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The planning, execution
  and evaluation of field
exercises in civil protection




         David Alexander
         University College London
Exercise:
    "an activity intended to further
 preparations for emergency situations,
     test operations, policies, plans,
procedures or equipment, or demonstrate
     capacity to resond to a crisis."
                 (FEMA)

   In an exercise one works as if one
     were in a real situation, but in
     response to a simulated event
       (yet with realistic actions).
Types of exercise:-
• tabletop exercise: with the aid
  of a hypothetical scenario
• command post exercise: to
  test a single activity, usually
  related to command and control
• test of
  emergency procedures
• field exercise: the most
  extensive and realistic.
Emergency procedures exercise:
  • mass evacuation
  • command procedures
  • rescue actions, etc.


Commmand post exercise:
• 3-6 hours to test the system
  of communication and command.
Some reasons for holding a field
exercise in emergency procedures (1):-

• to test and evaluate plans
  and procedures
• to show the weak points
  of emergency plans
• to train personnel in their
  roles and responsibilities
• to highlight and reduce inadequacies
  of personnel and equipment.
Some reasons for holding a field
exercise in emergency procedures (2):-
• to improve co-ordination and
  communication among organisations
• to clarify the division of roles and
  responsibilities among organisations
• to improve the performance of
  personnel and organisations
• to acquire support for emergency
  management on the part
  of politicians and the public.
Some reasons for holding a field
exercise in emergency procedures (3):-

• to prepare participants
  for a real emergency
• to identify education
  and training needs
• to improve the quality of the messages
  transmitted during an emergency
• to improve the utilisation of
  volunteers in emergency operations.
Typically, a field exercise takes
   6 months to two years to plan
   and 8-48 hours to run.

    It is carried out in real time and
involves the typical stresses of the job.
Start by assessing capabilities:-

• agency's ability to conduct exercise
• designer's ability to create exercise
• when and where was the last exercise?
• what experience available in organisation?
• how much time is available to prepare
  the exercise? .
The "protagonists":-

• the general director of the exercise

• the steering committee of the exercise

• the chair of the steering committee
• the controller of the exercise
• the simulators
• the observers.
Start by assessing capabilities:-

• what personnel are available
  to develop the exercise?
• what skills do they have?
• what physical facilities available
  for conducting the exercise?
• what communications facilities available?
• what are the attitudes of chiefs
  and directors to the whole idea?      .
Costs are incurred at every stage of
    developing and running an exercise:-

•   staff salaries
•   consultants' costs and contract services
•   equipment and materials
•   printing and dissemination of materials
•   hire of facilities
•   logistical support.
General        Exercise steering
Director      committee (and chair)


   briefing       Simulators          briefing


                   Exercise           Observer
   briefing
                    players            team

                  debriefing      debriefing
                        Final report
Some strategies:-

• inform participants of a window of
  time within in which the exercise
  will take place but not the exact
  timing until it happens

• base the exercise master document
  on a real event from the past or a
  credible future scenario for the area.
Putting the exercise into practice:-

Plan the field exercise -
the activities developed for the
exercise should test the emergency
plan: the objectives should refer
to a particular aspect of the plan
that needs to be tested.
Putting the exercise into practice:-


Carry out the field exercise -
the objectives guide the exercise:
all activities should be focussed
on realising the objectives.
Putting the exercise into practice:-

Evaluate the field exercise -
forms should be developed to help
evaluate each objective, and to
compare the results with the
emergency plan, which will constitute
the guidelines for evaluating the
progress of the exercise.
Planning the exercise:-

• estimate needs

• establish the scope of the exercise

• define the objectives

• write the narrative (the scenario)
  of the exercise.
Planning the exercise:-

• define the principal events
  and the expected actions
• write the emergency messages

• compile the master sequence
  of events list (MSEL)
• allocate tasks to participating
  personnel (simulators, observers,
  etc.).
hypothetical   historical             Scenario
         ingredients    analysis
                                            methodology
  initial       reference           time   in emergency
conditions        event             zero      planning

               consequences           evaluation of
                 at time 1            the progress
 evolution
                                     of the scenario
               consequences    development
                 at time 2     of the
 evolution                     scenario
               consequences
                 at time n
                                formal evaluation of the
                                outcome of the scenario
The exercise controller:-

• has complete control of the exercise
• must ensure that the exercise is
  faithful to the emergency plan and to
  the programme compiled for the event
• can increase the number of messages
  sent to participants in order to
  increase the activity rate
• can slow down the exercise
  if too many things happen.
The exercise controller:-

• must try to solve any
  problems that occur

• stops the exercise when all
  the objectives have been met

• an exercise with more than one
  command centre will require
  more than one controller.
The simulators:-

• send the emergency messages

• it is better that they have no direct
  contact with other participants

• after the exercise, for information-
  gathering purposes, they should be
  given a full debriefing.
The main participants in the exercise:-

• should be given a full and
  detailed briefing on what is
  involved in the exercise

• need to know how the controller(s),
  simulators and observers are identified.
Exercise safety must be ensured:-

• every participant should monitor safety
• appoint an exercise
  safety officer or monitor
• any participant can stop the exercise
  if a major safety issue arises
• safety concerns in the field and at
  control centres need to be assessed.
The exercise evaluators need:-

• forms for evaluating the actions
  that take place during the exercise
• training as observers
• a debriefing meeting with the
  controller(s), simulators and observers
• to write a final report
 The evaluation process is based on
  description, deduction and judgement.
Possible causes of lack of objectivity:-

• distractions when tiredness causes the
  observers to lose their concentration
• prejudices resulting from the personality
  preconceptions of an observer
• when the participants react to
  the presence of an observer
• when an observer judges
  all actions to be adequate.
Possible causes of lack of objectivity:-
• when an observer judges all activities
  to be neither particularly well done
  nor particularly badly done
• when an observer immediately forms the
  impression that things are going well
  and this persists throughout his or her
  period of observation
• when an observer believes he or she is
  obliged to find something inadequate
• when an observer has a preconception
  about how the exercise should go.
Evaluators need to avoid being:-

• too lenient

• fatigued and demotivated
• biased

• hypercritical
• affected by preconceptions.
The rules of exercise evaluation:-

• safety first and foremost
• actions, not people, are being evaluated
• do not interfere with course of exercise
  unless there is a safety problem
• do not coach exercise participants
• be as objective as possible.
Forms of evaluation:-

• describe actions in relation to
  the objectives of the exercise
• evaluate performance and infer quality
• document the activity
• collate data on observations
  and judgements
• review and conclude.
Post-exercise debriefing of evaluators:-

  • information shared and
    perspectives compared
  • suggestions made for improvements
  • deficiencies noted
  • training needs identified
  • a general sense obtained
    of how things went.
exercise
             conclusion


simulator                 participant
debriefing                debriefing

             evaluator
             debriefing


               final
              report
The ingredients of the final report:-

• an explanation of why
  the exercise was held
• a summary of the activities
  carried out during the exercise
• a summary of activities carried out
  before the exercise (meetings, training)
• a list of participating organisations
• the aims and objectives of the exercise.
The ingredients of the final report:-
• problems observed during play and
  recommendations for correcting them
• a description of the
  things that went well
• identification of particular
  training and educational needs
• other recommendations and comments
• any problems encountered
  in the development and
  activation of the exercise.
After Gebbie et al. (2005)
[x]

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Emergency Field Exercise Design

  • 1. The planning, execution and evaluation of field exercises in civil protection David Alexander University College London
  • 2. Exercise: "an activity intended to further preparations for emergency situations, test operations, policies, plans, procedures or equipment, or demonstrate capacity to resond to a crisis." (FEMA) In an exercise one works as if one were in a real situation, but in response to a simulated event (yet with realistic actions).
  • 3. Types of exercise:- • tabletop exercise: with the aid of a hypothetical scenario • command post exercise: to test a single activity, usually related to command and control • test of emergency procedures • field exercise: the most extensive and realistic.
  • 4. Emergency procedures exercise: • mass evacuation • command procedures • rescue actions, etc. Commmand post exercise: • 3-6 hours to test the system of communication and command.
  • 5. Some reasons for holding a field exercise in emergency procedures (1):- • to test and evaluate plans and procedures • to show the weak points of emergency plans • to train personnel in their roles and responsibilities • to highlight and reduce inadequacies of personnel and equipment.
  • 6. Some reasons for holding a field exercise in emergency procedures (2):- • to improve co-ordination and communication among organisations • to clarify the division of roles and responsibilities among organisations • to improve the performance of personnel and organisations • to acquire support for emergency management on the part of politicians and the public.
  • 7. Some reasons for holding a field exercise in emergency procedures (3):- • to prepare participants for a real emergency • to identify education and training needs • to improve the quality of the messages transmitted during an emergency • to improve the utilisation of volunteers in emergency operations.
  • 8. Typically, a field exercise takes 6 months to two years to plan and 8-48 hours to run. It is carried out in real time and involves the typical stresses of the job.
  • 9. Start by assessing capabilities:- • agency's ability to conduct exercise • designer's ability to create exercise • when and where was the last exercise? • what experience available in organisation? • how much time is available to prepare the exercise? .
  • 10. The "protagonists":- • the general director of the exercise • the steering committee of the exercise • the chair of the steering committee • the controller of the exercise • the simulators • the observers.
  • 11. Start by assessing capabilities:- • what personnel are available to develop the exercise? • what skills do they have? • what physical facilities available for conducting the exercise? • what communications facilities available? • what are the attitudes of chiefs and directors to the whole idea? .
  • 12. Costs are incurred at every stage of developing and running an exercise:- • staff salaries • consultants' costs and contract services • equipment and materials • printing and dissemination of materials • hire of facilities • logistical support.
  • 13. General Exercise steering Director committee (and chair) briefing Simulators briefing Exercise Observer briefing players team debriefing debriefing Final report
  • 14. Some strategies:- • inform participants of a window of time within in which the exercise will take place but not the exact timing until it happens • base the exercise master document on a real event from the past or a credible future scenario for the area.
  • 15. Putting the exercise into practice:- Plan the field exercise - the activities developed for the exercise should test the emergency plan: the objectives should refer to a particular aspect of the plan that needs to be tested.
  • 16. Putting the exercise into practice:- Carry out the field exercise - the objectives guide the exercise: all activities should be focussed on realising the objectives.
  • 17. Putting the exercise into practice:- Evaluate the field exercise - forms should be developed to help evaluate each objective, and to compare the results with the emergency plan, which will constitute the guidelines for evaluating the progress of the exercise.
  • 18. Planning the exercise:- • estimate needs • establish the scope of the exercise • define the objectives • write the narrative (the scenario) of the exercise.
  • 19. Planning the exercise:- • define the principal events and the expected actions • write the emergency messages • compile the master sequence of events list (MSEL) • allocate tasks to participating personnel (simulators, observers, etc.).
  • 20. hypothetical historical Scenario ingredients analysis methodology initial reference time in emergency conditions event zero planning consequences evaluation of at time 1 the progress evolution of the scenario consequences development at time 2 of the evolution scenario consequences at time n formal evaluation of the outcome of the scenario
  • 21. The exercise controller:- • has complete control of the exercise • must ensure that the exercise is faithful to the emergency plan and to the programme compiled for the event • can increase the number of messages sent to participants in order to increase the activity rate • can slow down the exercise if too many things happen.
  • 22. The exercise controller:- • must try to solve any problems that occur • stops the exercise when all the objectives have been met • an exercise with more than one command centre will require more than one controller.
  • 23. The simulators:- • send the emergency messages • it is better that they have no direct contact with other participants • after the exercise, for information- gathering purposes, they should be given a full debriefing.
  • 24. The main participants in the exercise:- • should be given a full and detailed briefing on what is involved in the exercise • need to know how the controller(s), simulators and observers are identified.
  • 25. Exercise safety must be ensured:- • every participant should monitor safety • appoint an exercise safety officer or monitor • any participant can stop the exercise if a major safety issue arises • safety concerns in the field and at control centres need to be assessed.
  • 26. The exercise evaluators need:- • forms for evaluating the actions that take place during the exercise • training as observers • a debriefing meeting with the controller(s), simulators and observers • to write a final report  The evaluation process is based on description, deduction and judgement.
  • 27. Possible causes of lack of objectivity:- • distractions when tiredness causes the observers to lose their concentration • prejudices resulting from the personality preconceptions of an observer • when the participants react to the presence of an observer • when an observer judges all actions to be adequate.
  • 28. Possible causes of lack of objectivity:- • when an observer judges all activities to be neither particularly well done nor particularly badly done • when an observer immediately forms the impression that things are going well and this persists throughout his or her period of observation • when an observer believes he or she is obliged to find something inadequate • when an observer has a preconception about how the exercise should go.
  • 29. Evaluators need to avoid being:- • too lenient • fatigued and demotivated • biased • hypercritical • affected by preconceptions.
  • 30. The rules of exercise evaluation:- • safety first and foremost • actions, not people, are being evaluated • do not interfere with course of exercise unless there is a safety problem • do not coach exercise participants • be as objective as possible.
  • 31. Forms of evaluation:- • describe actions in relation to the objectives of the exercise • evaluate performance and infer quality • document the activity • collate data on observations and judgements • review and conclude.
  • 32. Post-exercise debriefing of evaluators:- • information shared and perspectives compared • suggestions made for improvements • deficiencies noted • training needs identified • a general sense obtained of how things went.
  • 33. exercise conclusion simulator participant debriefing debriefing evaluator debriefing final report
  • 34. The ingredients of the final report:- • an explanation of why the exercise was held • a summary of the activities carried out during the exercise • a summary of activities carried out before the exercise (meetings, training) • a list of participating organisations • the aims and objectives of the exercise.
  • 35. The ingredients of the final report:- • problems observed during play and recommendations for correcting them • a description of the things that went well • identification of particular training and educational needs • other recommendations and comments • any problems encountered in the development and activation of the exercise.
  • 36. After Gebbie et al. (2005)
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