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                              Active Remote Sensing Equation
                      - the basis of RADAR, LIDAR, and SODAR measurements -

                     Tobias Otto




    Delft
    University of
    Technology      Remote Sensing of the Environment (RSE)
                                                                              1
A
T     Content
M
O
S

    • the active remote sensing equation

    • derivation of the radar equation

    • derivation of the lidar equation

    • how to apply the active remote sensing equation for
       • calibration
       • system performance analysis




           Delft
           University of
           Technology      Remote Sensing of the Environment (RSE)
                                                                     2
A
T     The Active Remote Sensing Equation
M
O
S

    • is an analytical expression for the power received by an active remote sensing system,
      i.e. RADAR, LIDAR or SODAR (RAdio / LIght / SOnic Detection and Ranging)


    • merges all the knowledge about
       • the system (relevant system parameters),
       • the propagation path, and
       • the targets that are remotely sensed


    • is frequently applied for active remote sensing instrument:
         • design and performance analysis,
         • calibration, conversion of the received power into a meaningful measurement,
           i.e. an observable that ideally solely depends on the targets itself




             Delft
             University of
             Technology      Remote Sensing of the Environment (RSE)
                                                                                               3
A
T   The Active Remote Sensing Equation
M
O                                                   range R
S

    active remote system                                                          target




                                Pr       C G ( R) B R T R
       mean received power

                                                               target       transmission term
                         active remote sensing
                                                           characteristics     (attenuation)
                            system constant
                                                       (backward-scattering)


                                        range dependent
                                      measurement geometry




         Delft
         University of
         Technology             Remote Sensing of the Environment (RSE)
                                                                                                4
A
T     Content
M
O
S

    • active remote sensing equation

    • derivation of the radar equation

    • derivation of the lidar equation

    • how to apply the active remote sensing equation for
       • calibration
       • system performance analysis




           Delft
           University of
           Technology      Remote Sensing of the Environment (RSE)
                                                                     5
A
T        Radar Equation for a Point Target
M
O
S                                         antennae                           range R

                                 Pt
         transmitter                                Gt
                                                                                                          target
                                                                                                             σ
                                 Pr
           receiver                                 Gr
                                                                  backscattered power density
                                                                     at receiving antenna

                                                                 isotropic
                                                                 antenna
    Pt    ..   transmitted power (W)
    Gt    ..   antenna gain on transmit                           Pt                     1 Gr            2
    R     ..   range (m)                              Pr               Gt
    σ     ..   radar cross section (m2)                          4 R 2
                                                                                       4 R2 4
    Gr    ..   antenna gain on receive
    Pr    ..   received power (W)
                                                           power density incident        effective area / aperture of
                                                              on the target                 the receiving antenna

                 Delft
                 University of
                 Technology       Remote Sensing of the Environment (RSE)
                                                                                                                        6
A
T        Radar Equation for a Point Target
M
O
S                                         antennae                           range R

                                 Pt
         transmitter                                Gt
                                                                                                          target
                                                                                                             σ
                                 Pr
           receiver                                 Gr



                                                  radar constant                               target characteristics
    Pt    ..   transmitted power (W)
    Gt    ..   antenna gain on transmit                                                2
    R     ..   range (m)                                                    Pt Gt Gr
    σ     ..   radar cross section (m2)                      Pr                   3            4
    Gr
    Pr
          ..
          ..
               antenna gain on receive
               received power (W)
                                                                             4             R          free-space
                                                                                                     propagation


                 Delft
                 University of
                 Technology       Remote Sensing of the Environment (RSE)
                                                                                                                        7
A
T       From Point to Volume Targets
M
O
S


    -    the radar equation for a point target needs to be customised and expanded
         to fit the needs of each radar application
         (e.g. moving target indication, synthetic aperture radar, and also meterological radar)
    -    active remote sensing instruments have a limited spatial resolution,
         they do not observe single targets (raindrops, ice crystals etc.),
         instead they always measure a volume filled with a lot of targets
          volume target (distributed target) instead of a point target
    -    to account for this, the radar cross section is replaced with the sum of the radar cross
         sections of all scatterers in the resolution volume V (range-bin):



                                                          i      V                i
                                             range bin                 unit volume




             Delft
             University of
             Technology      Remote Sensing of the Environment (RSE)
                                                                                                    8
A
T     Radar Resolution
M
O
S


    antenna beam-width



                           θ

                                                    range resolution volume
                                                                                                       c
                          range   R                                                           r
                                                          (range-bin)                                 2B
                                                     c .. speed of light
                                                     B .. bandwidth of the transmitted signal
                                                            (the bandwith of a rectangular pulse is
                                                            the inverse its duration B=1/τ)
      Δr is typically between 3m - 300m,
       and the antenna beam-width is between 0.5 - 2 for weather radars
          Delft
          University of
          Technology           Remote Sensing of the Environment (RSE)
                                                                                                           9
A
T   Range Resolution of a pulsed Active Remote Sensing Instrument
M
O
S



                                                 1 2 3



                                e.g. pulse duration 1 µs
                                         c m
                                         300 m



                                                 f0




        Delft
        University of
        Technology      Remote Sensing of the Environment (RSE)
                                                                    10
A
T   Range Resolution of a pulsed Active Remote Sensing Instrument
M
O
S



                                                         1 2 3

                                                            c
                                                                2
                                                 •     each target 1 consists of the sum of the
                                                             sample
                                                       backscattered signals of a volume with
                                                            response
                                                       the length c·τ/2
                                                               target 2
                                                 •     for a pulsed active remote sensing instrument,
                                                              response
                                                       the optimum sampling rate of the
                                                       backscattered signal is 2/τ (Hz)
                                                                      target 3
                                                                     response

         Now we sample
    the backscattered signal.



            Delft
            University of
            Technology          Remote Sensing of the Environment (RSE)
                                                                                                        11
A
T   Radar Equation for Volume Targets
M
O
S                                                    2
                                     PGt Gr
                                      t
                       Pr                       3       4
                                                              V                        i
                                       4            R             unit volume


                                                                          2        c
                                                     V                r
                                                                                  2B
                                                                                                   2
                                                                                                        c
                        r                            V                    R tan
                θ/2
                                                                                           2           2B
                 R                                    tan(α) ≈ α (rad) for small α
                                        c                                                      2
                                 r                                                 rad              c     1
                                       2B                                     2
                                                     V                R
                                                                                    4              2 B 2 ln 2
                                                                                        volume reduction factor due to
                                                                                       Gaussian antenna beam pattern
       Delft
       University of
       Technology           Remote Sensing of the Environment (RSE)
                                                                                                                         12
A
T   Radar Equation for Volume Targets
M
O
S                                                     2
                                     PGt Gr
                                      t                      R2 2c
                       Pr                     3       42                                             i
                                     4            R        16 ln 2 B               unit volume


                                                                          2        c
                                                      V               r
                                                                                  2B
                                                                                                 2
                                                                                                          c
                        r                             V                   R tan
                θ/2
                                                                                         2               2B
                 R                                    tan(α) ≈ α (rad) for small α
                                        c                                                    2
                                 r                                                  rad           c     1
                                       2B                                     2
                                                      V               R
                                                                                     4           2 B 2 ln 2
                                                                                        volume reduction factor due to
                                                                                       Gaussian antenna beam pattern
       Delft
       University of
       Technology           Remote Sensing of the Environment (RSE)
                                                                                                                         13
A
T   Isotropic Scattering Cross Section σ
M
O
S

                                                                       Pbackscattered 2
                                                                                     (m )
                                                                        Sincident
                                                                 Pbackscattered .. backscattered power (W)
                                                                 Sincident      .. incident power density (Wm-2)

                                                                 Depends on:
                                                                 - frequency and polarisation of
                                                                   the electromagnetic wave
                                                                 - scattering geometry / angle
                                                                 - electromagnetic properties of
                                                                   the scatterer
                                                                 - target shape

                 hydrometeors can be approximated as spheres


       Delft
       University of
       Technology      Remote Sensing of the Environment (RSE)
                                                                                                                   14
A
T   Isotropic Scattering Cross Section σ
M
O
S   Monostatic isotropic scattering cross section of a conducting (metallic) sphere:


                                                                                          a .. radius of the sphere
        normalised radar cross section



                                                                                            .. wavelength

                                                                                          Rayleigh region: a <<

                                                                                           Resonance / Mie region:




                                                  electrical size
                                                                                          Optical region: a >>



                                                                                Figure: D. Pozar, “Microwave Engineering”, 2nd edition, Wiley.
                           Delft
                           University of
                           Technology      Remote Sensing of the Environment (RSE)
                                                                                                                                           15
A
T   Radar Cross Section σ
M
O
S


       hydrometeors are small compared to the wavelengths used in weather radar
        observations: weather radar wavelength 10cm  max. 6mm raindrop diameter

       Rayleigh scattering approximation can be applied;
        radar cross section for dielectric spheres:



                           5         2
                               K Di6                      D          .. hydrometeor diameter
                                                                     .. radar wavelength
                       i           4                      |K|2       .. dielectric factor depending on the
                                                                        material of the scatterer




           Delft
           University of
           Technology      Remote Sensing of the Environment (RSE)
                                                                                                             16
A
T   Radar Equation for Weather Radar
M
O
S
                                       2             2     2          5       2
                       PGt Gr                 R c                         K
      Pr                t
                               3       4                                  4
                                                                                                Di6
                        4          R        16 ln 2 B                             unit volume




                        3
                         PGt Gr 2 c
                          t           2               6 1
      Pr                          2
                                    K               Di
                       1024ln 2 B       unit volume     R2


                       radar constant                     radar reflectivity factor z, solely a
                                                          property of the observed precipitation


       Delft
       University of
       Technology           Remote Sensing of the Environment (RSE)
                                                                                                      17
A
T   Radar Reflectivity Factor z
M
O
S
                    6          mm6              spans over a large range; to compress it into a smaller
    z              i      D                      range of numbers, engineers prefer a logarithmic scale
        unit volume            m3

                                                                 1 m3
                                 z                                                one raindrop     equivalent to
    Z 10log10                               dBZ
                              1mm6 m   3
                                                                                   D = 1mm         1mm6m-3 = 0 dBZ




    raindrop diameter                          #/m3                           Z               water volume
                                                                                             per cubic meter
           1 mm                                4096                         36 dBZ               2144.6 mm3
           4 mm                                   1                         36 dBZ                33.5 mm3

         Knowing the reflectivity alone does not help too much.
         It is also important to know the drop size distribution.

          Delft
          University of
          Technology              Remote Sensing of the Environment (RSE)
                                                                                                                     18
A
T   Raindrop-Size Distribution N(D)
M
O
S                                            6               6                 N0
                           z                D
                                            i              D N ( D)dD            7
                                                                                     6!
                                 unit volume           0
      where N(D) is the raindrop-size distribution that tells us how many drops
      of each diameter D are contained in a unit volume, i.e. 1m3.
      Often, the raindrop-size distribution is assumed to be exponential:

                                     N D             N 0 exp             D
                        concentration (m-3mm-1)                      slope parameter (mm-1)


                                                                         Marshall and Palmer (1948):

                                                                         N0 = 8000 m-3mm-1
                                                                         Λ = 4.1·R-0.21
                                                                         with the rainfall rate R (mm/h)


        Delft
        University of
        Technology             Remote Sensing of the Environment (RSE)
                                                                                                           19
A
T   Reflectivity – Rainfall Rate Relations
M
O
S
      reflectivity (mm6m-3)                             z             D 6 N ( D)dD
                                                                  D

      liquid water content (mm3m-3) LWC                                            D 3 N ( D)dD
                                                                           6   D        raindrop volume

      rainfall rate (mm h-1)                            R                  D 3v( D ) N ( D )dD
                                                                  6    D
                                                                                        terminal fall velocity
      the reflectivity measured by weather radars can be related to the
       liquid water content as well as to the rainfall rate:

         power-law relationship                z       aRb
         the coefficients a and b vary due to changes in the raindrop-size
         distribution or in the terminal fall velocity.
         Often used as a first approximation is a = 200 and b = 1.6
        Delft
        University of
        Technology      Remote Sensing of the Environment (RSE)
                                                                                                                 20
A
T   Summary of the assumptions in the radar equation
M
O
S

    In the derivation of the radar equation for weather radars, the following
    assumptions are implied:

    • the hydrometeors are homogeneously distributed within the range-bin
    • the hydrometeors are dielectric spheres made up of the same material with
      diameters small compared to the radar wavelength
    • multiple scattering among the hydrometeors is negligible
    • incoherent scattering (hydrometeors exhibit random motion)
    • the main-lobe of the radar antenna beam pattern can be approximated
      by a Gaussian function
    • far-field of the radar antenna, using linear polarisation
    • so far, we neglected the transmission term (attenuation)




           Delft
           University of
           Technology      Remote Sensing of the Environment (RSE)
                                                                                  21
A
T     Content
M
O
S

    • active remote sensing equation

    • derivation of the radar equation

    • derivation of the lidar equation

    • how to apply the active remote sensing equation for
       • calibration
       • system performance analysis




           Delft
           University of
           Technology      Remote Sensing of the Environment (RSE)
                                                                     22
A
T         Lidar Equation for Volume Targets
M
O
S                                           R
               laser

                                                       AL       c                        receiver field
           receiver                                                                         of view
                                                                 2
                        telescope
                           area
                      O(R) 0        0 O( R) 1 O( R) 1
Pr   .. received power (W)
Pt   .. transmitted power (W)
AL   .. laser beam cross section (m2)
c    .. speed of light (ms-1)
τ    .. temporal pulse length (s)
R    .. range (m)
                                                                        Pt              1
                                                              Pr                  i         A             O( R ) T ( R )
σ    .. isotropic scattering cross section (m2)                         AL            4 R 2
                                                                              i
A    .. area of the primary receiver optics (m2)
η    .. receiver efficiency (how many of the
        incoming photons are detected)
O(R) .. receiver-field-of-view overlap function
T(R) .. transmission term (attenuation)
               Delft
               University of
               Technology           Remote Sensing of the Environment (RSE)
                                                                                                                      23
A
T   Lidar Equation for Volume Targets
M
O                                             R
S        laser

                                                              AL       c                          receiver field
     receiver                                                                                        of view
                                                                        2
                  telescope
                     area


                                     Pt                              1
                              Pr                          i            2
                                                                         A            O( R ) T ( R )
                                     AL           i                4 R
                                                                                 c
                                                      i   V             i   AL                i
                                          i                    unit              2    unit
                                                              volume                 volume

                                      c                                  1
                         Pr        Pt                              i       2
                                                                             A            O( R) T ( R)
                                      2            unit                4 R
                                                  volume


         Delft
         University of
         Technology                 Remote Sensing of the Environment (RSE)
                                                                                                                   24
A
T        Lidar Equation for Volume Targets
M
O                                                  R
S                laser

                                                              AL       c                             receiver field
             receiver                                                                                   of view
                                                                        2
                          telescope
                             area
                                                                                                                differential scattering
                                        c                            1                                          cross section (m2sr-1)
                         Pr          Pt                       i        2
                                                                         A               O( R) T ( R)
                                        2          unit            4 R
                                                  volume                                         number concentration

                                                                                                                    d       i , sca
             i   4               with the backscatter coefficient β (m-1sr-1):          ( R, )            Ni ( R)                     ( , R)
     unit                                                                                         unit                  d
    volume                                                                                       volume


                                                                                                                π indicating scattering
                                               c                  1                                            in the backward direction
                                    Pr      Pt                      2
                                                                      A              O( R) T ( R)
                                                2                 R

                 Delft
                 University of
                 Technology                Remote Sensing of the Environment (RSE)
                                                                                                                                               25
A
T   Lidar Equation for Volume Targets
M
O
S                                             c                  O( R)
                              Pr        Pt       A                               T ( R)
                                               2                  R2

                                                                         backscatter      transmission term
                                                                         coefficient         (attenuation)

                          lidar system constant          range dependent
                                                       measurement geometry



    Both the backscatter coefficient and the transmission term (attenuation) contain
    significant contributions from
          molecular scattering (gases like oxygen, nitrogen)  Rayleigh scattering
    and
          particle scattering (liquid and solid air pollution particles such as sulfates, mineral
          dust, sea-salt, pollen but also larger hydrometeors as rain, ice, hail and graupel)
           resonance or optical scattering
    Difficult to differentiate with power measurements only.

          Delft
          University of
          Technology               Remote Sensing of the Environment (RSE)
                                                                                                              26
A
T   Summary: Radar and Lidar Equation
M
O                                                            R
S                                                                                                    monostatic, i.e. co-located
    active remote system                                                                 target      transmitter and receiver



                                                                     C      active remote sensing system constant
                                                                     M(R)   range dependent measurement geometry
     Pr          C G ( R) B R T R                                    B(R)   target characteristics
                                                                     T(R)   transmission term (attenuation)


     Radar equation for volume targets
                                 2 2
                       t t rPG G     c 1
            P
            r                                                               i   T ( R)
                           1024 ln 2 Bt R 2
                             2
                                                              unit volume


     Lidar equation for volume targets
                                       c O( R)                                                              1
            Pr            Pt A                                 ( R) T ( R)                 (m 1sr 1 )                    i
                                        2 R2                                                               4     unit
                                                                                                                volume



          Delft
          University of
          Technology             Remote Sensing of the Environment (RSE)
                                                                                                                             27
A
T      Summary: Radar and Lidar Equation
M
O
S
    Radar:
    Radar observations of the atmosphere mainly contain contributions from hydrometeors which are
    Rayleigh scatterers at radar frequencies.
    This allows the definition of the reflectivity z, a parameter that is
          only dependent on the hydrometeor microphysics and independent on the radar wavelength,
          i.e. the reflectivity within the same radar resolution volume measured by different radars
          should be equal

    Lidar:
    Both the backscatter coefficient β and the transmission term T contain significant contributions from
           molecular scattering (gases like oxygen, nitrogen)  Rayleigh scattering
    and
          particle scattering (liquid and solid air pollution particles such as sulfates, mineral dust, sea-salt,
          pollen but also larger hydrometeors as rain, ice, hail and graupel)
           resonance or optical scattering
    Lidar measurements of the atmosphere comprise contributions from all three scattering regimes Rayleigh,
    resonance and optical scattering  it requires more than a simple power measurement to separate them.

    For this reason, lidar measurements are also strongly dependent on the lidar frequency and can not be
    easily compared to each other.

               Delft
               University of
               Technology      Remote Sensing of the Environment (RSE)
                                                                                                                    28
A
T       Measurement example from Cabauw, Netherlands
M
O                 UV-Lidar                                                  Transportable Atmospheric Radar
S      Uncalibrated attenuated backscatter                          Calibrated reflectivity not corrected for propagation effects.




                                                                  C           active remote sensing system constant
                                                                  M(R)        range dependent measurement geometry
     Pr      C G ( R) B R T R                                     B(R)        target characteristics
                                                                  T(R)        transmission term
    Which terms of the active remote sensing equation contribute the figures of
    lidar backscatter and radar reflectivity shown above?       data available at http://www.cesar-database.nl
               Delft
               University of
               Technology         Remote Sensing of the Environment (RSE)
                                                                                                                                     29
A
T     Content
M
O
S

    • active remote sensing equation

    • derivation of the radar equation

    • derivation of the lidar equation

    • how to apply the active remote sensing equation for
       • calibration
       • system performance analysis




           Delft
           University of
           Technology      Remote Sensing of the Environment (RSE)
                                                                     30
A
T        Calibration of Active Remote Sensing Measurements
M
O
S                                                            C            active remote sensing system constant
                                                             M(R)         range dependent measurement geometry
    Pr       C G ( R) B R T R                                B(R)         target characteristics
                                                             T(R)         transmission term (attenuation)

    AMS Glossary of Meteorology:
    The process whereby the magnitude of the output of a measuring instrument (e.g., the level of mercury
    in a thermometer or the detected backscatter power of a meteorological radar) is related to the
    magnitude of the input force (e.g., the temperature or radar reflectivity) actuating that instrument.

    For the calibration of a radar / lidar measurement (output: mean received power),
    we need to know
         - the range dependent measurement geometry (range normalisation, easy and accurate)
         - the active remote sensing system constant
              ∙ can be determined analytically using the system specifications, however
                for an accurate calibration, extensive measurements of the system are needed
              ∙ because it can vary e.g. due to aging of hardware components, hardware changes it needs to
                be constantly monitored
                                                                      Pr
                                    B R T R
                                                                    C G ( R)
                Delft
                University of
                Technology      Remote Sensing of the Environment (RSE)
                                                                                                                  31
A
T     Content
M
O
S

    • active remote sensing equation

    • derivation of the radar equation

    • derivation of the lidar equation

    • how to apply the active remote sensing equation for
       • calibration
       • system performance analysis




           Delft
           University of
           Technology      Remote Sensing of the Environment (RSE)
                                                                     32
A
T   Radar performance
M
O
S   What is the minimum reflectivity detectable by a meteorological radar?
                                                                     2
                                          1024 ln 2 B
                           zmin
                              z         3                     2            2
                                                                               R 2 Pmds
                                                                                    r
                                            PGt Gr
                                             t                    cK
    Determined by the minimum received power that can be discerned from the
    noise floor, i.e. the minimum detectable signal (Pmds).
        radar receiver
     signal-to-noise ratio


                                                              PMDS   ..   minimum detectable signal
                     S                                        k      ..   Boltzmann constant
    PMDS                           kTBr
                     N                                        T      ..   noise temperature
                             min
                                                              Br     ..   receiver bandwidth

               radar receiver noise expressed in terms of thermal
               noise using the Rayleigh-Jeans approximation
               which is valid at microwaves (not for lidar!)
           Delft
           University of
           Technology               Remote Sensing of the Environment (RSE)
                                                                                                      33
A
T     Radar performance
M
O
S     Result of radar performance calculation of an arbitrary weather radar:

                                                                                        2
                                                                      1024 ln 2 B
                                                        zmin          3            2        2
                                                                                                R 2 Pmds
                                                                          PGt Gr
                                                                           t           cK

                                                         How could we increase the sensitivity?
                                                          reduce the range resolution (B )
                                                          increase transmit power (Pt )
                                                          reduce the noise floor of the system (Pmds )
                                                          reduce the radar wavelength (λ )

    If we use a small wavelength (e.g. cloud radar at 35 GHz), we are able to detect very
    weak echoes (e.g. fog). Are those radars also suited for the observation of heavy rain?
     attenuation by rain increases with frequency
     radar has a limited dynamic range, i.e. there is a zmin but also a zmax given by the dynamic
      range of the receiver (a cloud radar receiver is saturated in heavy precipitation)

            Delft
            University of
            Technology      Remote Sensing of the Environment (RSE)
                                                                                                           34
A
T     IDRA reflectivity measurement of insects in summer
M
O                   Why are there only insects close to the radar, because the
S                    radar microwaves are keeping them warm and cosy?




    Of course not, insects are weak echoes. The radar can not detect them at far ranges
    because the echo is from a certain range on below the sensitivity (zmin) of the radar.

                                                                         data available at http://www.cesar-database.nl
             Delft
             University of
             Technology        Remote Sensing of the Environment (RSE)
                                                                                                                    35
A
T      Summary
M
O
S   The active remote sensing equation is an expression for the mean received power only.
    But beside power (amplitude), electromagnetic waves are also characterised by their
    frequency, phase and polarisation. Those are the properties that are exploited to gather
    more independent measurements of the atmosphere in order to separate e.g.
    transmission from backward-scattering, or for lidar particle from molecular scattering.


    Advanced active remote sensing instruments:
     Doppler radar / lidar
     dual-polarisation radar / lidar
     multi-frequency radar / lidar
     Raman lidar, taking advantage of the inelastic / Raman scattering which leads to a
      change of the molecules quantum state (the energy level), such that the frequency
      of the scattered photon is shifted
       a Raman lidar needs a high average laser power and has additional receiver chanels
       for the Raman backscatter spectrum of gases such as N2 or H2O


             Delft
             University of
             Technology       Remote Sensing of the Environment (RSE)
                                                                                               36
A
T
M
O
S

                               Active Remote Sensing Equation
                      - the basis of RADAR, LIDAR, and SODAR measurements -

                    Tobias Otto

                    e-mail            t.otto@tudelft.nl
                    web               http://atmos.weblog.tudelft.nl

                    references        R. E. Rinehart, “Radar for Meteorologists”,
                                      Rinehart Publications, 5th edition, 2010.
                                      R. J. Doviak and D. S. Zrnić, “Doppler Radar and Weather
                                      Observations”, Academic Press, 2nd edition, 1993.
                                      V. N. Bringi and V. Chandrasekar, “Polarimetric Doppler
                                      Weather Radar: Principles and Applications”, Cambridge
                                      University Press, 1st edition, 2001.
                                      C. Weitkamp, “Lidar: Range-Resolved Optical Remote
                                      Sensing of the Atmosphere”, Springer, 2005.


    Delft
    University of
    Technology      Remote Sensing of the Environment (RSE)
                                                                                                 37

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The active remote sensing equation

  • 1. A T M O S Active Remote Sensing Equation - the basis of RADAR, LIDAR, and SODAR measurements - Tobias Otto Delft University of Technology Remote Sensing of the Environment (RSE) 1
  • 2. A T Content M O S • the active remote sensing equation • derivation of the radar equation • derivation of the lidar equation • how to apply the active remote sensing equation for • calibration • system performance analysis Delft University of Technology Remote Sensing of the Environment (RSE) 2
  • 3. A T The Active Remote Sensing Equation M O S • is an analytical expression for the power received by an active remote sensing system, i.e. RADAR, LIDAR or SODAR (RAdio / LIght / SOnic Detection and Ranging) • merges all the knowledge about • the system (relevant system parameters), • the propagation path, and • the targets that are remotely sensed • is frequently applied for active remote sensing instrument: • design and performance analysis, • calibration, conversion of the received power into a meaningful measurement, i.e. an observable that ideally solely depends on the targets itself Delft University of Technology Remote Sensing of the Environment (RSE) 3
  • 4. A T The Active Remote Sensing Equation M O range R S active remote system target Pr C G ( R) B R T R mean received power target transmission term active remote sensing characteristics (attenuation) system constant (backward-scattering) range dependent measurement geometry Delft University of Technology Remote Sensing of the Environment (RSE) 4
  • 5. A T Content M O S • active remote sensing equation • derivation of the radar equation • derivation of the lidar equation • how to apply the active remote sensing equation for • calibration • system performance analysis Delft University of Technology Remote Sensing of the Environment (RSE) 5
  • 6. A T Radar Equation for a Point Target M O S antennae range R Pt transmitter Gt target σ Pr receiver Gr backscattered power density at receiving antenna isotropic antenna Pt .. transmitted power (W) Gt .. antenna gain on transmit Pt 1 Gr 2 R .. range (m) Pr Gt σ .. radar cross section (m2) 4 R 2 4 R2 4 Gr .. antenna gain on receive Pr .. received power (W) power density incident effective area / aperture of on the target the receiving antenna Delft University of Technology Remote Sensing of the Environment (RSE) 6
  • 7. A T Radar Equation for a Point Target M O S antennae range R Pt transmitter Gt target σ Pr receiver Gr radar constant target characteristics Pt .. transmitted power (W) Gt .. antenna gain on transmit 2 R .. range (m) Pt Gt Gr σ .. radar cross section (m2) Pr 3 4 Gr Pr .. .. antenna gain on receive received power (W) 4 R free-space propagation Delft University of Technology Remote Sensing of the Environment (RSE) 7
  • 8. A T From Point to Volume Targets M O S - the radar equation for a point target needs to be customised and expanded to fit the needs of each radar application (e.g. moving target indication, synthetic aperture radar, and also meterological radar) - active remote sensing instruments have a limited spatial resolution, they do not observe single targets (raindrops, ice crystals etc.), instead they always measure a volume filled with a lot of targets  volume target (distributed target) instead of a point target - to account for this, the radar cross section is replaced with the sum of the radar cross sections of all scatterers in the resolution volume V (range-bin): i V i range bin unit volume Delft University of Technology Remote Sensing of the Environment (RSE) 8
  • 9. A T Radar Resolution M O S antenna beam-width θ range resolution volume c range R r (range-bin) 2B c .. speed of light B .. bandwidth of the transmitted signal (the bandwith of a rectangular pulse is the inverse its duration B=1/τ)  Δr is typically between 3m - 300m, and the antenna beam-width is between 0.5 - 2 for weather radars Delft University of Technology Remote Sensing of the Environment (RSE) 9
  • 10. A T Range Resolution of a pulsed Active Remote Sensing Instrument M O S 1 2 3 e.g. pulse duration 1 µs c m 300 m f0 Delft University of Technology Remote Sensing of the Environment (RSE) 10
  • 11. A T Range Resolution of a pulsed Active Remote Sensing Instrument M O S 1 2 3 c 2 • each target 1 consists of the sum of the sample backscattered signals of a volume with response the length c·τ/2 target 2 • for a pulsed active remote sensing instrument, response the optimum sampling rate of the backscattered signal is 2/τ (Hz) target 3 response Now we sample the backscattered signal. Delft University of Technology Remote Sensing of the Environment (RSE) 11
  • 12. A T Radar Equation for Volume Targets M O S 2 PGt Gr t Pr 3 4 V i 4 R unit volume 2 c V r 2B 2 c r V R tan θ/2 2 2B R tan(α) ≈ α (rad) for small α c 2 r rad c 1 2B 2 V R 4 2 B 2 ln 2 volume reduction factor due to Gaussian antenna beam pattern Delft University of Technology Remote Sensing of the Environment (RSE) 12
  • 13. A T Radar Equation for Volume Targets M O S 2 PGt Gr t R2 2c Pr 3 42 i 4 R 16 ln 2 B unit volume 2 c V r 2B 2 c r V R tan θ/2 2 2B R tan(α) ≈ α (rad) for small α c 2 r rad c 1 2B 2 V R 4 2 B 2 ln 2 volume reduction factor due to Gaussian antenna beam pattern Delft University of Technology Remote Sensing of the Environment (RSE) 13
  • 14. A T Isotropic Scattering Cross Section σ M O S Pbackscattered 2 (m ) Sincident Pbackscattered .. backscattered power (W) Sincident .. incident power density (Wm-2) Depends on: - frequency and polarisation of the electromagnetic wave - scattering geometry / angle - electromagnetic properties of the scatterer - target shape  hydrometeors can be approximated as spheres Delft University of Technology Remote Sensing of the Environment (RSE) 14
  • 15. A T Isotropic Scattering Cross Section σ M O S Monostatic isotropic scattering cross section of a conducting (metallic) sphere: a .. radius of the sphere normalised radar cross section .. wavelength Rayleigh region: a << Resonance / Mie region: electrical size Optical region: a >> Figure: D. Pozar, “Microwave Engineering”, 2nd edition, Wiley. Delft University of Technology Remote Sensing of the Environment (RSE) 15
  • 16. A T Radar Cross Section σ M O S  hydrometeors are small compared to the wavelengths used in weather radar observations: weather radar wavelength 10cm  max. 6mm raindrop diameter  Rayleigh scattering approximation can be applied; radar cross section for dielectric spheres: 5 2 K Di6 D .. hydrometeor diameter .. radar wavelength i 4 |K|2 .. dielectric factor depending on the material of the scatterer Delft University of Technology Remote Sensing of the Environment (RSE) 16
  • 17. A T Radar Equation for Weather Radar M O S 2 2 2 5 2 PGt Gr R c K Pr t 3 4 4 Di6 4 R 16 ln 2 B unit volume 3 PGt Gr 2 c t 2 6 1 Pr 2 K Di 1024ln 2 B unit volume R2 radar constant radar reflectivity factor z, solely a property of the observed precipitation Delft University of Technology Remote Sensing of the Environment (RSE) 17
  • 18. A T Radar Reflectivity Factor z M O S 6 mm6  spans over a large range; to compress it into a smaller z i D range of numbers, engineers prefer a logarithmic scale unit volume m3 1 m3 z one raindrop equivalent to Z 10log10 dBZ 1mm6 m 3 D = 1mm 1mm6m-3 = 0 dBZ raindrop diameter #/m3 Z water volume per cubic meter 1 mm 4096 36 dBZ 2144.6 mm3 4 mm 1 36 dBZ 33.5 mm3 Knowing the reflectivity alone does not help too much. It is also important to know the drop size distribution. Delft University of Technology Remote Sensing of the Environment (RSE) 18
  • 19. A T Raindrop-Size Distribution N(D) M O S 6 6 N0 z D i D N ( D)dD 7 6! unit volume 0 where N(D) is the raindrop-size distribution that tells us how many drops of each diameter D are contained in a unit volume, i.e. 1m3. Often, the raindrop-size distribution is assumed to be exponential: N D N 0 exp D concentration (m-3mm-1) slope parameter (mm-1) Marshall and Palmer (1948): N0 = 8000 m-3mm-1 Λ = 4.1·R-0.21 with the rainfall rate R (mm/h) Delft University of Technology Remote Sensing of the Environment (RSE) 19
  • 20. A T Reflectivity – Rainfall Rate Relations M O S reflectivity (mm6m-3) z D 6 N ( D)dD D liquid water content (mm3m-3) LWC D 3 N ( D)dD 6 D raindrop volume rainfall rate (mm h-1) R D 3v( D ) N ( D )dD 6 D terminal fall velocity  the reflectivity measured by weather radars can be related to the liquid water content as well as to the rainfall rate: power-law relationship z aRb the coefficients a and b vary due to changes in the raindrop-size distribution or in the terminal fall velocity. Often used as a first approximation is a = 200 and b = 1.6 Delft University of Technology Remote Sensing of the Environment (RSE) 20
  • 21. A T Summary of the assumptions in the radar equation M O S In the derivation of the radar equation for weather radars, the following assumptions are implied: • the hydrometeors are homogeneously distributed within the range-bin • the hydrometeors are dielectric spheres made up of the same material with diameters small compared to the radar wavelength • multiple scattering among the hydrometeors is negligible • incoherent scattering (hydrometeors exhibit random motion) • the main-lobe of the radar antenna beam pattern can be approximated by a Gaussian function • far-field of the radar antenna, using linear polarisation • so far, we neglected the transmission term (attenuation) Delft University of Technology Remote Sensing of the Environment (RSE) 21
  • 22. A T Content M O S • active remote sensing equation • derivation of the radar equation • derivation of the lidar equation • how to apply the active remote sensing equation for • calibration • system performance analysis Delft University of Technology Remote Sensing of the Environment (RSE) 22
  • 23. A T Lidar Equation for Volume Targets M O S R laser AL c receiver field receiver of view 2 telescope area O(R) 0 0 O( R) 1 O( R) 1 Pr .. received power (W) Pt .. transmitted power (W) AL .. laser beam cross section (m2) c .. speed of light (ms-1) τ .. temporal pulse length (s) R .. range (m) Pt 1 Pr i A O( R ) T ( R ) σ .. isotropic scattering cross section (m2) AL 4 R 2 i A .. area of the primary receiver optics (m2) η .. receiver efficiency (how many of the incoming photons are detected) O(R) .. receiver-field-of-view overlap function T(R) .. transmission term (attenuation) Delft University of Technology Remote Sensing of the Environment (RSE) 23
  • 24. A T Lidar Equation for Volume Targets M O R S laser AL c receiver field receiver of view 2 telescope area Pt 1 Pr i 2 A O( R ) T ( R ) AL i 4 R c i V i AL i i unit 2 unit volume volume c 1 Pr Pt i 2 A O( R) T ( R) 2 unit 4 R volume Delft University of Technology Remote Sensing of the Environment (RSE) 24
  • 25. A T Lidar Equation for Volume Targets M O R S laser AL c receiver field receiver of view 2 telescope area differential scattering c 1 cross section (m2sr-1) Pr Pt i 2 A O( R) T ( R) 2 unit 4 R volume number concentration d i , sca i 4 with the backscatter coefficient β (m-1sr-1): ( R, ) Ni ( R) ( , R) unit unit d volume volume π indicating scattering c 1 in the backward direction Pr Pt 2 A O( R) T ( R) 2 R Delft University of Technology Remote Sensing of the Environment (RSE) 25
  • 26. A T Lidar Equation for Volume Targets M O S c O( R) Pr Pt A T ( R) 2 R2 backscatter transmission term coefficient (attenuation) lidar system constant range dependent measurement geometry Both the backscatter coefficient and the transmission term (attenuation) contain significant contributions from molecular scattering (gases like oxygen, nitrogen)  Rayleigh scattering and particle scattering (liquid and solid air pollution particles such as sulfates, mineral dust, sea-salt, pollen but also larger hydrometeors as rain, ice, hail and graupel)  resonance or optical scattering Difficult to differentiate with power measurements only. Delft University of Technology Remote Sensing of the Environment (RSE) 26
  • 27. A T Summary: Radar and Lidar Equation M O R S monostatic, i.e. co-located active remote system target transmitter and receiver C active remote sensing system constant M(R) range dependent measurement geometry Pr C G ( R) B R T R B(R) target characteristics T(R) transmission term (attenuation) Radar equation for volume targets 2 2 t t rPG G c 1 P r i T ( R) 1024 ln 2 Bt R 2 2 unit volume Lidar equation for volume targets c O( R) 1 Pr Pt A ( R) T ( R) (m 1sr 1 ) i 2 R2 4 unit volume Delft University of Technology Remote Sensing of the Environment (RSE) 27
  • 28. A T Summary: Radar and Lidar Equation M O S Radar: Radar observations of the atmosphere mainly contain contributions from hydrometeors which are Rayleigh scatterers at radar frequencies. This allows the definition of the reflectivity z, a parameter that is only dependent on the hydrometeor microphysics and independent on the radar wavelength, i.e. the reflectivity within the same radar resolution volume measured by different radars should be equal Lidar: Both the backscatter coefficient β and the transmission term T contain significant contributions from molecular scattering (gases like oxygen, nitrogen)  Rayleigh scattering and particle scattering (liquid and solid air pollution particles such as sulfates, mineral dust, sea-salt, pollen but also larger hydrometeors as rain, ice, hail and graupel)  resonance or optical scattering Lidar measurements of the atmosphere comprise contributions from all three scattering regimes Rayleigh, resonance and optical scattering  it requires more than a simple power measurement to separate them. For this reason, lidar measurements are also strongly dependent on the lidar frequency and can not be easily compared to each other. Delft University of Technology Remote Sensing of the Environment (RSE) 28
  • 29. A T Measurement example from Cabauw, Netherlands M O UV-Lidar Transportable Atmospheric Radar S Uncalibrated attenuated backscatter Calibrated reflectivity not corrected for propagation effects. C active remote sensing system constant M(R) range dependent measurement geometry Pr C G ( R) B R T R B(R) target characteristics T(R) transmission term Which terms of the active remote sensing equation contribute the figures of lidar backscatter and radar reflectivity shown above? data available at http://www.cesar-database.nl Delft University of Technology Remote Sensing of the Environment (RSE) 29
  • 30. A T Content M O S • active remote sensing equation • derivation of the radar equation • derivation of the lidar equation • how to apply the active remote sensing equation for • calibration • system performance analysis Delft University of Technology Remote Sensing of the Environment (RSE) 30
  • 31. A T Calibration of Active Remote Sensing Measurements M O S C active remote sensing system constant M(R) range dependent measurement geometry Pr C G ( R) B R T R B(R) target characteristics T(R) transmission term (attenuation) AMS Glossary of Meteorology: The process whereby the magnitude of the output of a measuring instrument (e.g., the level of mercury in a thermometer or the detected backscatter power of a meteorological radar) is related to the magnitude of the input force (e.g., the temperature or radar reflectivity) actuating that instrument. For the calibration of a radar / lidar measurement (output: mean received power), we need to know - the range dependent measurement geometry (range normalisation, easy and accurate) - the active remote sensing system constant ∙ can be determined analytically using the system specifications, however for an accurate calibration, extensive measurements of the system are needed ∙ because it can vary e.g. due to aging of hardware components, hardware changes it needs to be constantly monitored Pr B R T R C G ( R) Delft University of Technology Remote Sensing of the Environment (RSE) 31
  • 32. A T Content M O S • active remote sensing equation • derivation of the radar equation • derivation of the lidar equation • how to apply the active remote sensing equation for • calibration • system performance analysis Delft University of Technology Remote Sensing of the Environment (RSE) 32
  • 33. A T Radar performance M O S What is the minimum reflectivity detectable by a meteorological radar? 2 1024 ln 2 B zmin z 3 2 2 R 2 Pmds r PGt Gr t cK Determined by the minimum received power that can be discerned from the noise floor, i.e. the minimum detectable signal (Pmds). radar receiver signal-to-noise ratio PMDS .. minimum detectable signal S k .. Boltzmann constant PMDS kTBr N T .. noise temperature min Br .. receiver bandwidth radar receiver noise expressed in terms of thermal noise using the Rayleigh-Jeans approximation which is valid at microwaves (not for lidar!) Delft University of Technology Remote Sensing of the Environment (RSE) 33
  • 34. A T Radar performance M O S Result of radar performance calculation of an arbitrary weather radar: 2 1024 ln 2 B zmin 3 2 2 R 2 Pmds PGt Gr t cK How could we increase the sensitivity?  reduce the range resolution (B )  increase transmit power (Pt )  reduce the noise floor of the system (Pmds )  reduce the radar wavelength (λ ) If we use a small wavelength (e.g. cloud radar at 35 GHz), we are able to detect very weak echoes (e.g. fog). Are those radars also suited for the observation of heavy rain?  attenuation by rain increases with frequency  radar has a limited dynamic range, i.e. there is a zmin but also a zmax given by the dynamic range of the receiver (a cloud radar receiver is saturated in heavy precipitation) Delft University of Technology Remote Sensing of the Environment (RSE) 34
  • 35. A T IDRA reflectivity measurement of insects in summer M O Why are there only insects close to the radar, because the S radar microwaves are keeping them warm and cosy? Of course not, insects are weak echoes. The radar can not detect them at far ranges because the echo is from a certain range on below the sensitivity (zmin) of the radar. data available at http://www.cesar-database.nl Delft University of Technology Remote Sensing of the Environment (RSE) 35
  • 36. A T Summary M O S The active remote sensing equation is an expression for the mean received power only. But beside power (amplitude), electromagnetic waves are also characterised by their frequency, phase and polarisation. Those are the properties that are exploited to gather more independent measurements of the atmosphere in order to separate e.g. transmission from backward-scattering, or for lidar particle from molecular scattering. Advanced active remote sensing instruments:  Doppler radar / lidar  dual-polarisation radar / lidar  multi-frequency radar / lidar  Raman lidar, taking advantage of the inelastic / Raman scattering which leads to a change of the molecules quantum state (the energy level), such that the frequency of the scattered photon is shifted a Raman lidar needs a high average laser power and has additional receiver chanels for the Raman backscatter spectrum of gases such as N2 or H2O Delft University of Technology Remote Sensing of the Environment (RSE) 36
  • 37. A T M O S Active Remote Sensing Equation - the basis of RADAR, LIDAR, and SODAR measurements - Tobias Otto e-mail t.otto@tudelft.nl web http://atmos.weblog.tudelft.nl references R. E. Rinehart, “Radar for Meteorologists”, Rinehart Publications, 5th edition, 2010. R. J. Doviak and D. S. Zrnić, “Doppler Radar and Weather Observations”, Academic Press, 2nd edition, 1993. V. N. Bringi and V. Chandrasekar, “Polarimetric Doppler Weather Radar: Principles and Applications”, Cambridge University Press, 1st edition, 2001. C. Weitkamp, “Lidar: Range-Resolved Optical Remote Sensing of the Atmosphere”, Springer, 2005. Delft University of Technology Remote Sensing of the Environment (RSE) 37