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WHO Guideline for
Dr. P. Pushkar, JR II
Deptt. Of Pharmacology
 Good manufacturing practice (GMP) is a system for
ensuring that products are consistently produced and
controlled according to quality standards.
 It is designed to minimize the risks involved in any
pharmaceutical production that cannot be eliminated
through testing the final product.
 GMP covers all aspects of production; from the starting
materials, premises and equipment to the training and
personal hygiene of staff.
 WHO has established detailed guidelines for good
manufacturing practice.
 Poor quality medicines are not only a health hazard, but
a waste of money for both governments and individual
consumers.
 A poor quality medicine may contain toxic substances
that have been unintentionally added.
 A medicine that contains little or none of the claimed
ingredient will not have the intended therapeutic effect.
 Yes. Good quality must be built in during the
manufacturing process; it cannot be tested into the
product afterwards.
 GMP prevents errors that cannot be eliminated through
quality control of the finished product.
 Without GMP it is impossible to be sure that every unit
of a medicine is of the same quality as the units of
medicine tested in the laboratory.
 1. Pharmaceutical quality system
 2. Good manufacturing practices for pharmaceutical products
 3. Sanitation and hygiene
 4. Qualification and validation
 5. Complaints
 6. Product recalls
 7. Contract production, analysis and other activities
 8. Self-inspection, quality audits and suppliers’ audits and approval
 9. Personnel
 10.Training
 11. Personal hygiene
 12. Premises
 13. Equipment
 14. Materials
 15. Documentation
 16. Good practices in production
 17. Good practices in quality control
 The manufacturer must assume responsibility for the
quality of the pharmaceutical products to ensure that
they are fit for their intended use, comply with the
requirements of the marketing authorization and do not
place patients at risk due to inadequate safety, quality
or efficacy.
 GMP is that part of quality management which ensures
that products are consistently produced and controlled
according to the quality standard appropriate to their
intended use and as required by the marketing
authorization, clinical trial authorization or product
specification.
 GMP is concerned with both production and QC.
 A high level of sanitation and hygiene should be
practised in every aspect of the manufacture of
medicines.
 Potential sources of contamination should be
eliminated through an integrated comprehensive
programme of sanitation and hygiene.
 In accordance with GMP, each pharmaceutical company
should identify what qualification and validation work is
required to prove that the critical aspects of their
particular operation are controlled.
 Qualification and validation should establish and
provide documentary evidence that: Such as: the
premises, supporting utilities, equipment and processes
have been designed in accordance with the
requirements for GMP (design qualification or DQ)
 Qualification and validation should not be considered
as one-off exercises.
 An ongoing programme should follow their first
implementation and should be based on an annual
review.
 All complaints and other information concerning
potentially defective products should be carefully
reviewed according to written procedures and the
corrective action should be taken.
 There should be written procedures describing the
action to be taken, including the need to consider a
recall, in the case of a complaint concerning a possible
product defect.
 The person responsible for QC should normally be
involved in the review of such investigations.
 There should be a system to recall from the market,
promptly and effectively, products known or suspected
to be defective.
 An instruction should be included in the written
procedures to store recalled products in a secure
segregated area while their fate is decided.
 Contract production, analysis and any other activity
covered by GMP must be correctly defined, agreed and
controlled in order to avoid misunderstandings that
could result in a product, or work or analysis, of
unsatisfactory quality.
 There must be a written contract between the contract
giver and the contract acceptor which clearly
establishes the responsibilities of each party.
 The purpose of self-inspection is to evaluate the
manufacturer’s compliance with GMP in all aspects of
production and QC.
 The self inspection programme should be designed to
detect any shortcomings in the implementation of GMP
and to recommend the necessary corrective actions.
 Self-inspections should be performed routinely, and
may be, in addition, performed on special occasions,
e.g. in the case of product recalls or repeated rejections,
or when an inspection by the health authorities is
announced.
 The team responsible for self-inspection should consist
of personnel who can evaluate the implementation of
GMP objectively.
 All recommendations for corrective action should be
implemented.
 The procedure for self-inspection should be
documented, and there should be an effective follow-
up programme.
 Items for self-inspection
 Written instructions for self-inspection should be
established to provide a minimum and uniform standard
of requirements.These may include questionnaires on
GMP requirements covering at least the following
items:
 (a) personnel;
 (b) premises including personnel facilities;
 (c) maintenance of buildings and equipment;
 (d) storage of starting materials and finished products;
 (e) equipment;
 (f) production and in-process controls;
 (g) QC;
 (h) documentation;
 (i) sanitation and hygiene;
 (j) validation and revalidation programmes;
 (k) calibration of instruments or measurement systems;
 (l) recall procedures;
 (m) complaints management;
 (n) labels control;
 (o) results of previous self-inspections and any
corrective steps taken.
 Frequency of self-inspection
 The frequency with which self-inspections are
conducted may depend on company requirements but
should preferably be at least once a year.
 The frequency should be stated in the procedure.
 The establishment and maintenance of a satisfactory
system of QA and the correct manufacture and control
of pharmaceutical products and active ingredients rely
upon people.
 For this reason there must be sufficient qualified
personnel to carry out all the tasks for which the
manufacturer is responsible.
 Individual responsibilities should be clearly defined and
understood by the persons concerned and recorded as
written descriptions.
 Key personnel
 Key personnel include the heads of production, the
head(s) of quality unit(s) and the authorized person.
 Key personnel responsible for supervising the
production and quality unit(s) for pharmaceutical
products should possess the qualifications of a scientific
education and practical experience required by national
legislation.
 Their education should include the study of an
appropriate combination of:
 (a) chemistry (analytical or organic) or biochemistry;
 (b) chemical engineering;
 (c) microbiology;
 (d) pharmaceutical sciences and technology;
 (e) pharmacology and toxicology;
 (f) physiology;
 (g) other related sciences.
 Besides basic training on the theory and practice of
GMP, newly recruited personnel should receive training
appropriate to the duties assigned to them.
 Continuing training should also be given, and its
practical effectiveness periodically assessed.
 Approved training programmes should be available.
 Training records should be kept.
 All personnel, prior to and during employment, as
appropriate, should undergo health examinations.
 Any person shown at any time to have an apparent
illness or open lesions that may adversely affect the
quality of products should not be allowed to handle
starting materials, packaging materials, in-process
materials or medicines until the condition is no longer
judged to be a risk.
 Smoking, eating, drinking, chewing, and keeping
plants, food, drink, smoking material and personal
medicines should not be permitted in production,
laboratory and storage areas, or in any other areas
where they might adversely influence product quality.
 Personal hygiene procedures, including the wearing of
protective clothing, should apply to all persons entering
production areas.
 Premises must be located, designed, constructed,
adapted and maintained to suit the operations to be
carried out.
 The layout and design of premises must aim to
minimize the risk of errors and permit effective
cleaning and maintenance in order to avoid cross
contamination, build-up of dust or dirt, and in general,
any adverse effect on the quality of products.
 Electrical supply, lighting, temperature, humidity and
ventilation should be appropriate and such that they do
not adversely affect, directly or indirectly, either the
pharmaceutical products during their manufacture and
storage, or the accurate functioning of equipment.
 Premises should be designed and equipped so as to
afford maximum protection against the entry of
insects, birds or other animals.
 There should be a procedure for rodent and pest
control.
 Quality control areas
 QC laboratories should be separated from production
areas.
 Areas where biological, microbiological or radioisotope
test methods are employed should be separated from
each other.
 Equipment should be installed in such a way as to
minimize any risk of error or of contamination.
 Materials include starting materials, packaging
materials, gases, solvents, process aids, reagents and
labelling materials.
 All materials and products should be stored under the
appropriate conditions established by the
manufacturer, and in an orderly fashion, to permit batch
segregation and stock rotation by a first-expire, first-
out rule.
 Starting materials should be purchased only from
approved suppliers and, where possible, directly from
the producer.
 Particular attention should be paid to printed packaging
materials.
 They should be stored in secure conditions so as to
exclude the possibility of unauthorized access.
 Finished products
 Finished products should be held in quarantine until
their final release, after which they should be stored as
usable stock under conditions established by the
manufacturer.
 Rejected, recovered, reprocessed and reworked
materials
 Rejected materials and products should be clearly marked
as such and stored separately in restricted areas.
 The reworking or recovery of rejected products should be
exceptional.
 It is permitted only if the quality of the final product is not
affected, if the specifications are met, and if it is done in
accordance with a defined and authorized procedure after
evaluation of the risks involved.
 A record should be kept of the reworking or recovery.
 A reworked batch should be given a new batch number.
 Recalled products
 Recalled products should be identified and stored
separately in a secure area until a decision is taken on
their fate.This decision should be made as soon as
possible.
 Returned goods
 Products returned from the market should be destroyed
unless it is certain that their quality is satisfactory; in
such cases they may be considered for resale or
relabelling, or alternative action taken only after they
have been critically assessed by the QC function in
accordance with a written procedure.
 Waste materials
 Provision should be made for the proper and safe
storage of waste materials awaiting disposal.
 Toxic substances and flammable materials should be
stored in suitably designed, separate, enclosed
cupboards, as required by national legislation.
 Good documentation is an essential part of the quality
assurance system and, as such, should exist for all
aspects of GMP.
 Documents should be approved, signed and dated by
the appropriate responsible persons.
 Documents should be regularly reviewed and kept up to
date.
 All finished medicines should be identified by labelling,
as required by the national legislation, bearing at least
the following information:
 (a) the name of the medicines;
 (b) a list of the active ingredients (if applicable, with the
INN), showing
 the amount of each present and a statement of the net
contents (e.g.
 number of dosage units, weight, volume);
 (c) the batch number assigned by the manufacturer;
 (d) the expiry date in an uncoded form;
 (e) any special storage conditions or handling
precautions that may
 be necessary;
 (f) directions for use, and warnings and precautions that
may
 be necessary;
 (g) the name and address of the manufacturer or the
company or the
 person responsible for placing the product on the
market.
 Production operations must follow clearly defined
procedures in accordance with manufacturing and
marketing authorizations, with the objective of
obtaining products of the requisite quality.
 All handling of materials and products, such as receipt
and cleaning, quarantine, sampling, storage, labelling,
dispensing, processing, packaging and distribution
should be done in accordance with written procedures
or instructions and, where necessary, recorded.
 QC is the part of GMP concerned with sampling,
specifications and testing, and with the organization
and documentation which ensure that the necessary
and relevant tests are actually carried out.
 QC is not confined to laboratory operations, but may be
involved in many decisions concerning the quality of the
product.
 The independence of QC from production is
considered fundamental.
WHO GMP Guideline Essentials

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WHO GMP Guideline Essentials

  • 1. WHO Guideline for Dr. P. Pushkar, JR II Deptt. Of Pharmacology
  • 2.  Good manufacturing practice (GMP) is a system for ensuring that products are consistently produced and controlled according to quality standards.  It is designed to minimize the risks involved in any pharmaceutical production that cannot be eliminated through testing the final product.  GMP covers all aspects of production; from the starting materials, premises and equipment to the training and personal hygiene of staff.  WHO has established detailed guidelines for good manufacturing practice.
  • 3.  Poor quality medicines are not only a health hazard, but a waste of money for both governments and individual consumers.  A poor quality medicine may contain toxic substances that have been unintentionally added.  A medicine that contains little or none of the claimed ingredient will not have the intended therapeutic effect.
  • 4.  Yes. Good quality must be built in during the manufacturing process; it cannot be tested into the product afterwards.  GMP prevents errors that cannot be eliminated through quality control of the finished product.  Without GMP it is impossible to be sure that every unit of a medicine is of the same quality as the units of medicine tested in the laboratory.
  • 5.
  • 6.  1. Pharmaceutical quality system  2. Good manufacturing practices for pharmaceutical products  3. Sanitation and hygiene  4. Qualification and validation  5. Complaints  6. Product recalls  7. Contract production, analysis and other activities  8. Self-inspection, quality audits and suppliers’ audits and approval  9. Personnel  10.Training  11. Personal hygiene  12. Premises  13. Equipment  14. Materials  15. Documentation  16. Good practices in production  17. Good practices in quality control
  • 7.  The manufacturer must assume responsibility for the quality of the pharmaceutical products to ensure that they are fit for their intended use, comply with the requirements of the marketing authorization and do not place patients at risk due to inadequate safety, quality or efficacy.
  • 8.  GMP is that part of quality management which ensures that products are consistently produced and controlled according to the quality standard appropriate to their intended use and as required by the marketing authorization, clinical trial authorization or product specification.  GMP is concerned with both production and QC.
  • 9.  A high level of sanitation and hygiene should be practised in every aspect of the manufacture of medicines.  Potential sources of contamination should be eliminated through an integrated comprehensive programme of sanitation and hygiene.
  • 10.  In accordance with GMP, each pharmaceutical company should identify what qualification and validation work is required to prove that the critical aspects of their particular operation are controlled.  Qualification and validation should establish and provide documentary evidence that: Such as: the premises, supporting utilities, equipment and processes have been designed in accordance with the requirements for GMP (design qualification or DQ)
  • 11.  Qualification and validation should not be considered as one-off exercises.  An ongoing programme should follow their first implementation and should be based on an annual review.
  • 12.  All complaints and other information concerning potentially defective products should be carefully reviewed according to written procedures and the corrective action should be taken.  There should be written procedures describing the action to be taken, including the need to consider a recall, in the case of a complaint concerning a possible product defect.  The person responsible for QC should normally be involved in the review of such investigations.
  • 13.  There should be a system to recall from the market, promptly and effectively, products known or suspected to be defective.  An instruction should be included in the written procedures to store recalled products in a secure segregated area while their fate is decided.
  • 14.  Contract production, analysis and any other activity covered by GMP must be correctly defined, agreed and controlled in order to avoid misunderstandings that could result in a product, or work or analysis, of unsatisfactory quality.  There must be a written contract between the contract giver and the contract acceptor which clearly establishes the responsibilities of each party.
  • 15.  The purpose of self-inspection is to evaluate the manufacturer’s compliance with GMP in all aspects of production and QC.  The self inspection programme should be designed to detect any shortcomings in the implementation of GMP and to recommend the necessary corrective actions.  Self-inspections should be performed routinely, and may be, in addition, performed on special occasions, e.g. in the case of product recalls or repeated rejections, or when an inspection by the health authorities is announced.
  • 16.  The team responsible for self-inspection should consist of personnel who can evaluate the implementation of GMP objectively.  All recommendations for corrective action should be implemented.  The procedure for self-inspection should be documented, and there should be an effective follow- up programme.
  • 17.  Items for self-inspection  Written instructions for self-inspection should be established to provide a minimum and uniform standard of requirements.These may include questionnaires on GMP requirements covering at least the following items:  (a) personnel;  (b) premises including personnel facilities;  (c) maintenance of buildings and equipment;  (d) storage of starting materials and finished products;  (e) equipment;  (f) production and in-process controls;
  • 18.  (g) QC;  (h) documentation;  (i) sanitation and hygiene;  (j) validation and revalidation programmes;  (k) calibration of instruments or measurement systems;  (l) recall procedures;  (m) complaints management;  (n) labels control;  (o) results of previous self-inspections and any corrective steps taken.
  • 19.  Frequency of self-inspection  The frequency with which self-inspections are conducted may depend on company requirements but should preferably be at least once a year.  The frequency should be stated in the procedure.
  • 20.  The establishment and maintenance of a satisfactory system of QA and the correct manufacture and control of pharmaceutical products and active ingredients rely upon people.  For this reason there must be sufficient qualified personnel to carry out all the tasks for which the manufacturer is responsible.  Individual responsibilities should be clearly defined and understood by the persons concerned and recorded as written descriptions.
  • 21.  Key personnel  Key personnel include the heads of production, the head(s) of quality unit(s) and the authorized person.  Key personnel responsible for supervising the production and quality unit(s) for pharmaceutical products should possess the qualifications of a scientific education and practical experience required by national legislation.
  • 22.  Their education should include the study of an appropriate combination of:  (a) chemistry (analytical or organic) or biochemistry;  (b) chemical engineering;  (c) microbiology;  (d) pharmaceutical sciences and technology;  (e) pharmacology and toxicology;  (f) physiology;  (g) other related sciences.
  • 23.  Besides basic training on the theory and practice of GMP, newly recruited personnel should receive training appropriate to the duties assigned to them.  Continuing training should also be given, and its practical effectiveness periodically assessed.  Approved training programmes should be available.  Training records should be kept.
  • 24.  All personnel, prior to and during employment, as appropriate, should undergo health examinations.  Any person shown at any time to have an apparent illness or open lesions that may adversely affect the quality of products should not be allowed to handle starting materials, packaging materials, in-process materials or medicines until the condition is no longer judged to be a risk.
  • 25.  Smoking, eating, drinking, chewing, and keeping plants, food, drink, smoking material and personal medicines should not be permitted in production, laboratory and storage areas, or in any other areas where they might adversely influence product quality.  Personal hygiene procedures, including the wearing of protective clothing, should apply to all persons entering production areas.
  • 26.  Premises must be located, designed, constructed, adapted and maintained to suit the operations to be carried out.  The layout and design of premises must aim to minimize the risk of errors and permit effective cleaning and maintenance in order to avoid cross contamination, build-up of dust or dirt, and in general, any adverse effect on the quality of products.
  • 27.  Electrical supply, lighting, temperature, humidity and ventilation should be appropriate and such that they do not adversely affect, directly or indirectly, either the pharmaceutical products during their manufacture and storage, or the accurate functioning of equipment.  Premises should be designed and equipped so as to afford maximum protection against the entry of insects, birds or other animals.  There should be a procedure for rodent and pest control.
  • 28.  Quality control areas  QC laboratories should be separated from production areas.  Areas where biological, microbiological or radioisotope test methods are employed should be separated from each other.
  • 29.  Equipment should be installed in such a way as to minimize any risk of error or of contamination.
  • 30.  Materials include starting materials, packaging materials, gases, solvents, process aids, reagents and labelling materials.  All materials and products should be stored under the appropriate conditions established by the manufacturer, and in an orderly fashion, to permit batch segregation and stock rotation by a first-expire, first- out rule.  Starting materials should be purchased only from approved suppliers and, where possible, directly from the producer.
  • 31.  Particular attention should be paid to printed packaging materials.  They should be stored in secure conditions so as to exclude the possibility of unauthorized access.  Finished products  Finished products should be held in quarantine until their final release, after which they should be stored as usable stock under conditions established by the manufacturer.
  • 32.  Rejected, recovered, reprocessed and reworked materials  Rejected materials and products should be clearly marked as such and stored separately in restricted areas.  The reworking or recovery of rejected products should be exceptional.  It is permitted only if the quality of the final product is not affected, if the specifications are met, and if it is done in accordance with a defined and authorized procedure after evaluation of the risks involved.  A record should be kept of the reworking or recovery.  A reworked batch should be given a new batch number.
  • 33.  Recalled products  Recalled products should be identified and stored separately in a secure area until a decision is taken on their fate.This decision should be made as soon as possible.  Returned goods  Products returned from the market should be destroyed unless it is certain that their quality is satisfactory; in such cases they may be considered for resale or relabelling, or alternative action taken only after they have been critically assessed by the QC function in accordance with a written procedure.
  • 34.  Waste materials  Provision should be made for the proper and safe storage of waste materials awaiting disposal.  Toxic substances and flammable materials should be stored in suitably designed, separate, enclosed cupboards, as required by national legislation.
  • 35.  Good documentation is an essential part of the quality assurance system and, as such, should exist for all aspects of GMP.  Documents should be approved, signed and dated by the appropriate responsible persons.  Documents should be regularly reviewed and kept up to date.
  • 36.  All finished medicines should be identified by labelling, as required by the national legislation, bearing at least the following information:  (a) the name of the medicines;  (b) a list of the active ingredients (if applicable, with the INN), showing  the amount of each present and a statement of the net contents (e.g.  number of dosage units, weight, volume);  (c) the batch number assigned by the manufacturer;  (d) the expiry date in an uncoded form;
  • 37.  (e) any special storage conditions or handling precautions that may  be necessary;  (f) directions for use, and warnings and precautions that may  be necessary;  (g) the name and address of the manufacturer or the company or the  person responsible for placing the product on the market.
  • 38.  Production operations must follow clearly defined procedures in accordance with manufacturing and marketing authorizations, with the objective of obtaining products of the requisite quality.  All handling of materials and products, such as receipt and cleaning, quarantine, sampling, storage, labelling, dispensing, processing, packaging and distribution should be done in accordance with written procedures or instructions and, where necessary, recorded.
  • 39.  QC is the part of GMP concerned with sampling, specifications and testing, and with the organization and documentation which ensure that the necessary and relevant tests are actually carried out.  QC is not confined to laboratory operations, but may be involved in many decisions concerning the quality of the product.  The independence of QC from production is considered fundamental.