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ORIGINAL ARTICLE



Short-term and long-term stability of surgically
assisted rapid palatal expansion revisited
Sylvain Chamberlanda and William R. Proffitb
Qubec, Qubec, Canada, and Chapel Hill, NC
  e       e


      Introduction: The purpose of this article is to present further longitudinal data for short-term and long-term
      stability, following up our previous article in the surgery literature with a larger sample and 2 years of stability
      data. Methods: Data from 38 patients enrolled in this prospective study were collected before treatment, at max-
      imum expansion, at removal of the expander 6 months later, before any second surgical phase, at the end of
      orthodontic treatment, and at the 2-year follow-up, by using posteroanterior cephalograms and dental casts.
      Results: With surgically assisted rapid palatal expansion (SARPE), the mean maximum expansion at the first
      molar was 7.60 6 1.57 mm, and the mean relapse was 1.83 6 1.83 mm (24%). Modest relapse after completion
      of treatment was not statistically significant for all teeth except for the maxillary first molar (0.99 6 1.1 mm). A
      significant relationship (P 0.0001) was observed between the amount of relapse after SARPE and the post-
      treatment observation. At maximum, a skeletal expansion of 3.58 6 1.63 mm was obtained, and this was stable.
      Conclusions: Skeletal changes with SARPE were modest but stable. Relapse in dental expansion was almost
      totally attributed to lingual movement of the posterior teeth; 64% of the patients had more than 2 mm of dental
      changes. Phase 2 surgery did not affect dental relapse. (Am J Orthod Dentofacial Orthop 2011;139:815-22)




A
         lthough a number of articles on the stability of                          in Qubec, Canada. All had dental casts and posteroante-
                                                                                         e
         surgically assisted rapid palatal expansion                               rior (PA) cephalograms immediately before SARPE (T1),
         (SARPE) have been published, the reported sta-                            at the completion of expansion (T2), and at the removal
bility varies considerably.1-8 It is apparent that most                            of the expander approximately 6 months later (T3). As of
conclusions about the stability of SARPE depend on                                 the end of January 2010, 32 had the same records before
what was measured and when the measurements were                                   any second surgical phase (T4), 37 had records at the
made during the sequence of treatment. The goal of                                 completion of orthodontic treatment (T5), and 23 had
this article was to present further longitudinal data for                          records 2 years after the end of orthodontic treatment
short-term and long-term stability, following up our                               (T6). Treatment characteristics are described in Table I.
previous article in the surgery literature with a larger                               A tooth-borne expansion device (Superscrew Super-
sample and 2 years of stability data.9                                             spring, Highwood, Ill), either banded (n 5 21) or bonded
                                                                                   with occlusal coverage (n 5 17) was used (Fig 1).
                                                                                       The surgical technique (described in detail previously)
MATERIAL AND METHODS                                                               included separation of the pterygoid junction and the
   Thirty-eight patients, 19 females and 19 males be-                              midpalatal suture between the incisors’ roots.9 All
tween 15 and 54 years of age, agreed to participate in                             surgery was performed by the same surgeon.
a prospective, observational study of SARPE outcomes                                   After the surgery, a latency period of 7 days was ob-
approved by the Ethics Committee of Laval University                               served, and then the patients were instructed to activate
                                                                                   the screw by 0.25 mm twice a day. The patients were
a
 Private practice, Qubec, Qubec, Canada.
                     e       e                                                     monitored twice a week until the planned expansion
b
 Kenan Professor, Department of Orthodontics, University of North Carolina,        was achieved 14 to 21 days later. Active orthodontic
Chapel Hill.
The authors report no commercial, proprietary, or financial interest in the prod-   treatment for the maxillary dentition began 2 months
ucts or companies described in this article.                                       after expansion had stopped. The expansion device
Supported in part by NIH grant DE-05221 from the National Institute of Dental      was kept in place for approximately 6 months. In the
and Craniofacial Research.
Reprint requests to: Sylvain Chamberland, 10345 Boulevard de l’Ormire,      e     mandibular arch, orthodontic alignment of the teeth
Qubec, Qubec, Canada G2B 3L2; e-mail, drsylchamberland@biz.videotron.ca.
   e        e                                                                      began 1 week to 2 months before SARPE.
Submitted, revised and accepted, April 2010.                                           After the removal of the expander, no other retention
0889-5406/$36.00
Copyright Ó 2011 by the American Association of Orthodontists.                     except the main archwire was used until the end of or-
doi:10.1016/j.ajodo.2010.04.032                                                    thodontic treatment. When the braces were removed,
                                                                                                                                          815
816                                                                                                        Chamberland and Proffit



 Table I. Treatment characteristics of the experimental sample
 Observation time point                          n              Mean time (mo)                SD        Minimum             Maximum
 T1-T2 (distraction completed)                   38                  0.68                    0.23         0.46                1.81
 T2-T3 (expander retention)                      38                  5.95                    0.68         4.21                7.13
 T1-T4 (start to second surgery)                 32                 15.27                    3.99         9.40               24.28
 T2-T5 (end of expansion to deband)              37                 21.59                    5.28        12.88               41.69
 T3-T5 (expander out to deband)                  37                 15.64                    5.09         7.79               35.19
 D1-T5 (total treatment time)                    37                 23.57                    5.27        15.41               43.07
 T5-T6 (postorthodontic treatment)               23                 25.35                    4.49        20.96               39.49

 D1, Treatment initiated in the mandibular arch; T(x)-T(y), observation between 2 time points.




          Fig 1. Superscrew for palatal expansion: A, with 2 molar bands and 2 bonded occlusal rests on the first
          premolars; B, with bonded occlusal coverage. The bonded version was used for patients with an open
          bite or a high mandibular plane angle to minimize downward-backward rotation of the mandible.



a bonded lingual wire was placed from canine to canine
in both arches. No removable retainers were used.
    Of the 38 patients who completed the distraction
phase, 32 had a second surgical phase planned (usually
superior repositioning of the maxilla or mandibular ad-
vancement), but 4 of them did not need it after reassess-
ment. One patient was overexpanded and needed
constriction of the maxilla at the second surgical phase
to achieve arch coordination. His data were removed at
T5. Twenty-three patients so far have returned for
records 2 years after the end of orthodontic treatment.
    On the PA cephalograms, posterior maxillary width
was measured as the distance between the bilateral jug-
ula points, and nasal width was measured across the
lowest wide part of the nasal cavity (Fig 2). The enlarge-
ment factor was assessed by using the width of the screw
in situ and compared with the width of the screw on the
PA cephalogram. On the dental casts, maxillary interca-                    Fig 2. Width measurements on PA cephalometric radio-
nine, interpremolar, and intermolar widths were mea-                       graphs used in this study. Maxillary (MX) width was mea-
sured as the distances between the cusp tips of the                        sured between jugula left (JL) and right (JR), with jugula
canines, mesial fossae of the premolars, and central fos-                  defined as the point on the jugal process at the intersec-
sae of the molars. Mandibular inter-first molar width was                   tion of the outline of maxillary tuberosity and the zygo-
measured in the central fossae.                                            matic process. Nasal cavity (NC) width was measured
    The statistical significance of changes between                         between the left and right points at the lowest part of the
baseline and posttreatment data was assessed by using                      maximum concavity of the piriform rim.
paired 2-sample t tests and repeated measures analysis




June 2011  Vol 139  Issue 6                                   American Journal of Orthodontics and Dentofacial Orthopedics
Chamberland and Proffit                                                                                                      817




                                              Mean Dental Changes

       8                                                                                        Maximal Expansion T3 - T1
                                                                                                Relapse T5 - T3
       7                                                                                        Net Expansion T5 - T1
                                                                                                Long Term Relapse T6 - T5
       5
                                                                                                Net Changes T6 - T1

       4
 mm




       2

       1

      -1

      -3

      -4
              Canine         1st Premolar   2nd Premolar       1st Molar     2nd Molar    1st Lower Molar,   1st Lower Molar,
                                                                                         Non Exo Subgroup     Exo Subgroup

                                                             Teeth


           Fig 3. Changes in arch width with SARPE. All maxillary changes were statistically significant from
           zero. Changes for the mandibular first molars of subjects who did not have first premolar extractions
           (Non Exo Subgroup) are significantly different from zero. Changes for the mandibular first molars in
           the subgroup that had first premolar extractions (Exo Subgroup) showed moderate constriction,
           although it was nonsignificant. The brackets on each bar show the standard error. See Appendix for
           completed detailed changes.


of variance (ANOVA). The first test was used as a micro-          RESULTS
investigation of any significant changes between 2                    Dental changes, as measured on the dental casts
specific times, and the last test was used as a macroin-          obtained at each time point, are shown in Figure 3
vestigation of the global evolution of the measure-              and Appendix. The changes in the maxillary arch during
ments through more than 2 times. Since there were 6              expansion (T3-T1) and after expansion (T5-T3) were sig-
t tests for dental changes, the level of significance             nificantly different from zero (P0.001), as were the net
was corrected by the Bonferroni adjustment (a 5                  expansion amounts at debonding (T5-T1) and the
0.05/6) to prevent type 1 error. Moreover, unpaired              2-year recall (T6-T1). The amount of expansion at the
2-sample t tests were used to compared the means of              second molars (7.36 mm) was similar to that at the first
dental or skeletal changes between the 2 types of ap-            premolars (7.61 mm), showing the parallelism of maxil-
pliance (bonded, banded) or between the 2 subgroups              lary expansion anteroposteriorly viewed from the occlu-
for the mandibular arch (extraction, nonextraction).             sal aspect. Greater relapse was noted across the second
ANOVA models were also used to measure the effect                molars; therefore, the net expansion at the second
of phase 2 surgery. After a significant effect, protected         molar was significantly less than across the first premo-
least significant difference multiple comparisons were            lars (P 5 0.0013). This can be explained by arch-form
used to test the differences between all pairs of surgery.       coordination during treatment.
Finally, the association between dental and skeletal                 The mandibular arch changes should be interpreted
changes was investigated by using Pearson correlation            cautiously. Eight patients had the first premolars ex-
coefficients. The method error was also evaluated on              tracted in the mandibular arch for second stage surgery
dental changes at T6 for which the measurements                  preparation. Therefore, 2 subgroups were assessed ac-
were taken twice. To do so, the Shrout and Fleiss intra-         cording to this variable. The nonextraction subgroup
class correlations were used as a coefficient of fidelity;         with records at T5 (n 5 28) showed significant expan-
these were all greater than 0.99, indicating a small             sion of mandibular intermolar width at debonding
method error.                                                    (2.45 6 2.18 mm; P 0.0001), whereas the extraction




American Journal of Orthodontics and Dentofacial Orthopedics                             June 2011  Vol 139  Issue 6
818                                                                                                 Chamberland and Proffit



                                 8.00

                                                                                                       80




                                                                                                            % Skeletal Expansion
                                                                                            80
                                 6.00
                Expansion (mm)

                                                                                  65                   60
                                                        46           56
                                              41
                                 4.00
                                                                                                       40


                                 2.00
                                                                                                       20


                                 0.00                                                                  0
                                           0.68       6.632      15.27         23.57       48.92
                                                        Time Point (Months)

                                        (1st Molar)   (% Mx/ M1)          (Maxilla)      (Nasal Cavity)


         Fig 4. Changes over time after SARPE in the dental and skeletal dimensions, and in the percentages
         of skeletal expansion. Almost all relapse was dental rather than skeletal. Repeated-measures ANOVA
         confirmed a significant relationship between the amount of dental relapse and the time after surgery,
         when skeletal changes are stable and unaffected by time after surgery. Squares indicate expansion
         at the first molar. Diamonds indicate percentages of skeletal expansion at each time point. Circles in-
         dicate maxillary skeletal expansion. Triangles indicate expansion across the nasal cavity.


subgroup (n 5 8) showed variable responses with                       a significant relationship (P 0.0001) between the
a tendency toward decreased intermolar width.                         amount of relapse seen after SARPE and when the post-
    Figure 4 shows the changes over time in nasal                     treatment observation was made. Long-term data show
cavity width and skeletal maxillary width (see Fig 2 for              that some relapse, although nonsignificant, continues to
the points that were measured). In both locations, signif-            occur after orthodontic treatment. The exception was
icant expansion was obtained (P 0.0001) and post-                    the maxillary first molar, which reached the level of
SARPE change was negligible (P 5 0.1166). Therefore,                  significance. Thirty-nine percent of the patients with
the skeletal changes produced during SARPE can be con-                2 years of follow-up had more than 1 mm of relapse
sidered to be quite stable.                                           across the first molars during those 2 years. For those
    Table II shows that the 2 expansion devices had no                9 patients, the mean relapse was 2.2 mm.
significant difference in terms of expansion at the first                   Table IV shows that, of the different independent and
molar (P 5 0.2727), the skeletal level measured at jugula             dependent variables assessed in this study, only 2 vari-
(P 5 0.2735), or the nasal cavity (P 5 0.3779).                       ables, the diastema at T2 and the change in length of
    Of the 36 subjects whose treatments were completed                the screw during expansion, were significantly correlated
by January 2010, 10 underwent a second-stage maxillo-                 with the amount of first molar expansion at T3. There
mandibular surgery for AP or vertical repositioning, 12               was no significant association between diastema width
had mandibular advancement only, 5 had maxillary sur-                 and net expansion, skeletal and dental changes, skeletal
gery only, and 9 did not need a second surgical phase.                and screw length changes, relapse and molar expansion,
There was no significant effect of any phase 2 surgery                 or relapse and skeletal expansion.
on dental relapse (P 5 0.6637).
    The data available at T3 to T4 and T5 (Table III) were
used to analyze the timing of dental relapse changes at               DISCUSSION
the first molar. About 57% of the total relapse occurred                  The amount of expansion across the first molars from
during the first 9 months after expander removal, and                  the SARPE procedure was 7.60 6 1.57 mm. This was
43% occurred in the next 6 months. There was                          similar to other reports with measurements to the




June 2011  Vol 139  Issue 6                                 American Journal of Orthodontics and Dentofacial Orthopedics
Chamberland and Proffit                                                                                                              819




 Table II. Effect of the type of appliance on expansion
 Variable                       Type of appliance           n    Mean (mm)           SD         Minimum           Maximum        P value
 First molar expansion          Bonded                      17     7.91             1.29           5.48            10.99         0.2727
                                Banded                      21     7.34             1.75           4.95            10.98
 Jugula expansion               Bonded                      17     3.88             1.98           2.00             8.90         0.2735
                                Banded                      21     3.21             1.93         À1.40              6.40
 Nasal cavity expansion         Bonded                      17     1.20             1.13         À1.10              3.60         0.3779
                                Banded                      21     1.56             1.33         À1.10              4.20




 Table III. Effect of the time on relapse after expander removal
 Time-point comparison                   Relapse (mm)            Error              T or F value                 df             P value
 T3 vs T4 vs T5 vs T6                                                                28.98 (F)                 3, 125           0.0001
 T3 vs T4 (9.5 6 3.2 mo)                     À1.05               0.30                  3.53 (T)                   125            0.0006
 T4 vs T5 (5.7 6 1.5 mo)                     À0.79               0.30                  2.62 (T)                   125            0.0098
 T3 vs T5 (15.2 6 5.1 mo)                    À1.85               0.29                  6.43 (T)                   125           0.0001
 T5 vs T6 (24.7 6 3.1 mo)                    À1.09               0.34                  3.23 (T)                   125            0.0016

 T(x) vs T(y), Difference between time point (x) and (y).


maximum expansion point.5,6,8,10 We noted a mean                          Table IV. Coefficient of correlation and determination
relapse in width that was significant for all dental cast                  between variables
dimensions from the canine to the second molar, with
a mean change of 1.83 6 1.83 mm at the first molar.                        Variable                        n              r      P value
This is a loss of 24% of the maximum expansion. As                        Diastema at T2 vs first          38            0.640   0.0001
                                                                            molar expansion at T3
the large standard deviation indicates, there was
                                                                          Diastema at T2 vs first          36            0.355    0.0334
considerable variation in the amount of relapse, which                      molar expansion at T5
is shown as the percentage of patients by amount of                       Diastema at T2 vs skeletal      38            0.217    0.1902
change in Figure 5.                                                         changes at T3
    Posttreatment retention is likely to be an important                  Screw changes vs first           38            0.936   0.0001
                                                                            molar expansion at T3
factor in any study of stability.7,10,11 In this study, the
                                                                          Skeletal changes at T3 vs       38            0.338    0.0381
expansion device was maintained for 6 months after                          dental changes at T3
the distraction had stopped. Byloff and Mossaz,6 who                      Skeletal changes at T3 vs       38            0.295    0.0719
maintained the expander for 3 months and then replaced                      screw changes at T3
it with a conventional removable retainer for another                     Relapse T5-T3 vs first           36        À0.265       0.1186
                                                                            molar expansion at T3
3 months, had 36% of relapse at the first molar at the
                                                                          Relapse T5-T3 vs skeletal       36        À0.259       0.1271
end of orthodontic treatment. Progel et al,5 Berger                         expansion at T3
et al,7 Koudstaal et al,8 and de Freitas et al10 reported
0.88 mm (12%), 1.01 mm (17.5%), 0.5 mm (55%), and
1.48 mm (18%) of relapse, respectively, in a 12-month                        Our data showed that 42% of the patients had
study period. They concluded that expansion obtained                     a relapse of 2 mm, and 22% had a relapse greater
with SARPE is stable, but all their patients were still in               than 3 mm at the first molar (Fig 5). This was similar
orthodontic treatment. In our study, data at T4 were col-                to the stability reported with multi-segmented LeFort
lected 15 months after SARPE, before the second surgi-                   I osteotomy.9,12
cal phase for those who needed it. At that point, we                         Data at T6 were obtained 24.7 6 3.1 months after
found a mean of 1.04 mm of relapse at the first molar;                    the orthodontic treatment. Modest relapse after treat-
this was comparable with the above-mentioned studies.                    ment was observed. This was not statistically significant
This relapse at T4 was only 57% of the total relapse we                  for all teeth, except for the maxillary first molar (0.99 6
found. Therefore, any inferences about the stability of                  1.1 mm; P 5 0.0003), where it represents 17% of the net
SARPE are questionable if arch form coordination or fi-                   expansion at T5 and adds to the relapse from T3 to T5.
nal AP or vertical relationships have not been achieved at               This long-term relapse that was significant at the first
the time of measurement.                                                 molar only cannot be explained by a type 1 error, since




American Journal of Orthodontics and Dentofacial Orthopedics                                           June 2011  Vol 139  Issue 6
820                                                                                                        Chamberland and Proffit



                                                      SARPE: Post-Tx Changes
                                     50.0
                                                                                          First Molar
                                     45.0
                                                                                          First Premolar
                                     40.0
                     % of Patients
                                     35.0

                                     30.0

                                     25.0

                                     20.0

                                     15.0

                                     10.0

                                      5.0

                                      0.0
                                            ( - 3)       (-3 to -1)         (-1 to 1)         (1 to 3)

                                                                Relapse (mm)

         Fig 5. Percentages of patients with major relapse (.3 mm), moderate relapse (1-3 mm), minimal
         changes (À1-1 mm), and posttreatment expansion.



the level of significance was adjusted by the Bonferroni                device.16-19 Koudstaal et al,8 in a prospective random-
method (a 5 0.05/6). It also cannot be explained by the                ized patient trial comparing bone-borne and tooth-
effect of a bonded vs banded appliance, since our result               borne devices, obtained 3.1 6 2.0 mm of expansion at
shows that the type of appliance had no effect on                      the alveolar crest and 2.6 6 1.8 mm at the nasal level,
relapse. Posttreatment arch form adjustment might be                   and found no difference in the efficacy of the 2 devices.
the explanation, since on the average the mandibular                       If one looks at the stability of the skeletal changes
intermolar distance was expanded and constricted                       with SARPE, it should rank high in the hierarchy of
modestly, and a large standard deviation was noted                     stability of orthognathic surgery, but if one looks at
(À0.18 6 1.5 mm).                                                      the dental changes, 64% of the patients had more
    The amounts of dental expansion and the percent-                   than 2 mm of change and 22% had more than
ages of relapse in this study are in keeping with other                3 mm of change (Fig 5). This could be attributed to
long-term studies of SARPE.1-3,13,14 Bays and Greco2                   several factors, such as the device itself, the surgical
reported 0.45 6 0.69 mm of relapse of the net expan-                   technique, or the timing of the observations, but for
sion at the first molar (7.7%) 2.4 6 1.3 years after treat-             all other surgeries, presurgical orthodontic preparation
ment. Northway and Meade1 found 0.1 mm of relapse                      is done, and few if any dental movements are needed
of the net expansion (6%) 5 years after treatment.                     after surgery. This is not the case for SARPE. Many
Stromberg and Holm3 reported 1.2 6 1.3 mm of relapse                   dental movements, including correction of overexpan-
of the net expansion (8.3%) in a 3.5-year follow-up of                 sion, are done after the expander is removed to
a “selected sample.” Anttila et al4 reported an average                achieve arch-form coordination. With SARPE, as with
relapse of 1.3 mm of the net expansion (22%) after                     other orthognathic surgical procedures, it is appropri-
6 years.                                                               ate to focus on skeletal, not dental, stability—which
    In this study, immediately after SARPE, about half of              has not been clearly reported previously because the
the expansion (46%) was skeletal, as shown by signifi-                  appropriate PA cephalograms were not available at
cant widening of the maxilla and the nasal cavity. This                several time points.
was greater skeletal change than Byloff and Mossaz6                        The significant correlation between the width of the
and Berger et al7 reported, perhaps because they                       diastema at T2 and the amount of first molar expansion
removed the expander after 3 months instead of our                     at T3 indicates that the development of a diastema is
6 months. Hino et al15 reported greater skeletal expan-                a predictor that adequate molar expansion is occurring.
sion but used a landmark closer to the teeth than we                   If no diastema appears, one might suspect that there is
did. Recent computed tomography studies found skele-                   no separation of the hemimaxillae, and that the buccal
tal expansion from 5 to 7 mm with a tooth-borne                        segments are tipping.




June 2011  Vol 139  Issue 6                              American Journal of Orthodontics and Dentofacial Orthopedics
Chamberland and Proffit                                                                                                            821



                                                              but stable. Relapse in dental expansion was almost
                                                              totally attributed to lingual movement of the posterior
                                                              teeth.
                                                                 Phase 2 surgery did not affect dental relapse. The di-
                                                              astema at the end of distraction is a predictor that ade-
                                                              quate molar expansion is occurring. Bonded expanders
                                                              showed the same efficacy as banded expanders.
                                                                 We thank Dany Morais for careful surgical treatment
                                                              and Gaetan Daigle for statistical consultation and
                                                              analysis.

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American Journal of Orthodontics and Dentofacial Orthopedics                                June 2011  Vol 139  Issue 6
822                                                                                                         Chamberland and Proffit



16. Loddi PP, Pereira MD, Wolosker AB, Hino CT, Kreniski TM,                expansion: a computed tomography evaluation. Oral Surg Oral
    Ferreira LM. Transverse effects after surgically assisted rapid         Med Oral Pathol Oral Radiol Endod 2008;106:812-9.
    maxillary expansion in the midpalatal suture using computed to-     19. Tausche E, Deeb W, Hansen L, Hietschold V, Harzer W,
    mography. J Craniofac Surg 2008;19:433-8.                               Schneider M. CT analysis of nasal volume changes after
17. Landes CA, Laudemann K, Schubel F, Petruchin O, Mack M, Kopp S,         surgically-assisted rapid maxillary expansion. J Orofac Orthop
    et al. Comparison of tooth- and bone-borne devices in surgically        2009;70:306-17.
    assisted rapid maxillary expansion by three-dimensional computed    20. Zemann W, Schanbacher M, Feichtinger M, Linecker A, Karcher H.
    tomography monitoring: transverse dental and skeletal maxillary         Dentoalveolar changes after surgically assisted maxillary expan-
    expansion, segmental inclination, dental tipping, and vestibular        sion: a three-dimensional evaluation. Oral Surg Oral Med Oral
    bone resorption. J Craniofac Surg 2009;20:1132-41.                      Pathol Oral Radiol Endod 2009;107:36-42.
18. Goldenberg DC, Goldenberg FC, Alonso N, Gebrin ES, Amaral TS,       21. Phillips C, Medland WH, Fields HW Jr, Proffit WR, White RP Jr.
    Scanavini MA, et al. Hyrax appliance opening and pattern of skel-       Stability of surgical maxillary expansion. Int J Adult Orthod
    etal maxillary expansion after surgically assisted rapid palatal        Orthognath Surg 1992;7:139-46.




June 2011  Vol 139  Issue 6                                   American Journal of Orthodontics and Dentofacial Orthopedics
Chamberland and Proffit                                                                               822.e1



APPENDIX


Dental changes after SARPE
Variable                                   n    Mean (mm)    SD      SE     Minimum    Maximum      P value
Canine T3-T1                               37      5.689    2.030   0.334     0.570      9.560      0.0001
Canine T4-T1                               31      3.287    2.205   0.396    À0.120      7.610      0.0001
Canine T5-T1                               35      3.179    2.275   0.385    À1.140      8.240      0.0001
Canine T5-T3                               35    À2.601     1.937   0.327    À6.420      3.180      0.0001
Canine T6-T5                               22      0.060    0.683   0.146    À1.470      1.390       0.6824
Canine T6-T1                               22      2.547    1.904   0.406    À1.100      5.700      0.0001
First premolar T3-T1                       32      7.613    1.867   0.330     2.930     12.320      0.0001
First premolar T4-T1                       27      5.830    2.435   0.469     1.630     10.520      0.0001
First premolar T5-T1                       30      5.755    2.739   0.500     0.900     11.350      0.0001
First premolar T5-T3                       30    À1.787     2.239   0.409    À6.290      3.270       0.0001
First premolar T6-T5                       19    À0.493     1.412   0.324    À3.040      1.720       0.1456
First premolar T6-T1                       19      4.894    2.052   0.471     1.460      9.050      0.0001
Second premolar T3-T1                      38      7.865    1.865   0.302     3.830     12.290      0.0001
Second premolar T4-T1                      32      6.378    2.856   0.505     1.900     12.350      0.0001
Second premolar T5-T1                      36      6.214    2.747   0.458     1.020     13.170      0.0001
Second premolar T5-T3                      36    À1.655     2.457   0.409    À7.130      3.220       0.0003
Second premolar T6-T5                      23    À0.642     1.351   0.282    À2.850      1.980       0.0328
Second premolar T6-T1                      23      5.344    2.349   0.490     2.400     11.470      0.0001
First molar T3-T1                          38      7.598    1.566   0.254     4.950     10.990      0.0001
First molar T4-T1                          32      6.561    2.207   0.390     3.180     11.650      0.0001
First molar T5-T1                          36      5.732    2.088   0.348     1.780     12.400      0.0001
First molar T5-T3                          36    À1.832     1.834   0.306    À6.920      1.410      0.0001
First molar T6-T5                          23    À0.987     1.110   0.231    À3.570      0.590       0.0003
First molar T6-T1                          23      4.569    1.939   0.404     1.020      8.830       .0001
Second molar T3-T1                         34      7.360    1.850   0.317     3.440     11.120      0.0001
Second molar T4-T1                         29      5.359    2.268   0.421     1.660     10.030      0.0001
Second molar T5-T1                         32      3.659    1.891   0.334     1.030      7.930      0.0001
Second molar T5-T3                         32    À3.640     1.986   0.351    À7.710      0.540      0.0001
Second molar T6-T5                         21    À0.636     1.238   0.270    À3.250      2.820       0.0289
Second molar T6-T1                         20      2.684    1.494   0.334     0.290      6.130      0.0001
Subgroup with mandibular premolar extractions
   Mandibular first molar molar T3-T1        8    À0.294     2.725   0.964   À5.080       3.080        0.769
   Mandibular first molar molar T4-T1        7    À1.766     3.218   1.216   À5.800       3.120        0.197
   Mandibular first molar molar T5-T1        8    À1.646     3.191   1.128   À6.270       2.720        0.188
   Mandibular first molar T5-T3              8    À1.352     2.260   0.799   À4.480       1.100        0.134
   Mandibular first molar T6-T5              5     0.138     1.555   0.695   À2.220       1.670        0.852
   Mandibular first molar T6-T1              5    À2.648     1.385   0.619   À4.600      À1.550        0.013
Subgroup without extractions
   Mandibular first molar T3-T1             29     1.807     1.956   0.363   À0.980        7.570     0.0001
   Mandibular first molar T4-T1             24     2.344     2.297   0.469   À1.090        7.890     0.0001
   Mandibular first molar T5-T1             27     2.446     2.181   0.420   À1.580        6.870     0.0001
   Mandibular first molar T5-T3             27     0.639     1.850   0.356   À1.970        6.000      0.0843
   Mandibular first molar T6-T5             17    À0.176     1.490   0.361   À3.330        2.900      0.633
   Mandibular first molar T6-T1             17     2.283     1.955   0.474   À0.380        8.090      0.0002




American Journal of Orthodontics and Dentofacial Orthopedics                   June 2011  Vol 139  Issue 6

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Short term and long-term stability of surgically assisted rapid palatal expansion revisited ajodo2011-139_815-22

  • 1. ORIGINAL ARTICLE Short-term and long-term stability of surgically assisted rapid palatal expansion revisited Sylvain Chamberlanda and William R. Proffitb Qubec, Qubec, Canada, and Chapel Hill, NC e e Introduction: The purpose of this article is to present further longitudinal data for short-term and long-term stability, following up our previous article in the surgery literature with a larger sample and 2 years of stability data. Methods: Data from 38 patients enrolled in this prospective study were collected before treatment, at max- imum expansion, at removal of the expander 6 months later, before any second surgical phase, at the end of orthodontic treatment, and at the 2-year follow-up, by using posteroanterior cephalograms and dental casts. Results: With surgically assisted rapid palatal expansion (SARPE), the mean maximum expansion at the first molar was 7.60 6 1.57 mm, and the mean relapse was 1.83 6 1.83 mm (24%). Modest relapse after completion of treatment was not statistically significant for all teeth except for the maxillary first molar (0.99 6 1.1 mm). A significant relationship (P 0.0001) was observed between the amount of relapse after SARPE and the post- treatment observation. At maximum, a skeletal expansion of 3.58 6 1.63 mm was obtained, and this was stable. Conclusions: Skeletal changes with SARPE were modest but stable. Relapse in dental expansion was almost totally attributed to lingual movement of the posterior teeth; 64% of the patients had more than 2 mm of dental changes. Phase 2 surgery did not affect dental relapse. (Am J Orthod Dentofacial Orthop 2011;139:815-22) A lthough a number of articles on the stability of in Qubec, Canada. All had dental casts and posteroante- e surgically assisted rapid palatal expansion rior (PA) cephalograms immediately before SARPE (T1), (SARPE) have been published, the reported sta- at the completion of expansion (T2), and at the removal bility varies considerably.1-8 It is apparent that most of the expander approximately 6 months later (T3). As of conclusions about the stability of SARPE depend on the end of January 2010, 32 had the same records before what was measured and when the measurements were any second surgical phase (T4), 37 had records at the made during the sequence of treatment. The goal of completion of orthodontic treatment (T5), and 23 had this article was to present further longitudinal data for records 2 years after the end of orthodontic treatment short-term and long-term stability, following up our (T6). Treatment characteristics are described in Table I. previous article in the surgery literature with a larger A tooth-borne expansion device (Superscrew Super- sample and 2 years of stability data.9 spring, Highwood, Ill), either banded (n 5 21) or bonded with occlusal coverage (n 5 17) was used (Fig 1). The surgical technique (described in detail previously) MATERIAL AND METHODS included separation of the pterygoid junction and the Thirty-eight patients, 19 females and 19 males be- midpalatal suture between the incisors’ roots.9 All tween 15 and 54 years of age, agreed to participate in surgery was performed by the same surgeon. a prospective, observational study of SARPE outcomes After the surgery, a latency period of 7 days was ob- approved by the Ethics Committee of Laval University served, and then the patients were instructed to activate the screw by 0.25 mm twice a day. The patients were a Private practice, Qubec, Qubec, Canada. e e monitored twice a week until the planned expansion b Kenan Professor, Department of Orthodontics, University of North Carolina, was achieved 14 to 21 days later. Active orthodontic Chapel Hill. The authors report no commercial, proprietary, or financial interest in the prod- treatment for the maxillary dentition began 2 months ucts or companies described in this article. after expansion had stopped. The expansion device Supported in part by NIH grant DE-05221 from the National Institute of Dental was kept in place for approximately 6 months. In the and Craniofacial Research. Reprint requests to: Sylvain Chamberland, 10345 Boulevard de l’Ormire, e mandibular arch, orthodontic alignment of the teeth Qubec, Qubec, Canada G2B 3L2; e-mail, drsylchamberland@biz.videotron.ca. e e began 1 week to 2 months before SARPE. Submitted, revised and accepted, April 2010. After the removal of the expander, no other retention 0889-5406/$36.00 Copyright Ó 2011 by the American Association of Orthodontists. except the main archwire was used until the end of or- doi:10.1016/j.ajodo.2010.04.032 thodontic treatment. When the braces were removed, 815
  • 2. 816 Chamberland and Proffit Table I. Treatment characteristics of the experimental sample Observation time point n Mean time (mo) SD Minimum Maximum T1-T2 (distraction completed) 38 0.68 0.23 0.46 1.81 T2-T3 (expander retention) 38 5.95 0.68 4.21 7.13 T1-T4 (start to second surgery) 32 15.27 3.99 9.40 24.28 T2-T5 (end of expansion to deband) 37 21.59 5.28 12.88 41.69 T3-T5 (expander out to deband) 37 15.64 5.09 7.79 35.19 D1-T5 (total treatment time) 37 23.57 5.27 15.41 43.07 T5-T6 (postorthodontic treatment) 23 25.35 4.49 20.96 39.49 D1, Treatment initiated in the mandibular arch; T(x)-T(y), observation between 2 time points. Fig 1. Superscrew for palatal expansion: A, with 2 molar bands and 2 bonded occlusal rests on the first premolars; B, with bonded occlusal coverage. The bonded version was used for patients with an open bite or a high mandibular plane angle to minimize downward-backward rotation of the mandible. a bonded lingual wire was placed from canine to canine in both arches. No removable retainers were used. Of the 38 patients who completed the distraction phase, 32 had a second surgical phase planned (usually superior repositioning of the maxilla or mandibular ad- vancement), but 4 of them did not need it after reassess- ment. One patient was overexpanded and needed constriction of the maxilla at the second surgical phase to achieve arch coordination. His data were removed at T5. Twenty-three patients so far have returned for records 2 years after the end of orthodontic treatment. On the PA cephalograms, posterior maxillary width was measured as the distance between the bilateral jug- ula points, and nasal width was measured across the lowest wide part of the nasal cavity (Fig 2). The enlarge- ment factor was assessed by using the width of the screw in situ and compared with the width of the screw on the PA cephalogram. On the dental casts, maxillary interca- Fig 2. Width measurements on PA cephalometric radio- nine, interpremolar, and intermolar widths were mea- graphs used in this study. Maxillary (MX) width was mea- sured as the distances between the cusp tips of the sured between jugula left (JL) and right (JR), with jugula canines, mesial fossae of the premolars, and central fos- defined as the point on the jugal process at the intersec- sae of the molars. Mandibular inter-first molar width was tion of the outline of maxillary tuberosity and the zygo- measured in the central fossae. matic process. Nasal cavity (NC) width was measured The statistical significance of changes between between the left and right points at the lowest part of the baseline and posttreatment data was assessed by using maximum concavity of the piriform rim. paired 2-sample t tests and repeated measures analysis June 2011 Vol 139 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
  • 3. Chamberland and Proffit 817 Mean Dental Changes 8 Maximal Expansion T3 - T1 Relapse T5 - T3 7 Net Expansion T5 - T1 Long Term Relapse T6 - T5 5 Net Changes T6 - T1 4 mm 2 1 -1 -3 -4 Canine 1st Premolar 2nd Premolar 1st Molar 2nd Molar 1st Lower Molar, 1st Lower Molar, Non Exo Subgroup Exo Subgroup Teeth Fig 3. Changes in arch width with SARPE. All maxillary changes were statistically significant from zero. Changes for the mandibular first molars of subjects who did not have first premolar extractions (Non Exo Subgroup) are significantly different from zero. Changes for the mandibular first molars in the subgroup that had first premolar extractions (Exo Subgroup) showed moderate constriction, although it was nonsignificant. The brackets on each bar show the standard error. See Appendix for completed detailed changes. of variance (ANOVA). The first test was used as a micro- RESULTS investigation of any significant changes between 2 Dental changes, as measured on the dental casts specific times, and the last test was used as a macroin- obtained at each time point, are shown in Figure 3 vestigation of the global evolution of the measure- and Appendix. The changes in the maxillary arch during ments through more than 2 times. Since there were 6 expansion (T3-T1) and after expansion (T5-T3) were sig- t tests for dental changes, the level of significance nificantly different from zero (P0.001), as were the net was corrected by the Bonferroni adjustment (a 5 expansion amounts at debonding (T5-T1) and the 0.05/6) to prevent type 1 error. Moreover, unpaired 2-year recall (T6-T1). The amount of expansion at the 2-sample t tests were used to compared the means of second molars (7.36 mm) was similar to that at the first dental or skeletal changes between the 2 types of ap- premolars (7.61 mm), showing the parallelism of maxil- pliance (bonded, banded) or between the 2 subgroups lary expansion anteroposteriorly viewed from the occlu- for the mandibular arch (extraction, nonextraction). sal aspect. Greater relapse was noted across the second ANOVA models were also used to measure the effect molars; therefore, the net expansion at the second of phase 2 surgery. After a significant effect, protected molar was significantly less than across the first premo- least significant difference multiple comparisons were lars (P 5 0.0013). This can be explained by arch-form used to test the differences between all pairs of surgery. coordination during treatment. Finally, the association between dental and skeletal The mandibular arch changes should be interpreted changes was investigated by using Pearson correlation cautiously. Eight patients had the first premolars ex- coefficients. The method error was also evaluated on tracted in the mandibular arch for second stage surgery dental changes at T6 for which the measurements preparation. Therefore, 2 subgroups were assessed ac- were taken twice. To do so, the Shrout and Fleiss intra- cording to this variable. The nonextraction subgroup class correlations were used as a coefficient of fidelity; with records at T5 (n 5 28) showed significant expan- these were all greater than 0.99, indicating a small sion of mandibular intermolar width at debonding method error. (2.45 6 2.18 mm; P 0.0001), whereas the extraction American Journal of Orthodontics and Dentofacial Orthopedics June 2011 Vol 139 Issue 6
  • 4. 818 Chamberland and Proffit 8.00 80 % Skeletal Expansion 80 6.00 Expansion (mm) 65 60 46 56 41 4.00 40 2.00 20 0.00 0 0.68 6.632 15.27 23.57 48.92 Time Point (Months) (1st Molar) (% Mx/ M1) (Maxilla) (Nasal Cavity) Fig 4. Changes over time after SARPE in the dental and skeletal dimensions, and in the percentages of skeletal expansion. Almost all relapse was dental rather than skeletal. Repeated-measures ANOVA confirmed a significant relationship between the amount of dental relapse and the time after surgery, when skeletal changes are stable and unaffected by time after surgery. Squares indicate expansion at the first molar. Diamonds indicate percentages of skeletal expansion at each time point. Circles in- dicate maxillary skeletal expansion. Triangles indicate expansion across the nasal cavity. subgroup (n 5 8) showed variable responses with a significant relationship (P 0.0001) between the a tendency toward decreased intermolar width. amount of relapse seen after SARPE and when the post- Figure 4 shows the changes over time in nasal treatment observation was made. Long-term data show cavity width and skeletal maxillary width (see Fig 2 for that some relapse, although nonsignificant, continues to the points that were measured). In both locations, signif- occur after orthodontic treatment. The exception was icant expansion was obtained (P 0.0001) and post- the maxillary first molar, which reached the level of SARPE change was negligible (P 5 0.1166). Therefore, significance. Thirty-nine percent of the patients with the skeletal changes produced during SARPE can be con- 2 years of follow-up had more than 1 mm of relapse sidered to be quite stable. across the first molars during those 2 years. For those Table II shows that the 2 expansion devices had no 9 patients, the mean relapse was 2.2 mm. significant difference in terms of expansion at the first Table IV shows that, of the different independent and molar (P 5 0.2727), the skeletal level measured at jugula dependent variables assessed in this study, only 2 vari- (P 5 0.2735), or the nasal cavity (P 5 0.3779). ables, the diastema at T2 and the change in length of Of the 36 subjects whose treatments were completed the screw during expansion, were significantly correlated by January 2010, 10 underwent a second-stage maxillo- with the amount of first molar expansion at T3. There mandibular surgery for AP or vertical repositioning, 12 was no significant association between diastema width had mandibular advancement only, 5 had maxillary sur- and net expansion, skeletal and dental changes, skeletal gery only, and 9 did not need a second surgical phase. and screw length changes, relapse and molar expansion, There was no significant effect of any phase 2 surgery or relapse and skeletal expansion. on dental relapse (P 5 0.6637). The data available at T3 to T4 and T5 (Table III) were used to analyze the timing of dental relapse changes at DISCUSSION the first molar. About 57% of the total relapse occurred The amount of expansion across the first molars from during the first 9 months after expander removal, and the SARPE procedure was 7.60 6 1.57 mm. This was 43% occurred in the next 6 months. There was similar to other reports with measurements to the June 2011 Vol 139 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
  • 5. Chamberland and Proffit 819 Table II. Effect of the type of appliance on expansion Variable Type of appliance n Mean (mm) SD Minimum Maximum P value First molar expansion Bonded 17 7.91 1.29 5.48 10.99 0.2727 Banded 21 7.34 1.75 4.95 10.98 Jugula expansion Bonded 17 3.88 1.98 2.00 8.90 0.2735 Banded 21 3.21 1.93 À1.40 6.40 Nasal cavity expansion Bonded 17 1.20 1.13 À1.10 3.60 0.3779 Banded 21 1.56 1.33 À1.10 4.20 Table III. Effect of the time on relapse after expander removal Time-point comparison Relapse (mm) Error T or F value df P value T3 vs T4 vs T5 vs T6 28.98 (F) 3, 125 0.0001 T3 vs T4 (9.5 6 3.2 mo) À1.05 0.30 3.53 (T) 125 0.0006 T4 vs T5 (5.7 6 1.5 mo) À0.79 0.30 2.62 (T) 125 0.0098 T3 vs T5 (15.2 6 5.1 mo) À1.85 0.29 6.43 (T) 125 0.0001 T5 vs T6 (24.7 6 3.1 mo) À1.09 0.34 3.23 (T) 125 0.0016 T(x) vs T(y), Difference between time point (x) and (y). maximum expansion point.5,6,8,10 We noted a mean Table IV. Coefficient of correlation and determination relapse in width that was significant for all dental cast between variables dimensions from the canine to the second molar, with a mean change of 1.83 6 1.83 mm at the first molar. Variable n r P value This is a loss of 24% of the maximum expansion. As Diastema at T2 vs first 38 0.640 0.0001 molar expansion at T3 the large standard deviation indicates, there was Diastema at T2 vs first 36 0.355 0.0334 considerable variation in the amount of relapse, which molar expansion at T5 is shown as the percentage of patients by amount of Diastema at T2 vs skeletal 38 0.217 0.1902 change in Figure 5. changes at T3 Posttreatment retention is likely to be an important Screw changes vs first 38 0.936 0.0001 molar expansion at T3 factor in any study of stability.7,10,11 In this study, the Skeletal changes at T3 vs 38 0.338 0.0381 expansion device was maintained for 6 months after dental changes at T3 the distraction had stopped. Byloff and Mossaz,6 who Skeletal changes at T3 vs 38 0.295 0.0719 maintained the expander for 3 months and then replaced screw changes at T3 it with a conventional removable retainer for another Relapse T5-T3 vs first 36 À0.265 0.1186 molar expansion at T3 3 months, had 36% of relapse at the first molar at the Relapse T5-T3 vs skeletal 36 À0.259 0.1271 end of orthodontic treatment. Progel et al,5 Berger expansion at T3 et al,7 Koudstaal et al,8 and de Freitas et al10 reported 0.88 mm (12%), 1.01 mm (17.5%), 0.5 mm (55%), and 1.48 mm (18%) of relapse, respectively, in a 12-month Our data showed that 42% of the patients had study period. They concluded that expansion obtained a relapse of 2 mm, and 22% had a relapse greater with SARPE is stable, but all their patients were still in than 3 mm at the first molar (Fig 5). This was similar orthodontic treatment. In our study, data at T4 were col- to the stability reported with multi-segmented LeFort lected 15 months after SARPE, before the second surgi- I osteotomy.9,12 cal phase for those who needed it. At that point, we Data at T6 were obtained 24.7 6 3.1 months after found a mean of 1.04 mm of relapse at the first molar; the orthodontic treatment. Modest relapse after treat- this was comparable with the above-mentioned studies. ment was observed. This was not statistically significant This relapse at T4 was only 57% of the total relapse we for all teeth, except for the maxillary first molar (0.99 6 found. Therefore, any inferences about the stability of 1.1 mm; P 5 0.0003), where it represents 17% of the net SARPE are questionable if arch form coordination or fi- expansion at T5 and adds to the relapse from T3 to T5. nal AP or vertical relationships have not been achieved at This long-term relapse that was significant at the first the time of measurement. molar only cannot be explained by a type 1 error, since American Journal of Orthodontics and Dentofacial Orthopedics June 2011 Vol 139 Issue 6
  • 6. 820 Chamberland and Proffit SARPE: Post-Tx Changes 50.0 First Molar 45.0 First Premolar 40.0 % of Patients 35.0 30.0 25.0 20.0 15.0 10.0 5.0 0.0 ( - 3) (-3 to -1) (-1 to 1) (1 to 3) Relapse (mm) Fig 5. Percentages of patients with major relapse (.3 mm), moderate relapse (1-3 mm), minimal changes (À1-1 mm), and posttreatment expansion. the level of significance was adjusted by the Bonferroni device.16-19 Koudstaal et al,8 in a prospective random- method (a 5 0.05/6). It also cannot be explained by the ized patient trial comparing bone-borne and tooth- effect of a bonded vs banded appliance, since our result borne devices, obtained 3.1 6 2.0 mm of expansion at shows that the type of appliance had no effect on the alveolar crest and 2.6 6 1.8 mm at the nasal level, relapse. Posttreatment arch form adjustment might be and found no difference in the efficacy of the 2 devices. the explanation, since on the average the mandibular If one looks at the stability of the skeletal changes intermolar distance was expanded and constricted with SARPE, it should rank high in the hierarchy of modestly, and a large standard deviation was noted stability of orthognathic surgery, but if one looks at (À0.18 6 1.5 mm). the dental changes, 64% of the patients had more The amounts of dental expansion and the percent- than 2 mm of change and 22% had more than ages of relapse in this study are in keeping with other 3 mm of change (Fig 5). This could be attributed to long-term studies of SARPE.1-3,13,14 Bays and Greco2 several factors, such as the device itself, the surgical reported 0.45 6 0.69 mm of relapse of the net expan- technique, or the timing of the observations, but for sion at the first molar (7.7%) 2.4 6 1.3 years after treat- all other surgeries, presurgical orthodontic preparation ment. Northway and Meade1 found 0.1 mm of relapse is done, and few if any dental movements are needed of the net expansion (6%) 5 years after treatment. after surgery. This is not the case for SARPE. Many Stromberg and Holm3 reported 1.2 6 1.3 mm of relapse dental movements, including correction of overexpan- of the net expansion (8.3%) in a 3.5-year follow-up of sion, are done after the expander is removed to a “selected sample.” Anttila et al4 reported an average achieve arch-form coordination. With SARPE, as with relapse of 1.3 mm of the net expansion (22%) after other orthognathic surgical procedures, it is appropri- 6 years. ate to focus on skeletal, not dental, stability—which In this study, immediately after SARPE, about half of has not been clearly reported previously because the the expansion (46%) was skeletal, as shown by signifi- appropriate PA cephalograms were not available at cant widening of the maxilla and the nasal cavity. This several time points. was greater skeletal change than Byloff and Mossaz6 The significant correlation between the width of the and Berger et al7 reported, perhaps because they diastema at T2 and the amount of first molar expansion removed the expander after 3 months instead of our at T3 indicates that the development of a diastema is 6 months. Hino et al15 reported greater skeletal expan- a predictor that adequate molar expansion is occurring. sion but used a landmark closer to the teeth than we If no diastema appears, one might suspect that there is did. Recent computed tomography studies found skele- no separation of the hemimaxillae, and that the buccal tal expansion from 5 to 7 mm with a tooth-borne segments are tipping. June 2011 Vol 139 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
  • 7. Chamberland and Proffit 821 but stable. Relapse in dental expansion was almost totally attributed to lingual movement of the posterior teeth. Phase 2 surgery did not affect dental relapse. The di- astema at the end of distraction is a predictor that ade- quate molar expansion is occurring. Bonded expanders showed the same efficacy as banded expanders. We thank Dany Morais for careful surgical treatment and Gaetan Daigle for statistical consultation and analysis. REFERENCES 1. Northway WM, Meade JB Jr. Surgically assisted rapid maxillary ex- pansion: a comparison of technique, response, and stability. Angle Orthod 1997;67:309-20. 2. Bays RA, Greco JM. Surgically assisted rapid palatal expansion: an outpatient technique with long-term stability. J Oral Maxillofac Surg 1992;50:110-5. 3. Stromberg C, Holm J. Surgically assisted, rapid maxillary expansion Fig 6. PA cephalograms: A, before expansion; and B, af- in adults. A retrospective long-term follow-up study. J Craniomax- illofac Surg 1995;23:222-7. ter expansion. A, Inward movement of the alveolar edge 4. Anttila A, Finne K, Keski-Nisula K, Somppi M, Panula K, below the buccal corticotomy (C); B, downward move- Peltomaki T. Feasibility and long-term stability of surgically assis- ment of the palatal process of the hemimaxillae. ted rapid maxillary expansion with lateral osteotomy. Eur J Orthod 2004;26:391-5. 5. Pogrel MA, Kaban LB, Vargervik K, Baumrind S. Surgically assisted We found that dental changes are not correlated with rapid maxillary expansion in adults. Int J Adult Orthod Orthognath skeletal changes (r2 5 0.06); this is supported by the Surg 1992;7:37-41. 6. Byloff FK, Mossaz CF. Skeletal and dental changes following sur- study of Goldenberg et al.18 This confirms that, in the gically assisted rapid palatal expansion. Eur J Orthod 2004;26: frontal view, rotation of the hemimaxillae occurs, with 403-9. teeth expanding more than bone8,9,17,20 and palatal 7. Berger JL, Pangrazio-Kulbersh V, Borgula T, Kaczynski R. Stability depth decreasing.1,8 This means that the alveolar edges of orthopedic and surgically assisted rapid palatal expansion over below the buccal corticotomy move inward, and the time. Am J Orthod Dentofacial Orthop 1998;114:638-45. 8. Koudstaal MJ, Smeets JB, Kleinrensink GJ, Schulten AJ, van der palatal processes move downward as the dentoalveolar Wal KG. Relapse and stability of surgically assisted rapid maxillary process is expanding (Fig 6). One might expect that expansion: an anatomic biomechanical study. J Oral Maxillofac greater expansion during SARPE would mean greater Surg 2009;67:10-4. relapse after removal of the expansion device. Our data 9. Chamberland S, Proffit WR. Closer look at the stability of surgically show that there is no relationship between the amount assisted rapid palatal expansion. J Oral Maxillofac Surg 2008;66: 1895-900. of expansion and the amount of dental relapse (r2 5 10. de Freitas RR, Goncalves AJ, Moniz NJ, Maciel FA. Surgically assis- 0.07, P 5 0.1186). ted maxillary expansion in adults: prospective study. Int J Oral The classic study of the stability of transverse expan- Maxillofac Surg 2008;37:797-804. sion obtained with segmented LeFort I osteotomy re- 11. Zimring JF, Isaacson RJ. Forces produced by rapid maxillary ex- ported that patients who had concurrent mandibular pansion. 3. Forces present during retention. Angle Orthod 1965; 35:178-86. surgery had significantly greater relapse at the first and 12. Proffit WR, Turvey TA, Phillips C. The hierarchy of stability and pre- second molars.21 Our data showed no significant effect dictability in orthognathic surgery with rigid fixation: an update of any phase 2 surgery on dental relapse. This might and extension. Head Face Med 2007;3:21. be an important decision factor if large transverse 13. Marchetti C, Pironi M, Bianchi A, Musci A. Surgically assisted rapid changes are necessary along with vertical and AP palatal expansion vs. segmental Le Fort I osteotomy: transverse sta- bility over a 2-year period. J Craniomaxillofac Surg 2009;37:74-8. changes. 14. Sokucu O, Kosger HH, Bicakci AA, Babacan H. Stability in dental changes in RME and SARME: a 2-year follow-up. Angle Orthod CONCLUSIONS 2009;79:207-13. 15. Hino CT, Pereira MD, Sobral CS, Kreniski TM, Ferreira LM. Trans- In this study, transverse expansion of the maxilla was verse effects of surgically assisted rapid maxillary expansion: achieved through SARPE with pterygoid plate separa- a comparative study using Haas and Hyrax. J Craniofac Surg tion. Skeletal changes were modest (usually 3-4 mm) 2008;19:718-25. American Journal of Orthodontics and Dentofacial Orthopedics June 2011 Vol 139 Issue 6
  • 8. 822 Chamberland and Proffit 16. Loddi PP, Pereira MD, Wolosker AB, Hino CT, Kreniski TM, expansion: a computed tomography evaluation. Oral Surg Oral Ferreira LM. Transverse effects after surgically assisted rapid Med Oral Pathol Oral Radiol Endod 2008;106:812-9. maxillary expansion in the midpalatal suture using computed to- 19. Tausche E, Deeb W, Hansen L, Hietschold V, Harzer W, mography. J Craniofac Surg 2008;19:433-8. Schneider M. CT analysis of nasal volume changes after 17. Landes CA, Laudemann K, Schubel F, Petruchin O, Mack M, Kopp S, surgically-assisted rapid maxillary expansion. J Orofac Orthop et al. Comparison of tooth- and bone-borne devices in surgically 2009;70:306-17. assisted rapid maxillary expansion by three-dimensional computed 20. Zemann W, Schanbacher M, Feichtinger M, Linecker A, Karcher H. tomography monitoring: transverse dental and skeletal maxillary Dentoalveolar changes after surgically assisted maxillary expan- expansion, segmental inclination, dental tipping, and vestibular sion: a three-dimensional evaluation. Oral Surg Oral Med Oral bone resorption. J Craniofac Surg 2009;20:1132-41. Pathol Oral Radiol Endod 2009;107:36-42. 18. Goldenberg DC, Goldenberg FC, Alonso N, Gebrin ES, Amaral TS, 21. Phillips C, Medland WH, Fields HW Jr, Proffit WR, White RP Jr. Scanavini MA, et al. Hyrax appliance opening and pattern of skel- Stability of surgical maxillary expansion. Int J Adult Orthod etal maxillary expansion after surgically assisted rapid palatal Orthognath Surg 1992;7:139-46. June 2011 Vol 139 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
  • 9. Chamberland and Proffit 822.e1 APPENDIX Dental changes after SARPE Variable n Mean (mm) SD SE Minimum Maximum P value Canine T3-T1 37 5.689 2.030 0.334 0.570 9.560 0.0001 Canine T4-T1 31 3.287 2.205 0.396 À0.120 7.610 0.0001 Canine T5-T1 35 3.179 2.275 0.385 À1.140 8.240 0.0001 Canine T5-T3 35 À2.601 1.937 0.327 À6.420 3.180 0.0001 Canine T6-T5 22 0.060 0.683 0.146 À1.470 1.390 0.6824 Canine T6-T1 22 2.547 1.904 0.406 À1.100 5.700 0.0001 First premolar T3-T1 32 7.613 1.867 0.330 2.930 12.320 0.0001 First premolar T4-T1 27 5.830 2.435 0.469 1.630 10.520 0.0001 First premolar T5-T1 30 5.755 2.739 0.500 0.900 11.350 0.0001 First premolar T5-T3 30 À1.787 2.239 0.409 À6.290 3.270 0.0001 First premolar T6-T5 19 À0.493 1.412 0.324 À3.040 1.720 0.1456 First premolar T6-T1 19 4.894 2.052 0.471 1.460 9.050 0.0001 Second premolar T3-T1 38 7.865 1.865 0.302 3.830 12.290 0.0001 Second premolar T4-T1 32 6.378 2.856 0.505 1.900 12.350 0.0001 Second premolar T5-T1 36 6.214 2.747 0.458 1.020 13.170 0.0001 Second premolar T5-T3 36 À1.655 2.457 0.409 À7.130 3.220 0.0003 Second premolar T6-T5 23 À0.642 1.351 0.282 À2.850 1.980 0.0328 Second premolar T6-T1 23 5.344 2.349 0.490 2.400 11.470 0.0001 First molar T3-T1 38 7.598 1.566 0.254 4.950 10.990 0.0001 First molar T4-T1 32 6.561 2.207 0.390 3.180 11.650 0.0001 First molar T5-T1 36 5.732 2.088 0.348 1.780 12.400 0.0001 First molar T5-T3 36 À1.832 1.834 0.306 À6.920 1.410 0.0001 First molar T6-T5 23 À0.987 1.110 0.231 À3.570 0.590 0.0003 First molar T6-T1 23 4.569 1.939 0.404 1.020 8.830 .0001 Second molar T3-T1 34 7.360 1.850 0.317 3.440 11.120 0.0001 Second molar T4-T1 29 5.359 2.268 0.421 1.660 10.030 0.0001 Second molar T5-T1 32 3.659 1.891 0.334 1.030 7.930 0.0001 Second molar T5-T3 32 À3.640 1.986 0.351 À7.710 0.540 0.0001 Second molar T6-T5 21 À0.636 1.238 0.270 À3.250 2.820 0.0289 Second molar T6-T1 20 2.684 1.494 0.334 0.290 6.130 0.0001 Subgroup with mandibular premolar extractions Mandibular first molar molar T3-T1 8 À0.294 2.725 0.964 À5.080 3.080 0.769 Mandibular first molar molar T4-T1 7 À1.766 3.218 1.216 À5.800 3.120 0.197 Mandibular first molar molar T5-T1 8 À1.646 3.191 1.128 À6.270 2.720 0.188 Mandibular first molar T5-T3 8 À1.352 2.260 0.799 À4.480 1.100 0.134 Mandibular first molar T6-T5 5 0.138 1.555 0.695 À2.220 1.670 0.852 Mandibular first molar T6-T1 5 À2.648 1.385 0.619 À4.600 À1.550 0.013 Subgroup without extractions Mandibular first molar T3-T1 29 1.807 1.956 0.363 À0.980 7.570 0.0001 Mandibular first molar T4-T1 24 2.344 2.297 0.469 À1.090 7.890 0.0001 Mandibular first molar T5-T1 27 2.446 2.181 0.420 À1.580 6.870 0.0001 Mandibular first molar T5-T3 27 0.639 1.850 0.356 À1.970 6.000 0.0843 Mandibular first molar T6-T5 17 À0.176 1.490 0.361 À3.330 2.900 0.633 Mandibular first molar T6-T1 17 2.283 1.955 0.474 À0.380 8.090 0.0002 American Journal of Orthodontics and Dentofacial Orthopedics June 2011 Vol 139 Issue 6