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1 
Data Mining: 
Concepts and Techniques 
— Chapter 2 — 
Jiawei Han, Micheline Kamber, and Jian Pei 
University of Illinois at Urbana-Champaign 
Simon Fraser University 
©2013 Han, Kamber, and Pei. All rights reserved.
September 14, 2014 Data Mining: Concepts and Techniques 2
3 
Chapter 2: Getting to Know Your Data 
 Data Objects and Attribute Types 
 Basic Statistical Descriptions of Data 
 Data Visualization 
 Measuring Data Similarity and Dissimilarity 
 Summary
4 
Types of Data Sets 
 Record 
 Relational records 
 Data matrix, e.g., numerical matrix, 
crosstabs 
 Document data: text documents: term-frequency 
vector 
 Transaction data 
 Graph and network 
 World Wide Web 
 Social or information networks 
 Molecular Structures 
 Ordered 
 Video data: sequence of images 
 Temporal data: time-series 
 Sequential Data: transaction sequences 
 Genetic sequence data 
 Spatial, image and multimedia: 
 Spatial data: maps 
 Image data: 
 Video data: 
Document 1 
season 
timeout 
lost 
wi 
n 
game 
score 
ball 
pla 
y 
coach 
team 
Document 2 
Document 3 
3 0 5 0 2 6 0 2 0 2 
0 
0 
7 0 2 1 0 0 3 0 0 
1 0 0 1 2 2 0 3 0 
TID Items 
1 Bread, Coke, Milk 
2 Beer, Bread 
3 Beer, Coke, Diaper, Milk 
4 Beer, Bread, Diaper, Milk 
5 Coke, Diaper, Milk
5 
Important Characteristics of Structured 
Data 
 Dimensionality 
 Curse of dimensionality 
 Sparsity 
 Only presence counts 
 Resolution 
 Patterns depend on the scale 
 Distribution 
 Centrality and dispersion
6 
Data Objects 
 Data sets are made up of data objects. 
 A data object represents an entity. 
 Examples: 
 sales database: customers, store items, sales 
 medical database: patients, treatments 
 university database: students, professors, courses 
 Also called samples , examples, instances, data points, objects, 
tuples. 
 Data objects are described by attributes. 
 Database rows -> data objects; columns ->attributes.
7 
Attributes 
 Attribute (or dimensions, features, variables): a data 
field, representing a characteristic or feature of a data 
object. 
 E.g., customer _ID, name, address 
 Types: 
 Nominal 
 Binary 
 Numeric: quantitative 
 Interval-scaled 
 Ratio-scaled
8 
Attribute Types 
 Nominal: categories, states, or “names of things” 
 Hair_color = {auburn, black, blond, brown, grey, red, white} 
 marital status, occupation, ID numbers, zip codes 
 Binary 
 Nominal attribute with only 2 states (0 and 1) 
 Symmetric binary: both outcomes equally important 
 e.g., gender 
 Asymmetric binary: outcomes not equally important. 
 e.g., medical test (positive vs. negative) 
 Convention: assign 1 to most important outcome (e.g., HIV 
positive) 
 Ordinal 
 Values have a meaningful order (ranking) but magnitude between 
successive values is not known. 
 Size = {small, medium, large}, grades, army rankings
9 
Numeric Attribute Types 
 Quantity (integer or real-valued) 
 Interval 
 Measured on a scale of equal-sized units 
 Values have order 
 E.g., temperature in C˚or F˚, calendar dates 
 No true zero-point 
 Ratio 
 Inherent zero-point 
 We can speak of values as being an order of magnitude 
larger than the unit of measurement (10 K˚ is twice as 
high as 5 K˚). 
 e.g., temperature in Kelvin, length, counts, 
monetary quantities
10 
Discrete vs. Continuous Attributes 
 Discrete Attribute 
 Has only a finite or countably infinite set of values 
 E.g., zip codes, profession, or the set of words in a 
collection of documents 
 Sometimes, represented as integer variables 
 Note: Binary attributes are a special case of discrete 
attributes 
 Continuous Attribute 
 Has real numbers as attribute values 
 E.g., temperature, height, or weight 
 Practically, real values can only be measured and 
represented using a finite number of digits 
 Continuous attributes are typically represented as floating-point 
variables
11 
Chapter 2: Getting to Know Your Data 
 Data Objects and Attribute Types 
 Basic Statistical Descriptions of Data 
 Data Visualization 
 Measuring Data Similarity and Dissimilarity 
 Summary
12 
Basic Statistical Descriptions of Data 
 Motivation 
 To better understand the data: central tendency, variation 
and spread 
 Data dispersion characteristics 
 median, max, min, quantiles, outliers, variance, etc. 
 Numerical dimensions correspond to sorted intervals 
 Data dispersion: analyzed with multiple granularities of 
precision 
 Boxplot or quantile analysis on sorted intervals 
 Dispersion analysis on computed measures 
 Folding measures into numerical dimensions 
 Boxplot or quantile analysis on the transformed cube
x    
13 
Measuring the Central Tendency 
 Mean (algebraic measure) (sample vs. population): 
Note: n is sample size and N is population size. 
 Weighted arithmetic mean: 
 Trimmed mean: chopping extreme values 
 Median: 
  n 
 Middle value if odd number of values, or average of the 
middle two values otherwise 
 Estimated by interpolation (for grouped data): 
 Mode 
n freq 
 Value that occurs most frequently in the data 
 Unimodal, bimodal, trimodal 
 Empirical formula: 
 
 
 
n 
i 
i x 
n 
x 
1 
1 
 
w x 
 
 
i 
i 
n 
i 
i i 
w 
x 
1 
1 
width 
freq 
median L 
median 
l ) 
/ 2 ( ) 
( 1 
  
  
meanmode  3(meanmedian) 
N 
Median 
interval
Symmetric vs. Skewed 
Data 
 Median, mean and mode of 
symmetric, positively and negatively 
skewed data 
symmetric 
positively skewed negatively skewed 
September 14, 2014 Data Mining: Concepts and Techniques 14
15 
Measuring the Dispersion of Data 
 Quartiles, outliers and boxplots 
 Quartiles: Q1 (25th percentile), Q3 (75th percentile) 
 Inter-quartile range: IQR = Q3 –Q1 
 Five number summary: min, Q1, median,Q3, max 
 Boxplot: ends of the box are the quartiles; median is marked; add whiskers, 
and plot outliers individually 
 Outlier: usually, a value higher/lower than 1.5 x IQR 
 Variance and standard deviation (sample: s, population: σ) 
 Variance: (algebraic, scalable computation) 
2 2 
2 2 ( ) ] 
   
  
 
 
   
 
i i 
2 2 1 
 Standard deviation s (or σ) is the square root of variance s2 (or σ2) 
 
n 
i 
n 
i 
n 
i 
i x 
n 
x 
n 
x x 
n 
s 
1 1 
1 
1 
[ 
1 
1 
( ) 
1 
1 
n 
  
  
    
i 
i 
n 
i 
i x 
N 
x 
N 1 
2 2 
1 
( ) 
1 
  
16 
Boxplot Analysis 
 Five-number summary of a distribution 
 Minimum, Q1, Median, Q3, Maximum 
 Boxplot 
 Data is represented with a box 
 The ends of the box are at the first and third 
quartiles, i.e., the height of the box is IQR 
 The median is marked by a line within the box 
 Whiskers: two lines outside the box extended 
to Minimum and Maximum 
 Outliers: points beyond a specified outlier 
threshold, plotted individually
Visualization of Data Dispersion: 3-D Boxplots 
September 14, 2014 Data Mining: Concepts and Techniques 17
18 
Properties of Normal Distribution Curve 
 The normal (distribution) curve 
 From μ–σ to μ+σ: contains about 68% of the measurements 
(μ: mean, σ: standard deviation) 
 From μ–2σ to μ+2σ: contains about 95% of it 
 From μ–3σ to μ+3σ: contains about 99.7% of it
19 
Graphic Displays of Basic Statistical 
Descriptions 
 Boxplot: graphic display of five-number summary 
 Histogram: x-axis are values, y-axis repres. frequencies 
 Quantile plot: each value xi is paired with fi indicating that 
approximately 100 fi % of data are  xi 
 Quantile-quantile (q-q) plot: graphs the quantiles of one 
univariant distribution against the corresponding quantiles of 
another 
 Scatter plot: each pair of values is a pair of coordinates and 
plotted as points in the plane
20 
Histogram Analysis 
 Histogram: Graph display of tabulated 
frequencies, shown as bars 
40 
35 
 It shows what proportion of cases fall 
into each of several categories 
 Differs from a bar chart in that it is 
the area of the bar that denotes the 
value, not the height as in bar charts, 
a crucial distinction when the 
categories are not of uniform width 
30 
25 
20 
15 
10 
5 
 The categories are usually specified as 
non-overlapping intervals of some 
variable. The categories (bars) must 
be adjacent 
0 
10000 30000 50000 70000 90000
21 
Histograms Often Tell More than Boxplots 
 The two histograms 
shown in the left may 
have the same boxplot 
representation 
 The same values for: 
min, Q1, median, Q3, 
max 
 But they have rather 
different data 
distributions
Quantile Plot 
 Displays all of the data (allowing the user to assess both the 
overall behavior and unusual occurrences) 
 Plots quantile information 
 For a data xi data sorted in increasing order, fi indicates that 
approximately 100 fi% of the data are below or equal to the 
value xi 
Data Mining: Concepts and Techniques 22
23 
Quantile-Quantile (Q-Q) Plot 
 Graphs the quantiles of one univariate distribution against the 
corresponding quantiles of another 
 View: Is there is a shift in going from one distribution to another? 
 Example shows unit price of items sold at Branch 1 vs. Branch 2 for 
each quantile. Unit prices of items sold at Branch 1 tend to be lower 
than those at Branch 2.
24 
Scatter plot 
 Provides a first look at bivariate data to see clusters of points, 
outliers, etc 
 Each pair of values is treated as a pair of coordinates and 
plotted as points in the plane
25 
Positively and Negatively Correlated Data 
 The left half fragment is positively 
correlated 
 The right half is negative correlated
26 
Uncorrelated Data
27 
Chapter 2: Getting to Know Your Data 
 Data Objects and Attribute Types 
 Basic Statistical Descriptions of Data 
 Data Visualization 
 Measuring Data Similarity and Dissimilarity 
 Summary
28 
Data Visualization 
 Why data visualization? 
 Gain insight into an information space by mapping data onto graphical 
primitives 
 Provide qualitative overview of large data sets 
 Search for patterns, trends, structure, irregularities, relationships among 
data 
 Help find interesting regions and suitable parameters for further 
quantitative analysis 
 Provide a visual proof of computer representations derived 
 Categorization of visualization methods: 
 Pixel-oriented visualization techniques 
 Geometric projection visualization techniques 
 Icon-based visualization techniques 
 Hierarchical visualization techniques 
 Visualizing complex data and relations
Pixel-Oriented Visualization Techniques 
29 
 For a data set of m dimensions, create m windows on the screen, one 
for each dimension 
 The m dimension values of a record are mapped to m pixels at the 
corresponding positions in the windows 
 The colors of the pixels reflect the corresponding values 
(a) Income (b) Credit Limit (c) transaction volume (d) age
30 
Laying Out Pixels in Circle Segments 
 To save space and show the connections among multiple dimensions, 
space filling is often done in a circle segment 
(a) Representing a data record 
in circle segment 
(b) Laying out pixels in circle segment 
Representing about 265,000 50-dimensional Data Items 
with the ‘Circle Segments’ Technique
31 
Geometric Projection Visualization 
Techniques 
 Visualization of geometric transformations and projections of 
the data 
 Methods 
 Direct visualization 
 Scatterplot and scatterplot matrices 
 Landscapes 
 Projection pursuit technique: Help users find meaningful 
projections of multidimensional data 
 Prosection views 
 Hyperslice 
 Parallel coordinates
Direct Data Visualization 
Data Mining: Concepts and Techniques 32 
Ribbons with Twists Based on Vorticity
33 
Scatterplot Matrices 
Used by ermission of M. Ward, Worcester Polytechnic Institute 
Matrix of scatterplots (x-y-diagrams) of the k-dim. data [total of (k2/2-k) scatterplots]
34 
news articles 
visualized as 
a landscape 
Used by permission of B. Wright, Visible Decisions Inc. 
Landscapes 
 Visualization of the data as perspective landscape 
 The data needs to be transformed into a (possibly artificial) 2D spatial 
representation which preserves the characteristics of the data
35 
Parallel Coordinates 
 n equidistant axes which are parallel to one of the screen axes and 
 The axes are scaled to the [minimum, maximum]: range of the 
 Every data item corresponds to a polygonal line which intersects each of the 
axes at the point which corresponds to the value for the attribute 
• • • 
correspond to the attributes 
corresponding attribute 
Attr. 1 Attr . 2 Attr. 3 Attr. k
36 
Parallel Coordinates of a Data Set
37 
Icon-Based Visualization Techniques 
 Visualization of the data values as features of icons 
 Typical visualization methods 
 Chernoff Faces 
 Stick Figures 
 General techniques 
 Shape coding: Use shape to represent certain information 
encoding 
 Color icons: Use color icons to encode more information 
 Tile bars: Use small icons to represent the relevant feature 
vectors in document retrieval
38 
Chernoff Faces 
 A way to display variables on a two-dimensional surface, e.g., let x be 
eyebrow slant, y be eye size, z be nose length, etc. 
 The figure shows faces produced using 10 characteristics--head eccentricity, 
eye size, eye spacing, eye eccentricity, pupil size, eyebrow slant, nose size, 
mouth shape, mouth size, and mouth opening): Each assigned one of 10 
possible values, generated using Mathematica (S. Dickson) 
 REFERENCE: Gonick, L. and Smith, W. The 
Cartoon Guide to Statistics. New York: Harper 
Perennial, p. 212, 1993 
 Weisstein, Eric W. "Chernoff Face." From 
MathWorld--A Wolfram Web Resource. 
mathworld.wolfram.com/ChernoffFace.html
A census data 
figure showing 
age, income, 
gender, 
education, etc. 
Stick Figure 
A 5-piece stick 
figure (1 body 
and 4 limbs w. 
different 
angle/length) 
Data Mining: Concepts and Techniques 39
40 
Hierarchical Visualization Techniques 
 Visualization of the data using a hierarchical 
partitioning into subspaces 
 Methods 
 Dimensional Stacking 
 Worlds-within-Worlds 
 Tree-Map 
 Cone Trees 
 InfoCube
41 
Dimensional Stacking 
 Partitioning of the n-dimensional attribute space in 2-D 
subspaces, which are ‘stacked’ into each other 
 Partitioning of the attribute value ranges into classes. The 
important attributes should be used on the outer levels. 
 Adequate for data with ordinal attributes of low cardinality 
 But, difficult to display more than nine dimensions 
 Important to map dimensions appropriately
42 
Dimensional Stacking 
Used by permission of M. Ward, Worcester Polytechnic Institute 
Visualization of oil mining data with longitude and latitude mapped to the 
outer x-, y-axes and ore grade and depth mapped to the inner x-, y-axes
43 
Worlds-within-Worlds 
 Assign the function and two most important parameters to innermost 
world 
 Fix all other parameters at constant values - draw other (1 or 2 or 3 
dimensional worlds choosing these as the axes) 
 Software that uses this paradigm 
 N–vision: Dynamic 
interaction through data 
glove and stereo displays, 
including rotation, scaling 
(inner) and translation 
(inner/outer) 
 Auto Visual: Static 
interaction by means of 
queries
44 
Tree-Map 
 Screen-filling method which uses a hierarchical partitioning of 
the screen into regions depending on the attribute values 
 The x- and y-dimension of the screen are partitioned alternately 
according to the attribute values (classes) 
Schneiderman@UMD: Tree-Map of a File System Schneiderman@UMD: Tree-Map to support 
large data sets of a million items
45 
InfoCube 
 A 3-D visualization technique where hierarchical 
information is displayed as nested semi-transparent 
cubes 
 The outermost cubes correspond to the top level data, 
while the subnodes or the lower level data are 
represented as smaller cubes inside the outermost 
cubes, and so on
46 
Three-D Cone Trees 
 3D cone tree visualization technique works 
well for up to a thousand nodes or so 
 First build a 2D circle tree that arranges its 
nodes in concentric circles centered on the 
root node 
 Cannot avoid overlaps when projected to 2D 
 G. Robertson, J. Mackinlay, S. Card. “Cone 
Trees: Animated 3D Visualizations of 
Hierarchical Information”, ACM SIGCHI'91 
 Graph from Nadeau Software Consulting 
website: Visualize a social network data set 
that models the way an infection spreads from 
one person to the next
Visualizing Complex Data and Relations 
 Visualizing non-numerical data: text and social networks 
 Tag cloud: visualizing user-generated tags 
 The importance of tag is 
represented by font 
size/color 
 Besides text data, there are 
also methods to visualize 
relationships, such as 
visualizing social networks 
Newsmap: Google News Stories in 2005
48 
Chapter 2: Getting to Know Your Data 
 Data Objects and Attribute Types 
 Basic Statistical Descriptions of Data 
 Data Visualization 
 Measuring Data Similarity and Dissimilarity 
 Summary
49 
Similarity and Dissimilarity 
 Similarity 
 Numerical measure of how alike two data objects are 
 Value is higher when objects are more alike 
 Often falls in the range [0,1] 
 Dissimilarity (e.g., distance) 
 Numerical measure of how different two data objects are 
 Lower when objects are more alike 
 Minimum dissimilarity is often 0 
 Upper limit varies 
 Proximity refers to a similarity or dissimilarity
50 
Data Matrix and Dissimilarity Matrix 
 Data matrix 
 n data points with p 
dimensions 
 Two modes 
 Dissimilarity matrix 
 n data points, but 
registers only the 
distance 
 A triangular matrix 
 Single mode 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
x11 ... x1f ... x1p 
... ... ... ... ... 
xi1 ... xif ... xip 
... ... ... ... ... 
np 
... x 
nf 
... x 
n1 
x 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
0 
d(2,1) 0 
d(3,1 ) d (3,2) 
0 
: : : 
d n d n ... 
( ,1) ( ,2) ... 0
51 
Proximity Measure for Nominal Attributes 
 Can take 2 or more states, e.g., red, yellow, blue, 
green (generalization of a binary attribute) 
 Method 1: Simple matching 
 m: # of matches, p: total # of variables 
p  
m 
p 
d i j 
( , ) 
 Method 2: Use a large number of binary attributes 
 creating a new binary attribute for each of the M 
nominal states
52 
Proximity Measure for Binary Attributes 
 A contingency table for binary data 
 Distance measure for symmetric 
binary variables: 
 Distance measure for asymmetric 
binary variables: 
 Jaccard coefficient (similarity 
measure for asymmetric binary 
variables): 
Object i 
 Note: Jaccard coefficient is the same as “coherence”: 
Object j
53 
Dissimilarity between Binary Variables 
 Example 
Name Gender Fever Cough Test-1 Test-2 Test-3 Test-4 
Jack M Y N P N N N 
Mary F Y N P N P N 
Jim M Y P N N N N 
 Gender is a symmetric attribute 
 The remaining attributes are asymmetric binary 
 Let the values Y and P be 1, and the value N 0 
0.75 
 
0 1 
 
1 1 
 
1 2 
1 1 2 
d jack mary 
d jack jim 
( , ) 
0.67 
1 1 1 
( , ) 
0.33 
2 0 1 
( , ) 
 
  
 
 
  
 
 
  
 
d jim mary
54 
Standardizing Numeric Data 
 Z-score: 
 
 X: raw score to be standardized, μ: mean of the population, σ: standard 
deviation 
 the distance between the raw score and the population mean in units 
of the standard deviation 
 negative when the raw score is below the mean, “+” when above 
 An alternative way: Calculate the mean absolute deviation 
where 
1(| | | | ... | |) 
f 1f f 2 f f nf f s  n x m  x m   x m 
 standardized measure (z-score): 
x  
m 
if f 
z 
 
 Using mean absolute deviation is more robust than using standard 
deviation 
... ). 
1 2 
1 
f f f nf m  n(x  x   x 
f 
if s 
 
 
x 
z
55 
Example: 
Data Matrix and Dissimilarity Matrix 
Data Matrix 
point attribute1 attribute2 
x1 1 2 
x2 3 5 
x3 2 0 
x4 4 5 
Dissimilarity Matrix 
(with Euclidean Distance) 
x1 x2 x3 x4 
x1 0 
x2 3.61 0 
x3 2.24 5.1 0 
x4 4.24 1 5.39 0
56 
Distance on Numeric Data: Minkowski 
Distance 
 Minkowski distance: A popular distance measure 
where i = (xi1, xi2, …, xip) and j = (xj1, xj2, …, xjp) are two p-dimensional 
data objects, and h is the order (the distance 
so defined is also called L-h norm) 
 Properties 
 d(i, j) > 0 if i ≠ j, and d(i, i) = 0 (Positive definiteness) 
 d(i, j) = d(j, i) (Symmetry) 
 d(i, j)  d(i, k) + d(k, j) (Triangle Inequality) 
 A distance that satisfies these properties is a metric
57 
Special Cases of Minkowski Distance 
 h = 1: Manhattan (city block, L1 norm) distance 
 E.g., the Hamming distance: the number of bits that are different 
between two binary vectors 
x 
d i j  x   x 
   x 
 
( , ) | | | | ... | | 
 h = 2: (L2 norm) Euclidean distance 
( , ) (| | | | ... | | ) 2 2 
d i j  x   x 
   x 
 
 h  . “supremum” (Lmax norm, L norm) distance. 
x 
 This is the maximum difference between any component (attribute) 
of the vectors 
2 2 
2 
1 1 j 
i 
p jp 
x 
i 
j 
x 
i 
1 1 2 j 
2 i 
p jp 
x 
i 
j 
x 
i
58 
Example: Minkowski Distance 
Dissimilarity Matrices 
point attribute 1 attribute 2 
x1 1 2 
x2 3 5 
x3 2 0 
x4 4 5 
Manhattan (L1) 
L x1 x2 x3 x4 
x1 0 
x2 5 0 
x3 3 6 0 
x4 6 1 7 0 
Euclidean (L2) 
L2 x1 x2 x3 x4 
x1 0 
x2 3.61 0 
x3 2.24 5.1 0 
x4 4.24 1 5.39 0 
Supremum 
L x1 x2 x3 x4 
x1 0 
x2 3 0 
x3 2 5 0 
x4 3 1 5 0
59 
Ordinal Variables 
 An ordinal variable can be discrete or continuous 
 Order is important, e.g., rank 
 Can be treated like interval-scaled 
 replace xif by their rank 
{1,..., } if f r  M 
 map the range of each variable onto [0, 1] by replacing i-th 
object in the f-th variable by 
 
1 
 
1 
 
f 
r 
if 
z 
if M 
 compute the dissimilarity using methods for interval-scaled 
variables
60 
Attributes of Mixed Type 
 A database may contain all attribute types 
 Nominal, symmetric binary, asymmetric binary, numeric, 
ordinal 
 One may use a weighted formula to combine their effects 
 f is binary or nominal: 
dij 
p 
f d 
(f) = 0 if xif = xjf , or dij 
( ) ( ) 
 
(f) = 1 otherwise 
 f is numeric: use the normalized distance 
 f is ordinal 
 Compute ranks rif and 
 Treat zif as interval-scaled 
( ) 
1 
1 ( , ) 
f 
ij 
p 
f 
f 
ij 
f 
ij 
d i j 
 
 
 
 
 
 
1 
 
1 
 
 
f 
r 
if 
M 
zif
61 
Cosine Similarity 
 A document can be represented by thousands of attributes, each recording the 
frequency of a particular word (such as keywords) or phrase in the document. 
 Other vector objects: gene features in micro-arrays, … 
 Applications: information retrieval, biologic taxonomy, gene feature mapping, 
... 
 Cosine measure: If d1 and d2 are two vectors (e.g., term-frequency vectors), 
then 
cos(d1, d2) = (d1  d2) /||d1|| ||d2|| , 
where  indicates vector dot product, ||d||: the length of vector d
62 
Example: Cosine Similarity 
 cos(d1, d2) = (d1  d2) /||d1|| ||d2|| , 
where  indicates vector dot product, ||d|: the length of vector d 
 Ex: Find the similarity between documents 1 and 2. 
d1 = (5, 0, 3, 0, 2, 0, 0, 2, 0, 0) 
d2 = (3, 0, 2, 0, 1, 1, 0, 1, 0, 1) 
d1d2 = 5*3+0*0+3*2+0*0+2*1+0*1+0*1+2*1+0*0+0*1 = 25 
||d1||= (5*5+0*0+3*3+0*0+2*2+0*0+0*0+2*2+0*0+0*0)0.5=(42)0.5 = 6.481 
||d2||= (3*3+0*0+2*2+0*0+1*1+1*1+0*0+1*1+0*0+1*1)0.5=(17)0.5 = 4.12 
cos(d1, d2 ) = 0.94
63 
KL Divergence: Comparing Two 
Probability Distributions 
 The Kullback-Leibler (KL) divergence: Measure the difference between two 
probability distributions over the same variable x 
 From information theory, closely related to relative entropy, information 
divergence, and information for discrimination 
 DKL(p(x) || q(x)): divergence of q(x) from p(x), measuring the information lost 
when q(x) is used to approximate p(x) 
 Discrete form: 
 The KL divergence measures the expected number of extra bits required to 
code samples from p(x) (“true” distribution) when using a code based on q(x), 
which represents a theory, model, description, or approximation of p(x) 
 Its continuous form: 
 The KL divergence: not a distance measure, not a metric: asymmetric, not 
satisfy triangular inequality
64 
How to Compute 
the KL Divergence? 
 Base on the formula, DKL(P,Q) ≥ 0 and DKL(P || Q) = 0 if and only if P = Q. 
 How about when p = 0 or q = 0? 
 limp→0 p log p = 0 
 when p != 0 but q = 0, DKL(p || q) is defined as ∞, i.e., if one event e is 
possible (i.e., p(e) > 0), and the other predicts it is absolutely impossible 
(i.e., q(e) = 0), then the two distributions are absolutely different 
 However, in practice, P and Q are derived from frequency distributions, not 
counting the possibility of unseen events. Thus smoothing is needed 
 Example: P : (a : 3/5, b : 1/5, c : 1/5). Q : (a : 5/9, b : 3/9, d : 1/9) 
 need to introduce a small constant ϵ, e.g., ϵ = 10−3 
 The sample set observed in P, SP = {a, b, c}, SQ = {a, b, d}, SU = {a, b, c, d} 
 Smoothing, add missing symbols to each distribution, with probability ϵ 
 P′ : (a : 3/5 − ϵ/3, b : 1/5 − ϵ/3, c : 1/5 − ϵ/3, d : ϵ) 
 Q′ : (a : 5/9 − ϵ/3, b : 3/9 − ϵ/3, c : ϵ, d : 1/9 − ϵ/3). 
 DKL(P’ || Q’) can be computed easily
65 
Chapter 2: Getting to Know Your Data 
 Data Objects and Attribute Types 
 Basic Statistical Descriptions of Data 
 Data Visualization 
 Measuring Data Similarity and Dissimilarity 
 Summary
Summary 
 Data attribute types: nominal, binary, ordinal, interval-scaled, 
ratio-scaled 
 Many types of data sets, e.g., numerical, text, graph, Web, 
image. 
 Gain insight into the data by: 
 Basic statistical data description: central tendency, 
dispersion, graphical displays 
 Data visualization: map data onto graphical primitives 
 Measure data similarity 
 Above steps are the beginning of data preprocessing 
 Many methods have been developed but still an active area of 
research
References 
 W. Cleveland, Visualizing Data, Hobart Press, 1993 
 T. Dasu and T. Johnson. Exploratory Data Mining and Data Cleaning. John Wiley, 2003 
 U. Fayyad, G. Grinstein, and A. Wierse. Information Visualization in Data Mining and 
Knowledge Discovery, Morgan Kaufmann, 2001 
 L. Kaufman and P. J. Rousseeuw. Finding Groups in Data: an Introduction to Cluster 
Analysis. John Wiley & Sons, 1990. 
 H. V. Jagadish et al., Special Issue on Data Reduction Techniques. Bulletin of the Tech. 
Committee on Data Eng., 20(4), Dec. 1997 
 D. A. Keim. Information visualization and visual data mining, IEEE trans. on 
Visualization and Computer Graphics, 8(1), 2002 
 D. Pyle. Data Preparation for Data Mining. Morgan Kaufmann, 1999 
 S. Santini and R. Jain,” Similarity measures”, IEEE Trans. on Pattern Analysis and 
Machine Intelligence, 21(9), 1999 
 E. R. Tufte. The Visual Display of Quantitative Information, 2nd ed., Graphics Press, 2001 
 C. Yu et al., Visual data mining of multimedia data for social and behavioral studies, 
Information Visualization, 8(1), 2009
September 14, 2014 Data Mining: Concepts and Techniques 68

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Data Mining: Concepts and Techniques — Chapter 2 —

  • 1. 1 Data Mining: Concepts and Techniques — Chapter 2 — Jiawei Han, Micheline Kamber, and Jian Pei University of Illinois at Urbana-Champaign Simon Fraser University ©2013 Han, Kamber, and Pei. All rights reserved.
  • 2. September 14, 2014 Data Mining: Concepts and Techniques 2
  • 3. 3 Chapter 2: Getting to Know Your Data  Data Objects and Attribute Types  Basic Statistical Descriptions of Data  Data Visualization  Measuring Data Similarity and Dissimilarity  Summary
  • 4. 4 Types of Data Sets  Record  Relational records  Data matrix, e.g., numerical matrix, crosstabs  Document data: text documents: term-frequency vector  Transaction data  Graph and network  World Wide Web  Social or information networks  Molecular Structures  Ordered  Video data: sequence of images  Temporal data: time-series  Sequential Data: transaction sequences  Genetic sequence data  Spatial, image and multimedia:  Spatial data: maps  Image data:  Video data: Document 1 season timeout lost wi n game score ball pla y coach team Document 2 Document 3 3 0 5 0 2 6 0 2 0 2 0 0 7 0 2 1 0 0 3 0 0 1 0 0 1 2 2 0 3 0 TID Items 1 Bread, Coke, Milk 2 Beer, Bread 3 Beer, Coke, Diaper, Milk 4 Beer, Bread, Diaper, Milk 5 Coke, Diaper, Milk
  • 5. 5 Important Characteristics of Structured Data  Dimensionality  Curse of dimensionality  Sparsity  Only presence counts  Resolution  Patterns depend on the scale  Distribution  Centrality and dispersion
  • 6. 6 Data Objects  Data sets are made up of data objects.  A data object represents an entity.  Examples:  sales database: customers, store items, sales  medical database: patients, treatments  university database: students, professors, courses  Also called samples , examples, instances, data points, objects, tuples.  Data objects are described by attributes.  Database rows -> data objects; columns ->attributes.
  • 7. 7 Attributes  Attribute (or dimensions, features, variables): a data field, representing a characteristic or feature of a data object.  E.g., customer _ID, name, address  Types:  Nominal  Binary  Numeric: quantitative  Interval-scaled  Ratio-scaled
  • 8. 8 Attribute Types  Nominal: categories, states, or “names of things”  Hair_color = {auburn, black, blond, brown, grey, red, white}  marital status, occupation, ID numbers, zip codes  Binary  Nominal attribute with only 2 states (0 and 1)  Symmetric binary: both outcomes equally important  e.g., gender  Asymmetric binary: outcomes not equally important.  e.g., medical test (positive vs. negative)  Convention: assign 1 to most important outcome (e.g., HIV positive)  Ordinal  Values have a meaningful order (ranking) but magnitude between successive values is not known.  Size = {small, medium, large}, grades, army rankings
  • 9. 9 Numeric Attribute Types  Quantity (integer or real-valued)  Interval  Measured on a scale of equal-sized units  Values have order  E.g., temperature in C˚or F˚, calendar dates  No true zero-point  Ratio  Inherent zero-point  We can speak of values as being an order of magnitude larger than the unit of measurement (10 K˚ is twice as high as 5 K˚).  e.g., temperature in Kelvin, length, counts, monetary quantities
  • 10. 10 Discrete vs. Continuous Attributes  Discrete Attribute  Has only a finite or countably infinite set of values  E.g., zip codes, profession, or the set of words in a collection of documents  Sometimes, represented as integer variables  Note: Binary attributes are a special case of discrete attributes  Continuous Attribute  Has real numbers as attribute values  E.g., temperature, height, or weight  Practically, real values can only be measured and represented using a finite number of digits  Continuous attributes are typically represented as floating-point variables
  • 11. 11 Chapter 2: Getting to Know Your Data  Data Objects and Attribute Types  Basic Statistical Descriptions of Data  Data Visualization  Measuring Data Similarity and Dissimilarity  Summary
  • 12. 12 Basic Statistical Descriptions of Data  Motivation  To better understand the data: central tendency, variation and spread  Data dispersion characteristics  median, max, min, quantiles, outliers, variance, etc.  Numerical dimensions correspond to sorted intervals  Data dispersion: analyzed with multiple granularities of precision  Boxplot or quantile analysis on sorted intervals  Dispersion analysis on computed measures  Folding measures into numerical dimensions  Boxplot or quantile analysis on the transformed cube
  • 13. x    13 Measuring the Central Tendency  Mean (algebraic measure) (sample vs. population): Note: n is sample size and N is population size.  Weighted arithmetic mean:  Trimmed mean: chopping extreme values  Median:   n  Middle value if odd number of values, or average of the middle two values otherwise  Estimated by interpolation (for grouped data):  Mode n freq  Value that occurs most frequently in the data  Unimodal, bimodal, trimodal  Empirical formula:    n i i x n x 1 1  w x   i i n i i i w x 1 1 width freq median L median l ) / 2 ( ) ( 1     meanmode  3(meanmedian) N Median interval
  • 14. Symmetric vs. Skewed Data  Median, mean and mode of symmetric, positively and negatively skewed data symmetric positively skewed negatively skewed September 14, 2014 Data Mining: Concepts and Techniques 14
  • 15. 15 Measuring the Dispersion of Data  Quartiles, outliers and boxplots  Quartiles: Q1 (25th percentile), Q3 (75th percentile)  Inter-quartile range: IQR = Q3 –Q1  Five number summary: min, Q1, median,Q3, max  Boxplot: ends of the box are the quartiles; median is marked; add whiskers, and plot outliers individually  Outlier: usually, a value higher/lower than 1.5 x IQR  Variance and standard deviation (sample: s, population: σ)  Variance: (algebraic, scalable computation) 2 2 2 2 ( ) ]            i i 2 2 1  Standard deviation s (or σ) is the square root of variance s2 (or σ2)  n i n i n i i x n x n x x n s 1 1 1 1 [ 1 1 ( ) 1 1 n         i i n i i x N x N 1 2 2 1 ( ) 1   
  • 16. 16 Boxplot Analysis  Five-number summary of a distribution  Minimum, Q1, Median, Q3, Maximum  Boxplot  Data is represented with a box  The ends of the box are at the first and third quartiles, i.e., the height of the box is IQR  The median is marked by a line within the box  Whiskers: two lines outside the box extended to Minimum and Maximum  Outliers: points beyond a specified outlier threshold, plotted individually
  • 17. Visualization of Data Dispersion: 3-D Boxplots September 14, 2014 Data Mining: Concepts and Techniques 17
  • 18. 18 Properties of Normal Distribution Curve  The normal (distribution) curve  From μ–σ to μ+σ: contains about 68% of the measurements (μ: mean, σ: standard deviation)  From μ–2σ to μ+2σ: contains about 95% of it  From μ–3σ to μ+3σ: contains about 99.7% of it
  • 19. 19 Graphic Displays of Basic Statistical Descriptions  Boxplot: graphic display of five-number summary  Histogram: x-axis are values, y-axis repres. frequencies  Quantile plot: each value xi is paired with fi indicating that approximately 100 fi % of data are  xi  Quantile-quantile (q-q) plot: graphs the quantiles of one univariant distribution against the corresponding quantiles of another  Scatter plot: each pair of values is a pair of coordinates and plotted as points in the plane
  • 20. 20 Histogram Analysis  Histogram: Graph display of tabulated frequencies, shown as bars 40 35  It shows what proportion of cases fall into each of several categories  Differs from a bar chart in that it is the area of the bar that denotes the value, not the height as in bar charts, a crucial distinction when the categories are not of uniform width 30 25 20 15 10 5  The categories are usually specified as non-overlapping intervals of some variable. The categories (bars) must be adjacent 0 10000 30000 50000 70000 90000
  • 21. 21 Histograms Often Tell More than Boxplots  The two histograms shown in the left may have the same boxplot representation  The same values for: min, Q1, median, Q3, max  But they have rather different data distributions
  • 22. Quantile Plot  Displays all of the data (allowing the user to assess both the overall behavior and unusual occurrences)  Plots quantile information  For a data xi data sorted in increasing order, fi indicates that approximately 100 fi% of the data are below or equal to the value xi Data Mining: Concepts and Techniques 22
  • 23. 23 Quantile-Quantile (Q-Q) Plot  Graphs the quantiles of one univariate distribution against the corresponding quantiles of another  View: Is there is a shift in going from one distribution to another?  Example shows unit price of items sold at Branch 1 vs. Branch 2 for each quantile. Unit prices of items sold at Branch 1 tend to be lower than those at Branch 2.
  • 24. 24 Scatter plot  Provides a first look at bivariate data to see clusters of points, outliers, etc  Each pair of values is treated as a pair of coordinates and plotted as points in the plane
  • 25. 25 Positively and Negatively Correlated Data  The left half fragment is positively correlated  The right half is negative correlated
  • 27. 27 Chapter 2: Getting to Know Your Data  Data Objects and Attribute Types  Basic Statistical Descriptions of Data  Data Visualization  Measuring Data Similarity and Dissimilarity  Summary
  • 28. 28 Data Visualization  Why data visualization?  Gain insight into an information space by mapping data onto graphical primitives  Provide qualitative overview of large data sets  Search for patterns, trends, structure, irregularities, relationships among data  Help find interesting regions and suitable parameters for further quantitative analysis  Provide a visual proof of computer representations derived  Categorization of visualization methods:  Pixel-oriented visualization techniques  Geometric projection visualization techniques  Icon-based visualization techniques  Hierarchical visualization techniques  Visualizing complex data and relations
  • 29. Pixel-Oriented Visualization Techniques 29  For a data set of m dimensions, create m windows on the screen, one for each dimension  The m dimension values of a record are mapped to m pixels at the corresponding positions in the windows  The colors of the pixels reflect the corresponding values (a) Income (b) Credit Limit (c) transaction volume (d) age
  • 30. 30 Laying Out Pixels in Circle Segments  To save space and show the connections among multiple dimensions, space filling is often done in a circle segment (a) Representing a data record in circle segment (b) Laying out pixels in circle segment Representing about 265,000 50-dimensional Data Items with the ‘Circle Segments’ Technique
  • 31. 31 Geometric Projection Visualization Techniques  Visualization of geometric transformations and projections of the data  Methods  Direct visualization  Scatterplot and scatterplot matrices  Landscapes  Projection pursuit technique: Help users find meaningful projections of multidimensional data  Prosection views  Hyperslice  Parallel coordinates
  • 32. Direct Data Visualization Data Mining: Concepts and Techniques 32 Ribbons with Twists Based on Vorticity
  • 33. 33 Scatterplot Matrices Used by ermission of M. Ward, Worcester Polytechnic Institute Matrix of scatterplots (x-y-diagrams) of the k-dim. data [total of (k2/2-k) scatterplots]
  • 34. 34 news articles visualized as a landscape Used by permission of B. Wright, Visible Decisions Inc. Landscapes  Visualization of the data as perspective landscape  The data needs to be transformed into a (possibly artificial) 2D spatial representation which preserves the characteristics of the data
  • 35. 35 Parallel Coordinates  n equidistant axes which are parallel to one of the screen axes and  The axes are scaled to the [minimum, maximum]: range of the  Every data item corresponds to a polygonal line which intersects each of the axes at the point which corresponds to the value for the attribute • • • correspond to the attributes corresponding attribute Attr. 1 Attr . 2 Attr. 3 Attr. k
  • 36. 36 Parallel Coordinates of a Data Set
  • 37. 37 Icon-Based Visualization Techniques  Visualization of the data values as features of icons  Typical visualization methods  Chernoff Faces  Stick Figures  General techniques  Shape coding: Use shape to represent certain information encoding  Color icons: Use color icons to encode more information  Tile bars: Use small icons to represent the relevant feature vectors in document retrieval
  • 38. 38 Chernoff Faces  A way to display variables on a two-dimensional surface, e.g., let x be eyebrow slant, y be eye size, z be nose length, etc.  The figure shows faces produced using 10 characteristics--head eccentricity, eye size, eye spacing, eye eccentricity, pupil size, eyebrow slant, nose size, mouth shape, mouth size, and mouth opening): Each assigned one of 10 possible values, generated using Mathematica (S. Dickson)  REFERENCE: Gonick, L. and Smith, W. The Cartoon Guide to Statistics. New York: Harper Perennial, p. 212, 1993  Weisstein, Eric W. "Chernoff Face." From MathWorld--A Wolfram Web Resource. mathworld.wolfram.com/ChernoffFace.html
  • 39. A census data figure showing age, income, gender, education, etc. Stick Figure A 5-piece stick figure (1 body and 4 limbs w. different angle/length) Data Mining: Concepts and Techniques 39
  • 40. 40 Hierarchical Visualization Techniques  Visualization of the data using a hierarchical partitioning into subspaces  Methods  Dimensional Stacking  Worlds-within-Worlds  Tree-Map  Cone Trees  InfoCube
  • 41. 41 Dimensional Stacking  Partitioning of the n-dimensional attribute space in 2-D subspaces, which are ‘stacked’ into each other  Partitioning of the attribute value ranges into classes. The important attributes should be used on the outer levels.  Adequate for data with ordinal attributes of low cardinality  But, difficult to display more than nine dimensions  Important to map dimensions appropriately
  • 42. 42 Dimensional Stacking Used by permission of M. Ward, Worcester Polytechnic Institute Visualization of oil mining data with longitude and latitude mapped to the outer x-, y-axes and ore grade and depth mapped to the inner x-, y-axes
  • 43. 43 Worlds-within-Worlds  Assign the function and two most important parameters to innermost world  Fix all other parameters at constant values - draw other (1 or 2 or 3 dimensional worlds choosing these as the axes)  Software that uses this paradigm  N–vision: Dynamic interaction through data glove and stereo displays, including rotation, scaling (inner) and translation (inner/outer)  Auto Visual: Static interaction by means of queries
  • 44. 44 Tree-Map  Screen-filling method which uses a hierarchical partitioning of the screen into regions depending on the attribute values  The x- and y-dimension of the screen are partitioned alternately according to the attribute values (classes) Schneiderman@UMD: Tree-Map of a File System Schneiderman@UMD: Tree-Map to support large data sets of a million items
  • 45. 45 InfoCube  A 3-D visualization technique where hierarchical information is displayed as nested semi-transparent cubes  The outermost cubes correspond to the top level data, while the subnodes or the lower level data are represented as smaller cubes inside the outermost cubes, and so on
  • 46. 46 Three-D Cone Trees  3D cone tree visualization technique works well for up to a thousand nodes or so  First build a 2D circle tree that arranges its nodes in concentric circles centered on the root node  Cannot avoid overlaps when projected to 2D  G. Robertson, J. Mackinlay, S. Card. “Cone Trees: Animated 3D Visualizations of Hierarchical Information”, ACM SIGCHI'91  Graph from Nadeau Software Consulting website: Visualize a social network data set that models the way an infection spreads from one person to the next
  • 47. Visualizing Complex Data and Relations  Visualizing non-numerical data: text and social networks  Tag cloud: visualizing user-generated tags  The importance of tag is represented by font size/color  Besides text data, there are also methods to visualize relationships, such as visualizing social networks Newsmap: Google News Stories in 2005
  • 48. 48 Chapter 2: Getting to Know Your Data  Data Objects and Attribute Types  Basic Statistical Descriptions of Data  Data Visualization  Measuring Data Similarity and Dissimilarity  Summary
  • 49. 49 Similarity and Dissimilarity  Similarity  Numerical measure of how alike two data objects are  Value is higher when objects are more alike  Often falls in the range [0,1]  Dissimilarity (e.g., distance)  Numerical measure of how different two data objects are  Lower when objects are more alike  Minimum dissimilarity is often 0  Upper limit varies  Proximity refers to a similarity or dissimilarity
  • 50. 50 Data Matrix and Dissimilarity Matrix  Data matrix  n data points with p dimensions  Two modes  Dissimilarity matrix  n data points, but registers only the distance  A triangular matrix  Single mode                   x11 ... x1f ... x1p ... ... ... ... ... xi1 ... xif ... xip ... ... ... ... ... np ... x nf ... x n1 x                 0 d(2,1) 0 d(3,1 ) d (3,2) 0 : : : d n d n ... ( ,1) ( ,2) ... 0
  • 51. 51 Proximity Measure for Nominal Attributes  Can take 2 or more states, e.g., red, yellow, blue, green (generalization of a binary attribute)  Method 1: Simple matching  m: # of matches, p: total # of variables p  m p d i j ( , )  Method 2: Use a large number of binary attributes  creating a new binary attribute for each of the M nominal states
  • 52. 52 Proximity Measure for Binary Attributes  A contingency table for binary data  Distance measure for symmetric binary variables:  Distance measure for asymmetric binary variables:  Jaccard coefficient (similarity measure for asymmetric binary variables): Object i  Note: Jaccard coefficient is the same as “coherence”: Object j
  • 53. 53 Dissimilarity between Binary Variables  Example Name Gender Fever Cough Test-1 Test-2 Test-3 Test-4 Jack M Y N P N N N Mary F Y N P N P N Jim M Y P N N N N  Gender is a symmetric attribute  The remaining attributes are asymmetric binary  Let the values Y and P be 1, and the value N 0 0.75  0 1  1 1  1 2 1 1 2 d jack mary d jack jim ( , ) 0.67 1 1 1 ( , ) 0.33 2 0 1 ( , )             d jim mary
  • 54. 54 Standardizing Numeric Data  Z-score:   X: raw score to be standardized, μ: mean of the population, σ: standard deviation  the distance between the raw score and the population mean in units of the standard deviation  negative when the raw score is below the mean, “+” when above  An alternative way: Calculate the mean absolute deviation where 1(| | | | ... | |) f 1f f 2 f f nf f s  n x m  x m   x m  standardized measure (z-score): x  m if f z   Using mean absolute deviation is more robust than using standard deviation ... ). 1 2 1 f f f nf m  n(x  x   x f if s   x z
  • 55. 55 Example: Data Matrix and Dissimilarity Matrix Data Matrix point attribute1 attribute2 x1 1 2 x2 3 5 x3 2 0 x4 4 5 Dissimilarity Matrix (with Euclidean Distance) x1 x2 x3 x4 x1 0 x2 3.61 0 x3 2.24 5.1 0 x4 4.24 1 5.39 0
  • 56. 56 Distance on Numeric Data: Minkowski Distance  Minkowski distance: A popular distance measure where i = (xi1, xi2, …, xip) and j = (xj1, xj2, …, xjp) are two p-dimensional data objects, and h is the order (the distance so defined is also called L-h norm)  Properties  d(i, j) > 0 if i ≠ j, and d(i, i) = 0 (Positive definiteness)  d(i, j) = d(j, i) (Symmetry)  d(i, j)  d(i, k) + d(k, j) (Triangle Inequality)  A distance that satisfies these properties is a metric
  • 57. 57 Special Cases of Minkowski Distance  h = 1: Manhattan (city block, L1 norm) distance  E.g., the Hamming distance: the number of bits that are different between two binary vectors x d i j  x   x    x  ( , ) | | | | ... | |  h = 2: (L2 norm) Euclidean distance ( , ) (| | | | ... | | ) 2 2 d i j  x   x    x   h  . “supremum” (Lmax norm, L norm) distance. x  This is the maximum difference between any component (attribute) of the vectors 2 2 2 1 1 j i p jp x i j x i 1 1 2 j 2 i p jp x i j x i
  • 58. 58 Example: Minkowski Distance Dissimilarity Matrices point attribute 1 attribute 2 x1 1 2 x2 3 5 x3 2 0 x4 4 5 Manhattan (L1) L x1 x2 x3 x4 x1 0 x2 5 0 x3 3 6 0 x4 6 1 7 0 Euclidean (L2) L2 x1 x2 x3 x4 x1 0 x2 3.61 0 x3 2.24 5.1 0 x4 4.24 1 5.39 0 Supremum L x1 x2 x3 x4 x1 0 x2 3 0 x3 2 5 0 x4 3 1 5 0
  • 59. 59 Ordinal Variables  An ordinal variable can be discrete or continuous  Order is important, e.g., rank  Can be treated like interval-scaled  replace xif by their rank {1,..., } if f r  M  map the range of each variable onto [0, 1] by replacing i-th object in the f-th variable by  1  1  f r if z if M  compute the dissimilarity using methods for interval-scaled variables
  • 60. 60 Attributes of Mixed Type  A database may contain all attribute types  Nominal, symmetric binary, asymmetric binary, numeric, ordinal  One may use a weighted formula to combine their effects  f is binary or nominal: dij p f d (f) = 0 if xif = xjf , or dij ( ) ( )  (f) = 1 otherwise  f is numeric: use the normalized distance  f is ordinal  Compute ranks rif and  Treat zif as interval-scaled ( ) 1 1 ( , ) f ij p f f ij f ij d i j       1  1   f r if M zif
  • 61. 61 Cosine Similarity  A document can be represented by thousands of attributes, each recording the frequency of a particular word (such as keywords) or phrase in the document.  Other vector objects: gene features in micro-arrays, …  Applications: information retrieval, biologic taxonomy, gene feature mapping, ...  Cosine measure: If d1 and d2 are two vectors (e.g., term-frequency vectors), then cos(d1, d2) = (d1  d2) /||d1|| ||d2|| , where  indicates vector dot product, ||d||: the length of vector d
  • 62. 62 Example: Cosine Similarity  cos(d1, d2) = (d1  d2) /||d1|| ||d2|| , where  indicates vector dot product, ||d|: the length of vector d  Ex: Find the similarity between documents 1 and 2. d1 = (5, 0, 3, 0, 2, 0, 0, 2, 0, 0) d2 = (3, 0, 2, 0, 1, 1, 0, 1, 0, 1) d1d2 = 5*3+0*0+3*2+0*0+2*1+0*1+0*1+2*1+0*0+0*1 = 25 ||d1||= (5*5+0*0+3*3+0*0+2*2+0*0+0*0+2*2+0*0+0*0)0.5=(42)0.5 = 6.481 ||d2||= (3*3+0*0+2*2+0*0+1*1+1*1+0*0+1*1+0*0+1*1)0.5=(17)0.5 = 4.12 cos(d1, d2 ) = 0.94
  • 63. 63 KL Divergence: Comparing Two Probability Distributions  The Kullback-Leibler (KL) divergence: Measure the difference between two probability distributions over the same variable x  From information theory, closely related to relative entropy, information divergence, and information for discrimination  DKL(p(x) || q(x)): divergence of q(x) from p(x), measuring the information lost when q(x) is used to approximate p(x)  Discrete form:  The KL divergence measures the expected number of extra bits required to code samples from p(x) (“true” distribution) when using a code based on q(x), which represents a theory, model, description, or approximation of p(x)  Its continuous form:  The KL divergence: not a distance measure, not a metric: asymmetric, not satisfy triangular inequality
  • 64. 64 How to Compute the KL Divergence?  Base on the formula, DKL(P,Q) ≥ 0 and DKL(P || Q) = 0 if and only if P = Q.  How about when p = 0 or q = 0?  limp→0 p log p = 0  when p != 0 but q = 0, DKL(p || q) is defined as ∞, i.e., if one event e is possible (i.e., p(e) > 0), and the other predicts it is absolutely impossible (i.e., q(e) = 0), then the two distributions are absolutely different  However, in practice, P and Q are derived from frequency distributions, not counting the possibility of unseen events. Thus smoothing is needed  Example: P : (a : 3/5, b : 1/5, c : 1/5). Q : (a : 5/9, b : 3/9, d : 1/9)  need to introduce a small constant ϵ, e.g., ϵ = 10−3  The sample set observed in P, SP = {a, b, c}, SQ = {a, b, d}, SU = {a, b, c, d}  Smoothing, add missing symbols to each distribution, with probability ϵ  P′ : (a : 3/5 − ϵ/3, b : 1/5 − ϵ/3, c : 1/5 − ϵ/3, d : ϵ)  Q′ : (a : 5/9 − ϵ/3, b : 3/9 − ϵ/3, c : ϵ, d : 1/9 − ϵ/3).  DKL(P’ || Q’) can be computed easily
  • 65. 65 Chapter 2: Getting to Know Your Data  Data Objects and Attribute Types  Basic Statistical Descriptions of Data  Data Visualization  Measuring Data Similarity and Dissimilarity  Summary
  • 66. Summary  Data attribute types: nominal, binary, ordinal, interval-scaled, ratio-scaled  Many types of data sets, e.g., numerical, text, graph, Web, image.  Gain insight into the data by:  Basic statistical data description: central tendency, dispersion, graphical displays  Data visualization: map data onto graphical primitives  Measure data similarity  Above steps are the beginning of data preprocessing  Many methods have been developed but still an active area of research
  • 67. References  W. Cleveland, Visualizing Data, Hobart Press, 1993  T. Dasu and T. Johnson. Exploratory Data Mining and Data Cleaning. John Wiley, 2003  U. Fayyad, G. Grinstein, and A. Wierse. Information Visualization in Data Mining and Knowledge Discovery, Morgan Kaufmann, 2001  L. Kaufman and P. J. Rousseeuw. Finding Groups in Data: an Introduction to Cluster Analysis. John Wiley & Sons, 1990.  H. V. Jagadish et al., Special Issue on Data Reduction Techniques. Bulletin of the Tech. Committee on Data Eng., 20(4), Dec. 1997  D. A. Keim. Information visualization and visual data mining, IEEE trans. on Visualization and Computer Graphics, 8(1), 2002  D. Pyle. Data Preparation for Data Mining. Morgan Kaufmann, 1999  S. Santini and R. Jain,” Similarity measures”, IEEE Trans. on Pattern Analysis and Machine Intelligence, 21(9), 1999  E. R. Tufte. The Visual Display of Quantitative Information, 2nd ed., Graphics Press, 2001  C. Yu et al., Visual data mining of multimedia data for social and behavioral studies, Information Visualization, 8(1), 2009
  • 68. September 14, 2014 Data Mining: Concepts and Techniques 68