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New Zealand OHSIG Conference
     26-28 October 2011


 Hypothesis Forming and Testing
               Roger Kahler



        Engineering Safer Workplace Solutions
Two Applications



1. “Collective” Incident Data
2. An “Individual” Incident




 Engineering Safer Workplace Solutions
Scientific Process


     Interacting Concepts

     • Models / Modelling
• Hypothesis forming and testing
         • Taxonomy

 Can be applied collectively/individually

         Engineering Safer Workplace Solutions
Taxonomy




Engineering Safer Workplace Solutions
Crane Fatalities – A Taxonomic Analysis

                                                      Overhead power
                      Electrical Energy –             lines - 214
                      electrocution - 217
                                                      Portable equipment
                                                      -3

                                                      Falls of Objects -
Crane Fatalities      Gravitational                   144
1985-1995             Energy - 268
                                                      Falls of People - 88
525
                                                       Falls of Crane –
                                                       overturn - 36

                      Machine Energy -                 Person Caught
                      34                               Between - 24
                                                      Person Run Over -
                                                      10
                     Other - 6
                   Engineering Safer Workplace Solutions
Taxonomies



• Show relative frequency of levels of Damage
• Show relative importance of different damaging
  energies




                Engineering Safer Workplace Solutions
Incident Time Base

• Damage as a consequence of an Energy Exchange


       Situation stable
       Situation moving out of control
       Situation out of control                       Time
       DAMAGE
       Recovery

               Engineering Safer Workplace Solutions
Damage Reduction




Engineering Safer Workplace Solutions
Damage Reduction




Engineering Safer Workplace Solutions
Hypothesis Forming & Testing




Hypothesis Forming & Testing
       as applied to
    Individual Incidents




     Engineering Safer Workplace Solutions
What’s Your Hypothesis?




 Engineering Safer Workplace Solutions
What Actually Happened



Video available at
http://www.youtube.com/watch?v=LVmpEPdPBk8




        Engineering Safer Workplace Solutions
An Individual Incident



• What are the roles of
  – Taxonomy
  – Modelling
  – Hypothesis Forming and Testing




       Engineering Safer Workplace Solutions
Role of Hypothesising in the
              Journey of an Investigation
•   Scope
•   Collect Information Data ← Informally
•   Form and test hypotheses ← Formally
•   Description
•   Analysis and Recommendation




                  Engineering Safer Workplace Solutions
Observers



• Incident Investigators are first and
  foremost observers of a situation
• Observations have to first be made
• A frame of reference will improve
  the quality and quantity of
  observations
        Engineering Safer Workplace Solutions
Observation

An observation will be:


1.   SUPPORTIVE of the hypothesis
2.   REJECTING of the hypothesis
3.   NOT APPLICABLE to the hypothesis
4.   MORE INFORMATION REQUIRED before a decision
     can be made as to 1, 2 or 3.



               Engineering Safer Workplace Solutions
Hypothesis

• At some point a decision has to be made
  with respect to the observations
• This involves forming a hypothesis




              Engineering Safer Workplace Solutions
Possibility and Probability

    IMPOSSIBLE           -         POSSIBLE




                                       PROBABILITY




50%                          95%                          99%
Balance of                   1:20 “Variation due          Beyond reasonable
probabilities                to chance”                   doubt




                  Engineering Safer Workplace Solutions
Self Fulfilling Hypothesis



• Hypothesise

• Select evidence to support, not reject




                Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing

                                                   Car „A‟


                 Start of
                 curve
                                                    Double white lines


               100 m


                                           2 skid marks 20 m long


                       grid


HYPOTHESIS: Car „A‟ braked heavily after crossing grid.


Questions: What observations can you make that could be “supportive” or
“rejecting” of this hypothesis?


                            Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




    Engineering Safer Workplace Solutions
Hypothesis Forming and Testing




How could you formally test an hypothesis?




         Engineering Safer Workplace Solutions
Hypothesis Forming and Testing

        Hypothesis = (testable statement)
“Supporting”           “Rejecting”
                                                   Comments
Observations           Observations




               Engineering Safer Workplace Solutions
Engaging Experts

   Questions to People Investigating Failures

1. What do you think happened? (Hypothesis)
2. Why do you think this? (Supporting information)
3. Any observations that don’t fit? (Rejecting
   information)
4. What could be done differently in future?
   (Essential factors & potential recommendations)



              Engineering Safer Workplace Solutions
Case Study – Low Loader Fire


• List supporting and rejecting observations for each
  hypothesis
• Decide whether the particular hypothesis is
  possible/impossible
• Of the possible hypothesis, assign a probability




                Engineering Safer Workplace Solutions
The End




Engineering Safer Workplace Solutions

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Hypothesis Forming and Testing

  • 1. New Zealand OHSIG Conference 26-28 October 2011 Hypothesis Forming and Testing Roger Kahler Engineering Safer Workplace Solutions
  • 2. Two Applications 1. “Collective” Incident Data 2. An “Individual” Incident Engineering Safer Workplace Solutions
  • 3. Scientific Process Interacting Concepts • Models / Modelling • Hypothesis forming and testing • Taxonomy Can be applied collectively/individually Engineering Safer Workplace Solutions
  • 5. Crane Fatalities – A Taxonomic Analysis Overhead power Electrical Energy – lines - 214 electrocution - 217 Portable equipment -3 Falls of Objects - Crane Fatalities Gravitational 144 1985-1995 Energy - 268 Falls of People - 88 525 Falls of Crane – overturn - 36 Machine Energy - Person Caught 34 Between - 24 Person Run Over - 10 Other - 6 Engineering Safer Workplace Solutions
  • 6. Taxonomies • Show relative frequency of levels of Damage • Show relative importance of different damaging energies Engineering Safer Workplace Solutions
  • 7. Incident Time Base • Damage as a consequence of an Energy Exchange  Situation stable  Situation moving out of control  Situation out of control Time  DAMAGE  Recovery Engineering Safer Workplace Solutions
  • 10. Hypothesis Forming & Testing Hypothesis Forming & Testing as applied to Individual Incidents Engineering Safer Workplace Solutions
  • 11. What’s Your Hypothesis? Engineering Safer Workplace Solutions
  • 12. What Actually Happened Video available at http://www.youtube.com/watch?v=LVmpEPdPBk8 Engineering Safer Workplace Solutions
  • 13. An Individual Incident • What are the roles of – Taxonomy – Modelling – Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 14. Role of Hypothesising in the Journey of an Investigation • Scope • Collect Information Data ← Informally • Form and test hypotheses ← Formally • Description • Analysis and Recommendation Engineering Safer Workplace Solutions
  • 15. Observers • Incident Investigators are first and foremost observers of a situation • Observations have to first be made • A frame of reference will improve the quality and quantity of observations Engineering Safer Workplace Solutions
  • 16. Observation An observation will be: 1. SUPPORTIVE of the hypothesis 2. REJECTING of the hypothesis 3. NOT APPLICABLE to the hypothesis 4. MORE INFORMATION REQUIRED before a decision can be made as to 1, 2 or 3. Engineering Safer Workplace Solutions
  • 17. Hypothesis • At some point a decision has to be made with respect to the observations • This involves forming a hypothesis Engineering Safer Workplace Solutions
  • 18. Possibility and Probability IMPOSSIBLE - POSSIBLE PROBABILITY 50% 95% 99% Balance of 1:20 “Variation due Beyond reasonable probabilities to chance” doubt Engineering Safer Workplace Solutions
  • 19. Self Fulfilling Hypothesis • Hypothesise • Select evidence to support, not reject Engineering Safer Workplace Solutions
  • 20. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 21. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 22. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 23. Hypothesis Forming and Testing Car „A‟ Start of curve Double white lines 100 m 2 skid marks 20 m long grid HYPOTHESIS: Car „A‟ braked heavily after crossing grid. Questions: What observations can you make that could be “supportive” or “rejecting” of this hypothesis? Engineering Safer Workplace Solutions
  • 24. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 25. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 26. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 27. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 28. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 29. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 30. Hypothesis Forming and Testing Engineering Safer Workplace Solutions
  • 31. Hypothesis Forming and Testing How could you formally test an hypothesis? Engineering Safer Workplace Solutions
  • 32. Hypothesis Forming and Testing Hypothesis = (testable statement) “Supporting” “Rejecting” Comments Observations Observations Engineering Safer Workplace Solutions
  • 33. Engaging Experts Questions to People Investigating Failures 1. What do you think happened? (Hypothesis) 2. Why do you think this? (Supporting information) 3. Any observations that don’t fit? (Rejecting information) 4. What could be done differently in future? (Essential factors & potential recommendations) Engineering Safer Workplace Solutions
  • 34. Case Study – Low Loader Fire • List supporting and rejecting observations for each hypothesis • Decide whether the particular hypothesis is possible/impossible • Of the possible hypothesis, assign a probability Engineering Safer Workplace Solutions
  • 35. The End Engineering Safer Workplace Solutions