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The ”Asian” Future of Open Access
Syun Tutiya
The National Institution for Academic Degrees and University Evaluation

for the 5th SPARC Japan Seminar 2013 ”Winds of Change:
The Past, Present, and Future of Open Access in Asia,” at NII

on February 7, 2014
RECAP: Progresses in Japan(reported at GRC RM, Nov
18, 2013
1. JST ’ open access policy for publications from funded
s
research
2. MEXT ’ mandate for open access to PhD theses online
s
3. Growth of “grassroot” open access institutional
repositories
4. Open access to local language(= Japanese) scholarly
publications by way of free open access platforms(CiNii)
5. Support for open access journal publishing by JSPS
6. Japanese scientists ’articles published in open access
journals, like PLOS ONE, Scientific Reports etc.
7. Contributions to international collaboration, including
arXiv, SCOAP3, COAR, SPARC etc.
2/7/14

2/13
Granted that
open access to research results is good and necessary
because research results as knowledge is useful as long
as it is accessible by as many people as possible, that
open access, either green or gold, or whatever else, is no
longer an ideal to pursue but one of the economically
feasible ways of making research results accessible,
along with subscription to scholarly journals,
as evidenced by non-profit publishing enterprises like
PLOS ONE and SCOAP3 as well as for-profits like
BioMed Central, Scientific Reports and others
and by open access reporsitories, preprint archives and
free-to-use platforms, and that

Open access has confirmably no bearing on journal
prices so far

2/7/14

3/13
Topics

Asia is growing
Spending more on research means publishing more
Mainly, advanced countries have paid for subscriptions
I.e., Asian countries have not paid enough
Given their need for industrial growth, higher education,
Asian libraries will not be given much more in future to
pay for subscriptions
Who, then should, will, and could pay for publication of
scientific research from Asia
Open access, in whatever type of implementation,
seems the only answer

2/7/14

4/13
Growth in spending on research
Asia-8 ′ R&D expenditure is second only to the US,
s
surpassing the EU-27
One-third of all scientific researchers worldwide are
Asian
One-quarter of the world ’ publications are from Asia
s
China ’ scientific publishing output may overtake the
s
US in 2013
(AsianScientist, Apr. 3, 2011)

The total science spend of China, India, Indonesia,
Japan, Malaysia, Singapore, South Korea, Taiwan,
Thailand, and Vietnam rose steadily between 1999 and
2009 to reach 32 per cent of the global share of
spending on science, compared with 31 per cent in the
US. (SciDev.net, Jan 19, 2012)

2/7/14

5/13
Growth in publication

(NSF SEI 2010)
2/7/14

6/13
Growth in expenditure

2/7/14

Asia-8 = China, India, Japan, Malaysia, Singapore, South
Korea, Taiwan and Thailand
(NSF SEI 2010)

7/13
Projected growth in expenditure

Royal Society, Knowledge, Networks and Nations: Global
scientific collaboration in the 21st century
2/7/14

8/13
Case of ACS

Europe
35.3%
29.9%
22.8%

Mid E
3%
1.9%
10.9%

Growth in Papers published
Growth in Pages published
Growth in Total citations
Growth in Articles downloaded
(10 years to 2011)

77%
90%
154%
699%

Submissions
Publications
Downloads

2/7/14

N. Am
27.4%
37.9%
29.1%

S. Am
1.9%
1.4%
2.3%

Asia
42.3%
28.9%
34.8&

9/13
ASEAN Higher Education

Countries: The Phillipines, Indonesia, Brunei, Malaysia,
Singapore, Vietnam, Laos, Cambosia, Thailand,
Myanmar to unite(?) as AEC in 2015
600 millon people
6,500 higher education institutions
12 million post-secondary students ⇒ “Common Space
of Higher Education”
Gross tertiary enrolment rates < 50% , though
“Except for Singapore, Malaysia and indonesia,
innovation is likewise week for the rest”

2/7/14

10/13
Scholarly publishing in Asia
In China, Japan and Korea, scholarly publishing is a
language-constrained two-tier industry
Local industry for local circulation of locally produced
scholary results in the local language
“Import business” for “foreign, advanced knowledge”
originating in the nineteenth century

The local business is in crisis; at least in Japan
publishing at large is shrinking from the total sales of
2.7T JPY in 1996 to 1.7T in 2013
“Import” business has almost died. “Foreign
publishers” sell direct, but libraries have no more money
Newly launching titles are destined to be “open access,”
or at least “author-pay”
World Scientific, Singapore is the only exception
2/7/14

11/13
So scholars have to take care of themselves

Asian growth is undeniable, not only China and India
but ASEAN countries and many more
Spending more on research means publishing more
Asian academic libraries will not be able to pay for
subscriptions, with exceptions of Hong Kong and
Singapore, nor will any other libraries in the rest of the
world
Scholars and funders will have to pay for the cost of
publishing the results of scientific research from Asia
That will be the Asian way of “forced” open access
Yes, let them do it themselves. No libraries are needed

2/7/14

12/13
A few practical measures we, not me, could take to maximize
accessIBILITY to Asian scholarly results
1. Have researchers submit to open access journals,
though researchers decide for themselves, but note that
submitting to “Western” open access journals is a new
form of “import,” paying for service, which we are good
at
2. Winden the eligility for JST’s J-Stage, which supports
over 1,400 titles with 2.3 M articles, to accommodate
open access journals from Asian countries
3. Redefine open access repositories as open access
publishing platforms, but they might fail, though
anything could fail
4. Dissociate IR from OA
2/7/14

13/13

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The "Asian" Future of Open Access

  • 1. The ”Asian” Future of Open Access Syun Tutiya The National Institution for Academic Degrees and University Evaluation for the 5th SPARC Japan Seminar 2013 ”Winds of Change: The Past, Present, and Future of Open Access in Asia,” at NII on February 7, 2014
  • 2. RECAP: Progresses in Japan(reported at GRC RM, Nov 18, 2013 1. JST ’ open access policy for publications from funded s research 2. MEXT ’ mandate for open access to PhD theses online s 3. Growth of “grassroot” open access institutional repositories 4. Open access to local language(= Japanese) scholarly publications by way of free open access platforms(CiNii) 5. Support for open access journal publishing by JSPS 6. Japanese scientists ’articles published in open access journals, like PLOS ONE, Scientific Reports etc. 7. Contributions to international collaboration, including arXiv, SCOAP3, COAR, SPARC etc. 2/7/14 2/13
  • 3. Granted that open access to research results is good and necessary because research results as knowledge is useful as long as it is accessible by as many people as possible, that open access, either green or gold, or whatever else, is no longer an ideal to pursue but one of the economically feasible ways of making research results accessible, along with subscription to scholarly journals, as evidenced by non-profit publishing enterprises like PLOS ONE and SCOAP3 as well as for-profits like BioMed Central, Scientific Reports and others and by open access reporsitories, preprint archives and free-to-use platforms, and that Open access has confirmably no bearing on journal prices so far 2/7/14 3/13
  • 4. Topics Asia is growing Spending more on research means publishing more Mainly, advanced countries have paid for subscriptions I.e., Asian countries have not paid enough Given their need for industrial growth, higher education, Asian libraries will not be given much more in future to pay for subscriptions Who, then should, will, and could pay for publication of scientific research from Asia Open access, in whatever type of implementation, seems the only answer 2/7/14 4/13
  • 5. Growth in spending on research Asia-8 ′ R&D expenditure is second only to the US, s surpassing the EU-27 One-third of all scientific researchers worldwide are Asian One-quarter of the world ’ publications are from Asia s China ’ scientific publishing output may overtake the s US in 2013 (AsianScientist, Apr. 3, 2011) The total science spend of China, India, Indonesia, Japan, Malaysia, Singapore, South Korea, Taiwan, Thailand, and Vietnam rose steadily between 1999 and 2009 to reach 32 per cent of the global share of spending on science, compared with 31 per cent in the US. (SciDev.net, Jan 19, 2012) 2/7/14 5/13
  • 6. Growth in publication (NSF SEI 2010) 2/7/14 6/13
  • 7. Growth in expenditure 2/7/14 Asia-8 = China, India, Japan, Malaysia, Singapore, South Korea, Taiwan and Thailand (NSF SEI 2010) 7/13
  • 8. Projected growth in expenditure Royal Society, Knowledge, Networks and Nations: Global scientific collaboration in the 21st century 2/7/14 8/13
  • 9. Case of ACS Europe 35.3% 29.9% 22.8% Mid E 3% 1.9% 10.9% Growth in Papers published Growth in Pages published Growth in Total citations Growth in Articles downloaded (10 years to 2011) 77% 90% 154% 699% Submissions Publications Downloads 2/7/14 N. Am 27.4% 37.9% 29.1% S. Am 1.9% 1.4% 2.3% Asia 42.3% 28.9% 34.8& 9/13
  • 10. ASEAN Higher Education Countries: The Phillipines, Indonesia, Brunei, Malaysia, Singapore, Vietnam, Laos, Cambosia, Thailand, Myanmar to unite(?) as AEC in 2015 600 millon people 6,500 higher education institutions 12 million post-secondary students ⇒ “Common Space of Higher Education” Gross tertiary enrolment rates < 50% , though “Except for Singapore, Malaysia and indonesia, innovation is likewise week for the rest” 2/7/14 10/13
  • 11. Scholarly publishing in Asia In China, Japan and Korea, scholarly publishing is a language-constrained two-tier industry Local industry for local circulation of locally produced scholary results in the local language “Import business” for “foreign, advanced knowledge” originating in the nineteenth century The local business is in crisis; at least in Japan publishing at large is shrinking from the total sales of 2.7T JPY in 1996 to 1.7T in 2013 “Import” business has almost died. “Foreign publishers” sell direct, but libraries have no more money Newly launching titles are destined to be “open access,” or at least “author-pay” World Scientific, Singapore is the only exception 2/7/14 11/13
  • 12. So scholars have to take care of themselves Asian growth is undeniable, not only China and India but ASEAN countries and many more Spending more on research means publishing more Asian academic libraries will not be able to pay for subscriptions, with exceptions of Hong Kong and Singapore, nor will any other libraries in the rest of the world Scholars and funders will have to pay for the cost of publishing the results of scientific research from Asia That will be the Asian way of “forced” open access Yes, let them do it themselves. No libraries are needed 2/7/14 12/13
  • 13. A few practical measures we, not me, could take to maximize accessIBILITY to Asian scholarly results 1. Have researchers submit to open access journals, though researchers decide for themselves, but note that submitting to “Western” open access journals is a new form of “import,” paying for service, which we are good at 2. Winden the eligility for JST’s J-Stage, which supports over 1,400 titles with 2.3 M articles, to accommodate open access journals from Asian countries 3. Redefine open access repositories as open access publishing platforms, but they might fail, though anything could fail 4. Dissociate IR from OA 2/7/14 13/13