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1 
Industrial Health & Safety 
Accident Prevention 
and 
Theories of Accident Causation
2 
Accident Prevention 
 Industrial Place Accidents - Typical Year 
Work related accidents cost $48 Billion 
7,100,000 injured workers per year 
On average, 3 injured workers per 100 workers 
One accidental death every 51 minutes 
One serious injury every 19 seconds 
 To prevent accidents, need to know 
why accidents happen and what causes them. 
 Accident Causation Theories are used as 
models to help predict and prevent accidents.
3 
Theories of Accident 
Causation 
 Domino Theory 
 Human Factors Theory 
 Accident / Incident Theory 
 Epidemiological Theory 
 Systems Theory 
 Combination Theory
4 
Domino Theory 
 Herbert Heinrich - Travelers Insurance - 1920’s 
 Two Central Points 
 Injuries are caused by the actions of preceding 
factors. 
 Removal of the central factor (unsafe act or 
hazardous condition) negates the action of the 
proceeding factors; and in doing so, prevents 
accidents and injuries.
Heinrich’s Axioms of Industrial Safety 
 1. Injuries result from a series of preceding factors. 
 2. Accidents occur as the result of physical hazard 
or an unsafe act. 
 3. Most accidents are the result of unsafe behavior. 
 4. Unsafe acts and hazards do not always result in 
immediate accidents and injuries. 
 5. Understanding why people commit unsafe acts 
helps to establish guidelines for corrective actions. 
5
Heinrich’s Axioms of Industrial Safety 
6 
 6. The severity of the injury is largely fortuitous 
and the accident that caused it is preventable. 
 7. Best accident prevention techniques are 
analogous to best quality / productivity techniques. 
 8. Management should assume safety 
responsibilities. 
 9. The supervisor is the key person in the 
prevention of industrial accidents. 
 10. Cost of accidents include both direct costs and 
indirect costs.
7 
Human Factors Theory 
 Attributes accidents to a chain of events that were 
ultimately the result of human error. 
 Three broad factors leading to human error 
 Overload 
 Inappropriate Responses 
 Inappropriate Activities
8 
Overload 
 Worker’s Capacity - 
 Natural Ability, Training, State of Mind, 
 Fatigue, Stress, Physical Condition 
 Environmental Factors - 
 Noise, Climatic, Lighting, Distractions, etc 
 Internal Factors - 
 Personal Problems, Emotional Stress, Worry 
 Situational Factors - 
 Level of Risk, Unclear Instructions, Novelty, etc
9 
Inappropriate Responses 
 Ignores a suspected hazard 
 Disregards established safety procedures 
 Circumvents safety devices 
 Includes incompatibility with person’s workstation 
Size, Required Force, Reach, Feel, etc
10 
Inappropriate Activities 
 Performing tasks without requisite training 
 Misjudging the degree of risk
11 
Accident/Incident Theory 
 Petersen’s Extension to the Human Factors Theory 
 
Adds new elements - 
 Ergonomic Traps 
 Decision to Err 
 System Failures
12 
Petersen’s 
O v e r l o a d 
A c c i d e n t / I n c id e n t T h e o r y 
E r g o n o m i c T r a p s D e c s io n t o E r r 
H u m a n E r r o r 
S y s t e m F a il u r e 
A c c id e n t 
I n ju r y / D a m a g e
13 
Overload 
 Pressures 
 Deadlines, Budget Factors, Peer Pressure 
 Fatigue 
 Motivation 
 Drugs 
 Alcohol 
 Worry
14 
Ergonomic Traps 
 Incompatible Workstation 
 Incompatible Expectations
15 
Decision to Err 
 Misjudgment of Risks 
 Unconscious Desire to Err 
 Logical Decision Based on Situation / 
Circumstances 
 Superman Syndrome (It won’t happen to me!) 
 - Bulletproof, Invincible, Immortal, Lucky
16 
System Failures 
 Potential for causal relationship between 
managerial decisions/behaviors regarding safety 
 Policies 
 Responsibilities 
 Training 
 Inspections 
 Corrective Actions 
 Standards
17 
Epidemiological Theory 
 Traditional approaches focused on 
 accidents and resulting injuries. 
 Current trend includes a broader perspective of 
 industrial hygiene issues. 
 Industrial Hygiene concerns environmental issues 
that can lead to sickness, disease, impaired health.
18 
Epidemiological Models 
 Used to study causal relationships between 
environmental factors and disease. 
 Theory supposes these models are also 
appropriate for studying the casual relationships 
between environmental factors and accidents. 
 Note: Causal NOT Correlational Relationships !!!
19 
Epidemiological Theory 
E p id e m io lo g ic a l T h e o r y 
P r e d is p o s it io n a l 
C h a r a c t e r is t ic s 
S it u a t io n a l 
C h a r a c t e r is t ic s 
C a n c a u s e o r p r e v e n t a c c id e n t c o n d it io n s
Systems Theory of Causation 
20 
 System is a group of interacting and interrelated 
components that form a unified whole. 
 Host (People) Agent (Machinery) Environment 
 The likelihood of an accident occurring is 
determined by how these components interact. 
 Changes in the patterns of interaction can increase 
or decrease the probability of an accident occurring.
21 
Firenzie’s Systems Theory 
 Person/Machine/Environment 
 Information Gathering 
 Risks Assessment 
 Decision Making 
 Task Performance 
Stressors 
 Stressors can cloud the judgment during 
information gathering, risk weighing, decision 
making processes.
Firenzie’s Recommendations 
22 
 Consider Five Factors - 
before beginning the process of information 
gathering, risk weighing, decision making. 
 Job Requirements 
 Worker’s Abilities and Limitations 
 Gain from Successful Task Completion 
 Loss if Task Attempted but Results in Failure 
 Loss if Task is Not Attempted
Combination Theory of Causation 
23 
 Theories and models are not necessarily reality. 
 A single theory may not suit all circumstances. 
 Some theories address particular problems better 
than other theories. 
 A combination of theories and models may be the 
optimal approach toward problem solutions.

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Theory

  • 1. 1 Industrial Health & Safety Accident Prevention and Theories of Accident Causation
  • 2. 2 Accident Prevention  Industrial Place Accidents - Typical Year Work related accidents cost $48 Billion 7,100,000 injured workers per year On average, 3 injured workers per 100 workers One accidental death every 51 minutes One serious injury every 19 seconds  To prevent accidents, need to know why accidents happen and what causes them.  Accident Causation Theories are used as models to help predict and prevent accidents.
  • 3. 3 Theories of Accident Causation  Domino Theory  Human Factors Theory  Accident / Incident Theory  Epidemiological Theory  Systems Theory  Combination Theory
  • 4. 4 Domino Theory  Herbert Heinrich - Travelers Insurance - 1920’s  Two Central Points  Injuries are caused by the actions of preceding factors.  Removal of the central factor (unsafe act or hazardous condition) negates the action of the proceeding factors; and in doing so, prevents accidents and injuries.
  • 5. Heinrich’s Axioms of Industrial Safety  1. Injuries result from a series of preceding factors.  2. Accidents occur as the result of physical hazard or an unsafe act.  3. Most accidents are the result of unsafe behavior.  4. Unsafe acts and hazards do not always result in immediate accidents and injuries.  5. Understanding why people commit unsafe acts helps to establish guidelines for corrective actions. 5
  • 6. Heinrich’s Axioms of Industrial Safety 6  6. The severity of the injury is largely fortuitous and the accident that caused it is preventable.  7. Best accident prevention techniques are analogous to best quality / productivity techniques.  8. Management should assume safety responsibilities.  9. The supervisor is the key person in the prevention of industrial accidents.  10. Cost of accidents include both direct costs and indirect costs.
  • 7. 7 Human Factors Theory  Attributes accidents to a chain of events that were ultimately the result of human error.  Three broad factors leading to human error  Overload  Inappropriate Responses  Inappropriate Activities
  • 8. 8 Overload  Worker’s Capacity -  Natural Ability, Training, State of Mind,  Fatigue, Stress, Physical Condition  Environmental Factors -  Noise, Climatic, Lighting, Distractions, etc  Internal Factors -  Personal Problems, Emotional Stress, Worry  Situational Factors -  Level of Risk, Unclear Instructions, Novelty, etc
  • 9. 9 Inappropriate Responses  Ignores a suspected hazard  Disregards established safety procedures  Circumvents safety devices  Includes incompatibility with person’s workstation Size, Required Force, Reach, Feel, etc
  • 10. 10 Inappropriate Activities  Performing tasks without requisite training  Misjudging the degree of risk
  • 11. 11 Accident/Incident Theory  Petersen’s Extension to the Human Factors Theory  Adds new elements -  Ergonomic Traps  Decision to Err  System Failures
  • 12. 12 Petersen’s O v e r l o a d A c c i d e n t / I n c id e n t T h e o r y E r g o n o m i c T r a p s D e c s io n t o E r r H u m a n E r r o r S y s t e m F a il u r e A c c id e n t I n ju r y / D a m a g e
  • 13. 13 Overload  Pressures  Deadlines, Budget Factors, Peer Pressure  Fatigue  Motivation  Drugs  Alcohol  Worry
  • 14. 14 Ergonomic Traps  Incompatible Workstation  Incompatible Expectations
  • 15. 15 Decision to Err  Misjudgment of Risks  Unconscious Desire to Err  Logical Decision Based on Situation / Circumstances  Superman Syndrome (It won’t happen to me!)  - Bulletproof, Invincible, Immortal, Lucky
  • 16. 16 System Failures  Potential for causal relationship between managerial decisions/behaviors regarding safety  Policies  Responsibilities  Training  Inspections  Corrective Actions  Standards
  • 17. 17 Epidemiological Theory  Traditional approaches focused on  accidents and resulting injuries.  Current trend includes a broader perspective of  industrial hygiene issues.  Industrial Hygiene concerns environmental issues that can lead to sickness, disease, impaired health.
  • 18. 18 Epidemiological Models  Used to study causal relationships between environmental factors and disease.  Theory supposes these models are also appropriate for studying the casual relationships between environmental factors and accidents.  Note: Causal NOT Correlational Relationships !!!
  • 19. 19 Epidemiological Theory E p id e m io lo g ic a l T h e o r y P r e d is p o s it io n a l C h a r a c t e r is t ic s S it u a t io n a l C h a r a c t e r is t ic s C a n c a u s e o r p r e v e n t a c c id e n t c o n d it io n s
  • 20. Systems Theory of Causation 20  System is a group of interacting and interrelated components that form a unified whole.  Host (People) Agent (Machinery) Environment  The likelihood of an accident occurring is determined by how these components interact.  Changes in the patterns of interaction can increase or decrease the probability of an accident occurring.
  • 21. 21 Firenzie’s Systems Theory  Person/Machine/Environment  Information Gathering  Risks Assessment  Decision Making  Task Performance Stressors  Stressors can cloud the judgment during information gathering, risk weighing, decision making processes.
  • 22. Firenzie’s Recommendations 22  Consider Five Factors - before beginning the process of information gathering, risk weighing, decision making.  Job Requirements  Worker’s Abilities and Limitations  Gain from Successful Task Completion  Loss if Task Attempted but Results in Failure  Loss if Task is Not Attempted
  • 23. Combination Theory of Causation 23  Theories and models are not necessarily reality.  A single theory may not suit all circumstances.  Some theories address particular problems better than other theories.  A combination of theories and models may be the optimal approach toward problem solutions.