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HANDBOOK FOR THE ASSESSMENT
   OF AoC BEACON AWARDS


          APRIL 2012




                              1
CONTENTS


Introduction                                               Page 3
Aim of the Beacon Awards                                   Page 5
General criteria for Beacon Awards and the structure of    Page 6
applications
Assessment of Beacon Awards: overview of assessment        Page 9
Assessment process : procedures at each assessment stage
- Stage 1 Shortlisting                                     Page 13
- Stage 2 Site visits                                      Page 16
- Stage 3 Final decisions                                  Page 19
Quality Assurance of Assessment                            Page 22
Evaluation of Assessment                                   Page 23

Appendix 1. Members of the Beacon Awards Steering          Page 24
Group
Appendix 2. Assessment forms                               Page 25
Appendix 3. Sample shortlist confirmation letter           Page 30
Appendix 4. Evaluation form                                Page 32
Appendix 5.Assessor's fees and expenses                    Page 34
Appendix 6. Checklist of forms for assessors               Page 35
Appendix 7. Appointment of assessors                       Page 35




                                                                     2
AoC BEACON AWARDS

    HANDBOOK FOR THE ASSESSMENT OF AoC BEACON
                    AWARDS

                            Introduction

The Beacon Awards programme is governed by the AoC Charitable
Trust which is a registered charity, and is administered by the
Association of Colleges (AoC). The Beacon Awards Steering Group
provides advice and guidance on the delivery and development of
the programme. The Steering Group is made up of representatives
from Colleges, funding bodies and sponsoring organisations. The
Steering Group, acting as the Assessment Board, makes the final
decisions about award winners in the light of recommendations
from the team of assessors and the Chief Assessor.

This handbook is intended to provide guidance on applying for an
AoC Beacon Award and on the assessment for the awards. It
provides details of the processes involved in the assessment of
submissions and of the conditions attached to the submission of the
awards. It is intended that the guidance in this handbook will
ensure that parity is achieved between awards in terms of the
standard of the awards and in quality of the assessment of awards.

Assessors are responsible to the Manager of the AoC Charitable
Trust for analysing submissions, carrying out site visits, writing
reports on these visits and making recommendations for awards.

Individuals with suitable experience and current knowledge of the
work of Further Education Colleges are invited to apply to join the
register of Beacon Assessors. Colleges winning a Beacon Award are
invited to nominate a member of staff associated with the winning
submission to be considered for appointment as a Beacon Assessor.


                                                                      3
The final decision on the awards is made by the Beacon Awards
Steering Group. The assessment process is subject to quality
assurance and to an evaluation.

The Manager of the AoC Charitable Trust is Alice Thiagaraj – 2-5
Stedham Place, London WC1A 1HU, Phone: 020 7034 9917, fax: 020
7034 9950
Email: alice_thiagaraj@aoc.co.uk

The Chief Assessor is Roger Marriott – phone: 01908 567374.
Email: johnroger.marriott@btinternet.com




                                                                   4
Aim of the AoC Beacon Awards

The aim of the AoC Beacon Awards programme is to highlight the
breadth and quality of education in Colleges throughout the UK and
increase understanding of Colleges’ contribution to UK educational
skills policy and economic and social development.

The awards:

 Recognise imaginative and exemplary teaching and learning
  practice in Colleges
 Draw attention to provision which encourages and supports
  learners to approach challenges positively and creatively
 Support learning and continuous improvement through the
  dissemination of award-bearing practice
 Promote and celebrate the further education sector’s commitment
  to pioneering approaches to equality and diversity

The programme represents partnership in action by providing
significant benefits for the major players involved:

 An award acts as a development grant to help realise the full
potential of a project based in a College of further education

 An award serves to promote the business needs and interests of
the sponsor.

The dissemination of the exemplary practice represented by the
award-winning projects is a major purpose of Beacon Awards
programmes. Project profiles of winning Colleges are written up
and disseminated to the FE sector after their announcement. The
Manager maintains a website for the awards which contains much
valuable information on the awards scheme and lists of winning
projects. The AoC web site can be found at www.aoc.co.uk.

                                                                   5
General criteria for Beacon Awards and the structure of
                              applications

The Beacon Awards recognise exemplary initiatives (which can be
programmes, courses, projects or other forms of teaching, learning,
advice, guidance or support). The initiatives should recognise and
promote the interdependence of Colleges in the further education
sector and of business, professional and voluntary organisations to
their mutual advantage.

General Beacon Award criteria

To be eligible for an award, the initiative should show evidence of
imaginative yet sustainable teaching and learning practice or other
relevant provision. The application can be for an initiative which
can be a programme, course, project or other form of teaching,
learning, advice, guidance or support.

The application must fulfil the following criteria:

(i)      meet the specific requirements set out by the sponsors of the
         award to which the submission relates
(ii)     have regard to promoting equality and diversity in the
         delivery of the programme
(iii)    be subject to evaluation/ quality assurance to influence the
         continuing development of the initiative
(iv)     have been running for at least one academic year by 31 July
         2012
(v)      have features which actively promote exemplary teaching
         and learning
(vi)     be of benefit to one or more groups of students or trainees
         who are identified and described in the application
(vii)    have wider relevance and applicability which would make it
         of value to other Colleges as an example of good practice or
         innovation
                                                                         6
Sponsorship

Awards are made by around 15 sponsors; the awards are divided
into three categories: Teaching and learning, curriculum design and
development; Leadership and quality improvement;
Responsiveness, partnership and impact (see current prospectus for
details of the awards).

Awards are designed at the discretion of the sponsors either as UK-
wide awards or as awards for Colleges in England, Northern
Ireland, Scotland or Wales and take the form of monetary grants of,
on average, between £3,000 and £5,000 which are awarded on the
clear understanding that the total award monies will be set against
expenditures incurred in taking forward the development and
dissemination of each winning initiative.

It is a condition of entry that each College gaining an award
undertakes to inform its local community about its achievement and
about the support and interest provided by the sponsor.

Structure of the application

Submissions should address both the general criteria for Beacon
Awards and any specific criteria of the sponsor. The submission
should be no more than 3000 words and should come from a senior
member of staff who has had close contact with the initiative.
Written evidence from beneficiaries should be included in the word
limit. Reference can be made to other materials (i.e. multimedia
material, College documents etc.) which the assessors can request,
should they wish to do so. WHILST DETAILS OF THE COLLEGE
MUST BE SUPPLIED ON THE APPLICATION FORM THE
MAIN BODY OF THE SUBMISSION SHOULD BE
ANONYMOUS. SUBMISSIONS MAY BE RETURNED TO THE


                                                                      7
COLLEGE TO REMOVE ANY REFERENCES IF THEY CAN BE
IDENTIFIED.

Submissions should be structured under the following headings:

 Project summary – a brief overview of the initiative including a
clear description of target group

 Aims and objectives – how they were established and how they
have resulted in the promotion of exemplary teaching and learning

 How the project meets the sponsor’s criteria – a section which
clearly addresses each of the sponsor’s criteria as set out on the
relevant page in the Prospectus

 Project management – a description of how the project is
managed including how quality assurance is used to improve the
initiative, and how the project meets equality and diversity
standards

 Outcomes and benefits to learners – how the initiative has
benefited learners and others involved with the project – this should
be supported by written evidence from beneficiaries who may be
students, trainees, employers or, in some cases, parents. This section
should also include data on enrolment, retention, achievement,
progression and how this project shows a commitment to equality
and diversity.

 Dissemination and the future – key features of the project should
be highlighted demonstrating how it can benefit other Colleges and
how it will develop in the future

The submission must be accompanied by a completed application
form signed by the Principal/ Chief Executive of the College.

                                                                     8
Initiatives which have previously won a Beacon Award are not
eligible for consideration for the same award a second time. A
College may apply for as many awards as it wishes but it may
submit only one application per award. A College which has a
project which falls into two or more categories may submit that
project for only one award.

Applications are treated as strictly confidential to the Steering
Group, Assessors and the Manager. Material from any application is
made public only with the express approval of the College
concerned. All applications must be received by 4 July 2012.

The Manager sends an acknowledgement for each application to the
Principal/ Chief Executive. Colleges are subsequently contacted
only if the project is shortlisted.

Award winning Colleges are permitted to use the Beacon Awards
logo, with the year of the programme beneath it, on College headed
paper and promotional material.

It is expected that within approximately six months of the
announcement of the award, the winning College will organise a
local presentation ceremony in consultation with the sponsor to
allow for maximum media coverage; the Beacon Awards office at the
AoC must be informed of the arrangements.

                  Assessment of Beacon Awards

                     Overview of Assessment

Assessment of the applications for Beacon Awards is the
responsibility of specialist assessors co-ordinated by the Manager
and supported by the Chief Assessor. Normally, two assessors are
assigned to each award one of whom may represent the sponsor. A
Beacon Assessor (appointed by the Manager) acts as the Lead
Assessor for each award.
                                                                     9
Assessors are appointed following registration and the approval of
the Chief Assessor and Manager. Assessors are expected to have
substantial experience of Further Education. Assessors are required
to inform the Manager of any potential conflict of interest associated
with the Awards they are assessing and/or the Colleges applying for
those Awards.

The assessment process has three stages – short listing, an
assessment visit to the College and the final decision by the Beacon
Awards Steering Group. Assessors complete confidential written
reports at each stage. The reports are subject to moderation and
quality assurance by the Chief Assessor. Colleges short-listed (i.e.
those visited) for an award are asked to complete an evaluation form
providing feedback on the arrangements for assessment.

Assessors are expected to respond to queries from the Chief
Assessor on their reports and recommendations in order that the
Chief Assessor may present an overview of their reports and
recommendations to the Beacon Awards Steering Group.

The Chief Assessor completes an annual report which makes
recommendations for the awards to the Beacon Awards Steering
Group, and reports on the efficacy of the arrangements for
assessment. The Beacon Awards Steering Group, acting as the
assessment board, makes the final decision on awards and proposes
a small number of awards to be considered for the President's
Award.

Stage 1 Short listing

The initial assessment, leading to short listing, has regard to the
general criteria for Beacon Awards and the specific criteria for each
award (see the current prospectus). The outcome of this stage is a
list of applications for each award that best meet these criteria. Two
                                                                     10
assessors jointly assess each application and complete a standard
selection analysis form (SAF)(see appendix 2). The SAF requires
assessors to identify the extent to which an application meets the
general Beacon criteria and the specific criteria for the award.
Assessors are required to include comments identifying points of
merit and any shortcomings in the submission.

The short-list is reviewed by the Chief Assessor and once approved
assessors contact the short-listed Colleges to arrange an assessment
visit. Colleges which are not short-listed may contact the Manager
after the awards have been announced for feedback on their
submission.

Stage 2 Assessment visits

Assessment visits take place in September and early October and are
intended to match the ‘evidence on the ground’ at the shortlisted
College with the application. Visits will normally involve attending
the College for 4-5 hours and are conducted by two assessors. The
lead assessor will contact the College to outline the general
arrangements for the visit. Assessors should make clear any
requirements for additional information prior to the visit. The
Manager will confirm the arrangements for the visit in a letter to the
Principal.

Assessors are interested in exploring with the College, its staff,
students and stakeholders the benefits of the project to learners.
They will be mainly interested in the impact of the project on the
experience of the students, particularly any outcomes for learning
including achievements in terms of skills and/or qualifications
gained. Assessors will also wish to explore how the project is
managed including, its impact on equality and diversity, methods of
evaluation, quality assurance, the future development of the
initiative and its dissemination to other Colleges.


                                                                       11
Colleges should ensure that they present clearly to assessors how the
project meets the specific criteria for the award, as this forms a key
part of the assessment report following the visit.

Assessors will provide brief feedback to the College at the end of the
visit. This will normally identify particular aspects of good practice
and suggestions for areas for development where appropriate. No
indication of the outcome of the visit in terms of decisions on the
award can or should be made at this stage.

Following the visit, assessors complete a visit report (see appendix 2)
which provides a written assessment of the project. Following the
visits to all of the short-listed Colleges, assessors complete an
overview report and agree the recommendations for the award. The
outcomes of this stage are judgements and recommendations for
awards to the Manager of the AoC Charitable Trust.

Sponsors may, with the agreement of the Manager, undertake Stages 1 and
2 of the assessment process in respect of their own award(s) in conjunction
with a Beacon Award assessor.

Stage 3 Final decisions

The Chief Assessor presents the assessors’ reports and
recommendations to the Beacon Awards Steering Group which
selects the award winners.

All Beacon Awards are awarded or withheld at the sole and absolute
discretion of the Beacon Awards Steering Group and those acting on
its behalf. No explanation is given following the making or
withholding of an award.

The Chief Assessor and the Manager may identify a number of
winning projects which he feels to be particularly outstanding or
innovative to be considered by the Steering Group for submission to
                                                                          12
the President of the AoC Charitable Trust so that he or she can
decide if any should receive a ‘President’s Award’.

Detailed guidance for assessors on each of these stages is given
below.

Guidance to Assessors on the procedures at each assessment stage

                         Stage 1 Shortlisting

   The assessment of applications for each award is undertaken by
    two assessors appointed by the Chief Assessor and the
    Manager.

   Assessors should inform the Manager of any substantial
    involvement with particular Colleges e.g. as a member of staff,
    Governor, or as a result of continuing consultancy with a
    College which could present a potential conflict of interest.

   One assessor in each pair assigned to an award acts as the Lead
    Assessor and reports to the Manager over the period of the
    assessment and at the conclusion of the first stage of assessment
    submits details of the agreed shortlist. Where one of the pair of
    assessors is a sponsor, the Beacon Assessor acts as the Lead
    Assessor.

   Assessors should primarily assess the extent to which the
    submission satisfies the sponsor’s criteria completing the
    Selection Analysis Form (SAF). Assessors should also identify
    any possible shortcomings in meeting the AoC Beacon criteria.
    A grade should be allocated with indicative assessment

      “A” – project meets all the criteria well and is suitable for
       shortlisting
      “B” – project meets most of the criteria
                                                                       13
 “C” – project fails to meet important criteria and is not
        suitable for shortlisting

   The two assessors assigned to each award are responsible to the
    Manager for assessing applications for that award and for
    drawing up an agreed shortlist, of no more than three applications
    for consideration at the next stage. The list of submissions for an
    assessment visit should be based on an assessment of those
    suitable for short-listing which best meet the criteria for the
    award. In general, where there are fewer than six submissions,
    only one College need be visited if no others meet the criteria. For
    between six and 15 submissions, two Colleges should be visited,
    above 15 submissions a maximum of three Colleges may be
    visited.

   Submissions from Colleges should be anonymous. Each College
    will be allocated a reference code which the assessors should use
    in correspondence with the Manager. If a submission has not
    been fully anonymised, assessors should note this on the SAF for
    feedback to the College. Submissions may be returned to the
    College for removal of any reference before being passed on to the
    assessors.

 Applications from two or more Colleges working in partnership
  or submissions from consortia of Colleges should be treated as
  any other application, although one College must agree to be the
  main point of contact to avoid confusion.

 Assessors should read submissions, complete the SAF and then
  discuss their findings with each other to agree which Colleges
  should be shortlisted for a visit. If the two assessors are unable to
  agree a shortlist, the views of the Manager and the Chief Assessor
  should be sought.

 It is expected that assessors complete the assessment and SAFs for
  at least five submissions a day.
                                                                      14
 Completed SAFs should be returned to the Manager for all
  Colleges by Wednesday 8th August 2012 for approval. The form
  asks assessors to identify points of merit and areas for
  improvement in the submissions. The comments should be fairly
  extensive and should include an explicit reason for the decision to
  shortlist or not. This summary needs to be self explanatory and
  provide sufficient information to enable the Manager to give
  informed feedback to any non-shortlisted College.

 The Chief Assessor and/or Manager will review the SAFs as part
  of a moderation process. The Manager will inform the Lead
  Assessor of the College contact details on the approval of the
  shortlist.

 Once the shortlist for an award has been approved, the assessors
  should contact the relevant Colleges to arrange mutually
  convenient dates and times for visits. Assessors should make clear
  any requirements for additional information prior to the visit. The
  arrangements for the visit will be confirmed in writing to the
  Principal.

 Assessors should draft a letter (an example can be seen at appendix 3)
  for the College specifying the arrangements for the visit. When
  assessors wish to see a particular aspect of the project, or require
  additional information to be made available either prior to, or
  during the visit, they should ensure this request is included in the
  confirmation letter for the visit rather than ask to see it on the day.
  The letter confirming the arrangements for the visit is sent to
  the College by AoC Beacon Awards Manager on behalf of the
  assessors.

 Assessors must also complete an overview report of each award.
  This should be completed in two parts. Part 1 of the assessors’
  overview report should identify any general areas for
                                                                       15
improvement in submissions and the rationale for the final
  shortlist. This part of the report should be sent to the Manager
  with the SAFs and recommended shortlist. Part 2 of the report
  should be completed following the assessment visits.

 After the announcement of Award winners, Colleges are sent
  general feedback, by the AoC Beacon Awards Manager, on each
  of the awards they have applied for and are offered the option of
  specific feedback to be given verbally.

                          Stage 2 Site visits

 The purpose of the site visits should be to validate the evidence
  provided in the submission, clarify any aspects of the submission,
  collect additional evidence and assess the extent to which the
  project meets the criteria for the award.

 The Chief Assessor may, by arrangement, join any site visit by
  assessors and may stand in for an assessor in cases of unavoidable
  absence.

 Any additional documents required by the assessors should be
  requested from the College in advance of the site visit by the
  assessors.

 Discussions with staff, students and other relevant parties in the
  course of site visits should focus on the benefits of the project to
  learners, particularly any outcomes for learning including
  achievements in terms of skills and/or qualifications gained.
  Assessors will also wish to explore and clarify areas of the project
  such as: its future development and how it will be sustained, how
  it is managed including, the impact on equality and diversity,
  evaluation and dissemination to other Colleges.

 Assessors should remember that all submissions are about what
                                                                      16
the Colleges consider to be excellent work.

 Assessors are not inspectors but are there to listen, to learn and to
  ask questions, in other words, act as a ‘critical friend’.

 Assessors should bear in mind that Colleges go to considerable
  effort to ensure their visit showcases their work in the best light
  possible. They often arrange for external stakeholders and former
  students to be available to meet with them. Assessors should
  display every courtesy to the people they meet on the visit. They
  should endeavour to ensure the timetable for the visit is
  maintained and be appreciative of the time external stakeholders
  have taken to support the College and meet them.

 The following procedural points may be helpful to assessors:

   a half day visit (4- 5 hours) is often sufficient for assessors to
    form a judgement on the quality of the project and avoid
    placing too great a demand on the College

   it is useful for assessors to agree who should lead on each
    discussion point – this could be done prior to each visit by
    asking the College for the use of a room for about half-an-hour
    before each site visit

   similarly, it is useful for assessors to request a room at the end
    of the visit so that they can have a short meeting in private to
    prepare a brief summary feedback on the visit

   Assessors should give a short feedback (about 10 minutes) to
    Colleges following the visit. This should not be critical but
    recognise areas of good practice and suggest areas for
    development where appropriate

   Assessors should not tell Colleges how many other Colleges
                                                                         17
have entered for the award or been shortlisted

     Assessors should not tell Colleges what their recommendations
      are

 The Lead Assessor should write to the College liaison officer after
  the visit thanking the College for all it has done to make the visit a
  success; the letter should be copied to the Principal of the College
  and to the Beacon Awards Manager.

 Assessors should produce a joint report of the visit which is sent
  to the Manager in electronic form (i.e. by email or on a USB stick).

 The visit report completed by the assessors must include the
  following: (see standard format for the visit report at appendix 2)

-  College details
-  Project summary
-  A summary of the visit
-  Assessment against the sponsor’s criteria
   (the main evidence for the decision on the award)
- Project organisation and management
- Project outcomes and benefits
- Summary strengths and area for development
- Recommendation (Overall judgement on the match to the sponsor’s
criteria and recommendation for an award)

 The visit report should not be more than three sides of A4, in
  reasonable font size (i.e. no smaller than font size 10) and must be
  agreed by the two assessors.

 The copy of the assessors’ report given to the Steering Group will
  be anonymised so assessors are requested to make no references
  which could identify the College beyond the first section of the
  report.
                                                                        18
 Assessors should recommend one winner. In the unusual case of
  two applications being of absolutely equal merit the assessors may
  refer to the Chief Assessor for approval to recommend joint
  winners. This must also be discussed with the Manager since
  there may be financial implications for the sponsor.

 Assessors must complete part 2 of the assessors’ overview report
  which should provide the rationale for recommendation and
  identify any areas for improvement in the assessment of awards.
  This report will be used to support the moderation and quality
  assurance of assessment.

 Assessors must keep to the final date for the return of notes to the
  Manager since this date is determined by the time scale needed to
  allow the Steering Group to make its decisions. The final date for
  receipt of all assessors’ feedback forms, overviews, reports and
  recommendations is Wednesday 17th October 2012.

                       Stage 3 Final decisions

The Beacon Awards Steering Group acting as the Assessment Board
makes the final decisions about award winners in the light of
recommendations from the team of assessors and the Chief Assessor.

The Chief Assessor:

      reads reports of all site visits made to short listed Colleges

      reads the SAFs from assessors in order to gain an overview
       of the quality of non-shortlisted submissions and the reasons
       for not being shortlisted

      reads a selection of the full submissions from Colleges

                                                                        19
 if necessary, contacts assessors through the Manager for
       clarification or further comment

      produces a short commentary on the recommendations made
       for each award

      uses the commentaries to advise the Beacon Awards Steering
       Group in its decision making

      produces an overview report for the Steering Group

 The Chief Assessor, together with the Manager, may identify a
  number of winning projects which they feel to be particularly
  outstanding or innovative in any given year to be submitted to the
  President of the AoC Charitable Trust so that he or she can decide
  upon one to receive a ‘Presidents’ Award’.

 Decisions about the AoC Beacon Award winners are taken by the
  Steering Group at its meeting in late October/early November
  each year.

 The Steering Group reserves the right not to make an award. The
  Steering Group does not give any explanation of its decisions nor
  does the Manager enter into any discussion about decisions or
  about individual submissions.

 In the situation where the Steering Group’s decision differs from
  the recommendation made by the assessors, the sponsor may be
  informed of this, but will not be entitled to appeal the decision.

 The Steering Group appreciates that sponsors wish to maximise
  the publicity in relation to their own winning College, however
  they must not contact the College they have recommended as the
  winner until this status has been confirmed at the announcement.

                                                                       20
 Award winners will be announced at the AoC’s annual conference
  between 20-22 November 2012.




                                                              21
Quality Assurance and Evaluation of Assessment

The Chief Assessor is responsible to the Beacon Awards Steering
Group for the quality assurance of the assessment of the awards. All
assessors are required to attend training and new assessors are
supported by a Mentor. The Chief Assessor reviews the assessors'
reports to ensure the reliability of assessment, the consistency of
assessment and parity between awards. Colleges complete an
evaluation form following an assessment visit. The College
evaluations are used as a basis for identification of training needs
and for further development and improvement in the assessment of
awards. An overview of the arrangements for quality assurance is
given below:

Moderation and quality assurance of assessment

The Chief Assessor reviews all reports by assessors to ensure:

   Assessment forms and reports are appropriately completed
    with clear identification of strengths and weaknesses in relation
    to the Beacon and sponsors' criteria
   The short-list of submissions is appropriate and supported by
    clear analysis in the assessment forms
   Recommendations for the award are well supported by
    evidence and assessment recorded in the visit report
   The overview report provides a clear summary analysis of
    strengths and weaknesses of submissions, identifies areas for
    improvement in submissions and gives a clear rationale for the
    recommendation for the award
   Assessment is consistent between submissions and is
    comparable in the standard across all awards.




                                                                   22
Moderation is carried out in two stages:

(i)    End of first stage assessment - moderation of initial assessment
       (short-listing) of submissions: For each award a sample of
       submissions and SAFs is read and the assessors' overview
       report (part 1) reviewed. The Chief Assessor considers the
       appropriateness of the completion of SAFs and of the rationale
       for the shortlist. The outcomes of the moderation/review is fed
       back to assessors and reported to the Steering Group as part of
       the annual Chief Assessor's report.

(ii)   End of second stage assessment - review of assessors’
       recommendations: For each award the assessors' visit reports
       and overview reports are read. Where there is a lack of clarity
       in the visit reports the submissions are reviewed and in cases
       where the reports for the winning College(s) are found to be
       insufficiently detailed assessors will be contacted for further
       information or clarification. The review considers the
       appropriateness of the visit report, and of the assessors'
       justification of the award. The outcomes of the review are
       reported to the Steering Group as part of the annual Chief
       Assessor's report. In cases where the Chief Assessor finds the
       reports anomalous the final decision on the award will be
       referred for review by the Steering Group.

Feedback is provided to assessors at each stage of moderation and
all assessors receive a copy of the Chief Assessor’s annual report.

Evaluation

To further support improvement and development of assessment
short-listed Colleges have opportunity to evaluate and comment,
formally on the arrangements for assessment. The evaluation form
can be found at Appendix 4.


                                                                         23
The form should be completed by the College and returned to the
Beacon Awards Manager by 17 October 2012 . The forms are
summarised by the Manager and reviewed by the Chief Assessor. A
summary report resulting from the analysis is included in the Chief
Assessor’s annual report to the Steering Group and forms the basis
of recommendations for changes and improvements to assessment

The forms will be copied to the Beacon Assessors for the award but
otherwise treated as confidential. Where evaluation consistently
gives rise to concerns over assessment for a particular award or
regarding the conduct of specific assessors the Chief Assessor will
conduct a review of the arrangements for assessment and
recommend suitable actions to the Beacon Awards Manager.

Appendix 1. Members of the Beacon Awards Steering Group

Dame Pat Bacon      Chair, AoC Beacon Awards
Lesley Davies       Deputy Chief Executive and Director of Policy,
                    AoC
Haydn Edwards       Colleges Wales Representative
Steve Frampton      Principal, Portsmouth College – Sixth Form
                    College Representative
Liz Green           Head of Post-19 Qualifications, OCR
Joan Herron         Southern Regional College – Northern Ireland
                    Representative
Robin Landman       Chief Executive, Network for Black
                    Professionals
Roger Marriott      Chief Assessor, AoC Beacon Awards
Karen Murray        Head of Framework (Quality Assurance and
                    Intervention), YPLA
Michael             Group Marketing, City & Guilds
Osbaldeston
Judith Stradling    Deputy Principal, City of Bristol College – GFE
                    Representative
Alice Thiagaraj     Manager, AoC Charitable Trust
                                                                      24
Appendix 2. Assessment Forms

  Below are two forms which assessors should use to assist them in the
  reporting of the assessment process. The first is a template for
  assessors to complete following the site visit of a shortlisted College.

VISIT REPORT – TEMPLATE

Visit Report AoC Beacon Award (title of award) 2012

College:

Title of Project:

Date of Visit:

Assessors:

1. Project Summary:( Please bear in mind that this section may be shared
with the Beacon Awards Steering Group who will not have seen the original
application, so include a brief summary of the project as a whole as well as
identifying any unusual or innovative features of the project.)

2. Summary of Activities during Visit: (a brief summary of the meetings
and activities of the visit)

3. Assessment Notes: (assessment against sponsor’s criteria)

  Identify strengths and weaknesses against each of the sponsor's criteria

4. Summary Assessment:

  Project organisation and management: (identify key features that
  support the success of the project or that need to be further developed)

                                                                               25
Project outcomes: (identify the key benefits to learners and the value of
the initiative to other Colleges)

Overall Strengths and Areas for development: (summarise the main
key strengths and areas for development)

5. Recommendation (overall judgement on the match of the project to
sponsor's criteria and the recommendation of the assessors for an award)
               ************************************************

The following is the Selection Analysis Form to assist assessors in the
shortlisting process. This form is available in electronic format and
will be emailed to assessors for use each year.




                                                                            26
AoC BEACON AWARDS
                                  SELECTION ANALYSIS FORM FOR SHORT-LISTING APPLICATIONS


Title and year of Award:
College code:
Title of Project:
ASSESSOR:
            BEACON CRITERIA                     Full   Part   Not                       COMMENTS
To what extent are the Beacon criteria met
by the submission (identify specific
shortcomings)

It is subject to evaluation/quality assurance
to influence continuing development of the
initiative

It promotes equality and diversity in the
delivery of the programme

It has been running for at least one
academic year by 31 July 2012

It has features which actively promote
exemplary teaching and learning

It is of benefit to one or more groups of
students or trainees which are identified
and described in the submission

It has wider relevance and applicability
which makes it of value to other Colleges as
an example of good practice or innovation
                                                                    Assessment Grade:



                                                                                                   27
AoC BEACON AWARDS
                             SELECTION ANALYSIS FORM (PART2 SPONSOR'S CRITERIA ASSESSMENT)
Title and year of Award:
College code:
Title of Project:
ASSESSOR:

          SPONSOR CRITERIA                     Full   Part   Not                       COMMENTS

Against each criteria set out by the sponsor
assess the extent to which the criteria are
met.




                                                                   Assessment Grade:
Note : This part of the form should be continued as required.



                                                                                                  28
AoC BEACON AWARDS
                                      SELECTION ANALYSIS FORM (PART3 SUMMARY ASSESSMENT)
Title and year of Award:
College code:
Title of Project:
ASSESSOR:

Please identify the following for feedback to Colleges should it be requested (bullet points).

What features of the initiative are
of merit or of interest?




What aspects of the
initiative/application could be
improved, should the College wish
to re-submit in the future?




                                        OVERALL GRADE:

Assessors’ Decision: SHORT-LISTED / NOT SHORT-LISTED (delete as appropriate)
Comments if any:




                                                                                                 29
Appendix 3. Sample confirmation letter to shortlisted Colleges

Contact name and address

Date

Dear (Contact)

AoC Beacon Awards 2012/13 – (Title of Beacon Award)
Ref: (code)

Further to our assessor’s recent telephone call, I have pleasure in
confirming that your College has been shortlisted for the (Award).

The two assessors assigned to the award are (Lead Assessor) and
his/her co-assessor (Sponsor Assessor) from (Sponsor). As
discussed, they would like to visit you on (date) from (time) until
(time).

The assessors will wish to engage in discussions with managers,
stakeholders, partners and staff involved in delivering the
initiative. They would also like an opportunity to talk to learners.

It would be helpful if you would draw up a programme to
include evidence of the following:

(list evidence required)

Where possible, please include points that are additional to those
outlined in your submission as well as incorporating any other
aspect of your work which you would like the assessors to see.

It would be helpful if you could allow 15 minutes for assessors to
meet privately on arrival and at the end of the programme so that
they can provide feedback to the College at the end of the visit.
Apart from this you should feel free to structure the visit as suits
you best with the minimum disruption to you and your
colleagues.

Please confirm your receipt of this letter and that you are happy
with the arrangements.

I understand that you will send a programme and location details
to the assessors prior to their visit. Their contact details are:

Lead assessor address, number and email

Sponsor assessor address, number and email

(Please not that x assessor has the following dietary
requirements/needs car parking space – delete if not applicable.)

I enclose the handbook for the assessment of AoC Beacon Awards
which gives further detail on what the assessors will be looking
for in their visit as well as an evaluation of assessment form which
I should be grateful if you could complete after your visit has
taken place and returned to me by Wednesday 17 October 2012 at
the latest.

Congratulations on reaching this stage of the assessment process.
I appreciate this is a busy time and I hope that as little
inconvenience as possible will be caused. I will be sending a copy
of this letter to the Principal. If you have any queries relating to
the visit, do not hesitate to contact me.

Yours sincerely

Alice Thiagaraj

Cc   Principal
Appendix 4. College Evaluation form

                     AoC BEACON AWARDS: EVALUATION OF ASSESSMENT
                TO BE COMPLETED BY COLLEGES FOLLOWING AN ASSESSMENT VISIT

The purpose of this questionnaire is to gain feedback from Colleges of the assessment arrangements for the AoC Beacon Awards.
Findings will be used in the overall evaluation of assessment and the improvement of practice.

Name of organisation:                                           (Please circle one number)

                                                                1      Sixth Form College
                                                                2      General FE College
                                                                3      Tertiary College
                                                                4      Land Based College
                                                                5      Art & Design College
                                                                6      Independent Specialist College
                                                                7      Other: Please specify

Date of assessment visit:

Beacon Award

Title of the project/submission


For the remainder of the questionnaire, please circle one number and provide any additional comments as appropriate.
(Where a statement is not applicable please circle Box 5.)

We were satisfied with:
                                                         Strongly       Agree       Disagree      Strongly       No Opinion
                                                         Agree                                    Disagree       or N/A

1. The notice given for the visit                           1             2           3             4              5

Comments




2.   The quantity of documentation requested                1             2           3              4             5
     prior to and during the visit.

Comments



3.   The way the college’s documentation
     was used during the visit                              1             2           3             4              5

Comments




4.   The conduct of assessors and their
     management of the meetings.                            1             2           3             4              5

Comments
We were satisfied that:
                                                                        Strongly          Agree          Disagree          Strongly    No Opinion
                                                                        Agree                                              Disagree    or N/A

5.    Assessors had the professional                                       1                 2              3                 4         5
      competence to assess the submission

Comments




6.    The assessors considered the evidence                                1                 2              3                 4         5
      appropriately

Comments




7.    The feedback at the end of the visit                                 1                 2              3                 4         5
      week comprised a fair reflection of the
      project/submission.

Comments




Please indicate by ticking the appropriate box below whether there were more gains from the assessment in helping the organisation/overall provision
to improve, or more negative effects.

      8. The gains in helping to improve the provision outweigh negative effects                                  8.1

         The gains and negative effects are equally balanced                                                      8.2

         The negative effects outweigh the gains                                                                  8.3

Thank you for taking the time to complete this form. If you have any further comments, which you believe would help improve the assessment,
please supply them below. In particular, is it helpful to know what went well during the assessment and what did not go so well.

Assessment would be improved by:




Form completed by (please enter name and position in College )......................................................................

Please return this form to Alice Thiagaraj, Manager AoC Beacon Awards, 2-5 Stedham Place London WC1A 1HU
Appendix 5. Assessors’ Fees and Expenses

AoC Beacon Assessors are entitled to claim a daily rate plus reasonable
expenses. A day’s work should be calculated as being 7.5 hours, in line
with the contracted working day for AoC employees.

Visits should normally be completed in one day including travel. However
where travel would result in a working day longer than 9 hours it is
reasonable for assessors to claim an overnight stay.

Visit reports should be completed within 0.5 of a day. Assessors should
normally aim to complete a visit including travel, any overnight stays, and
report writing within 1.5 days.

Administration may be claimed for each award. Assessors should aim to
allocate no more than 0.5 days per award for administration to cover the
time to arrange visits, write letters and complete the overview report.

Expenses may be claimed according to AoC policy but assessors are
encouraged to seek the cheapest (acceptable) accommodation.

AoC Beacon Assessors are asked to bear in mind that the Beacon Awards
operate through the AoC Charitable Trust which is a Registered Charity
and the assessment, administration, events, PR and publications all need to
be covered by the sponsors’ donations. As such, the Trust greatly
appreciates the efforts Beacon Assessors make to keep their expenses to a
minimum.

Assessors are asked to submit an invoice to cover their fees once they have
returned all their completed forms and reports to the AoC Beacon Awards
office at the end of the process. Expenses may be claimed for throughout
the process using the expenses claim form which can be emailed to Beacon
Assessors. An example of the claim form appears below. Expenses claim
forms can be emailed back to the office, provided scanned copies of all
receipts are also attached, or sent by post with the original receipts.
Appendix 6:
    CHECK LIST OF DOCUMENTS TO BE SENT TO THE BEACON
                             AWARDS OFFICE
                                   Date sent to Beacon Office
   Selection Analysis Forms
     Visit letter to college
       Site visit reports
    Award overview reports
including Recommendations of
            assessors
 Copy of letter of thanks sent to
  the College’s liaison officer

Appendix 7: Appointment and training of Beacon Assessors.

Appointment of Beacon Assessors:

Individuals with suitable experience and current knowledge of the work of
Further Education Colleges are invited to apply to join the register of
Beacon Assessors. Colleges winning a Beacon Award are invited to
nominate a member of staff associated with the winning submission to be
considered for appointment as a Beacon Assessor.

Appointment is made following assessment, by the Beacon Awards
manager and the Chief Assessor, of the match of the applicant's experience
and skills to the specification included in the job description (available on
line at www.aoc.co.uk/beaconawards/assessment). The register is
maintained by the Beacon Awards Manager. The Selection criteria for AoC
Beacon Assessors contained in the job description are :

Applicants should demonstrate evidence of:

   Leadership and management within the further education sector
 Current knowledge of the further education sector i.e. direct
    experience of the sector outside the AoC Beacon Awards within the
    last 3 years
   In-depth knowledge of a specific curriculum or development area
   Evidence of substantial teaching experience in the FE sector
   Project management skills including the ability to effectively and
    efficiently manage resources
   Competent written skills
   Ability to consolidate and analyse information to make an objective
    assessment of provision and outcomes against the agreed criteria.

Assessors are required to re-register after a period of three years and to
attend the one day training for assessors on re-appointment. To be re-
registered assessors will be required to submit to the Beacon Awards
manager a summary of their professional development and direct
experience of the sector outside the AoC Beacon Awards within the
previous 3 years

Training of Assessors

Beacon assessors are required to attend the assessor training at least every
three years. Sponsor’s assessors should also attend when possible but will
not be reimbursed for their expenses or attendance.

New Beacon Assessors are allocated a mentor and required to attend the
one day training conference. The role of mentor is to provide support and
guidance especially during the first two visits made by a new assessor. The
mentor will accompany both visits; on the first the mentee will mainly
observe but should lead the second visit and be responsible for writing the
report of that visit. On completion of the second visit the mentee is required
to complete a self-assessment form which should be agreed by the mentor
following a review of the report. On subsequent visits the new assessor is
expected to take a full role in the assessment processes.

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AoC Beacon Awards Assessment Handbook

  • 1. HANDBOOK FOR THE ASSESSMENT OF AoC BEACON AWARDS APRIL 2012 1
  • 2. CONTENTS Introduction Page 3 Aim of the Beacon Awards Page 5 General criteria for Beacon Awards and the structure of Page 6 applications Assessment of Beacon Awards: overview of assessment Page 9 Assessment process : procedures at each assessment stage - Stage 1 Shortlisting Page 13 - Stage 2 Site visits Page 16 - Stage 3 Final decisions Page 19 Quality Assurance of Assessment Page 22 Evaluation of Assessment Page 23 Appendix 1. Members of the Beacon Awards Steering Page 24 Group Appendix 2. Assessment forms Page 25 Appendix 3. Sample shortlist confirmation letter Page 30 Appendix 4. Evaluation form Page 32 Appendix 5.Assessor's fees and expenses Page 34 Appendix 6. Checklist of forms for assessors Page 35 Appendix 7. Appointment of assessors Page 35 2
  • 3. AoC BEACON AWARDS HANDBOOK FOR THE ASSESSMENT OF AoC BEACON AWARDS Introduction The Beacon Awards programme is governed by the AoC Charitable Trust which is a registered charity, and is administered by the Association of Colleges (AoC). The Beacon Awards Steering Group provides advice and guidance on the delivery and development of the programme. The Steering Group is made up of representatives from Colleges, funding bodies and sponsoring organisations. The Steering Group, acting as the Assessment Board, makes the final decisions about award winners in the light of recommendations from the team of assessors and the Chief Assessor. This handbook is intended to provide guidance on applying for an AoC Beacon Award and on the assessment for the awards. It provides details of the processes involved in the assessment of submissions and of the conditions attached to the submission of the awards. It is intended that the guidance in this handbook will ensure that parity is achieved between awards in terms of the standard of the awards and in quality of the assessment of awards. Assessors are responsible to the Manager of the AoC Charitable Trust for analysing submissions, carrying out site visits, writing reports on these visits and making recommendations for awards. Individuals with suitable experience and current knowledge of the work of Further Education Colleges are invited to apply to join the register of Beacon Assessors. Colleges winning a Beacon Award are invited to nominate a member of staff associated with the winning submission to be considered for appointment as a Beacon Assessor. 3
  • 4. The final decision on the awards is made by the Beacon Awards Steering Group. The assessment process is subject to quality assurance and to an evaluation. The Manager of the AoC Charitable Trust is Alice Thiagaraj – 2-5 Stedham Place, London WC1A 1HU, Phone: 020 7034 9917, fax: 020 7034 9950 Email: alice_thiagaraj@aoc.co.uk The Chief Assessor is Roger Marriott – phone: 01908 567374. Email: johnroger.marriott@btinternet.com 4
  • 5. Aim of the AoC Beacon Awards The aim of the AoC Beacon Awards programme is to highlight the breadth and quality of education in Colleges throughout the UK and increase understanding of Colleges’ contribution to UK educational skills policy and economic and social development. The awards:  Recognise imaginative and exemplary teaching and learning practice in Colleges  Draw attention to provision which encourages and supports learners to approach challenges positively and creatively  Support learning and continuous improvement through the dissemination of award-bearing practice  Promote and celebrate the further education sector’s commitment to pioneering approaches to equality and diversity The programme represents partnership in action by providing significant benefits for the major players involved:  An award acts as a development grant to help realise the full potential of a project based in a College of further education  An award serves to promote the business needs and interests of the sponsor. The dissemination of the exemplary practice represented by the award-winning projects is a major purpose of Beacon Awards programmes. Project profiles of winning Colleges are written up and disseminated to the FE sector after their announcement. The Manager maintains a website for the awards which contains much valuable information on the awards scheme and lists of winning projects. The AoC web site can be found at www.aoc.co.uk. 5
  • 6. General criteria for Beacon Awards and the structure of applications The Beacon Awards recognise exemplary initiatives (which can be programmes, courses, projects or other forms of teaching, learning, advice, guidance or support). The initiatives should recognise and promote the interdependence of Colleges in the further education sector and of business, professional and voluntary organisations to their mutual advantage. General Beacon Award criteria To be eligible for an award, the initiative should show evidence of imaginative yet sustainable teaching and learning practice or other relevant provision. The application can be for an initiative which can be a programme, course, project or other form of teaching, learning, advice, guidance or support. The application must fulfil the following criteria: (i) meet the specific requirements set out by the sponsors of the award to which the submission relates (ii) have regard to promoting equality and diversity in the delivery of the programme (iii) be subject to evaluation/ quality assurance to influence the continuing development of the initiative (iv) have been running for at least one academic year by 31 July 2012 (v) have features which actively promote exemplary teaching and learning (vi) be of benefit to one or more groups of students or trainees who are identified and described in the application (vii) have wider relevance and applicability which would make it of value to other Colleges as an example of good practice or innovation 6
  • 7. Sponsorship Awards are made by around 15 sponsors; the awards are divided into three categories: Teaching and learning, curriculum design and development; Leadership and quality improvement; Responsiveness, partnership and impact (see current prospectus for details of the awards). Awards are designed at the discretion of the sponsors either as UK- wide awards or as awards for Colleges in England, Northern Ireland, Scotland or Wales and take the form of monetary grants of, on average, between £3,000 and £5,000 which are awarded on the clear understanding that the total award monies will be set against expenditures incurred in taking forward the development and dissemination of each winning initiative. It is a condition of entry that each College gaining an award undertakes to inform its local community about its achievement and about the support and interest provided by the sponsor. Structure of the application Submissions should address both the general criteria for Beacon Awards and any specific criteria of the sponsor. The submission should be no more than 3000 words and should come from a senior member of staff who has had close contact with the initiative. Written evidence from beneficiaries should be included in the word limit. Reference can be made to other materials (i.e. multimedia material, College documents etc.) which the assessors can request, should they wish to do so. WHILST DETAILS OF THE COLLEGE MUST BE SUPPLIED ON THE APPLICATION FORM THE MAIN BODY OF THE SUBMISSION SHOULD BE ANONYMOUS. SUBMISSIONS MAY BE RETURNED TO THE 7
  • 8. COLLEGE TO REMOVE ANY REFERENCES IF THEY CAN BE IDENTIFIED. Submissions should be structured under the following headings:  Project summary – a brief overview of the initiative including a clear description of target group  Aims and objectives – how they were established and how they have resulted in the promotion of exemplary teaching and learning  How the project meets the sponsor’s criteria – a section which clearly addresses each of the sponsor’s criteria as set out on the relevant page in the Prospectus  Project management – a description of how the project is managed including how quality assurance is used to improve the initiative, and how the project meets equality and diversity standards  Outcomes and benefits to learners – how the initiative has benefited learners and others involved with the project – this should be supported by written evidence from beneficiaries who may be students, trainees, employers or, in some cases, parents. This section should also include data on enrolment, retention, achievement, progression and how this project shows a commitment to equality and diversity.  Dissemination and the future – key features of the project should be highlighted demonstrating how it can benefit other Colleges and how it will develop in the future The submission must be accompanied by a completed application form signed by the Principal/ Chief Executive of the College. 8
  • 9. Initiatives which have previously won a Beacon Award are not eligible for consideration for the same award a second time. A College may apply for as many awards as it wishes but it may submit only one application per award. A College which has a project which falls into two or more categories may submit that project for only one award. Applications are treated as strictly confidential to the Steering Group, Assessors and the Manager. Material from any application is made public only with the express approval of the College concerned. All applications must be received by 4 July 2012. The Manager sends an acknowledgement for each application to the Principal/ Chief Executive. Colleges are subsequently contacted only if the project is shortlisted. Award winning Colleges are permitted to use the Beacon Awards logo, with the year of the programme beneath it, on College headed paper and promotional material. It is expected that within approximately six months of the announcement of the award, the winning College will organise a local presentation ceremony in consultation with the sponsor to allow for maximum media coverage; the Beacon Awards office at the AoC must be informed of the arrangements. Assessment of Beacon Awards Overview of Assessment Assessment of the applications for Beacon Awards is the responsibility of specialist assessors co-ordinated by the Manager and supported by the Chief Assessor. Normally, two assessors are assigned to each award one of whom may represent the sponsor. A Beacon Assessor (appointed by the Manager) acts as the Lead Assessor for each award. 9
  • 10. Assessors are appointed following registration and the approval of the Chief Assessor and Manager. Assessors are expected to have substantial experience of Further Education. Assessors are required to inform the Manager of any potential conflict of interest associated with the Awards they are assessing and/or the Colleges applying for those Awards. The assessment process has three stages – short listing, an assessment visit to the College and the final decision by the Beacon Awards Steering Group. Assessors complete confidential written reports at each stage. The reports are subject to moderation and quality assurance by the Chief Assessor. Colleges short-listed (i.e. those visited) for an award are asked to complete an evaluation form providing feedback on the arrangements for assessment. Assessors are expected to respond to queries from the Chief Assessor on their reports and recommendations in order that the Chief Assessor may present an overview of their reports and recommendations to the Beacon Awards Steering Group. The Chief Assessor completes an annual report which makes recommendations for the awards to the Beacon Awards Steering Group, and reports on the efficacy of the arrangements for assessment. The Beacon Awards Steering Group, acting as the assessment board, makes the final decision on awards and proposes a small number of awards to be considered for the President's Award. Stage 1 Short listing The initial assessment, leading to short listing, has regard to the general criteria for Beacon Awards and the specific criteria for each award (see the current prospectus). The outcome of this stage is a list of applications for each award that best meet these criteria. Two 10
  • 11. assessors jointly assess each application and complete a standard selection analysis form (SAF)(see appendix 2). The SAF requires assessors to identify the extent to which an application meets the general Beacon criteria and the specific criteria for the award. Assessors are required to include comments identifying points of merit and any shortcomings in the submission. The short-list is reviewed by the Chief Assessor and once approved assessors contact the short-listed Colleges to arrange an assessment visit. Colleges which are not short-listed may contact the Manager after the awards have been announced for feedback on their submission. Stage 2 Assessment visits Assessment visits take place in September and early October and are intended to match the ‘evidence on the ground’ at the shortlisted College with the application. Visits will normally involve attending the College for 4-5 hours and are conducted by two assessors. The lead assessor will contact the College to outline the general arrangements for the visit. Assessors should make clear any requirements for additional information prior to the visit. The Manager will confirm the arrangements for the visit in a letter to the Principal. Assessors are interested in exploring with the College, its staff, students and stakeholders the benefits of the project to learners. They will be mainly interested in the impact of the project on the experience of the students, particularly any outcomes for learning including achievements in terms of skills and/or qualifications gained. Assessors will also wish to explore how the project is managed including, its impact on equality and diversity, methods of evaluation, quality assurance, the future development of the initiative and its dissemination to other Colleges. 11
  • 12. Colleges should ensure that they present clearly to assessors how the project meets the specific criteria for the award, as this forms a key part of the assessment report following the visit. Assessors will provide brief feedback to the College at the end of the visit. This will normally identify particular aspects of good practice and suggestions for areas for development where appropriate. No indication of the outcome of the visit in terms of decisions on the award can or should be made at this stage. Following the visit, assessors complete a visit report (see appendix 2) which provides a written assessment of the project. Following the visits to all of the short-listed Colleges, assessors complete an overview report and agree the recommendations for the award. The outcomes of this stage are judgements and recommendations for awards to the Manager of the AoC Charitable Trust. Sponsors may, with the agreement of the Manager, undertake Stages 1 and 2 of the assessment process in respect of their own award(s) in conjunction with a Beacon Award assessor. Stage 3 Final decisions The Chief Assessor presents the assessors’ reports and recommendations to the Beacon Awards Steering Group which selects the award winners. All Beacon Awards are awarded or withheld at the sole and absolute discretion of the Beacon Awards Steering Group and those acting on its behalf. No explanation is given following the making or withholding of an award. The Chief Assessor and the Manager may identify a number of winning projects which he feels to be particularly outstanding or innovative to be considered by the Steering Group for submission to 12
  • 13. the President of the AoC Charitable Trust so that he or she can decide if any should receive a ‘President’s Award’. Detailed guidance for assessors on each of these stages is given below. Guidance to Assessors on the procedures at each assessment stage Stage 1 Shortlisting  The assessment of applications for each award is undertaken by two assessors appointed by the Chief Assessor and the Manager.  Assessors should inform the Manager of any substantial involvement with particular Colleges e.g. as a member of staff, Governor, or as a result of continuing consultancy with a College which could present a potential conflict of interest.  One assessor in each pair assigned to an award acts as the Lead Assessor and reports to the Manager over the period of the assessment and at the conclusion of the first stage of assessment submits details of the agreed shortlist. Where one of the pair of assessors is a sponsor, the Beacon Assessor acts as the Lead Assessor.  Assessors should primarily assess the extent to which the submission satisfies the sponsor’s criteria completing the Selection Analysis Form (SAF). Assessors should also identify any possible shortcomings in meeting the AoC Beacon criteria. A grade should be allocated with indicative assessment  “A” – project meets all the criteria well and is suitable for shortlisting  “B” – project meets most of the criteria 13
  • 14.  “C” – project fails to meet important criteria and is not suitable for shortlisting  The two assessors assigned to each award are responsible to the Manager for assessing applications for that award and for drawing up an agreed shortlist, of no more than three applications for consideration at the next stage. The list of submissions for an assessment visit should be based on an assessment of those suitable for short-listing which best meet the criteria for the award. In general, where there are fewer than six submissions, only one College need be visited if no others meet the criteria. For between six and 15 submissions, two Colleges should be visited, above 15 submissions a maximum of three Colleges may be visited.  Submissions from Colleges should be anonymous. Each College will be allocated a reference code which the assessors should use in correspondence with the Manager. If a submission has not been fully anonymised, assessors should note this on the SAF for feedback to the College. Submissions may be returned to the College for removal of any reference before being passed on to the assessors.  Applications from two or more Colleges working in partnership or submissions from consortia of Colleges should be treated as any other application, although one College must agree to be the main point of contact to avoid confusion.  Assessors should read submissions, complete the SAF and then discuss their findings with each other to agree which Colleges should be shortlisted for a visit. If the two assessors are unable to agree a shortlist, the views of the Manager and the Chief Assessor should be sought.  It is expected that assessors complete the assessment and SAFs for at least five submissions a day. 14
  • 15.  Completed SAFs should be returned to the Manager for all Colleges by Wednesday 8th August 2012 for approval. The form asks assessors to identify points of merit and areas for improvement in the submissions. The comments should be fairly extensive and should include an explicit reason for the decision to shortlist or not. This summary needs to be self explanatory and provide sufficient information to enable the Manager to give informed feedback to any non-shortlisted College.  The Chief Assessor and/or Manager will review the SAFs as part of a moderation process. The Manager will inform the Lead Assessor of the College contact details on the approval of the shortlist.  Once the shortlist for an award has been approved, the assessors should contact the relevant Colleges to arrange mutually convenient dates and times for visits. Assessors should make clear any requirements for additional information prior to the visit. The arrangements for the visit will be confirmed in writing to the Principal.  Assessors should draft a letter (an example can be seen at appendix 3) for the College specifying the arrangements for the visit. When assessors wish to see a particular aspect of the project, or require additional information to be made available either prior to, or during the visit, they should ensure this request is included in the confirmation letter for the visit rather than ask to see it on the day. The letter confirming the arrangements for the visit is sent to the College by AoC Beacon Awards Manager on behalf of the assessors.  Assessors must also complete an overview report of each award. This should be completed in two parts. Part 1 of the assessors’ overview report should identify any general areas for 15
  • 16. improvement in submissions and the rationale for the final shortlist. This part of the report should be sent to the Manager with the SAFs and recommended shortlist. Part 2 of the report should be completed following the assessment visits.  After the announcement of Award winners, Colleges are sent general feedback, by the AoC Beacon Awards Manager, on each of the awards they have applied for and are offered the option of specific feedback to be given verbally. Stage 2 Site visits  The purpose of the site visits should be to validate the evidence provided in the submission, clarify any aspects of the submission, collect additional evidence and assess the extent to which the project meets the criteria for the award.  The Chief Assessor may, by arrangement, join any site visit by assessors and may stand in for an assessor in cases of unavoidable absence.  Any additional documents required by the assessors should be requested from the College in advance of the site visit by the assessors.  Discussions with staff, students and other relevant parties in the course of site visits should focus on the benefits of the project to learners, particularly any outcomes for learning including achievements in terms of skills and/or qualifications gained. Assessors will also wish to explore and clarify areas of the project such as: its future development and how it will be sustained, how it is managed including, the impact on equality and diversity, evaluation and dissemination to other Colleges.  Assessors should remember that all submissions are about what 16
  • 17. the Colleges consider to be excellent work.  Assessors are not inspectors but are there to listen, to learn and to ask questions, in other words, act as a ‘critical friend’.  Assessors should bear in mind that Colleges go to considerable effort to ensure their visit showcases their work in the best light possible. They often arrange for external stakeholders and former students to be available to meet with them. Assessors should display every courtesy to the people they meet on the visit. They should endeavour to ensure the timetable for the visit is maintained and be appreciative of the time external stakeholders have taken to support the College and meet them.  The following procedural points may be helpful to assessors:  a half day visit (4- 5 hours) is often sufficient for assessors to form a judgement on the quality of the project and avoid placing too great a demand on the College  it is useful for assessors to agree who should lead on each discussion point – this could be done prior to each visit by asking the College for the use of a room for about half-an-hour before each site visit  similarly, it is useful for assessors to request a room at the end of the visit so that they can have a short meeting in private to prepare a brief summary feedback on the visit  Assessors should give a short feedback (about 10 minutes) to Colleges following the visit. This should not be critical but recognise areas of good practice and suggest areas for development where appropriate  Assessors should not tell Colleges how many other Colleges 17
  • 18. have entered for the award or been shortlisted  Assessors should not tell Colleges what their recommendations are  The Lead Assessor should write to the College liaison officer after the visit thanking the College for all it has done to make the visit a success; the letter should be copied to the Principal of the College and to the Beacon Awards Manager.  Assessors should produce a joint report of the visit which is sent to the Manager in electronic form (i.e. by email or on a USB stick).  The visit report completed by the assessors must include the following: (see standard format for the visit report at appendix 2) - College details - Project summary - A summary of the visit - Assessment against the sponsor’s criteria (the main evidence for the decision on the award) - Project organisation and management - Project outcomes and benefits - Summary strengths and area for development - Recommendation (Overall judgement on the match to the sponsor’s criteria and recommendation for an award)  The visit report should not be more than three sides of A4, in reasonable font size (i.e. no smaller than font size 10) and must be agreed by the two assessors.  The copy of the assessors’ report given to the Steering Group will be anonymised so assessors are requested to make no references which could identify the College beyond the first section of the report. 18
  • 19.  Assessors should recommend one winner. In the unusual case of two applications being of absolutely equal merit the assessors may refer to the Chief Assessor for approval to recommend joint winners. This must also be discussed with the Manager since there may be financial implications for the sponsor.  Assessors must complete part 2 of the assessors’ overview report which should provide the rationale for recommendation and identify any areas for improvement in the assessment of awards. This report will be used to support the moderation and quality assurance of assessment.  Assessors must keep to the final date for the return of notes to the Manager since this date is determined by the time scale needed to allow the Steering Group to make its decisions. The final date for receipt of all assessors’ feedback forms, overviews, reports and recommendations is Wednesday 17th October 2012. Stage 3 Final decisions The Beacon Awards Steering Group acting as the Assessment Board makes the final decisions about award winners in the light of recommendations from the team of assessors and the Chief Assessor. The Chief Assessor:  reads reports of all site visits made to short listed Colleges  reads the SAFs from assessors in order to gain an overview of the quality of non-shortlisted submissions and the reasons for not being shortlisted  reads a selection of the full submissions from Colleges 19
  • 20.  if necessary, contacts assessors through the Manager for clarification or further comment  produces a short commentary on the recommendations made for each award  uses the commentaries to advise the Beacon Awards Steering Group in its decision making  produces an overview report for the Steering Group  The Chief Assessor, together with the Manager, may identify a number of winning projects which they feel to be particularly outstanding or innovative in any given year to be submitted to the President of the AoC Charitable Trust so that he or she can decide upon one to receive a ‘Presidents’ Award’.  Decisions about the AoC Beacon Award winners are taken by the Steering Group at its meeting in late October/early November each year.  The Steering Group reserves the right not to make an award. The Steering Group does not give any explanation of its decisions nor does the Manager enter into any discussion about decisions or about individual submissions.  In the situation where the Steering Group’s decision differs from the recommendation made by the assessors, the sponsor may be informed of this, but will not be entitled to appeal the decision.  The Steering Group appreciates that sponsors wish to maximise the publicity in relation to their own winning College, however they must not contact the College they have recommended as the winner until this status has been confirmed at the announcement. 20
  • 21.  Award winners will be announced at the AoC’s annual conference between 20-22 November 2012. 21
  • 22. Quality Assurance and Evaluation of Assessment The Chief Assessor is responsible to the Beacon Awards Steering Group for the quality assurance of the assessment of the awards. All assessors are required to attend training and new assessors are supported by a Mentor. The Chief Assessor reviews the assessors' reports to ensure the reliability of assessment, the consistency of assessment and parity between awards. Colleges complete an evaluation form following an assessment visit. The College evaluations are used as a basis for identification of training needs and for further development and improvement in the assessment of awards. An overview of the arrangements for quality assurance is given below: Moderation and quality assurance of assessment The Chief Assessor reviews all reports by assessors to ensure:  Assessment forms and reports are appropriately completed with clear identification of strengths and weaknesses in relation to the Beacon and sponsors' criteria  The short-list of submissions is appropriate and supported by clear analysis in the assessment forms  Recommendations for the award are well supported by evidence and assessment recorded in the visit report  The overview report provides a clear summary analysis of strengths and weaknesses of submissions, identifies areas for improvement in submissions and gives a clear rationale for the recommendation for the award  Assessment is consistent between submissions and is comparable in the standard across all awards. 22
  • 23. Moderation is carried out in two stages: (i) End of first stage assessment - moderation of initial assessment (short-listing) of submissions: For each award a sample of submissions and SAFs is read and the assessors' overview report (part 1) reviewed. The Chief Assessor considers the appropriateness of the completion of SAFs and of the rationale for the shortlist. The outcomes of the moderation/review is fed back to assessors and reported to the Steering Group as part of the annual Chief Assessor's report. (ii) End of second stage assessment - review of assessors’ recommendations: For each award the assessors' visit reports and overview reports are read. Where there is a lack of clarity in the visit reports the submissions are reviewed and in cases where the reports for the winning College(s) are found to be insufficiently detailed assessors will be contacted for further information or clarification. The review considers the appropriateness of the visit report, and of the assessors' justification of the award. The outcomes of the review are reported to the Steering Group as part of the annual Chief Assessor's report. In cases where the Chief Assessor finds the reports anomalous the final decision on the award will be referred for review by the Steering Group. Feedback is provided to assessors at each stage of moderation and all assessors receive a copy of the Chief Assessor’s annual report. Evaluation To further support improvement and development of assessment short-listed Colleges have opportunity to evaluate and comment, formally on the arrangements for assessment. The evaluation form can be found at Appendix 4. 23
  • 24. The form should be completed by the College and returned to the Beacon Awards Manager by 17 October 2012 . The forms are summarised by the Manager and reviewed by the Chief Assessor. A summary report resulting from the analysis is included in the Chief Assessor’s annual report to the Steering Group and forms the basis of recommendations for changes and improvements to assessment The forms will be copied to the Beacon Assessors for the award but otherwise treated as confidential. Where evaluation consistently gives rise to concerns over assessment for a particular award or regarding the conduct of specific assessors the Chief Assessor will conduct a review of the arrangements for assessment and recommend suitable actions to the Beacon Awards Manager. Appendix 1. Members of the Beacon Awards Steering Group Dame Pat Bacon Chair, AoC Beacon Awards Lesley Davies Deputy Chief Executive and Director of Policy, AoC Haydn Edwards Colleges Wales Representative Steve Frampton Principal, Portsmouth College – Sixth Form College Representative Liz Green Head of Post-19 Qualifications, OCR Joan Herron Southern Regional College – Northern Ireland Representative Robin Landman Chief Executive, Network for Black Professionals Roger Marriott Chief Assessor, AoC Beacon Awards Karen Murray Head of Framework (Quality Assurance and Intervention), YPLA Michael Group Marketing, City & Guilds Osbaldeston Judith Stradling Deputy Principal, City of Bristol College – GFE Representative Alice Thiagaraj Manager, AoC Charitable Trust 24
  • 25. Appendix 2. Assessment Forms Below are two forms which assessors should use to assist them in the reporting of the assessment process. The first is a template for assessors to complete following the site visit of a shortlisted College. VISIT REPORT – TEMPLATE Visit Report AoC Beacon Award (title of award) 2012 College: Title of Project: Date of Visit: Assessors: 1. Project Summary:( Please bear in mind that this section may be shared with the Beacon Awards Steering Group who will not have seen the original application, so include a brief summary of the project as a whole as well as identifying any unusual or innovative features of the project.) 2. Summary of Activities during Visit: (a brief summary of the meetings and activities of the visit) 3. Assessment Notes: (assessment against sponsor’s criteria) Identify strengths and weaknesses against each of the sponsor's criteria 4. Summary Assessment: Project organisation and management: (identify key features that support the success of the project or that need to be further developed) 25
  • 26. Project outcomes: (identify the key benefits to learners and the value of the initiative to other Colleges) Overall Strengths and Areas for development: (summarise the main key strengths and areas for development) 5. Recommendation (overall judgement on the match of the project to sponsor's criteria and the recommendation of the assessors for an award) ************************************************ The following is the Selection Analysis Form to assist assessors in the shortlisting process. This form is available in electronic format and will be emailed to assessors for use each year. 26
  • 27. AoC BEACON AWARDS SELECTION ANALYSIS FORM FOR SHORT-LISTING APPLICATIONS Title and year of Award: College code: Title of Project: ASSESSOR: BEACON CRITERIA Full Part Not COMMENTS To what extent are the Beacon criteria met by the submission (identify specific shortcomings) It is subject to evaluation/quality assurance to influence continuing development of the initiative It promotes equality and diversity in the delivery of the programme It has been running for at least one academic year by 31 July 2012 It has features which actively promote exemplary teaching and learning It is of benefit to one or more groups of students or trainees which are identified and described in the submission It has wider relevance and applicability which makes it of value to other Colleges as an example of good practice or innovation Assessment Grade: 27
  • 28. AoC BEACON AWARDS SELECTION ANALYSIS FORM (PART2 SPONSOR'S CRITERIA ASSESSMENT) Title and year of Award: College code: Title of Project: ASSESSOR: SPONSOR CRITERIA Full Part Not COMMENTS Against each criteria set out by the sponsor assess the extent to which the criteria are met. Assessment Grade: Note : This part of the form should be continued as required. 28
  • 29. AoC BEACON AWARDS SELECTION ANALYSIS FORM (PART3 SUMMARY ASSESSMENT) Title and year of Award: College code: Title of Project: ASSESSOR: Please identify the following for feedback to Colleges should it be requested (bullet points). What features of the initiative are of merit or of interest? What aspects of the initiative/application could be improved, should the College wish to re-submit in the future? OVERALL GRADE: Assessors’ Decision: SHORT-LISTED / NOT SHORT-LISTED (delete as appropriate) Comments if any: 29
  • 30. Appendix 3. Sample confirmation letter to shortlisted Colleges Contact name and address Date Dear (Contact) AoC Beacon Awards 2012/13 – (Title of Beacon Award) Ref: (code) Further to our assessor’s recent telephone call, I have pleasure in confirming that your College has been shortlisted for the (Award). The two assessors assigned to the award are (Lead Assessor) and his/her co-assessor (Sponsor Assessor) from (Sponsor). As discussed, they would like to visit you on (date) from (time) until (time). The assessors will wish to engage in discussions with managers, stakeholders, partners and staff involved in delivering the initiative. They would also like an opportunity to talk to learners. It would be helpful if you would draw up a programme to include evidence of the following: (list evidence required) Where possible, please include points that are additional to those outlined in your submission as well as incorporating any other aspect of your work which you would like the assessors to see. It would be helpful if you could allow 15 minutes for assessors to meet privately on arrival and at the end of the programme so that they can provide feedback to the College at the end of the visit. Apart from this you should feel free to structure the visit as suits
  • 31. you best with the minimum disruption to you and your colleagues. Please confirm your receipt of this letter and that you are happy with the arrangements. I understand that you will send a programme and location details to the assessors prior to their visit. Their contact details are: Lead assessor address, number and email Sponsor assessor address, number and email (Please not that x assessor has the following dietary requirements/needs car parking space – delete if not applicable.) I enclose the handbook for the assessment of AoC Beacon Awards which gives further detail on what the assessors will be looking for in their visit as well as an evaluation of assessment form which I should be grateful if you could complete after your visit has taken place and returned to me by Wednesday 17 October 2012 at the latest. Congratulations on reaching this stage of the assessment process. I appreciate this is a busy time and I hope that as little inconvenience as possible will be caused. I will be sending a copy of this letter to the Principal. If you have any queries relating to the visit, do not hesitate to contact me. Yours sincerely Alice Thiagaraj Cc Principal
  • 32. Appendix 4. College Evaluation form AoC BEACON AWARDS: EVALUATION OF ASSESSMENT TO BE COMPLETED BY COLLEGES FOLLOWING AN ASSESSMENT VISIT The purpose of this questionnaire is to gain feedback from Colleges of the assessment arrangements for the AoC Beacon Awards. Findings will be used in the overall evaluation of assessment and the improvement of practice. Name of organisation: (Please circle one number) 1 Sixth Form College 2 General FE College 3 Tertiary College 4 Land Based College 5 Art & Design College 6 Independent Specialist College 7 Other: Please specify Date of assessment visit: Beacon Award Title of the project/submission For the remainder of the questionnaire, please circle one number and provide any additional comments as appropriate. (Where a statement is not applicable please circle Box 5.) We were satisfied with: Strongly Agree Disagree Strongly No Opinion Agree Disagree or N/A 1. The notice given for the visit 1 2 3 4 5 Comments 2. The quantity of documentation requested 1 2 3 4 5 prior to and during the visit. Comments 3. The way the college’s documentation was used during the visit 1 2 3 4 5 Comments 4. The conduct of assessors and their management of the meetings. 1 2 3 4 5 Comments
  • 33. We were satisfied that: Strongly Agree Disagree Strongly No Opinion Agree Disagree or N/A 5. Assessors had the professional 1 2 3 4 5 competence to assess the submission Comments 6. The assessors considered the evidence 1 2 3 4 5 appropriately Comments 7. The feedback at the end of the visit 1 2 3 4 5 week comprised a fair reflection of the project/submission. Comments Please indicate by ticking the appropriate box below whether there were more gains from the assessment in helping the organisation/overall provision to improve, or more negative effects. 8. The gains in helping to improve the provision outweigh negative effects 8.1 The gains and negative effects are equally balanced 8.2 The negative effects outweigh the gains 8.3 Thank you for taking the time to complete this form. If you have any further comments, which you believe would help improve the assessment, please supply them below. In particular, is it helpful to know what went well during the assessment and what did not go so well. Assessment would be improved by: Form completed by (please enter name and position in College )...................................................................... Please return this form to Alice Thiagaraj, Manager AoC Beacon Awards, 2-5 Stedham Place London WC1A 1HU
  • 34. Appendix 5. Assessors’ Fees and Expenses AoC Beacon Assessors are entitled to claim a daily rate plus reasonable expenses. A day’s work should be calculated as being 7.5 hours, in line with the contracted working day for AoC employees. Visits should normally be completed in one day including travel. However where travel would result in a working day longer than 9 hours it is reasonable for assessors to claim an overnight stay. Visit reports should be completed within 0.5 of a day. Assessors should normally aim to complete a visit including travel, any overnight stays, and report writing within 1.5 days. Administration may be claimed for each award. Assessors should aim to allocate no more than 0.5 days per award for administration to cover the time to arrange visits, write letters and complete the overview report. Expenses may be claimed according to AoC policy but assessors are encouraged to seek the cheapest (acceptable) accommodation. AoC Beacon Assessors are asked to bear in mind that the Beacon Awards operate through the AoC Charitable Trust which is a Registered Charity and the assessment, administration, events, PR and publications all need to be covered by the sponsors’ donations. As such, the Trust greatly appreciates the efforts Beacon Assessors make to keep their expenses to a minimum. Assessors are asked to submit an invoice to cover their fees once they have returned all their completed forms and reports to the AoC Beacon Awards office at the end of the process. Expenses may be claimed for throughout the process using the expenses claim form which can be emailed to Beacon Assessors. An example of the claim form appears below. Expenses claim forms can be emailed back to the office, provided scanned copies of all receipts are also attached, or sent by post with the original receipts.
  • 35. Appendix 6: CHECK LIST OF DOCUMENTS TO BE SENT TO THE BEACON AWARDS OFFICE Date sent to Beacon Office Selection Analysis Forms Visit letter to college Site visit reports Award overview reports including Recommendations of assessors Copy of letter of thanks sent to the College’s liaison officer Appendix 7: Appointment and training of Beacon Assessors. Appointment of Beacon Assessors: Individuals with suitable experience and current knowledge of the work of Further Education Colleges are invited to apply to join the register of Beacon Assessors. Colleges winning a Beacon Award are invited to nominate a member of staff associated with the winning submission to be considered for appointment as a Beacon Assessor. Appointment is made following assessment, by the Beacon Awards manager and the Chief Assessor, of the match of the applicant's experience and skills to the specification included in the job description (available on line at www.aoc.co.uk/beaconawards/assessment). The register is maintained by the Beacon Awards Manager. The Selection criteria for AoC Beacon Assessors contained in the job description are : Applicants should demonstrate evidence of:  Leadership and management within the further education sector
  • 36.  Current knowledge of the further education sector i.e. direct experience of the sector outside the AoC Beacon Awards within the last 3 years  In-depth knowledge of a specific curriculum or development area  Evidence of substantial teaching experience in the FE sector  Project management skills including the ability to effectively and efficiently manage resources  Competent written skills  Ability to consolidate and analyse information to make an objective assessment of provision and outcomes against the agreed criteria. Assessors are required to re-register after a period of three years and to attend the one day training for assessors on re-appointment. To be re- registered assessors will be required to submit to the Beacon Awards manager a summary of their professional development and direct experience of the sector outside the AoC Beacon Awards within the previous 3 years Training of Assessors Beacon assessors are required to attend the assessor training at least every three years. Sponsor’s assessors should also attend when possible but will not be reimbursed for their expenses or attendance. New Beacon Assessors are allocated a mentor and required to attend the one day training conference. The role of mentor is to provide support and guidance especially during the first two visits made by a new assessor. The mentor will accompany both visits; on the first the mentee will mainly observe but should lead the second visit and be responsible for writing the report of that visit. On completion of the second visit the mentee is required to complete a self-assessment form which should be agreed by the mentor following a review of the report. On subsequent visits the new assessor is expected to take a full role in the assessment processes.