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Mixed
Methods
Research
Professor Dr. Khalid Mahmood
University of the Punjab
Lahore – PAKISTAN
1
Acknowledgement
 This presentation has been prepared with the
help of many books and presentations on the
topic.
 The presenter pays his sincere gratitude to all
authors, professors and experts for their efforts
and contributions.
 Particular thanks to Professor John W. Creswell
of University of Nebraska-Lincoln for his un-
matched contribution on the topic.
2
3
Agenda
 Three types of research designs
 Qualitative vs. quantitative research
 Pragmatism – Philosophy behind MMR
 Reasons for “mixing”
 How methods can be mixed
 Planning mixed methods procedures
 Notations to describe MM designs
 6 mixed methods designs
 Further readings
Three types of research designs
 Qualitative research – exploring and
understanding the meaning individuals or
groups ascribe to a social or human problem.
 Quantitative research – testing objective
theories by examining the relationship among
variables.
 Mixed methods research – an approach to
inquiry that combines or associates both
qualitative and quantitative forms.
4
Qualitative vs. quantitative research
Criteria Qualitative Research Quantitative Research
Purpose To understand & interpret
social interactions.
To test hypotheses, look at
cause & effect, & make
predictions.
Group Studied Smaller & not randomly
selected.
Larger & randomly selected.
Variables Study of the whole, not
variables.
Specific variables studied
Type of Data
Collected
Words, images, or objects. Numbers and statistics.
Form of Data
Collected
Qualitative data such as
open-ended responses,
interviews, participant
observations, field notes, &
reflections.
Quantitative data based on
precise measurements using
structured & validated data-
collection instruments.
5
6
Criteria Qualitative Research Quantitative Research
Type of Data
Analysis
Identify patterns, features,
themes.
Identify statistical relationships.
Objectivity and
Subjectivity
Subjectivity is expected. Objectivity is critical.
Role of
Researcher
Researcher & their biases may be
known to participants in the study,
& participant characteristics may
be known to the researcher.
Researcher & their biases are not
known to participants in the study, &
participant characteristics are
deliberately hidden from the
researcher (double blind studies).
Results Particular or specialized findings
that is less generalizable.
Generalizable findings that can be
applied to other populations.
Scientific
Method
Exploratory or bottom–up: the
researcher generates a new
hypothesis and theory from the
data collected.
Confirmatory or top-down: the
researcher tests the hypothesis and
theory with the data.
Qualitative vs. quantitative research
7
Criteria Qualitative Research Quantitative Research
View of Human
Behavior
Dynamic, situational, social, &
personal.
Regular & predictable.
Most Common
Research
Objectives
Explore, discover, & construct. Describe, explain, & predict.
Focus Wide-angle lens; examines the
breadth & depth of phenomena.
Narrow-angle lens; tests a
specific hypotheses.
Nature of
Observation
Study behavior in a natural
environment.
Study behavior under controlled
conditions; isolate causal effects.
Nature of Reality Multiple realities; subjective. Single reality; objective.
Final Report Narrative report with contextual
description & direct quotations
from research participants.
Statistical report with
correlations, comparisons of
means, & statistical significance
of findings.
Qualitative vs. quantitative research
Pragmatism – Philosophy behind MMR
 Arises out of actions, situations, and
consequences rather than antecedent
conditions.
 There is a concern with applications—what
works—and solutions to problems.
 Instead of focusing on methods, researchers
emphasize the research problem and use all
approaches available to understand the
problem.
8
Reasons for “mixing”
 The insufficient argument – either quantitative or
qualitative may be insufficient by itself
 Multiple angles argument – quantitative and qualitative
approaches provide different “pictures”
 The more-evidence-the-better argument – combined
quantitative and qualitative provides more evidence
 Community of practice argument – mixed methods may
be the preferred approach within a scholarly community
 Eager-to-learn argument – it is the latest methodology
 “Its intuitive” argument – it mirrors “real life”
9
How methods can be mixed
Types of mixing Comments
Two types of research question. One fitting a quantitative approach and
the other qualitative.
The manner in which the research
questions are developed.
Preplanned (quantitative) versus
participatory/emergent (qualitative).
Two types of sampling procedure. Probability versus purposive.
Two types of data collection
procedures.
Surveys (quantitative) versus focus
groups (qualitative).
Two types of data analysis. Numerical versus textual (or visual).
Two types of data analysis. Statistical versus thematic.
Two types of conclusions. Objective versus subjective
interpretations. 10
Planning mixed methods procedures
Timing Weighting Mixing Theorizing
No
Sequence
Concurrent
Equal Integrating Explicit
Sequential -
Qualitative
first
Qualitative Connecting Implicit
Sequential -
Quantitative
first
Quantitative Embedding
11
Notations to describe MM designs
12
Mixed methods designs
 Sequential Explanatory Design
 Sequential Exploratory Design
 Sequential Transformative Design
 Concurrent Triangulation Design
 Concurrent Embedded Design
 Concurrent Transformative Design
13
Sequential explanatory design
14
QUAN
Data &
Results
QUAN
Data &
Results
Interpretation
Interpretation
qual
Data &
Results
qual
Data &
ResultsFollowing up
15
Sequential explanatory design:
Characteristics
 Viewing the study as a two-phase project
 Collecting quantitative data first followed by
collecting qualitative data second
 Typically, a greater emphasis is placed on the
quantitative data in the study
 Example: You first conduct a survey and then
follow up with a few individuals who answered
positively to the questions through interviews
16
Sequential explanatory design:
When do you use it?
 When you want to explain the quantitative
results in more depth with qualitative data
(e.g., statistical differences among groups,
individuals who scored at extreme levels)
 When you want to identify appropriate
participants to study in more depth
qualitatively
17
The purpose of this two-phase, explanatory mixed methods
study will be to obtain statistical, quantitative results from a
sample and then follow-up with a few individuals to probe or
explore those results in more depth. In the first phase,
quantitative research questions or hypotheses will address the
relationship or comparison of __________ (independent) and
________ (dependent) variables with ___________
(participants) at ___________(the research site). In the
second phase, qualitative interviews or observations will be
used to problem significant _______(quantitative results) by
exploring aspects of the ________ (central phenomenon) with
_______ (a few participants) at ____________ (research
site).
Sequential explanatory design:
Sample script
Sequential exploratory design
18
QUAL
Data &
Results
QUAL
Data &
Results
quan
Data &
Results
quan
Data &
Results Interpretation
Interpretation
Building to
19
Sequential exploratory design:
Characteristics
 Viewing the study as a two-phase project
 Qualitative data collection precedes quantitative
data collection
 Typically, greater emphasis is placed on the
qualitative data in the study
 Example: You collect qualitative diary entries,
analyze the data for themes, and then develop
an instrument based on the themes to measure
attitudes on a quantitative survey administered
to a large sample.
20
Sequential exploratory design:
When do you use it?
 To develop an instrument when one is not
available (first explore, then develop
instrument)
 To develop a classification or typology for
testing
 To identify the most important variables to
study quantitatively when these variable are
not known
21
The purpose of this two-phase, exploratory mixed methods
study will be to explore participant views with the intent of
using this information to develop and test an instrument with
a sample from a population. The first phase will be a
qualitative exploration of a _______(central phenomenon) by
collecting ___________(data) from ____________
(participants) at _______ (research site). Themes from this
qualitative data will then be developed into an instrument (or
survey) so that the __________ (theory and research
questions/hypotheses) can be tested that ________ (relate,
compare) ____________ (independent variable) with
__________ (dependent variable) for _________(sample of a
population) at _________ (research site).
Sequential exploratory design:
Sample script
Sequential transformative design
22
QUAL quan
Social science theory, qualitative theory, advocacy worldview
QUAN qual
Social science theory, qualitative theory, advocacy worldview
Sequential transformative design:
Characteristics
23
 Has two distinct data collection phases
 A theoretical perspective is used to guide the
study
 Purpose is to use methods that will best
serve the theoretical perspective of the
researcher
Concurrent triangulation design
24
QUAN
Data and Results
+ QUAL
Data and Results
Interpretation
25
Concurrent triangulation design:
Characteristics
 Collecting both quantitative and qualitative data
 Collecting these data at the same time in the
research procedure
 Analyzing the quantitative and qualitative data
separately
 Comparing or combining the results of the
quantitative and qualitative analysis
 Example: collect survey data (quantitative) and
collect individual interviews (qualitative) and then
compare the results
26
Concurrent triangulation design:
When is it used?
 When you want to combine the advantages of
quantitative (trends, large numbers,
generalization) with qualitative (detail, small
numbers, in-depth)
 When you want to validate your quantitative
findings with qualitative data
 When you want to expand your quantitative
findings with some open-ended qualitative data
(e.g., survey with closed- and open-ended data)
Concurrent embedded design
27
QUAN
qual
QUAL
quan
QUAN
Pre-test
Data &
Results
QUAN
Pre-test
Data &
Results
QUAN
Post-test
Data &
Results
QUAN
Post-test
Data &
Results
Intervention
qual
Process
qual
Process
InterpretationInterpretation
Concurrent embedded design:
Characteristics
 One data collection phase during which both
quantitative and qualitative data are collected
(one is determined to be the primary method).
 The primary method guides the project and the
secondary provides a supporting role in the
procedures.
 The secondary method is “embedded” or
“nested” within the predominant method and
addresses a different question.
28
29
The purpose of this concurrent mixed methods study
is to better understand a research problem by
converging both quantitative (numeric) and qualitative
(text or image) data. In this approach, ___________
(quantitative instruments) will be used to measure the
relationship between the ________ (independent
variables) and __________ (dependent variables). At
the same time in the study, the __________ (central
phenomenon) will be explored using _____________
(qualitative interviews, documents, observations,
visual materials) with _________ (participants) at
____________ (the research site).
Sample script for a concurrent design
(Triangulation or nested)
Concurrent transformative design
30
QUAN + QUAL
Social science theory, qualitative theory,
advocacy worldview
QUAL
Social science theory, qualitative theory,
advocacy worldview
quan
Concurrent transformative design:
Characteristics
 Guided by a theoretical perspective.
 Concurrent collection of both quantitative and
qualitative data.
 The design may have one method embedded in
the other so that diverse participants are given a
choice in the change process of an organization.
31
Further readings
32

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Mixed methods research

  • 1. Mixed Methods Research Professor Dr. Khalid Mahmood University of the Punjab Lahore – PAKISTAN 1
  • 2. Acknowledgement  This presentation has been prepared with the help of many books and presentations on the topic.  The presenter pays his sincere gratitude to all authors, professors and experts for their efforts and contributions.  Particular thanks to Professor John W. Creswell of University of Nebraska-Lincoln for his un- matched contribution on the topic. 2
  • 3. 3 Agenda  Three types of research designs  Qualitative vs. quantitative research  Pragmatism – Philosophy behind MMR  Reasons for “mixing”  How methods can be mixed  Planning mixed methods procedures  Notations to describe MM designs  6 mixed methods designs  Further readings
  • 4. Three types of research designs  Qualitative research – exploring and understanding the meaning individuals or groups ascribe to a social or human problem.  Quantitative research – testing objective theories by examining the relationship among variables.  Mixed methods research – an approach to inquiry that combines or associates both qualitative and quantitative forms. 4
  • 5. Qualitative vs. quantitative research Criteria Qualitative Research Quantitative Research Purpose To understand & interpret social interactions. To test hypotheses, look at cause & effect, & make predictions. Group Studied Smaller & not randomly selected. Larger & randomly selected. Variables Study of the whole, not variables. Specific variables studied Type of Data Collected Words, images, or objects. Numbers and statistics. Form of Data Collected Qualitative data such as open-ended responses, interviews, participant observations, field notes, & reflections. Quantitative data based on precise measurements using structured & validated data- collection instruments. 5
  • 6. 6 Criteria Qualitative Research Quantitative Research Type of Data Analysis Identify patterns, features, themes. Identify statistical relationships. Objectivity and Subjectivity Subjectivity is expected. Objectivity is critical. Role of Researcher Researcher & their biases may be known to participants in the study, & participant characteristics may be known to the researcher. Researcher & their biases are not known to participants in the study, & participant characteristics are deliberately hidden from the researcher (double blind studies). Results Particular or specialized findings that is less generalizable. Generalizable findings that can be applied to other populations. Scientific Method Exploratory or bottom–up: the researcher generates a new hypothesis and theory from the data collected. Confirmatory or top-down: the researcher tests the hypothesis and theory with the data. Qualitative vs. quantitative research
  • 7. 7 Criteria Qualitative Research Quantitative Research View of Human Behavior Dynamic, situational, social, & personal. Regular & predictable. Most Common Research Objectives Explore, discover, & construct. Describe, explain, & predict. Focus Wide-angle lens; examines the breadth & depth of phenomena. Narrow-angle lens; tests a specific hypotheses. Nature of Observation Study behavior in a natural environment. Study behavior under controlled conditions; isolate causal effects. Nature of Reality Multiple realities; subjective. Single reality; objective. Final Report Narrative report with contextual description & direct quotations from research participants. Statistical report with correlations, comparisons of means, & statistical significance of findings. Qualitative vs. quantitative research
  • 8. Pragmatism – Philosophy behind MMR  Arises out of actions, situations, and consequences rather than antecedent conditions.  There is a concern with applications—what works—and solutions to problems.  Instead of focusing on methods, researchers emphasize the research problem and use all approaches available to understand the problem. 8
  • 9. Reasons for “mixing”  The insufficient argument – either quantitative or qualitative may be insufficient by itself  Multiple angles argument – quantitative and qualitative approaches provide different “pictures”  The more-evidence-the-better argument – combined quantitative and qualitative provides more evidence  Community of practice argument – mixed methods may be the preferred approach within a scholarly community  Eager-to-learn argument – it is the latest methodology  “Its intuitive” argument – it mirrors “real life” 9
  • 10. How methods can be mixed Types of mixing Comments Two types of research question. One fitting a quantitative approach and the other qualitative. The manner in which the research questions are developed. Preplanned (quantitative) versus participatory/emergent (qualitative). Two types of sampling procedure. Probability versus purposive. Two types of data collection procedures. Surveys (quantitative) versus focus groups (qualitative). Two types of data analysis. Numerical versus textual (or visual). Two types of data analysis. Statistical versus thematic. Two types of conclusions. Objective versus subjective interpretations. 10
  • 11. Planning mixed methods procedures Timing Weighting Mixing Theorizing No Sequence Concurrent Equal Integrating Explicit Sequential - Qualitative first Qualitative Connecting Implicit Sequential - Quantitative first Quantitative Embedding 11
  • 12. Notations to describe MM designs 12
  • 13. Mixed methods designs  Sequential Explanatory Design  Sequential Exploratory Design  Sequential Transformative Design  Concurrent Triangulation Design  Concurrent Embedded Design  Concurrent Transformative Design 13
  • 14. Sequential explanatory design 14 QUAN Data & Results QUAN Data & Results Interpretation Interpretation qual Data & Results qual Data & ResultsFollowing up
  • 15. 15 Sequential explanatory design: Characteristics  Viewing the study as a two-phase project  Collecting quantitative data first followed by collecting qualitative data second  Typically, a greater emphasis is placed on the quantitative data in the study  Example: You first conduct a survey and then follow up with a few individuals who answered positively to the questions through interviews
  • 16. 16 Sequential explanatory design: When do you use it?  When you want to explain the quantitative results in more depth with qualitative data (e.g., statistical differences among groups, individuals who scored at extreme levels)  When you want to identify appropriate participants to study in more depth qualitatively
  • 17. 17 The purpose of this two-phase, explanatory mixed methods study will be to obtain statistical, quantitative results from a sample and then follow-up with a few individuals to probe or explore those results in more depth. In the first phase, quantitative research questions or hypotheses will address the relationship or comparison of __________ (independent) and ________ (dependent) variables with ___________ (participants) at ___________(the research site). In the second phase, qualitative interviews or observations will be used to problem significant _______(quantitative results) by exploring aspects of the ________ (central phenomenon) with _______ (a few participants) at ____________ (research site). Sequential explanatory design: Sample script
  • 18. Sequential exploratory design 18 QUAL Data & Results QUAL Data & Results quan Data & Results quan Data & Results Interpretation Interpretation Building to
  • 19. 19 Sequential exploratory design: Characteristics  Viewing the study as a two-phase project  Qualitative data collection precedes quantitative data collection  Typically, greater emphasis is placed on the qualitative data in the study  Example: You collect qualitative diary entries, analyze the data for themes, and then develop an instrument based on the themes to measure attitudes on a quantitative survey administered to a large sample.
  • 20. 20 Sequential exploratory design: When do you use it?  To develop an instrument when one is not available (first explore, then develop instrument)  To develop a classification or typology for testing  To identify the most important variables to study quantitatively when these variable are not known
  • 21. 21 The purpose of this two-phase, exploratory mixed methods study will be to explore participant views with the intent of using this information to develop and test an instrument with a sample from a population. The first phase will be a qualitative exploration of a _______(central phenomenon) by collecting ___________(data) from ____________ (participants) at _______ (research site). Themes from this qualitative data will then be developed into an instrument (or survey) so that the __________ (theory and research questions/hypotheses) can be tested that ________ (relate, compare) ____________ (independent variable) with __________ (dependent variable) for _________(sample of a population) at _________ (research site). Sequential exploratory design: Sample script
  • 22. Sequential transformative design 22 QUAL quan Social science theory, qualitative theory, advocacy worldview QUAN qual Social science theory, qualitative theory, advocacy worldview
  • 23. Sequential transformative design: Characteristics 23  Has two distinct data collection phases  A theoretical perspective is used to guide the study  Purpose is to use methods that will best serve the theoretical perspective of the researcher
  • 24. Concurrent triangulation design 24 QUAN Data and Results + QUAL Data and Results Interpretation
  • 25. 25 Concurrent triangulation design: Characteristics  Collecting both quantitative and qualitative data  Collecting these data at the same time in the research procedure  Analyzing the quantitative and qualitative data separately  Comparing or combining the results of the quantitative and qualitative analysis  Example: collect survey data (quantitative) and collect individual interviews (qualitative) and then compare the results
  • 26. 26 Concurrent triangulation design: When is it used?  When you want to combine the advantages of quantitative (trends, large numbers, generalization) with qualitative (detail, small numbers, in-depth)  When you want to validate your quantitative findings with qualitative data  When you want to expand your quantitative findings with some open-ended qualitative data (e.g., survey with closed- and open-ended data)
  • 27. Concurrent embedded design 27 QUAN qual QUAL quan QUAN Pre-test Data & Results QUAN Pre-test Data & Results QUAN Post-test Data & Results QUAN Post-test Data & Results Intervention qual Process qual Process InterpretationInterpretation
  • 28. Concurrent embedded design: Characteristics  One data collection phase during which both quantitative and qualitative data are collected (one is determined to be the primary method).  The primary method guides the project and the secondary provides a supporting role in the procedures.  The secondary method is “embedded” or “nested” within the predominant method and addresses a different question. 28
  • 29. 29 The purpose of this concurrent mixed methods study is to better understand a research problem by converging both quantitative (numeric) and qualitative (text or image) data. In this approach, ___________ (quantitative instruments) will be used to measure the relationship between the ________ (independent variables) and __________ (dependent variables). At the same time in the study, the __________ (central phenomenon) will be explored using _____________ (qualitative interviews, documents, observations, visual materials) with _________ (participants) at ____________ (the research site). Sample script for a concurrent design (Triangulation or nested)
  • 30. Concurrent transformative design 30 QUAN + QUAL Social science theory, qualitative theory, advocacy worldview QUAL Social science theory, qualitative theory, advocacy worldview quan
  • 31. Concurrent transformative design: Characteristics  Guided by a theoretical perspective.  Concurrent collection of both quantitative and qualitative data.  The design may have one method embedded in the other so that diverse participants are given a choice in the change process of an organization. 31