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600 – 889 West Pender Street
Vancouver, BC V6C 3B2
Disability Management and Employee
Absenteeism
Carman J. Overholt, QC
Preston I.A.D. Parsons
Jennifer S. Kwok
Cameron R. Wardell
Overholt Law Client Seminar
Overholt Law Client Seminar
Terminal City Club, Vancouver, BC
October 5, 2016
Main: (604) 568-5464
trustedadvisors@overholtlawyers.com
600 – 889 West Pender Street
Vancouver, BC V6C 3B2
Cameron R. Wardell
Frustration of Contract and
Abandonment of Employment
Overholt Law Client Seminar
Terminal City Club, Vancouver, BC
October 5, 2016
Direct: (604) 676-4184
cameron@overholtlawyers.com
Topics
• Topics:
1. Frustration of Contract
2. Abandonment of Employment
3
Frustration of Contract
4
Frustration
• Outside of a collective agreement:
– Frustration of contract
• Where a collective agreement exists:
– Dismissal for non-culpable absenteeism
5
Human Rights Protections
• BC Human Rights Code
• Employers “must not … refuse to continue to employ” or
“discriminate against a person regarding employment or any
term or condition of employment”:
race, colour, ancestry, place of origin, political belief, religion,
marital status, family status, physical or mental disability,
sex, sexual orientation or age of that person or because that
person has been convicted of a criminal or summary
conviction offence that is unrelated to the employment or to
the intended employment of that person.
• A.k.a. the “prohibited grounds” or the “protected
grounds” of discrimination
6
Human Rights Protections
• Limits to management rights
• Prohibition on discrimination
• Duty to accommodate
– To the point of “undue hardship”
7
Frustration
8
• What is it?
– The limit of accommodation
– The point where no further steps are necessary or
possible
– A complete defence to wrongful dismissal
Frustration
9
• Framework of considerations:
Disability/ accommodation /
undue hardship /frustration
• What does it all mean?
Frustration
“…the purpose of the duty to accommodate is
not to completely alter the essence of the
contract of employment, that is, the employee’s
duty to perform work in exchange for
remuneration”
Our Supreme Court of Canada in
Honda Canada Inc. v. Keays, 2008 SCC 39
10
Frustration
“…was the employee’s disability, looked at before
the purported dismissal, of such a nature, or did it
appear likely to continue for such a period, that
further performance of his [or her] obligations in the
future would either be impossible or would be a
thing radically different from that undertaken by
him [or her] and agreed to be accepted by the
employer under the agreed terms of his [or her]
employment.”
Marshall v. Harland & Wolff Ltd.,
[1972] 2 All E.R. 715
11
Frustration
“…was the employee’s disability, looked at before
the purported dismissal, of such a nature, or did it
appear likely to continue for such a period, that
further performance of his [or her] obligations in the
future would either be impossible or would be a
thing radically different from that undertaken by
him [or her] and agreed to be accepted by the
employer under the agreed terms of his [or her]
employment.”
Marshall v. Harland & Wolff Ltd.,
[1972] 2 All E.R. 715
12
Frustration
• Can you come
back to work or
what?!
13
Frustration
• Absence(s) related to disability:
– Can “frustrate” the objects of an employment
contract (no work/no pay)
OR
– If employer fails to accommodate, ground actions for
wrongful dismissal/ breach of human rights
• Very tricky situation
• Information is your friend
14
Frustration
• Factors to consider:
1. Terms of Contract
• Weekly/monthly/yearly?
• Sick leave/days in contract?
• Benefits?
– STD?
– LTD?
• Policies?
15
Frustration
• Factors to consider:
2. Potential length of employment in the
absence of sickness
• Temporary?
• Seasonal?
• Fixed-term?
16
Frustration
• Factors to consider:
3. Nature of employment
• Key position?
• One of many employees in a position?
• Nature and size of organization
• CEO in a small company?
• Clerk at a large grocery store?
17
Frustration
• Factors to consider:
4. The nature of the illness or injury
• Total incapacity?
• Period illness has persisted (two years = “lengthy”)
• Get medical information!
5. The period of past employment
• Harder to frustrate contracts of long-term employees
18
Quick Tips
Managing
Sick Leave
19
Managing Sick Leave
• No automatic right to paid sick leave
• Employment Standards unpaid leaves:
• Pregnancy
• Parental
• Family responsibility
• Compassionate care
• Reservist
• Bereavement
• Jury duty
• NOTE: ESA contemplates frustration at s. 65(1)(d)
20
Managing Sick Leave
• Insurance or benefits?
– Paid sick days in contract? Policies?
– STD?
– LTD?
• Be careful not to disqualify them!
21
Managing Sick Leave
• Medical information:
– Right to request
– Right to be skeptical
– Right to coach
– Right to insist on dealing with employee directly
– Employee must reasonably cooperate
– Medical certificates?
– IME??
22
Managing Sick Leave
• Always: take time to consider alternatives in
accommodation
23
24
Frustrating Quiz
• Office clerk
• 10 years of service
• Metastasised breast cancer
• Away from work for 14 months
• Applies for LTD
• Informs employer they need to hire a
replacement
• Frustration??
25
Frustrating Quiz
• No frustration.
Dragone v. Riva Plumbing Ltd.,
[2007] O.J. No. 3710 (S.C.J.)
26
Frustrating Quiz
• Foreman
• Job requires heavy lifting
• Motorcycle accident
• Attempts to return, can’t
• Off work a few months
• Replaced, told would be demoted on return
• Still disabled a year after accident
• Frustration??
27
Frustrating Quiz
• Yes, frustration
Trevitt Blanch Equipment Rentals Ltd.,
2006 BCSC 94
28
Frustrating Quiz
• Employee one of a few lending officers at a
financial institution
• Long absence starts
• On LTD
• Replaced at work
• Two years into absence
• Told to come back for busy season
• If can’t return, told will be demoted to teller
• Frustration??
29
Frustrating Quiz
30
• Yes, frustration.
Burgess v. Central Trust Co.,
[1988] N.B.J. No. 124 (Q.B.)
Frustrating Quiz
• Employee has a variety of conditions, physical
and mental
• Missed 960 days of work over 7 ½ years
• Absent 5 months at time of dismissal
• Many attempted returns
• Frustration???????
31
Frustrating Quiz
• Trick question!
– Non-culpable absenteeism!
Hydro-Québec v. Syndicat des employé-e-s de
techniques professionnelles et de bureau d’Hydro-
Québec, section locale 2000, 2008 SCC 43
(…so yes, point of undue hardship surpassed)
32
Abandonment
33
Abandonment
• The AWOL employee
• A form of resignation
– Sometimes referred to as ‘constructive resignation’
• Repudiation
– Underlying concept
– Abandonment/resignation/constructive
dismissal/cause
34
Abandonment
• First Principles:
– Resignations must be:
• Clear
• Unequivocal
• Voluntary
35
Abandonment
• Resignation can occur through words or
conduct:
– Very fact specific analysis
– Relatively high bar for employers
– Silence not the best course
– Cases suggest that onus may fall to employers to
actively seek to confirm
36
Abandonment
• Resignations often in the heat of the moment
– Emotional outbursts followed by regret
– Employees often retract resignations
– Employers must be careful in communications (as
should employees)
• Question is one of repudiation:
– Which party acts like the contract has ended?
37
Abandonment
• Test for abandonment:
“…do the statements or actions of the employee,
viewed objectively by a reasonable person, clearly
and unequivocally indicate an intention to no longer
be bound by the employment contract.”
38
Abandonment
• Abandonment as cause:
– Where no medical or other
non-culpable excuse
– Employee’s can be disciplined for absences
– Up to and including dismissal
• Underlying consideration: repudiation
39
Abandonment
• Tips:
– Have multiple means to contact
employees
– Make multiple attempts to:
• Confirm unexcused absences;
• Outline consequences of continued absence or failure
to provide excuse; and/or
• Confirm understanding and acceptance of resignation.
– Take high road: allow tempers to cool
40
41
Quiz of Wanton Abandon(ment)
• Deli clerk w/2 ½ years of service
• Conflict with another clerk
• Goes home for an hour, stays for a day
• Then misses a shift
• Calls “I can’t take it any longer I am quitting”
• Calls the next day “do I still have a job?”
• Denied quitting
42
Quiz of Wanton Abandon(ment)
• No resignation!
– Misunderstanding
– Employer failed to clarify
Bru v. AGM Enterprises Inc.,
[2008] B.C.J. No. 2380 (S.C.)
43
Quiz of Wanton Abandon(ment)
• Employee on a term contract for a non-profit
• Has a dispute with direct supervisor
• Starts working from home
• Refuses to report to supervisor, demands CEO
• Suspended, directed to return and report
• Sends letter: “I will only be reporting to you”
44
Quiz of Wanton Abandon(ment)
• Employee repudiation!
(of sorts…)
Myers v. the Canadian Aboriginal Aids Network
45
Quiz of Wanton Abandon(ment)
• Another deli clerk
• Home destroyed in a fire
• Employer informed, no idea when can return
• Phone disconnected, employer can’t contact
them (tries twice)
• Employee does not even try to call for a
month
• Shows up for her paycheque w/ medical note
• Mean lawyer letters follow
46
Quiz of Wanton Abandon(ment)
• No resignation!
– Misunderstanding
– Was suffering a
medical condition
– Employer’s counsel’s refusal to accept the medical
condition resulted in dismissal
Beggs v. Westport Foods Ltd.,
2011 BCCA 76
47
Quiz of Wanton Abandon(ment)
• Winemaker
• Confrontation after unapproved day off in
busy season
• Demands a raise
• Another confrontation happens
• Employee says “good luck making wine”
• Leaves keys
• Employer emails ‘confirming’ planned
departure
48
Quiz of Wanton Abandon(ment)
49
• No resignation!
– Employee actions equivocal
– Employer’s email clear that
employment was to end
Haftbaradaran v. St. Hubertus
Estate Winery Ltd.,
2011 BCSC 1424
50
600 – 889 West Pender Street
Vancouver, BC V6C 3B2
The Duty to Accommodate: Practical Aspects
Jennifer S. Kwok
Disability Management
Overholt Law Client Seminar
Terminal City Club, Vancouver, BC
October 5, 2016
Direct: (604) 676-4189
jennifer@overholtlawyers.com
Introduction
• BC Human Rights Code = protects against
discrimination in employment on various grounds
• The duty to accommodate continues to develop
making continuing education in human resources
management training to be a necessary aspect of
operations for all organizations with employees
• Important for both employers and employees to
understand the legal obligation created by the duty
to accommodate and the extent of that duty
52
The Duty to Accommodate
• What is the duty to accommodate to
in the context of disability
management?
• Recent cases assist in showing the
extent of the duty to accommodate
53
Practical Aspects
Some common questions:
• Can an employer request additional medical
information or an IME?
• How do Return to Work programs fit in? (for
example, treatment/rehabilitation programs
compelled by WorkSafeBC?)
• Are Last Chance Agreements binding in cases of
relapse or defiance?
54
Prima Facie Discrimination
• Prima facie discrimination in employment can
generally be established where:
1) an employee has a characteristic linked to one of
the prohibited grounds under the Code;
2) the employee is experiencing adverse treatment;
and
3) there is a nexus between the adverse treatment
and the prohibited ground.
55
Defenses
There are two defenses to a finding of
discrimination:
a) Accommodation by the employer to the point of
undue hardship; or
b) where an objectively justifiable Bona Fide
Occupational Requirement (“BFOR”) exists.
56
Scope of the Duty
“The duty…is to take reasonable steps to
accommodate the complainant, short of undue
hardship: in other words, to take such steps as
may be reasonable to accommodate without
undue interference in the operation of the
employer's business and without undue expense
to the employer.”
Ont. Human Rights Comm. v. Simpsons-Sears, [1985] 2 SCR 536
57
What is Undue Hardship?
• Factors to Consider:
1. Size of the employer
2. Interchangeability of the workforce & facilities;
3. Whether the employee’s job exacerbates the disability;
4. The extent of the disruption of a collective agreement;
5. The effect on the rights of other employees;
6. The effect on the morale of other employees;
7. Costs to accommodate, including impacts on efficiency,
wage increases, and other direct $ costs to be incurred
8. The impact on the safety of the individual, other
employees, or the general public.
58
What is Undue Hardship?
59
The Duty to Accommodate
• Each complaint assessed on its
own merits – no one size fits all
analysis
• Avoid the application of universal,
“one size fits all” policies or
standard
60
Requests for Medical Info
• Can an employer ask for information, including
medical information, from an employee in
regards to appropriate accommodation?
• YES, in appropriate circumstances
• Further, there is a duty to inquire / request
medical information if the employer is put on
notice that an employee may need to be
accommodated
61
Types of Information
• What kind of medical information can an
employer reasonably ask for?
– Nature of the illness (permanent, temporary,
estimated time from for improvement or RTW)
– NOT THE DIAGNOSIS
– Specific restrictions and limitations
– Treatment or side effects of medication that may
impact the accommodation or employee’s ability to
perform certain tasks
62
Required Medical Info
• Can the employee continue to work with
accommodation such as flex or part-time hours,
job or workspace modifications?
• When do you expect the employee to be able to
return to work?
• Can the employee take part in a gradual return
to work program? When and how?
• What are the employee’s physical limitations?
63
Reciprocal Obligations
• Employees are also required to cooperate
with the employer’s requests for medical
information to facilitate accommodation in
the workplace
• Make sure requests for doctor’s
notes/medical information are reasonable
64
Reciprocal Obligations
• Contact employees on leave if it is
reasonably required
• Considerations:
• Nature and length of the disability leave?
• How much time has passed since the last contact?
• Why is the employer contacting the employee?
• Does the employer really need more information?
• How often did the employee say they wish to be contacted?
65
Second Opinion?
• When is it appropriate to ask for an IME?
• Does the employer have insufficient or
conflicting information to enable it to provide
accommodation options?
• It may be reasonable to ask for more
information, and / or regular updated medical
information.
66
Managing RTW Plans
Accommodation after extended absence?
• Reasonable to engage in communication with
the injured employee throughout the recovery
period
• Appropriate to ask how treatment is progressing
• A RTW program that is inflexible or relies on
arbitrary return dates may be a violation of the
Code
67
Last Chance Agreements
• Last Chance Agreements (“LCAs”)
–Attend or continue treatment, or else!
–Should only be used as a last resort after
other attempts at accommodation have been
exhausted
–They are not appropriate to all situations
–More commonly seen in unionized work
environments
68
Conclusion
69
Duty to accommodate:
• Medicinal marijuana in
the workplace?
• Parental child care
obligations?
• Gender identity and
expression
70
600 – 889 West Pender Street
Vancouver, BC V6C 3B2
Preston I.A.D. Parsons
Medical Information and
Privacy
Overholt Law Client Seminar
Terminal City Club, Vancouver, BC
October 5, 2016
Direct: (604) 676-4197
preston@overholtlawyers.com
Outline
• Review of legislative framework
– British Columbia privacy legislation
– Federal privacy legislation
• Current class actions in the medical privacy
context
• Recent privacy case law
72
Legislative Framework
73
BC Legislation
Privacy Act, RSBC 1996, c 373
• Statute of general application
• Provides that it is a tort for someone to
wilfully violate the privacy of another
individual – with or without proof of damages
74
BC Legislation
Personal Information Protection Act, SBC 2003,
c 63 [PIPA]
• Governs provincially regulated private sector
organizations
• Employee information = information used solely
for purposes reasonably required to “establish,
manage, or terminate” an employment
relationship
75
BC Legislation
Personal Information Protection Act, SBC 2003,
c 63 [PIPA]
• Organizations can collect employee
information without consent if it’s for the
purpose of establishing, maintaining, or
terminating the relationship (s. 18)
• The employer must protect this information
76
BC Legislation
Personal Information Protection Act, SBC 2003,
c 63 [PIPA]
BC Reg 473/2003: An organization may disclose
information relating to the mental or physical health of
the individual to a health care professional for the
purpose of obtaining an assessment from the health care
professional as to whether the disclosure of that
information could reasonably be expected to result in
grave and immediate harm to the individual's safety or
mental or physical health (s. 5(1))
77
BC Legislation
Freedom of Information and Protection of
Privacy Act, RSBC 1996, c 165 [FIPPA]
• Governs provincial public bodies
• Like PIPA, it defines personal information as
information about an identifiable individual,
which includes employee information (but not
contact or work product information) (s. 1)
78
BC Legislation
Freedom of Information and Protection of
Privacy Act, RSBC 1996, c 165 [FIPPA]
• The head of a public body cannot disclose
personal information if it would be an
unreasonable invasion of a third party’s personal
privacy; this explicitly includes “medical,
psychiatric or psychological history, diagnosis,
condition, treatment or evaluation” (22(3)(a))
• BC Reg 155/2012: echoes regulation in PIPA
79
BC Legislation
Freedom of Information and Protection of
Privacy Act, RSBC 1996, c 165 [FIPPA]
• Many complaints to the privacy commissioner
engage section 22 and unreasonable invasion of
an individual’s personal privacy
• See: Community Living BC (Re), 2016 BCIPC 21;
Richmond (City), 2016 BCIPC 35; South Coast
British Columbia Transportation Authority (Re),
2015 BCIPC 64, to name a few.
80
BC Legislation
E-Health (Personal Health Information Access
and Protection of Privacy) Act, SBC 2008, c 38
Protection of privacy
21 (1) Personal health information must not be collected into a health
information bank or used in a health information bank for any purpose
or in any manner other than in accordance with the designation order
in respect of the health information bank.
(2) Personal health information contained in a health information bank
must not be disclosed for any purpose or in any manner other than
(a) in accordance with the designation order in respect of the
health information bank, or
(b) as permitted under this Act.
81
Federal Legislation
Privacy Act, RSC 1985, c P-21
• Governs the personal information handling
practices of Federal Gov’t institutions
• Personal information held by a government
institution (see Schedule A)
82
Federal Legislation
Personal Information Protection and
Electronic Documents Act, SC 2000, c 5
[PIPEDA]
• Same purpose as PIPA; applies to the private
sector
• Applies to employees of federal works,
undertakings, or businesses (“FWUB”)
• Provincial private sector organizations still
governed by PIPA
83
Common concepts
• PIPA (BC), FIPPA (BC), Privacy Act (Fed) and
PIPEDA deal with:
– Personal Information
– Consent and/or “Valid consent”
– “Collection”, “Use” and “Disclosure” Rules
– Reasonable purpose
84
Class Actions
85
Privacy Class Actions
• CBA Class Actions Database: 13 unique class
actions filed in relation to breach of privacy
and/or loss of medical information in Canada
– Provincial overlap
– Only includes volunteer submissions
• Only 1 is currently certified
86
Privacy Class Actions
MM v FCSLLG (Ontario, July 2016)
• Family and Children’s Services of Lanark, Leeds
and Grenville (FCSLLG) provides child and
family welfare services to Ontario residents in
the region
• FCSLLG had personal and confidential
information of 285 clients stored in an
electronic file, accessible by Board members
87
Privacy Class Actions
MM v FCSLLG (Ontario, July 2016)
• The information in the electronic file formed a
confidential statistical report that was
presented to Board members
• In April 2016, this report was published on
Facebook
• The class action alleges the FCSLLG account
was not secure and illegally hacked
88
Privacy Class Actions
MM v FCSLLG (Ontario, July 2016)
• The representative plaintiff was a client of FCSLLG
• Class members are any Ontario residents whose
“personal, confidential, personal health, financial,
and identifying information was in the possession
of the [FCSLLG], which information was later
stolen or released or obtained by unauthorized
third parties and disclosed on or before April 18,
2016”
89
Privacy Class Actions
Taylor Steele v Attorney General of Canada (BC,
Nov. 2013)
• Marihuana Medical Access Program (MMAP)
sent mail to registrants including the MMAP
return address
• Anyone who intercepted the mail could see
the individual was registered with the MMAP
• All individuals registered with MMAP have to
prove they suffer from certain medical
conditions
90
Privacy Class Actions
Marihuana Medical Access Regulations,
SOR/2001-227 (since repealed)
• Schedule 1 lists associated medical conditions,
including cancer, AIDS/HIV, multiple sclerosis,
spinal cord injury or disease, epilepsy, severe
form of arthritis
91
Privacy Class Actions
Inappropriate Access of Personal Health
Information
• A few of these filed now in Canada
• Elias Broutzas et al v CST Consultants Inc et al
(ON, July 2015) – personal health info of new
mothers
92
Recent Privacy Case Law
93
Doe 464533 v ND, 2016 ONSC
541
• New tort =“public disclosure of private facts”
• New application of a tort = “breach of
confidence” in a personal, non-commercial
context
• While not a case dealing with medical
information, there is potential to see these
cases used in that context.
94
Doe 464533 v ND, 2016 ONSC
541
• Facts:
– The defendant posted naked images of his ex-
girlfriend, the plaintiff, online and without her
permission.
95
Doe 464533 v ND, 2016 ONSC
541
Public Disclosure of Private Facts:
• The disclosure of the private facts must be
public, not private;
• The facts disclosed to the public must be
private facts, not public; and
• The matter made public must be one which
would be offensive and objectionable to a
reasonable man of ordinary sensibilities
96
Doe 464533 v ND, 2016 ONSC
541
Breach of Confidence:
• Was the information “in confidence” – i.e., not
already in the public domain?
• Was it imparted “in confidence” (were you
told not to share it)?
– What is the relationship between the parties?
• Did the disclosure cause harm to the
individual who shared that information “in
confidence”?
97
Doe 464533 v ND, 2016 ONSC
541
• Recently considered in BC in TKL v TMP, 2016
BCSC 789
• The BC judge found the case “persuasive”, but
did not rely on it as it would have unduly
increased the Plaintiff’s damages
• However, it’s evident that the Doe decision
has made it’s way to BC, and may be
considered by our Supreme Court in future
decisions
98
Key Takeways
• Medical information is sensitive and private
• Privacy actions:
– can arise from different pieces of legislation and
the common law;
– are increasing in frequency;
– are likely to increase in terms of damage awards
• Corporate privacy policies and employee
training is important
• Collecting less means less to worry about
disclosing
99
100
600 – 889 West Pender Street
Vancouver, BC V6C 3B2
Carman J. Overholt, Q.C.
Disability Management:
Insurance Issues, Benefits and
Human Resources Best Practices
Overholt Law Client Seminar
Terminal City Club, Vancouver, BC
October 5, 2016
Direct: (604) 676-4196
carman@overholtlawyers.com
Overview
• Medical insurance benefits during an absence
from work for medical reasons
• Contractual and legislative obligations to
maintain medical insurance benefits
• A discussion of human resources best
practices
• Relevant case law
102
Medical Insurance Benefits
• Employers often provide a broad range of
medical insurance benefits to employees
• Questions often arise as to whether to
maintain benefits during a medical leave
• Significant liability may arise if benefits are
terminated without a careful assessment
103
Medical Insurance Benefits
• What is the nature and length of the absence?
• How will the absence impact on the medical
insurance coverage?
• Is there a legal obligation to maintain the
benefits coverage during an absence?
104
Employment Standards Act
Types of leave outlined in the Employment
Standards Act, RSBC 1996, c 113 (Part 6):
– Pregnancy leave;
– Parental leave;
– Family responsibility leave;
– Compassionate care leave;
– Reservists’ leave;
– Bereavement leave; and
– Jury duty
105
Employment Standards Act
Duties of employer
54 (1) An employer must give an employee who
requests leave under this Part the leave to which the
employee is entitled.
(2) An employer must not, because of an employee's
pregnancy or a leave allowed by this Part,
(a) terminate employment, or
(b) change a condition of employment without the
employee's written consent.
106
Employment Standards Act
(2) In the following circumstances, the employer must
continue to make payments to a pension, medical or
other plan beneficial to an employee as though the
employee were not on leave or attending court as a
juror:
(a) if the employer pays the total cost of the plan;
(b) if both the employer and the employee pay the
cost of the plan and the employee chooses to
continue to pay his or her share of the cost.
107
Employment Standards Act
(3) As soon as the leave ends, the employer must place the
employee
(a) in the position the employee held before taking
leave under this Part, or
(b) in a comparable position.
(4) If the employer's operations are suspended or discontinued
when the leave ends, the employer must, subject to the
seniority provisions in a collective agreement, comply with
subsection (3) as soon as operations are resumed.
108
Employment Standards Act
Employment deemed continuous while employee
on leave or jury duty
56 (1) The services of an employee who is on leave
under this Part or is attending court as a juror are
deemed to be continuous for the purposes of
(a) calculating annual vacation entitlement and
entitlement under sections 63 and 64, and
(b) any pension, medical or other plan
beneficial to the employee.
109
Employment Standards Act
(3) The employee is entitled to all increases in wages
and benefits the employee would have been entitled
to had the leave not been taken or the attendance as
a juror not been required.
(4) Subsection (1) does not apply if the employee has,
without the employer's consent, taken a longer leave
than is allowed under this Part.
(5) Subsection (2) does not apply to an employee on
leave under section 52.2.
110
Canada Labour Code
Division VII – Reassignment, Maternity Leave,
Parental Leave, Compassionate Care Leave,
Leave Related to Critical Illness and Leave
Related to Death or Disappearance
Division VIII – Bereavement Leave
111
Canada Labour Code
Maternity-related Reassignment and Leave
Reassignment and job modification
204 (1) An employee who is pregnant or nursing
may, during the period from the beginning of the
pregnancy to the end of the twenty-fourth week
following the birth, request the employer to modify
her job functions or reassign her to another job if,
by reason of the pregnancy or nursing, continuing
any of her current job functions may pose a risk to
her health or to that of the foetus or child.
112
Relevant Case Law
• Boehringer Ingelheim (Canada) Ltd. v Kerr
– 2009 BCHRT 196
– 2010 BCSC 427
– 2011 BCCA 266
• Kelly v University of British Columbia (No.4)
– 2012 BCHRT 32 and 2013 BCHRT 302
– 2015 BCSC 1731
– 2016 BCCA 271
• Fair v Hamilton-Wentworth District School Board
– 2012 HRTO 350 and 2013 HRTO 440
– 2014 ONSC 2411
– 2016 ONCA 421
113
Boehringer Ingelheim (Canada)
Ltd. v Kerr
• The Complainant Kerr worked as a sales
representative. Her job required her to drive
and to use computers frequently
• After 3 years she was diagnosed with cataracts
• Her employer (BICL) suggested she apply for a
disability leave
114
Boehringer Ingelheim (Canada)
Ltd. v Kerr
• After two years the Complainant’s disability
benefits were terminated because she was
capable of working at some occupation
• At this time the Complainant wished to return
to work
• BICL was aware of all of the above but took no
steps to return the Complainant to work
115
Boehringer Ingelheim (Canada)
Ltd. v Kerr
• The Complainant launched a human rights
complaint on the basis of physical disability
almost three years after her benefits were
discontinued
• The Tribunal found that the process of
returning the Complainant to work was “slow
and deteriorating”, and that her dignity and
self-respect were clearly injured
116
Boehringer Ingelheim (Canada)
Ltd. v Kerr
• The Complainant was awarded damages for
lost wages and bonuses, as well as $30,000 for
injury to dignity
• The employer appealed the Human Rights
Tribunal decision - the BC Supreme Court
dismissed the application for judicial review
and the BC Court of Appeal dismissed the
employer’s appeal
117
Kelly v University of British
Columbia (No. 4)
• The Complainant was enrolled in the Family
Practice Residency Program at UBC
• He had been diagnosed with and suffered
from ADHD, anxiety, depression, and a non-
verbal learning disability
• After two years of the program his enrolment
was terminated, and the Complainant filed a
grievance and human rights complaint
118
Kelly v University of British
Columbia (No. 4)
S. 8.1 - “…However, there will be instances in which
Residents may be deemed by the Program Director to be
unsuitable for the program for reasons that cannot be
remediated. Such reasons may include, but are not
limited to, the following:
• (a) the lack of a basic skill (such as physical dexterity in
the case of a surgical speciality);
• (b) the presence of a personality problem related to
the Resident’s ability to practice medicine;
• (c) conduct unbecoming a member of the medical
profession; or
• (d) other qualities of the Resident which make them
unfit for the practice of medicine.
119
The BC Human Rights Tribunal
• The BCHRT found that UBC knew the
Complainant had a mental disability and,
despite making some modifications to their
program, did not fully discharge their duty to
accommodate
• The Tribunal could not find that UBC’s
program would have suffered “undue
hardship” by continuing to accommodate the
Complainant
120
The BC Human Rights Tribunal
• The Complainant sought compensation for
lost wages (past and future), expenses, and
injury to dignity, feelings, and self-respect.
• The BCHRT felt that the “gravity of the effects
of the discrimination in this case warrants a
substantial award for damages for injury to
dignity, feelings and self-respect which is
beyond the highest award that has yet been
made by this Tribunal”
121
The BC Human Rights Tribunal
Why?
• The Complainant lost the opportunity to
complete his residency and apply for licensing;
• The Complainant lost his source of income;
• The Complainant’s relationships with his family
suffered and he isolated himself;
• The Complainant suffered ongoing humiliation
and embarrassment; and
• The Complainant was already vulnerable by
virtue of his disability.
122
The BC Supreme Court
• UBC sought judicial review of the BCHRT
decisions
• The Court found that the decision to award
$75,000 – more than double the previous high of
$35,000 – was “patently unreasonable”
• While the circumstances were acknowledged to
be “serious”, the Court found they were no more
serious or unique than other cases of lost
jobs/opportunities due to discrimination
123
The BC Court of Appeal
• UBC further appealed the BCSC’s decision to
dismiss their application with respect to
whether or not they had discriminated against
the Complainant, as well their application with
respect to the award for wage loss
• The Complainant cross-appealed his reduction
in damages for injury to dignity
124
The BC Court of Appeal
• UBC’s appeal was dismissed, but the
Complainant’s appeal was successful
• The Court of Appeal found it wasn’t patently
unreasonable to exceed a “range” of established
quantums
• The trial judge should have exercised deference
to the Tribunal when weighing the effect of
discrimination against the Complainant
125
The BC Court of Appeal
[62] As to whether the award was based on the
evidence, the Tribunal found that the
respondent suffered acutely as a result of the
termination; amongst the effects of his
emotional hardship it listed depression,
dejection, disturbance with personal
relationships, embarrassment, and despair. It is
for the Tribunal to measure the weight of these
things, not a reviewing judge.
126
Fair v Hamilton-Wentworth
District School Board
• The Complainant was dismissed from her
position with the School Board after her
employer determined she was unable to
perform the essential duties of her job, due to
her generalized anxiety disorder.
• She filed a complaint under the Ontario
Human Rights Code and alleged discrimination
and a failure to accommodate on the basis of
disability
127
The Ontario Human Rights
Tribunal
• The Tribunal found that the School Board
discriminated against the Complainant on the
basis of her disability
• The Tribunal found that the Board knew about
the Complainant’s disability and failed to take
steps to investigate possible forms of
accommodation, such as alternative
employment
128
The Ontario Human Rights
Tribunal
• The Tribunal made several awards to the
Complainant, including:
– Damages for lost wages from June 2003 to June
2012 in the amount of $419,283.89;
– Damages for loss of benefits;
– Interest;
– A $30,000 award for injury to dignity; and
– The Respondent was ordered to reinstate the
Complainant “to a suitable position”
129
The Ontario Superior Court
• The School Board sought judicial review of the
Tribunal’s decisions
• Notably, the Board disagreed with the
reasonableness of the decision to reinstate
the Complainant
• The Board noted that while unusual, the
decision to reinstate is not unreasonable
130
The Ontario Court of Appeal
• The School Board further appealed to Ontario’s
Court of Appeal
• Notably, the School Board argued that the
Complainant was precluded from reinstatement
because she did not request that remedy during
her initial complaint
• The School Board further argued that
reinstatement was “unreasonable, unprecedented,
and disproportionate”
131
The Ontario Court of Appeal
• The Court of Appeal found that the Tribunal
has broad discretion to award whatever
remedy they feel is necessary to “ensure
compliance with the Code”.
• The Tribunal had found that there were no
barriers to the Complainant being reinstated,
and the Court of Appeal refused to interfere
with that decision
132
Conclusions
• A careful assessment of benefit coverage is
necessary
• Identify potential liabilities and assess risk of
termination of coverage
• Identify potential human rights issues that
may arise in the administration of benefits
• Obtain insurance and legal advice
133
QUESTIONS?
Thank you for attending!
Want to learn more about Law @ Work?
Subscribe to our blog at
http://www.overholtlawyers.com/blog/
– or –
Follow Us on Social Media
Carman J. Overholt, QC Preston I.A.D. Parsons
Jennifer S. Kwok Cameron R. Wardell
134
Main: (604) 568-5464
trustedadvisors@overholtlawyers.com

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Overholt Law - October 2016 Breakfast Seminar Presentation

  • 1. 600 – 889 West Pender Street Vancouver, BC V6C 3B2 Disability Management and Employee Absenteeism Carman J. Overholt, QC Preston I.A.D. Parsons Jennifer S. Kwok Cameron R. Wardell Overholt Law Client Seminar Overholt Law Client Seminar Terminal City Club, Vancouver, BC October 5, 2016 Main: (604) 568-5464 trustedadvisors@overholtlawyers.com
  • 2. 600 – 889 West Pender Street Vancouver, BC V6C 3B2 Cameron R. Wardell Frustration of Contract and Abandonment of Employment Overholt Law Client Seminar Terminal City Club, Vancouver, BC October 5, 2016 Direct: (604) 676-4184 cameron@overholtlawyers.com
  • 3. Topics • Topics: 1. Frustration of Contract 2. Abandonment of Employment 3
  • 5. Frustration • Outside of a collective agreement: – Frustration of contract • Where a collective agreement exists: – Dismissal for non-culpable absenteeism 5
  • 6. Human Rights Protections • BC Human Rights Code • Employers “must not … refuse to continue to employ” or “discriminate against a person regarding employment or any term or condition of employment”: race, colour, ancestry, place of origin, political belief, religion, marital status, family status, physical or mental disability, sex, sexual orientation or age of that person or because that person has been convicted of a criminal or summary conviction offence that is unrelated to the employment or to the intended employment of that person. • A.k.a. the “prohibited grounds” or the “protected grounds” of discrimination 6
  • 7. Human Rights Protections • Limits to management rights • Prohibition on discrimination • Duty to accommodate – To the point of “undue hardship” 7
  • 8. Frustration 8 • What is it? – The limit of accommodation – The point where no further steps are necessary or possible – A complete defence to wrongful dismissal
  • 9. Frustration 9 • Framework of considerations: Disability/ accommodation / undue hardship /frustration • What does it all mean?
  • 10. Frustration “…the purpose of the duty to accommodate is not to completely alter the essence of the contract of employment, that is, the employee’s duty to perform work in exchange for remuneration” Our Supreme Court of Canada in Honda Canada Inc. v. Keays, 2008 SCC 39 10
  • 11. Frustration “…was the employee’s disability, looked at before the purported dismissal, of such a nature, or did it appear likely to continue for such a period, that further performance of his [or her] obligations in the future would either be impossible or would be a thing radically different from that undertaken by him [or her] and agreed to be accepted by the employer under the agreed terms of his [or her] employment.” Marshall v. Harland & Wolff Ltd., [1972] 2 All E.R. 715 11
  • 12. Frustration “…was the employee’s disability, looked at before the purported dismissal, of such a nature, or did it appear likely to continue for such a period, that further performance of his [or her] obligations in the future would either be impossible or would be a thing radically different from that undertaken by him [or her] and agreed to be accepted by the employer under the agreed terms of his [or her] employment.” Marshall v. Harland & Wolff Ltd., [1972] 2 All E.R. 715 12
  • 13. Frustration • Can you come back to work or what?! 13
  • 14. Frustration • Absence(s) related to disability: – Can “frustrate” the objects of an employment contract (no work/no pay) OR – If employer fails to accommodate, ground actions for wrongful dismissal/ breach of human rights • Very tricky situation • Information is your friend 14
  • 15. Frustration • Factors to consider: 1. Terms of Contract • Weekly/monthly/yearly? • Sick leave/days in contract? • Benefits? – STD? – LTD? • Policies? 15
  • 16. Frustration • Factors to consider: 2. Potential length of employment in the absence of sickness • Temporary? • Seasonal? • Fixed-term? 16
  • 17. Frustration • Factors to consider: 3. Nature of employment • Key position? • One of many employees in a position? • Nature and size of organization • CEO in a small company? • Clerk at a large grocery store? 17
  • 18. Frustration • Factors to consider: 4. The nature of the illness or injury • Total incapacity? • Period illness has persisted (two years = “lengthy”) • Get medical information! 5. The period of past employment • Harder to frustrate contracts of long-term employees 18
  • 20. Managing Sick Leave • No automatic right to paid sick leave • Employment Standards unpaid leaves: • Pregnancy • Parental • Family responsibility • Compassionate care • Reservist • Bereavement • Jury duty • NOTE: ESA contemplates frustration at s. 65(1)(d) 20
  • 21. Managing Sick Leave • Insurance or benefits? – Paid sick days in contract? Policies? – STD? – LTD? • Be careful not to disqualify them! 21
  • 22. Managing Sick Leave • Medical information: – Right to request – Right to be skeptical – Right to coach – Right to insist on dealing with employee directly – Employee must reasonably cooperate – Medical certificates? – IME?? 22
  • 23. Managing Sick Leave • Always: take time to consider alternatives in accommodation 23
  • 24. 24
  • 25. Frustrating Quiz • Office clerk • 10 years of service • Metastasised breast cancer • Away from work for 14 months • Applies for LTD • Informs employer they need to hire a replacement • Frustration?? 25
  • 26. Frustrating Quiz • No frustration. Dragone v. Riva Plumbing Ltd., [2007] O.J. No. 3710 (S.C.J.) 26
  • 27. Frustrating Quiz • Foreman • Job requires heavy lifting • Motorcycle accident • Attempts to return, can’t • Off work a few months • Replaced, told would be demoted on return • Still disabled a year after accident • Frustration?? 27
  • 28. Frustrating Quiz • Yes, frustration Trevitt Blanch Equipment Rentals Ltd., 2006 BCSC 94 28
  • 29. Frustrating Quiz • Employee one of a few lending officers at a financial institution • Long absence starts • On LTD • Replaced at work • Two years into absence • Told to come back for busy season • If can’t return, told will be demoted to teller • Frustration?? 29
  • 30. Frustrating Quiz 30 • Yes, frustration. Burgess v. Central Trust Co., [1988] N.B.J. No. 124 (Q.B.)
  • 31. Frustrating Quiz • Employee has a variety of conditions, physical and mental • Missed 960 days of work over 7 ½ years • Absent 5 months at time of dismissal • Many attempted returns • Frustration??????? 31
  • 32. Frustrating Quiz • Trick question! – Non-culpable absenteeism! Hydro-Québec v. Syndicat des employé-e-s de techniques professionnelles et de bureau d’Hydro- Québec, section locale 2000, 2008 SCC 43 (…so yes, point of undue hardship surpassed) 32
  • 34. Abandonment • The AWOL employee • A form of resignation – Sometimes referred to as ‘constructive resignation’ • Repudiation – Underlying concept – Abandonment/resignation/constructive dismissal/cause 34
  • 35. Abandonment • First Principles: – Resignations must be: • Clear • Unequivocal • Voluntary 35
  • 36. Abandonment • Resignation can occur through words or conduct: – Very fact specific analysis – Relatively high bar for employers – Silence not the best course – Cases suggest that onus may fall to employers to actively seek to confirm 36
  • 37. Abandonment • Resignations often in the heat of the moment – Emotional outbursts followed by regret – Employees often retract resignations – Employers must be careful in communications (as should employees) • Question is one of repudiation: – Which party acts like the contract has ended? 37
  • 38. Abandonment • Test for abandonment: “…do the statements or actions of the employee, viewed objectively by a reasonable person, clearly and unequivocally indicate an intention to no longer be bound by the employment contract.” 38
  • 39. Abandonment • Abandonment as cause: – Where no medical or other non-culpable excuse – Employee’s can be disciplined for absences – Up to and including dismissal • Underlying consideration: repudiation 39
  • 40. Abandonment • Tips: – Have multiple means to contact employees – Make multiple attempts to: • Confirm unexcused absences; • Outline consequences of continued absence or failure to provide excuse; and/or • Confirm understanding and acceptance of resignation. – Take high road: allow tempers to cool 40
  • 41. 41
  • 42. Quiz of Wanton Abandon(ment) • Deli clerk w/2 ½ years of service • Conflict with another clerk • Goes home for an hour, stays for a day • Then misses a shift • Calls “I can’t take it any longer I am quitting” • Calls the next day “do I still have a job?” • Denied quitting 42
  • 43. Quiz of Wanton Abandon(ment) • No resignation! – Misunderstanding – Employer failed to clarify Bru v. AGM Enterprises Inc., [2008] B.C.J. No. 2380 (S.C.) 43
  • 44. Quiz of Wanton Abandon(ment) • Employee on a term contract for a non-profit • Has a dispute with direct supervisor • Starts working from home • Refuses to report to supervisor, demands CEO • Suspended, directed to return and report • Sends letter: “I will only be reporting to you” 44
  • 45. Quiz of Wanton Abandon(ment) • Employee repudiation! (of sorts…) Myers v. the Canadian Aboriginal Aids Network 45
  • 46. Quiz of Wanton Abandon(ment) • Another deli clerk • Home destroyed in a fire • Employer informed, no idea when can return • Phone disconnected, employer can’t contact them (tries twice) • Employee does not even try to call for a month • Shows up for her paycheque w/ medical note • Mean lawyer letters follow 46
  • 47. Quiz of Wanton Abandon(ment) • No resignation! – Misunderstanding – Was suffering a medical condition – Employer’s counsel’s refusal to accept the medical condition resulted in dismissal Beggs v. Westport Foods Ltd., 2011 BCCA 76 47
  • 48. Quiz of Wanton Abandon(ment) • Winemaker • Confrontation after unapproved day off in busy season • Demands a raise • Another confrontation happens • Employee says “good luck making wine” • Leaves keys • Employer emails ‘confirming’ planned departure 48
  • 49. Quiz of Wanton Abandon(ment) 49 • No resignation! – Employee actions equivocal – Employer’s email clear that employment was to end Haftbaradaran v. St. Hubertus Estate Winery Ltd., 2011 BCSC 1424
  • 50. 50
  • 51. 600 – 889 West Pender Street Vancouver, BC V6C 3B2 The Duty to Accommodate: Practical Aspects Jennifer S. Kwok Disability Management Overholt Law Client Seminar Terminal City Club, Vancouver, BC October 5, 2016 Direct: (604) 676-4189 jennifer@overholtlawyers.com
  • 52. Introduction • BC Human Rights Code = protects against discrimination in employment on various grounds • The duty to accommodate continues to develop making continuing education in human resources management training to be a necessary aspect of operations for all organizations with employees • Important for both employers and employees to understand the legal obligation created by the duty to accommodate and the extent of that duty 52
  • 53. The Duty to Accommodate • What is the duty to accommodate to in the context of disability management? • Recent cases assist in showing the extent of the duty to accommodate 53
  • 54. Practical Aspects Some common questions: • Can an employer request additional medical information or an IME? • How do Return to Work programs fit in? (for example, treatment/rehabilitation programs compelled by WorkSafeBC?) • Are Last Chance Agreements binding in cases of relapse or defiance? 54
  • 55. Prima Facie Discrimination • Prima facie discrimination in employment can generally be established where: 1) an employee has a characteristic linked to one of the prohibited grounds under the Code; 2) the employee is experiencing adverse treatment; and 3) there is a nexus between the adverse treatment and the prohibited ground. 55
  • 56. Defenses There are two defenses to a finding of discrimination: a) Accommodation by the employer to the point of undue hardship; or b) where an objectively justifiable Bona Fide Occupational Requirement (“BFOR”) exists. 56
  • 57. Scope of the Duty “The duty…is to take reasonable steps to accommodate the complainant, short of undue hardship: in other words, to take such steps as may be reasonable to accommodate without undue interference in the operation of the employer's business and without undue expense to the employer.” Ont. Human Rights Comm. v. Simpsons-Sears, [1985] 2 SCR 536 57
  • 58. What is Undue Hardship? • Factors to Consider: 1. Size of the employer 2. Interchangeability of the workforce & facilities; 3. Whether the employee’s job exacerbates the disability; 4. The extent of the disruption of a collective agreement; 5. The effect on the rights of other employees; 6. The effect on the morale of other employees; 7. Costs to accommodate, including impacts on efficiency, wage increases, and other direct $ costs to be incurred 8. The impact on the safety of the individual, other employees, or the general public. 58
  • 59. What is Undue Hardship? 59
  • 60. The Duty to Accommodate • Each complaint assessed on its own merits – no one size fits all analysis • Avoid the application of universal, “one size fits all” policies or standard 60
  • 61. Requests for Medical Info • Can an employer ask for information, including medical information, from an employee in regards to appropriate accommodation? • YES, in appropriate circumstances • Further, there is a duty to inquire / request medical information if the employer is put on notice that an employee may need to be accommodated 61
  • 62. Types of Information • What kind of medical information can an employer reasonably ask for? – Nature of the illness (permanent, temporary, estimated time from for improvement or RTW) – NOT THE DIAGNOSIS – Specific restrictions and limitations – Treatment or side effects of medication that may impact the accommodation or employee’s ability to perform certain tasks 62
  • 63. Required Medical Info • Can the employee continue to work with accommodation such as flex or part-time hours, job or workspace modifications? • When do you expect the employee to be able to return to work? • Can the employee take part in a gradual return to work program? When and how? • What are the employee’s physical limitations? 63
  • 64. Reciprocal Obligations • Employees are also required to cooperate with the employer’s requests for medical information to facilitate accommodation in the workplace • Make sure requests for doctor’s notes/medical information are reasonable 64
  • 65. Reciprocal Obligations • Contact employees on leave if it is reasonably required • Considerations: • Nature and length of the disability leave? • How much time has passed since the last contact? • Why is the employer contacting the employee? • Does the employer really need more information? • How often did the employee say they wish to be contacted? 65
  • 66. Second Opinion? • When is it appropriate to ask for an IME? • Does the employer have insufficient or conflicting information to enable it to provide accommodation options? • It may be reasonable to ask for more information, and / or regular updated medical information. 66
  • 67. Managing RTW Plans Accommodation after extended absence? • Reasonable to engage in communication with the injured employee throughout the recovery period • Appropriate to ask how treatment is progressing • A RTW program that is inflexible or relies on arbitrary return dates may be a violation of the Code 67
  • 68. Last Chance Agreements • Last Chance Agreements (“LCAs”) –Attend or continue treatment, or else! –Should only be used as a last resort after other attempts at accommodation have been exhausted –They are not appropriate to all situations –More commonly seen in unionized work environments 68
  • 69. Conclusion 69 Duty to accommodate: • Medicinal marijuana in the workplace? • Parental child care obligations? • Gender identity and expression
  • 70. 70
  • 71. 600 – 889 West Pender Street Vancouver, BC V6C 3B2 Preston I.A.D. Parsons Medical Information and Privacy Overholt Law Client Seminar Terminal City Club, Vancouver, BC October 5, 2016 Direct: (604) 676-4197 preston@overholtlawyers.com
  • 72. Outline • Review of legislative framework – British Columbia privacy legislation – Federal privacy legislation • Current class actions in the medical privacy context • Recent privacy case law 72
  • 74. BC Legislation Privacy Act, RSBC 1996, c 373 • Statute of general application • Provides that it is a tort for someone to wilfully violate the privacy of another individual – with or without proof of damages 74
  • 75. BC Legislation Personal Information Protection Act, SBC 2003, c 63 [PIPA] • Governs provincially regulated private sector organizations • Employee information = information used solely for purposes reasonably required to “establish, manage, or terminate” an employment relationship 75
  • 76. BC Legislation Personal Information Protection Act, SBC 2003, c 63 [PIPA] • Organizations can collect employee information without consent if it’s for the purpose of establishing, maintaining, or terminating the relationship (s. 18) • The employer must protect this information 76
  • 77. BC Legislation Personal Information Protection Act, SBC 2003, c 63 [PIPA] BC Reg 473/2003: An organization may disclose information relating to the mental or physical health of the individual to a health care professional for the purpose of obtaining an assessment from the health care professional as to whether the disclosure of that information could reasonably be expected to result in grave and immediate harm to the individual's safety or mental or physical health (s. 5(1)) 77
  • 78. BC Legislation Freedom of Information and Protection of Privacy Act, RSBC 1996, c 165 [FIPPA] • Governs provincial public bodies • Like PIPA, it defines personal information as information about an identifiable individual, which includes employee information (but not contact or work product information) (s. 1) 78
  • 79. BC Legislation Freedom of Information and Protection of Privacy Act, RSBC 1996, c 165 [FIPPA] • The head of a public body cannot disclose personal information if it would be an unreasonable invasion of a third party’s personal privacy; this explicitly includes “medical, psychiatric or psychological history, diagnosis, condition, treatment or evaluation” (22(3)(a)) • BC Reg 155/2012: echoes regulation in PIPA 79
  • 80. BC Legislation Freedom of Information and Protection of Privacy Act, RSBC 1996, c 165 [FIPPA] • Many complaints to the privacy commissioner engage section 22 and unreasonable invasion of an individual’s personal privacy • See: Community Living BC (Re), 2016 BCIPC 21; Richmond (City), 2016 BCIPC 35; South Coast British Columbia Transportation Authority (Re), 2015 BCIPC 64, to name a few. 80
  • 81. BC Legislation E-Health (Personal Health Information Access and Protection of Privacy) Act, SBC 2008, c 38 Protection of privacy 21 (1) Personal health information must not be collected into a health information bank or used in a health information bank for any purpose or in any manner other than in accordance with the designation order in respect of the health information bank. (2) Personal health information contained in a health information bank must not be disclosed for any purpose or in any manner other than (a) in accordance with the designation order in respect of the health information bank, or (b) as permitted under this Act. 81
  • 82. Federal Legislation Privacy Act, RSC 1985, c P-21 • Governs the personal information handling practices of Federal Gov’t institutions • Personal information held by a government institution (see Schedule A) 82
  • 83. Federal Legislation Personal Information Protection and Electronic Documents Act, SC 2000, c 5 [PIPEDA] • Same purpose as PIPA; applies to the private sector • Applies to employees of federal works, undertakings, or businesses (“FWUB”) • Provincial private sector organizations still governed by PIPA 83
  • 84. Common concepts • PIPA (BC), FIPPA (BC), Privacy Act (Fed) and PIPEDA deal with: – Personal Information – Consent and/or “Valid consent” – “Collection”, “Use” and “Disclosure” Rules – Reasonable purpose 84
  • 86. Privacy Class Actions • CBA Class Actions Database: 13 unique class actions filed in relation to breach of privacy and/or loss of medical information in Canada – Provincial overlap – Only includes volunteer submissions • Only 1 is currently certified 86
  • 87. Privacy Class Actions MM v FCSLLG (Ontario, July 2016) • Family and Children’s Services of Lanark, Leeds and Grenville (FCSLLG) provides child and family welfare services to Ontario residents in the region • FCSLLG had personal and confidential information of 285 clients stored in an electronic file, accessible by Board members 87
  • 88. Privacy Class Actions MM v FCSLLG (Ontario, July 2016) • The information in the electronic file formed a confidential statistical report that was presented to Board members • In April 2016, this report was published on Facebook • The class action alleges the FCSLLG account was not secure and illegally hacked 88
  • 89. Privacy Class Actions MM v FCSLLG (Ontario, July 2016) • The representative plaintiff was a client of FCSLLG • Class members are any Ontario residents whose “personal, confidential, personal health, financial, and identifying information was in the possession of the [FCSLLG], which information was later stolen or released or obtained by unauthorized third parties and disclosed on or before April 18, 2016” 89
  • 90. Privacy Class Actions Taylor Steele v Attorney General of Canada (BC, Nov. 2013) • Marihuana Medical Access Program (MMAP) sent mail to registrants including the MMAP return address • Anyone who intercepted the mail could see the individual was registered with the MMAP • All individuals registered with MMAP have to prove they suffer from certain medical conditions 90
  • 91. Privacy Class Actions Marihuana Medical Access Regulations, SOR/2001-227 (since repealed) • Schedule 1 lists associated medical conditions, including cancer, AIDS/HIV, multiple sclerosis, spinal cord injury or disease, epilepsy, severe form of arthritis 91
  • 92. Privacy Class Actions Inappropriate Access of Personal Health Information • A few of these filed now in Canada • Elias Broutzas et al v CST Consultants Inc et al (ON, July 2015) – personal health info of new mothers 92
  • 94. Doe 464533 v ND, 2016 ONSC 541 • New tort =“public disclosure of private facts” • New application of a tort = “breach of confidence” in a personal, non-commercial context • While not a case dealing with medical information, there is potential to see these cases used in that context. 94
  • 95. Doe 464533 v ND, 2016 ONSC 541 • Facts: – The defendant posted naked images of his ex- girlfriend, the plaintiff, online and without her permission. 95
  • 96. Doe 464533 v ND, 2016 ONSC 541 Public Disclosure of Private Facts: • The disclosure of the private facts must be public, not private; • The facts disclosed to the public must be private facts, not public; and • The matter made public must be one which would be offensive and objectionable to a reasonable man of ordinary sensibilities 96
  • 97. Doe 464533 v ND, 2016 ONSC 541 Breach of Confidence: • Was the information “in confidence” – i.e., not already in the public domain? • Was it imparted “in confidence” (were you told not to share it)? – What is the relationship between the parties? • Did the disclosure cause harm to the individual who shared that information “in confidence”? 97
  • 98. Doe 464533 v ND, 2016 ONSC 541 • Recently considered in BC in TKL v TMP, 2016 BCSC 789 • The BC judge found the case “persuasive”, but did not rely on it as it would have unduly increased the Plaintiff’s damages • However, it’s evident that the Doe decision has made it’s way to BC, and may be considered by our Supreme Court in future decisions 98
  • 99. Key Takeways • Medical information is sensitive and private • Privacy actions: – can arise from different pieces of legislation and the common law; – are increasing in frequency; – are likely to increase in terms of damage awards • Corporate privacy policies and employee training is important • Collecting less means less to worry about disclosing 99
  • 100. 100
  • 101. 600 – 889 West Pender Street Vancouver, BC V6C 3B2 Carman J. Overholt, Q.C. Disability Management: Insurance Issues, Benefits and Human Resources Best Practices Overholt Law Client Seminar Terminal City Club, Vancouver, BC October 5, 2016 Direct: (604) 676-4196 carman@overholtlawyers.com
  • 102. Overview • Medical insurance benefits during an absence from work for medical reasons • Contractual and legislative obligations to maintain medical insurance benefits • A discussion of human resources best practices • Relevant case law 102
  • 103. Medical Insurance Benefits • Employers often provide a broad range of medical insurance benefits to employees • Questions often arise as to whether to maintain benefits during a medical leave • Significant liability may arise if benefits are terminated without a careful assessment 103
  • 104. Medical Insurance Benefits • What is the nature and length of the absence? • How will the absence impact on the medical insurance coverage? • Is there a legal obligation to maintain the benefits coverage during an absence? 104
  • 105. Employment Standards Act Types of leave outlined in the Employment Standards Act, RSBC 1996, c 113 (Part 6): – Pregnancy leave; – Parental leave; – Family responsibility leave; – Compassionate care leave; – Reservists’ leave; – Bereavement leave; and – Jury duty 105
  • 106. Employment Standards Act Duties of employer 54 (1) An employer must give an employee who requests leave under this Part the leave to which the employee is entitled. (2) An employer must not, because of an employee's pregnancy or a leave allowed by this Part, (a) terminate employment, or (b) change a condition of employment without the employee's written consent. 106
  • 107. Employment Standards Act (2) In the following circumstances, the employer must continue to make payments to a pension, medical or other plan beneficial to an employee as though the employee were not on leave or attending court as a juror: (a) if the employer pays the total cost of the plan; (b) if both the employer and the employee pay the cost of the plan and the employee chooses to continue to pay his or her share of the cost. 107
  • 108. Employment Standards Act (3) As soon as the leave ends, the employer must place the employee (a) in the position the employee held before taking leave under this Part, or (b) in a comparable position. (4) If the employer's operations are suspended or discontinued when the leave ends, the employer must, subject to the seniority provisions in a collective agreement, comply with subsection (3) as soon as operations are resumed. 108
  • 109. Employment Standards Act Employment deemed continuous while employee on leave or jury duty 56 (1) The services of an employee who is on leave under this Part or is attending court as a juror are deemed to be continuous for the purposes of (a) calculating annual vacation entitlement and entitlement under sections 63 and 64, and (b) any pension, medical or other plan beneficial to the employee. 109
  • 110. Employment Standards Act (3) The employee is entitled to all increases in wages and benefits the employee would have been entitled to had the leave not been taken or the attendance as a juror not been required. (4) Subsection (1) does not apply if the employee has, without the employer's consent, taken a longer leave than is allowed under this Part. (5) Subsection (2) does not apply to an employee on leave under section 52.2. 110
  • 111. Canada Labour Code Division VII – Reassignment, Maternity Leave, Parental Leave, Compassionate Care Leave, Leave Related to Critical Illness and Leave Related to Death or Disappearance Division VIII – Bereavement Leave 111
  • 112. Canada Labour Code Maternity-related Reassignment and Leave Reassignment and job modification 204 (1) An employee who is pregnant or nursing may, during the period from the beginning of the pregnancy to the end of the twenty-fourth week following the birth, request the employer to modify her job functions or reassign her to another job if, by reason of the pregnancy or nursing, continuing any of her current job functions may pose a risk to her health or to that of the foetus or child. 112
  • 113. Relevant Case Law • Boehringer Ingelheim (Canada) Ltd. v Kerr – 2009 BCHRT 196 – 2010 BCSC 427 – 2011 BCCA 266 • Kelly v University of British Columbia (No.4) – 2012 BCHRT 32 and 2013 BCHRT 302 – 2015 BCSC 1731 – 2016 BCCA 271 • Fair v Hamilton-Wentworth District School Board – 2012 HRTO 350 and 2013 HRTO 440 – 2014 ONSC 2411 – 2016 ONCA 421 113
  • 114. Boehringer Ingelheim (Canada) Ltd. v Kerr • The Complainant Kerr worked as a sales representative. Her job required her to drive and to use computers frequently • After 3 years she was diagnosed with cataracts • Her employer (BICL) suggested she apply for a disability leave 114
  • 115. Boehringer Ingelheim (Canada) Ltd. v Kerr • After two years the Complainant’s disability benefits were terminated because she was capable of working at some occupation • At this time the Complainant wished to return to work • BICL was aware of all of the above but took no steps to return the Complainant to work 115
  • 116. Boehringer Ingelheim (Canada) Ltd. v Kerr • The Complainant launched a human rights complaint on the basis of physical disability almost three years after her benefits were discontinued • The Tribunal found that the process of returning the Complainant to work was “slow and deteriorating”, and that her dignity and self-respect were clearly injured 116
  • 117. Boehringer Ingelheim (Canada) Ltd. v Kerr • The Complainant was awarded damages for lost wages and bonuses, as well as $30,000 for injury to dignity • The employer appealed the Human Rights Tribunal decision - the BC Supreme Court dismissed the application for judicial review and the BC Court of Appeal dismissed the employer’s appeal 117
  • 118. Kelly v University of British Columbia (No. 4) • The Complainant was enrolled in the Family Practice Residency Program at UBC • He had been diagnosed with and suffered from ADHD, anxiety, depression, and a non- verbal learning disability • After two years of the program his enrolment was terminated, and the Complainant filed a grievance and human rights complaint 118
  • 119. Kelly v University of British Columbia (No. 4) S. 8.1 - “…However, there will be instances in which Residents may be deemed by the Program Director to be unsuitable for the program for reasons that cannot be remediated. Such reasons may include, but are not limited to, the following: • (a) the lack of a basic skill (such as physical dexterity in the case of a surgical speciality); • (b) the presence of a personality problem related to the Resident’s ability to practice medicine; • (c) conduct unbecoming a member of the medical profession; or • (d) other qualities of the Resident which make them unfit for the practice of medicine. 119
  • 120. The BC Human Rights Tribunal • The BCHRT found that UBC knew the Complainant had a mental disability and, despite making some modifications to their program, did not fully discharge their duty to accommodate • The Tribunal could not find that UBC’s program would have suffered “undue hardship” by continuing to accommodate the Complainant 120
  • 121. The BC Human Rights Tribunal • The Complainant sought compensation for lost wages (past and future), expenses, and injury to dignity, feelings, and self-respect. • The BCHRT felt that the “gravity of the effects of the discrimination in this case warrants a substantial award for damages for injury to dignity, feelings and self-respect which is beyond the highest award that has yet been made by this Tribunal” 121
  • 122. The BC Human Rights Tribunal Why? • The Complainant lost the opportunity to complete his residency and apply for licensing; • The Complainant lost his source of income; • The Complainant’s relationships with his family suffered and he isolated himself; • The Complainant suffered ongoing humiliation and embarrassment; and • The Complainant was already vulnerable by virtue of his disability. 122
  • 123. The BC Supreme Court • UBC sought judicial review of the BCHRT decisions • The Court found that the decision to award $75,000 – more than double the previous high of $35,000 – was “patently unreasonable” • While the circumstances were acknowledged to be “serious”, the Court found they were no more serious or unique than other cases of lost jobs/opportunities due to discrimination 123
  • 124. The BC Court of Appeal • UBC further appealed the BCSC’s decision to dismiss their application with respect to whether or not they had discriminated against the Complainant, as well their application with respect to the award for wage loss • The Complainant cross-appealed his reduction in damages for injury to dignity 124
  • 125. The BC Court of Appeal • UBC’s appeal was dismissed, but the Complainant’s appeal was successful • The Court of Appeal found it wasn’t patently unreasonable to exceed a “range” of established quantums • The trial judge should have exercised deference to the Tribunal when weighing the effect of discrimination against the Complainant 125
  • 126. The BC Court of Appeal [62] As to whether the award was based on the evidence, the Tribunal found that the respondent suffered acutely as a result of the termination; amongst the effects of his emotional hardship it listed depression, dejection, disturbance with personal relationships, embarrassment, and despair. It is for the Tribunal to measure the weight of these things, not a reviewing judge. 126
  • 127. Fair v Hamilton-Wentworth District School Board • The Complainant was dismissed from her position with the School Board after her employer determined she was unable to perform the essential duties of her job, due to her generalized anxiety disorder. • She filed a complaint under the Ontario Human Rights Code and alleged discrimination and a failure to accommodate on the basis of disability 127
  • 128. The Ontario Human Rights Tribunal • The Tribunal found that the School Board discriminated against the Complainant on the basis of her disability • The Tribunal found that the Board knew about the Complainant’s disability and failed to take steps to investigate possible forms of accommodation, such as alternative employment 128
  • 129. The Ontario Human Rights Tribunal • The Tribunal made several awards to the Complainant, including: – Damages for lost wages from June 2003 to June 2012 in the amount of $419,283.89; – Damages for loss of benefits; – Interest; – A $30,000 award for injury to dignity; and – The Respondent was ordered to reinstate the Complainant “to a suitable position” 129
  • 130. The Ontario Superior Court • The School Board sought judicial review of the Tribunal’s decisions • Notably, the Board disagreed with the reasonableness of the decision to reinstate the Complainant • The Board noted that while unusual, the decision to reinstate is not unreasonable 130
  • 131. The Ontario Court of Appeal • The School Board further appealed to Ontario’s Court of Appeal • Notably, the School Board argued that the Complainant was precluded from reinstatement because she did not request that remedy during her initial complaint • The School Board further argued that reinstatement was “unreasonable, unprecedented, and disproportionate” 131
  • 132. The Ontario Court of Appeal • The Court of Appeal found that the Tribunal has broad discretion to award whatever remedy they feel is necessary to “ensure compliance with the Code”. • The Tribunal had found that there were no barriers to the Complainant being reinstated, and the Court of Appeal refused to interfere with that decision 132
  • 133. Conclusions • A careful assessment of benefit coverage is necessary • Identify potential liabilities and assess risk of termination of coverage • Identify potential human rights issues that may arise in the administration of benefits • Obtain insurance and legal advice 133
  • 134. QUESTIONS? Thank you for attending! Want to learn more about Law @ Work? Subscribe to our blog at http://www.overholtlawyers.com/blog/ – or – Follow Us on Social Media Carman J. Overholt, QC Preston I.A.D. Parsons Jennifer S. Kwok Cameron R. Wardell 134 Main: (604) 568-5464 trustedadvisors@overholtlawyers.com