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Sustainable Intensification of
                      Maize Legume cropping
                    systems for food security in
                   Eastern and Southern Africa
                               SIMLESA :
Geographic focus
                       Initial Experiences and
Ethiopia
                        Lessons to Asia
Kenya

Malawi

Mozambique         Mulugetta Mekuria, Shiferaw B,
South Africa       Prasanna B.M, Rodriguez D and
Tanzania
                              Dixon J
Problem setting
Why SIMLESA and Origins of Program idea

• Persistent hunger & poverty in east and southern Africa
       * droughts and famine; food (price) crisis; global financial
       crisis (GFC)
• History of Australian contributions to global food security since
       the middle of the last century: establishment of FAO; and
       ongoing support to establishment of CGIAR; and ongoing
       support
• During 2008 additional budget allocations sought for specific
       food security programs in Asia and Africa (including one
       part focused on maize-legume systems )
• consultations and scoping studies to initiate a food security
       initiative in ESA- Hence SIMLESA in March 2010
http://apsrunet.apsim.info/simlesa/
Clusters of food insecurity
SIMLESA Countries

            Why are we where we are?
   Low productivity of maize-legume cropping systems

    Lack of functioning input and output value chains

           Poor availability of improved seeds

          Scarce agricultural research capacity




                                                             Potgieter, Davis and Rodriguez, 2010
Dual Challenge to SSA
To double food production, and significantly increase incomes
  and livelihood opportunities, while
• Ensuring resilience and sustainability of farming systems on
  essentially the same land area,
• Adapting to climate change and the increases in costs of
  fertilizer, water, and labor.
         SIMLESA goes right to the heart of this challenge
Vision of Success
• To increase maize and legume yields by 30% for
  benefitting farmers
  – through improved maize and legume varieties and
    associated management practices,
  – with adoption enabled and motivated through the
    development of markets and value chains, from input
    supplies to output markets.
• To reduce downside yield risks by 30% To benefit
  500,000 farm households within 10 years.
SIMLESA aims at increasing farm-household food security and
productivity, in the context of climate risk and change, through
the development of more resilient, profitable and sustainable
                 maize-legume farming systems


         Socio-economic        More productive,    Improved range of
         characterization         resilient and    maize and legume
                                   sustainable     varieties available
        Input and output      smallholder maize-    for smallholders
           value chain         legume practices,
                                   tactics and
           Whole farm               strategies
       resource allocations


 Mainstreaming Gender, M&E , Spill overs, Scaling out
                   and capacity building
30% increase in maize and legume yields and 30% reduction in risk
           500,000 households over the next 10 years
3 Is
       INTEGRATION (SYSTEMS)

       INNOVATION PLATFORMS

       IMPACT ORIENTATION
Baseline surveys,                                                                                                     Farming systems
 and SE studies                                                                                                          modelling
          Reported Farmers' Sources of Income
                                                                                  Researcher
   100%

   80%
                                           other
                                           craft
                                           petty trade
                                                                                 managed trials
                                           beer brewing
   60%
                                           self-employment
   40%                                     remittance
                                           hiring-out labour
   20%                                     livestock sales
                                           vegetable sales
    0%                                     crop sales
          Arumeru   Karatu   Hanang




                                                                 Farmer-
                                                               managed trials                      On-farm trials




                                                                                    Farmers                         Researcher and
                                Community
                                                                                 experimenting                        extension
                                awareness
                                                                                                                       training
                                 meetings




                                                                                Farmer-to-farmer
                                                                                   exchanges                          SIMLESA, 2010
Governance and Organization

                                         ASAREC
                               MoA          A      CIMMYT
                              Tanzania
                     IIAM
                                                            ICRISAT-
                    Mozambi
                                                              TL2
                       q

            MoA
           Malawi



   KARI                                                                Australian
   Kenya                                                                Partners


                                     Project Steering
 EIAR                                   Committee                          South
                                                                          African
Ethiopia                           Project Management:                    Partners
                                        CIMMYT
Objective 1: Major achievements-2010
Household baseline survey
• Baseline survey completed in all
  the five countries and on-going in
  Malawi

•   Interviewed 4600 farm households
    randomly selected

•   29 districts located in two agro-
    ecological zones and maize-pigeon
    pea, maize-beans, and maize-
    groundnuts , maize-soya beans
    cropping system

•   More than 580 villages

•   Community survey data collected
    from these villages
Achievements in Objective 2 (CA)
• Ethiopia: Second season 2011/2012 progressing vey
      Field days ongoing
• Kenya and Tanzania Season two crops mid season stage-
  Field days being organized
• Malawi and Mozambique-First Season results reported
Field Day –Hawassa –Ethiopia
       16 August 2011
Objective 2: Establishment of on-farm exploratory trials by
    farmers

    Country      Farmer groups        # of Exploratory trials
 Ethiopia               12                      58
 Kenya                   8                      48
 Tanzania                8                      48
 Malawi                  6                      36
 Mozambique              6                      36
 Total                  40                     226
Australian partners contributions
• Innovative relay & intercrop cropping systems
  tested for Queensland
• Stress characterisation for Queensland
• Capacity building
  • APSIM Training
  • NARS trained on BNF
  • African graduate student supervision at
     Australian universities
  • Support publications
Achievements in Objective 2 (CA)   :
       Field Visit Kenya 16 June
Objective 03
Identification of pre-release (within NVMTs) or newly released hybrids and OPVs
with potential suitability for the targeted farming system

              Ethiopia      Kenya         Malawi     Mozambique     Tanzania
  Hybrids     BH661         KH500-39E     MH26       CZH0511        Selian H308
              BH543         KDH3          MH27       Olipa          Selian H208
                            WH105                                   SAH779
                            KH500Q                                  SAH638
                            KH631Q                                  SAH636
                            H624
                            H520
                            KH533A
                            KM0406
  OPVs        Melkassa 2    KDV1          ZM523      ZM523          SA523
              Melkassa 6Q   Embu Synth    ZM623      Tsangano       SA525
              Gibe 2        KKSynth2      ZM309      Chinaca
              Gibe 3        WS303         ZM721
                            KM0403
Farmers’ assessment of newly released and pre-released
maize varieties
• Assessment was done for newly released varieties, pre-released
  varieties, and farmer maize varieties
• Evaluation involves socio-economists, maize breeders and
  agronomists in collaboration with farmers and extension staff
Capacity building
• Graduate level training/scholarships -AusAID and ACIAR
   – 5 PhD enrolled in 2011 in Austrian Universities
   – 30+Msc,3 PhDs registered in local Universities
   – 2012 Candidates being selected
• Specific short term training in
   – CA Principles for research ,extension, NGO,staff and
     farmers
   – socio economics, M&E, Impact assessment for NARS
   – breeding and seed systems
   – Gender Mainstreaming; APSIM
For SIMLESA to succeed, it must align with realistic
                    value chains
• Seed supply
• Fertilizer supply
• Equipment for CA based
  technologies
• Postharvest technologies
• Insurance providers
• Price information providers
• Traders and processors
   …
Do you know them? Are the appropriate
   providers involved?
For SIMLESA to succeed, it must draw on
              appropriate component technologies

•   CA based practices
•   Drought tolerant maize
•   More productive legume varieties
•   Postharvest technologies
•   Improved integration of livestock options
•   Cell-phone managed insurance approaches

    The Challenge:
How do we combine them so they
  optimize food security, incomes,
  resilience and sustainability?
Looking at the bigger picture:
What are we targeting?
   – Farms that strongly base their food and income
          security on maize and legumes
What do we do? –
   Interventions that maximize farm-level productivity,
  income, resilience and sustainability in these farming
  systems, based on farmers own resources and long
   realistic value chains.

How do we work? – Innovation systems approach which
  means strong partnership with relevant actors
African Maize systems are different than Asian Systems

 “In east Asia, if you invent an improved rice variety, every farmer for hundreds of
 miles around can use it because the land and climate are much the same. In Africa,
soil and climatic conditions are much more diverse and farmers a few hundred yards
apart may need different seeds.” Larson, World Bank on The Economist Feb 24 issue
                                         2011
 The African maize system
 • Maize is a major staple food
 • Characterized by mostly uni- modal
      rainfall
 • Maize- legume intercropping and
      rotation is common system
 • Production of single crop per year.
 • Small scale irrigation development is
      at stage of infancy
 • Average yields less than 3t/ha,
 • Seeds and fertilizer access and
      availability is a major constraint
Asian Maize Systems
• Maize-legume intercropping system with maize as main crop
  clearly revealed the yield advantages (over sole maize cropping) as
  well as soil nitrogen enrichment
• Maize dominated cropping systems were found in the mountain
  and hill regions of Nepal, whereas paddy dominated the cropping
  system in the plain (terai) region
• The drivers of Asian maize production systems are the increased
  demand for maize for feed
• system is most dynamic in the low land rice based systems(Gulati
  and Dixon, 2008) where rice is the cultural crop as maize is for
  Africa.
• . Research undertaken in some of the Asian countries also led to
  identification of specific legumes that fit well as an intercrop in the
  maize-legume systems.
• In Asia the constraint might be inputs quality rather than access
Initial Lessons from SIMLESA

• The systems and participatory approaches - are not new for
  Asia
• Recognizing management of system integration is a
       necessary condition to properly implement maize legume
       intensification
SIMLESA’s 3Is are relevant to an Asian SIMLESA in a different
       way: How can we to develop it?
• Adopt the value chain approach from the start; link together
       input value chains, farmers, output chains
• Implement a systems diagnostic process as early as possible
• Start the project by including the private sector early- because
  you need them to develop and agree on a seed road map
Initial Lessons from SIMLESA
• Undertake PVS and farmer evaluation methods to
  enhance and speed up release of farmer accepted
  and preferred maize and legume varieties and
• Promote sustainable agronomic practices including
  CA options
• Cognizant that input access and availability is not a
  major constraint in Asia, there is a need insure that
  farmers use the right/optimum amount and quality
  of inputs.
• Conduct studies on the economics of input use
What could an Asian SIMLESA look like?

• Maize-rice collaboration projects base on
  SIMLESA framework

• Maize-rice-legumes + livestock in some places?

• Maize-legume System opportunities: South Asia
  (Bangladesh- Nepal-eastern India under CA)

•   Mekong (Laos-Cambodia-Vietnam-Thailand)
    Philippines; Indonesia
Conclusions
SIMLESA’s initial findings reveal that and an integrated
systems approach in designing and promoting technologies in
partnership with a range of stakeholders using innovation
platforms framework, supported by science and partnerships,
would contribute to a productive, sustainable and resilient
maize –legume production systems.

 For an ASIA SIMLESA to succeed we need to:
• Anchor it on a stronger leadership from agribusiness
• Support role of public sector and
• Ensure that it is farm income oriented to lead to
  poverty reduction.
Kevin Rudd Australia’s Foreign Affairs Minister
               praises SIMLESA achievements in Africa
               Addressing the 5th WCCA Brisbane 26-29
               Sept.2011

“This particular project is helping to develop drought and disease-tolerant
maize and legume varieties and to educate farmers about new farming
technologies in conservation agriculture in five African countries. In the first
eighteen months of the program, we’ve helped train more than 150 agricultural
researchers from Malawi, Mozambique, Kenya, Ethiopia and Tanzania and
trialled conservation agriculture in 215 fields owned by local farmers. It’s on
track to reaching its target of increasing crop productivity of maize and
legumes by 30% on around half a million African small farms within 10 years.”

“We need a new Agricultural Revolution of the 21st century if we are to feed a
further 3 billion members of the human family. As a responsible global citizen,
Australia stands ready to play our part” Kevin Rudd

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S6.5 Sustainable Intensification of Maize Legume cropping systems for food security in Eastern and Southern Africa SIMLESA :

  • 1. Sustainable Intensification of Maize Legume cropping systems for food security in Eastern and Southern Africa SIMLESA : Geographic focus Initial Experiences and Ethiopia Lessons to Asia Kenya Malawi Mozambique Mulugetta Mekuria, Shiferaw B, South Africa Prasanna B.M, Rodriguez D and Tanzania Dixon J
  • 2. Problem setting Why SIMLESA and Origins of Program idea • Persistent hunger & poverty in east and southern Africa * droughts and famine; food (price) crisis; global financial crisis (GFC) • History of Australian contributions to global food security since the middle of the last century: establishment of FAO; and ongoing support to establishment of CGIAR; and ongoing support • During 2008 additional budget allocations sought for specific food security programs in Asia and Africa (including one part focused on maize-legume systems ) • consultations and scoping studies to initiate a food security initiative in ESA- Hence SIMLESA in March 2010
  • 3. http://apsrunet.apsim.info/simlesa/ Clusters of food insecurity SIMLESA Countries Why are we where we are? Low productivity of maize-legume cropping systems Lack of functioning input and output value chains Poor availability of improved seeds Scarce agricultural research capacity Potgieter, Davis and Rodriguez, 2010
  • 4. Dual Challenge to SSA To double food production, and significantly increase incomes and livelihood opportunities, while • Ensuring resilience and sustainability of farming systems on essentially the same land area, • Adapting to climate change and the increases in costs of fertilizer, water, and labor. SIMLESA goes right to the heart of this challenge
  • 5. Vision of Success • To increase maize and legume yields by 30% for benefitting farmers – through improved maize and legume varieties and associated management practices, – with adoption enabled and motivated through the development of markets and value chains, from input supplies to output markets. • To reduce downside yield risks by 30% To benefit 500,000 farm households within 10 years.
  • 6. SIMLESA aims at increasing farm-household food security and productivity, in the context of climate risk and change, through the development of more resilient, profitable and sustainable maize-legume farming systems Socio-economic More productive, Improved range of characterization resilient and maize and legume sustainable varieties available Input and output smallholder maize- for smallholders value chain legume practices, tactics and Whole farm strategies resource allocations Mainstreaming Gender, M&E , Spill overs, Scaling out and capacity building 30% increase in maize and legume yields and 30% reduction in risk 500,000 households over the next 10 years
  • 7. 3 Is INTEGRATION (SYSTEMS) INNOVATION PLATFORMS IMPACT ORIENTATION
  • 8. Baseline surveys, Farming systems and SE studies modelling Reported Farmers' Sources of Income Researcher 100% 80% other craft petty trade managed trials beer brewing 60% self-employment 40% remittance hiring-out labour 20% livestock sales vegetable sales 0% crop sales Arumeru Karatu Hanang Farmer- managed trials On-farm trials Farmers Researcher and Community experimenting extension awareness training meetings Farmer-to-farmer exchanges SIMLESA, 2010
  • 9.
  • 10. Governance and Organization ASAREC MoA A CIMMYT Tanzania IIAM ICRISAT- Mozambi TL2 q MoA Malawi KARI Australian Kenya Partners Project Steering EIAR Committee South African Ethiopia Project Management: Partners CIMMYT
  • 11. Objective 1: Major achievements-2010 Household baseline survey • Baseline survey completed in all the five countries and on-going in Malawi • Interviewed 4600 farm households randomly selected • 29 districts located in two agro- ecological zones and maize-pigeon pea, maize-beans, and maize- groundnuts , maize-soya beans cropping system • More than 580 villages • Community survey data collected from these villages
  • 12. Achievements in Objective 2 (CA) • Ethiopia: Second season 2011/2012 progressing vey Field days ongoing • Kenya and Tanzania Season two crops mid season stage- Field days being organized • Malawi and Mozambique-First Season results reported
  • 13. Field Day –Hawassa –Ethiopia 16 August 2011
  • 14. Objective 2: Establishment of on-farm exploratory trials by farmers Country Farmer groups # of Exploratory trials Ethiopia 12 58 Kenya 8 48 Tanzania 8 48 Malawi 6 36 Mozambique 6 36 Total 40 226
  • 15. Australian partners contributions • Innovative relay & intercrop cropping systems tested for Queensland • Stress characterisation for Queensland • Capacity building • APSIM Training • NARS trained on BNF • African graduate student supervision at Australian universities • Support publications
  • 16. Achievements in Objective 2 (CA) : Field Visit Kenya 16 June
  • 17. Objective 03 Identification of pre-release (within NVMTs) or newly released hybrids and OPVs with potential suitability for the targeted farming system Ethiopia Kenya Malawi Mozambique Tanzania Hybrids BH661 KH500-39E MH26 CZH0511 Selian H308 BH543 KDH3 MH27 Olipa Selian H208 WH105 SAH779 KH500Q SAH638 KH631Q SAH636 H624 H520 KH533A KM0406 OPVs Melkassa 2 KDV1 ZM523 ZM523 SA523 Melkassa 6Q Embu Synth ZM623 Tsangano SA525 Gibe 2 KKSynth2 ZM309 Chinaca Gibe 3 WS303 ZM721 KM0403
  • 18. Farmers’ assessment of newly released and pre-released maize varieties • Assessment was done for newly released varieties, pre-released varieties, and farmer maize varieties • Evaluation involves socio-economists, maize breeders and agronomists in collaboration with farmers and extension staff
  • 19. Capacity building • Graduate level training/scholarships -AusAID and ACIAR – 5 PhD enrolled in 2011 in Austrian Universities – 30+Msc,3 PhDs registered in local Universities – 2012 Candidates being selected • Specific short term training in – CA Principles for research ,extension, NGO,staff and farmers – socio economics, M&E, Impact assessment for NARS – breeding and seed systems – Gender Mainstreaming; APSIM
  • 20.
  • 21.
  • 22.
  • 23.
  • 24. For SIMLESA to succeed, it must align with realistic value chains • Seed supply • Fertilizer supply • Equipment for CA based technologies • Postharvest technologies • Insurance providers • Price information providers • Traders and processors … Do you know them? Are the appropriate providers involved?
  • 25. For SIMLESA to succeed, it must draw on appropriate component technologies • CA based practices • Drought tolerant maize • More productive legume varieties • Postharvest technologies • Improved integration of livestock options • Cell-phone managed insurance approaches The Challenge: How do we combine them so they optimize food security, incomes, resilience and sustainability?
  • 26. Looking at the bigger picture: What are we targeting? – Farms that strongly base their food and income security on maize and legumes What do we do? – Interventions that maximize farm-level productivity, income, resilience and sustainability in these farming systems, based on farmers own resources and long realistic value chains. How do we work? – Innovation systems approach which means strong partnership with relevant actors
  • 27. African Maize systems are different than Asian Systems “In east Asia, if you invent an improved rice variety, every farmer for hundreds of miles around can use it because the land and climate are much the same. In Africa, soil and climatic conditions are much more diverse and farmers a few hundred yards apart may need different seeds.” Larson, World Bank on The Economist Feb 24 issue 2011 The African maize system • Maize is a major staple food • Characterized by mostly uni- modal rainfall • Maize- legume intercropping and rotation is common system • Production of single crop per year. • Small scale irrigation development is at stage of infancy • Average yields less than 3t/ha, • Seeds and fertilizer access and availability is a major constraint
  • 28. Asian Maize Systems • Maize-legume intercropping system with maize as main crop clearly revealed the yield advantages (over sole maize cropping) as well as soil nitrogen enrichment • Maize dominated cropping systems were found in the mountain and hill regions of Nepal, whereas paddy dominated the cropping system in the plain (terai) region • The drivers of Asian maize production systems are the increased demand for maize for feed • system is most dynamic in the low land rice based systems(Gulati and Dixon, 2008) where rice is the cultural crop as maize is for Africa. • . Research undertaken in some of the Asian countries also led to identification of specific legumes that fit well as an intercrop in the maize-legume systems. • In Asia the constraint might be inputs quality rather than access
  • 29. Initial Lessons from SIMLESA • The systems and participatory approaches - are not new for Asia • Recognizing management of system integration is a necessary condition to properly implement maize legume intensification SIMLESA’s 3Is are relevant to an Asian SIMLESA in a different way: How can we to develop it? • Adopt the value chain approach from the start; link together input value chains, farmers, output chains • Implement a systems diagnostic process as early as possible • Start the project by including the private sector early- because you need them to develop and agree on a seed road map
  • 30. Initial Lessons from SIMLESA • Undertake PVS and farmer evaluation methods to enhance and speed up release of farmer accepted and preferred maize and legume varieties and • Promote sustainable agronomic practices including CA options • Cognizant that input access and availability is not a major constraint in Asia, there is a need insure that farmers use the right/optimum amount and quality of inputs. • Conduct studies on the economics of input use
  • 31. What could an Asian SIMLESA look like? • Maize-rice collaboration projects base on SIMLESA framework • Maize-rice-legumes + livestock in some places? • Maize-legume System opportunities: South Asia (Bangladesh- Nepal-eastern India under CA) • Mekong (Laos-Cambodia-Vietnam-Thailand) Philippines; Indonesia
  • 32. Conclusions SIMLESA’s initial findings reveal that and an integrated systems approach in designing and promoting technologies in partnership with a range of stakeholders using innovation platforms framework, supported by science and partnerships, would contribute to a productive, sustainable and resilient maize –legume production systems. For an ASIA SIMLESA to succeed we need to: • Anchor it on a stronger leadership from agribusiness • Support role of public sector and • Ensure that it is farm income oriented to lead to poverty reduction.
  • 33. Kevin Rudd Australia’s Foreign Affairs Minister praises SIMLESA achievements in Africa Addressing the 5th WCCA Brisbane 26-29 Sept.2011 “This particular project is helping to develop drought and disease-tolerant maize and legume varieties and to educate farmers about new farming technologies in conservation agriculture in five African countries. In the first eighteen months of the program, we’ve helped train more than 150 agricultural researchers from Malawi, Mozambique, Kenya, Ethiopia and Tanzania and trialled conservation agriculture in 215 fields owned by local farmers. It’s on track to reaching its target of increasing crop productivity of maize and legumes by 30% on around half a million African small farms within 10 years.” “We need a new Agricultural Revolution of the 21st century if we are to feed a further 3 billion members of the human family. As a responsible global citizen, Australia stands ready to play our part” Kevin Rudd