7. Funding of bilingual education or mother-tongue teaching 8. Affirmative action for disadvantaged groups
  • 8. Some queries about MCPs • Affirmative action – some forms of affirmative action (which do not involve quotas) could be justified under straightforward liberal principles to remedy discrimination (cf Brian Barry ‘the muddles of multiculturalism’) • Faith schools - some policies, eg Swedish independent schools, unintentionally permit minorities to establish their own faith schools. Is this multiculturalism or simply extending same rights to minorities as to other established groups?
  • 9. MC needs to be distinguished from • Assimilationist regimes (eg France) with limitations on freedom to practice own culture • Classic liberalism with freedom to practice own culture and anti-discrimination measures • Plural/pillarized regimes where there are parallel structures covering economic and political as well as cultural institutions. These are not multicultural but segmented societies (eg BiH) • i.e. a spectrum ranging from assimilationist to segmented regimes with multiculturalism lying in between
  • 10. MCP index 1980-2010 1980 2000 2010 Canada 5 7.5 7.5 Denmark 0 0.5 0 France 1 2 2 Netherlands 2.5 5.5 2 Sweden 3 5 7 Switzerland 0 1 1 UK 2.5 5.5 5.5
  • 11. Britain – a ‘thin’ version of multiculturalism 1. Lukewarm official affirmation of multiculturalism – Swann report 2. Limited adoption of multiculturalism in school curricula 3. No inclusion of ethnic representation in licensing of public media 4. Exemptions from dress codes, especially for Sikhs 5. Allows dual citizenship 6. Limited funding of ethnic organizations to support cultural activities 7. Limited funding of bilingual education or mother-tongue teaching 8. Weak affirmative action for disadvantaged groups
  • 12. What outcomes do critics object to? • Inability to communicate in host-country language (Merkel) • Segregated communities (Phillips, Cameron) • Lack of economic and political participation (Koopmans) • Failure to adopt liberal western values and maintenance of illiberal practices, eg forced marriages (Cameron) • Crime, extremism and home-grown terrorism (Cameron)
  • 13. And what do supporters claim? • Multiculturalism encourages take-up of citizenship and hence political participation • Promotes educational and occupational success • promotes dual identities, eg as both Canadian and minority, and national pride • Encourages pro-minority attitudes among majority group too. (Kymlicka 2010)
  • 14. Our empirical approach • Key test is attitudes and behaviour of the second generation – not surprising if first generation have difficulty learning English, retain identification with origin country or remain encapsulated in the ethnic community • Key worry of critics is ‘home-grown’ terrorism among the second generation • Hence need to look at direction of generational change
  • 15. An important caveat • Very difficult to determine whether outcomes (good or bad) are actually caused by the MCPs. • Rigorous policy evaluation is very difficult – requires pre/post designs not cross-sectional ones • But can ask whether groups that have been granted more protection for cultural practices (eg Sikhs) have integrated less than groups not seeking or granted cultural protection (Caribbeans) cf Statham and Koopmans
  • 16. Outcomes we can look at • Citizenship • Language • Social segregation • Political participation • Democratic values • Identities • Support for violent protests
  • 17. The data • The 2010 Ethnic Minority British Election Survey (EMBES) • Thanks to the ESRC for their generous funding of the study • To the Electoral Commission for their support and partnership • To TNS-BMRB (Nick Howat, Oliver Norden, Emily Pickering) for their work on design and fieldwork • To our Advisory Board - Irene Bloemraad, John Curtice, Harry Goulbourne, Chris Myant, Maajid Nawaz, Lucinda Platt, Peter Riddell, Shamit Saggar, Will Somerville, David Voas
  • 18. Design 1 • Stand-alone survey rather than a booster to the main BES (ie separate sample design etc) • Nationally-representative probability sample • Clustered, stratified design with over-sampling in high EM density areas and exclusion of lowest density areas (< 2% EM) • PAF used as sample frame • LSOAs were the PSUs (unlike main BES) • Initial screening of addresses
  • 19. Design 2 • 30,000 addresses issued for screening • In 620 PSUs • £20 conditional incentive offered to participants • 50 minute questionnaire, administered by CAPI with a self-completion module for confidential items • Around half items exact replications of those in main BES • Short mailback questionnaire
  • 20. Response • 2787 respondents in total (including some from mixed and other backgrounds who had been indicated as belonging to one of the 5 target groups at screening) • Response rate of 58 – 62% (depending on method of treating those with unknown ethnicity from the screening exercise) • Poor response to mailback – 975 returned
  • 21. Sample characteristics EMBES BES White British 0 3126 Other white 0 57 Mixed 113 32 Indian 587 52 Pakistani 668 17 Bangladeshi 270 8 Black Caribbean 598 31 Black African 525 38 Other 26 59
  • 22. % having British citizenship
  • 24. % with half or more friends from a different ethnic background
  • 25. % feeling equally/more British than ethnic
  • 26. % agreeing that it is one’s duty to vote
  • 29. Don’t oversimplify the story Clear evidence of generational change in the direction of integration with respect to  Citizenship  Language  Social relationships  British identity But some change in the opposite direction with respect to  Turnout  Support for violent protest  Duty to vote
  • 30. Qualified optimism • In the case of several outcomes, such as language, citizenship, democratic commitment and participation, all groups are fully integrated by the second generation • But some ethnic differences remain – lower social integration among Pakistanis and Bangladeshis but lower identificational assimilation among Black groups
  • 31. Some first reflections • Positive changes are ones where starting values in 1st generation were relatively low and have since converged with the British pattern • Negative changes are ones where 1st generation showrf relatively high support for democracy, and again have tended to converge with the British level • So overall picture is of gradual convergence with established British patterns
  • 32. Might the changes be due to MCPs? • British MCP interventions weak so it would be surprising if they had had much effect • What might we have expected in the absence of MCPs? Gradual convergence? • Changes appear to have been at least as large among South Asian groups (albeit from lower starting points) as among Black groups so doubtful if MCPs have had any impact
  • 33. Can we discount alternative theories? • Exclusion and discrimination by the White majority group might also be expected to reduce rates of convergence • Black groups are particularly likely to feel excluded and to experience relative deprivation, and this is a more plausible explanation of their disaffection • Cultural preferences, especially with regard to social segregation, cannot be ruled out
  • 34. Logistic regression 1 (Average marginal effects) Feels more Bothered about Might support Black/Asian than marriage to white violent protest British person against war Ethno-religious group Pakistani 0 0 0 Bangladeshi 0.07* -0.04 0.01 Indian Sikh 0.08* -0.07** 0.04 Indian Hindu 0.11** -0.09** -0.01 Indian Muslim -0.02 -0.09* -0.02 Other Indian 0.05 -0.12** 0.00 BA Muslim 0.13*** -0.10* -0.02 Other BA 0.25*** -0.03 0.04** Black Caribbean 0.24*** -0.07** -0.03* Generation 1st 0 0 0 1.5 -0.13*** -0.06** 0.06*** 2nd + -0.25*** -0.11*** 0.06*** Age (ln) -0.31*** -0.04 -0.08** Gender 0.01 0.01 -0.03** Married 0.00 0.03* 0.00 Education 0.00 -0.01* 0.00 N 2552 2537 2520
  • 35. Logistic regression 2 (Average marginal effects) Feels more Bothered about Might support Black/Asian than marriage to white violent protest British person against war Co-ethnic friends 0.03** -0.02 0.00 Co-ethnic neighbours 0.01 0.01 -0.01 Co-ethnic worship -0.02 0.01 0.02 Co-ethnic association 0.08*** 0.06*** 0.05** Sociotropic discrimination 0.25*** 0.06 0.10*** Egocentric discrimination 0.09*** 0.07*** 0.00 Percentage co-ethnic (ln) 0.04 0.09* 0.00 Index of multiple deprivation (ln) 0.08 -0.03 -0.04 N 2552 2537 2520
  • 36. In conclusion • Multiculturalism has not failed utterly in Britain – MCPs have not prevented convergence with British patterns • Convergence has proceeded at similar rates for all ethno- religious groups • Some features of second generations – continuing social segregation – are consistent with the critics’ claims, though critics tend to oversimplify findings into exaggerated ‘stylized facts’. • Best guess is that MCPs have been very weak and have made little difference either way • A better focus of policy interventions would be the continued discrimination and exclusion by the majority group