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Yield Gap Analysis and Crop Modeling Workshop
Nairobi, Kenya

RESEARCH PROGRAMS ON

Climate Change,
Agriculture and
Food Security

SYSTEMS ANALYSIS IN AGRICULTURE

Integrated Systems
for the Humid
Tropics

Roots,
Tubers
and Bananas

International Potato Center
Sub-program: Production Systems and Environment
SYSTEMS ANALYSIS IN AGRICULTURE
1. Collection of elements
2. Connected
3. Forming a unit
A particular attribute of most agricultural systems
is their complexity. Therefore, when studying
complex systems we should follow Albert
Einstein’s rule: Make things as simple as possible,
BUT NOT SIMPLER THAN THAT
Mathematics is used to synthesize and
understand the behavior of a system:
•Reductionist knowledge of the parts of a system (known as mathematical
models)
•Mean of articulating our ideas and formalizing them in an abstract way
Stephen W. Hawking
Theoretical Physicist
Cambridge University
Methodology
Define objectives

Analysis of the system

Synthesis

5000

Verification

y = 1.0657x - 195.55
R2 = 0.9925

Validation

Sensitivity analyses
500

0

-500

Scenario analyses

-1000

Y -1500

-2000

Documentation

-2500
8.0
5.0

-3000

2.0
-1.0

-3500
1 2 3
4 5 6
7

-4.0
8

9 10 11
12 13 14
15 16 17
X1
18 19 20
21

-7.0
-10.0

X2

Simulados

4000

3000

2000
2000

2500

3000 3500 4000
Observados

4500

5000
Methodology

Defining Objectives
Problem to be Addressed

Define objectives

Analysis of the system

Synthesis

Verification

Defining Effective Measurements

Analysis of the System
Determine Components of the
System
Defining model Variables

Synthesis
Validation

Sensitivity analyses

Scenario analyses

Documentation

Defining working hypotheses
Abstraction of components
Developing the Mathematical
Algorithm
Programming
Define objectives

Irradiance
Day t hour h

Analysis of the system

Respiration
Day t

Synthesis

Verification

Validation

Sensitivity analyses

Scenario analyses

Documentation

Biomass
Day t-1

GPP
Day t

NPP
Day t
Linear Regression (Observed vs. Simulated).
5000
y = 1.0657x - 195.55
R2 = 0.9925

Define objectives

Simulados

4000

3000

Analysis of the system

2000
2000

Synthesis

2500

3000 3500 4000
Observados

4500

5000

Ho (1) : o = 0
Ha (1) : o  0

Verification

Validation

Ho (2) : 1 = 1
Ha (2) : 1  1

Residual Analysis (Observed vs. Simulated).

Residuales (y-ye)

Scenario analyses

150

100

Sensitivity analyses

200

150

100

Residuales (y-ye)

200

50
0
-50

50
0
-50

-100

-100

-150

-150

-200

Documentation

-200
Observaciones

Observaciones

ei = yi – yei
Define objectives

Analysis of the system

Synthesis

Running the model to generate
desired information
Find estimated values of input
and state variables that maximize
(or minimize) ouput variables

Verification

Validation

Sensitivity analyses

Scenario analyses

Documentation

What
Happens if
Basic concepts required
to model systems
dynamics
Hierarchy of Yield Drivers and Associated Yield Levels
Crop Traits

Germplasm

Production Situation

Defining factors
Potential yield (Yp)

CO2

Radiation

Limiting factors
Attainable yield

Climate
Temperatu
re

Yield increasing measures

Reducing factors

Water

Actual yield (Ya)
Yield protecting measures

Nutrients

Soils
Weeds

Pests

Dry Matter Yield, Mg/Ha
Diseases
Modified by R. Quiroz from Penning de Vries & Rabbinge, 1995
Growth and development

Growth. The increase of weight or volume of the total plant
or various plant organs.
Development. The passing through consecutive
phenological phases. Characterized by the order and rate
of appearance of vegetative and reproductive plant organs.
20
0

10

Bacteria, number

30

40

Let us say we put a single bacteria in a culture that divides itself
every half minute; in 15 min there will be 45

0

5

10

15

Time,min

Most living organism present growth patterns similar
to this figure. That is, it follows an exponential
increase in number or weight.
Let’s assume we have a culture that divides itself every
unit of time (t). If we record the weight and we say that
the first cell had a weight w0, then when divided into
two the weight is 2w0, son on and so forth, we will have:
Time, t

Weight, w

1

w0

2

2w0

3

3w0

4

4w0

5

5w0

The shape of the growth response, as a function of
time, might be generically described by an exponential
function:
W(t) = w0 *e k*t
The growth rate at any time is:

30
10

20

dy

dx

0

Bacteria, number

40

dw/dt = k* W0 *Exp (k*t)

0

5

10
Time,min

15
We can calculate now the relative growth
rate (RGR), defined as the rate of growth
divided by the weight:

RGR =

dw/dt

RGR = k

W (t)

k* W0 *Exp (k*t)
=

W0 *Exp (k*t)
Now we have a little problem, plants and
other biological systems do not grow
indefinitely; as the organisms get bigger,
their growth rate slows until it reaches its
mature size, when RGR becomes zero
Therefore we need to modify our equation
for RGR. There are different ways and we
will use an arbitrary but convenient way
RGR*=

dw/dt
W

*(1 – g*W)

=

k (1 – g*W)

Where: g=1/Wmax

Putting this in words, when W is close to W0 RGR
is close to k but as W approaches Wmax RGR also
approaches zero
0.000

0.010 0.020 0.030

RGR

0

0
50
Time,days

50
100

Weight

150

100
150

0

10

20

Weight
30

40
Now, let us say we have a plant growing without
restriction (water, climate, pest control, etc.)
Irradiance
Day t

Biomass
Day t-1

Respiration
Day t

GPP
Day t

W (t)= W0 *e k*t
Where: W(t) – weight at any time t
W0 – weight at t=0
k – growth constant

NPP
Day t
Conceptual representation of a
horizontal surface at the top of the
canopy
G
B

R NIR
A. Effect of temperature on the metabolic reaction rate
Optimal t°

Emergency Rate

Reaction Rate
%

B. Effect of so
potato plan

Temperature ( °C )

Respiration/photosynthesis rates
(gCO2 cm -2 hoja min -1

Total

D. Relationship b
solar energy u

M (gcm -2)

C. Effect of temperature on photosynthesis and
respiration in potato
Thermal time and growth
Growth and development of crops are strongly dependent on
temperature.

Each species requires a specific temperature range for
development to occur. They are named cardinal temperatures:
• Base temperature, Tb
• Optimum temperature, To
• Maximum temperature, Tm
Thermal time are commonly calculated as a Growing Degree
Days (GDDs), Growing Degree Units (GDUs), or heat units
(HUs). Different methods exist for calculating heat units.
Growing degree days calculation
Classical approach
ET = TX-Tb

Effective temperature

40

Where
Tx Mean temperature

30

20

10

0
-20

-10

0

10

20

30

40

50

40

50

Temperature

Tx < To, ET = TX (1-((Tx-To)/(To-Tb))2

Effective temperature

Alternative Approach

To

20

10

Tx > To, ET = TX (-((Tx-Tm)/(Tm-To))2

Tb

Tm

0

ET Effective temperature
ADD Acummulated degree days

-20

-10

0

10

20

Temperature

30
Potato phenology
Phase 0

between planting and emergence

Phase 1

between emergence and tuber initiation

Phase 2

between tuber initiation and the moment
when 90% of assimilates are partitioned to
the tubers

Phase 3

until the end of crop growth
Potato phenology
Patacamaya, La Paz
17°16' S 68°55' W 3800 m.a.s.l.
100%

Canopy Cover

80%

60%

40%

20%

GDD
Luk'y

Waycha

Alpha

Ajanhuiri

Gendarme

Phase 1

350 - 450 GDD

Phase 2

800 – 1000 GGD

Phase 3

1200 – 1400 GDD

1400

1200

1000

800

600

400

200

0

0%
SOLANUM Conceptual framework

Light
Light
Interception
LUE

(—)
DM
PAR

Kg DM.ha¨¹.d ¨¹

Photosynthetic
Apparatus
T

GC

LAI

Light Reflectance

Tubers

Roots

Stems

Leaves
Dry matter accumulation equation
The growth model, based on light interception and
utilization as proposed by Spitters (1987, 1990) and
Kooman (1995), was used to simulate the daily dry
matter accumulation, through the following general
equation:
Wt = flint*PAR*LUE

Where:
•Wt Growth rate at day t (g DM.m-2.d-1)
•flint Fraction of PAR intercepted by the foliage
•PAR Photosynthetically active radiation (MJ.m-2.d-1)

•LUE Light utilization efficiency (g DM.MJ-1 PAR)
The main growth processes
Light interception
Light use efficiency
Tuber partitioning
Model parameters
Fraction of light intercepted (FLINT)

Growth phase:
FLINT = (MCC * N * f0 * exp (R0*t)) / (N *f0 * exp(R0*T) + 1 – N *f0).

P1 maximum canopy cover, MCC
P2 initial light interception capacity, f0 (m2 pl-1)
P3 initial relative crop growth rate R0 (ºCd-1)

Senescence phase:
Ft = 0.5 – (t - t0.5) / d.

P4 duration of leaves senescence, d (ºCd),
P5 time when light interception was reduced to 50%, t0.5 (ºCd).
Fraction of light intercepted (FLINT)
MCC
1.0

0.8

0.6

Canopy cover

0.4

0.2

R0
f0
0.0
0

500

1000

Thermal time

1500

2000
Model parameters
Radiation use efficiency
P6 light use efficiency, RUE (gr MJ-1)

Partitioning harvest index function
HI=M/(1+(t_ac/A)b)
P7 asymptotic harvest index, M
P8 initial slope of the harvest index curve, b (ºCd-1),
P9 thermal time at the initial harvest index curve, A (ºCd)

Tuber dry matter
P10 tuber dry matter content (DMcont)
Radiation use efficiency - RUE

3000

y = 5.552x
R² = 0.933

Total dry matter (gr. m-2)

2000

1000

0
0

100

200

300

Intercepted PAR (MJ.m-2)

400
Asymptotic harvest index

1.0

M
0.8

0.6

Tuberization index

b

0.4

0.2

A
0.0
0

500

1000
Thermal time

1500

2000
The soil - plant - atmosphere system
CO2
Temperature
Radiation
Rainfall

Photosynthesis
Respiration
Photorespiration
Transpiration
Dry matter

Atmosphere

Plant

Farmer
practices

Water
Nutrients
Evaporation

Soil
Model parameterization
―Minimum data set‖

What to measure?
When to measure?
How to measure?
What to measure for estimating
potential production?
Solar radiation
Temperature

Planting date
Emergence date
Harvest date
Canopy cover/LAI/VI
Dry matter by plant organ
Dry matter content of tubers

Atmosphere

Plant
When to measure?
Daily meteorological data
Periodic crop growth measurements
Weekly
10 days
15 days
How to measure?
Meteorological data and
equipment
• Minimum and maximum
air temperature
• Solar incoming radiation
• Rainfall
• Reference evapotranspiration
• Soil temperature
Leaf area data acquisition
Determining leaf area index (LAI)
from NDVI
NIR - R
NDVI =
NIR + R

Where:
NIR: Near Infrarred
R: Red
Relationship between LAI and NDVI

data
simulated
Canopy cover data acquisition

Grid method
Canopy cover data acquisition

Segmented image method

Post-processing
Measuring dry matter
Leaves

Stems

Tubers

Roots
Parameter calculation example
La Molina, Peru
Latitude 12º 04’39‖ S
Longitude 76º 56’53‖ W
Altitude 280 m.a.s.l.
June - November 2006
Thanks

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2 Systems analysis in agriculture

  • 1. Yield Gap Analysis and Crop Modeling Workshop Nairobi, Kenya RESEARCH PROGRAMS ON Climate Change, Agriculture and Food Security SYSTEMS ANALYSIS IN AGRICULTURE Integrated Systems for the Humid Tropics Roots, Tubers and Bananas International Potato Center Sub-program: Production Systems and Environment
  • 2. SYSTEMS ANALYSIS IN AGRICULTURE
  • 3.
  • 4.
  • 5.
  • 6.
  • 7.
  • 8. 1. Collection of elements 2. Connected 3. Forming a unit
  • 9. A particular attribute of most agricultural systems is their complexity. Therefore, when studying complex systems we should follow Albert Einstein’s rule: Make things as simple as possible, BUT NOT SIMPLER THAN THAT
  • 10.
  • 11.
  • 12.
  • 13.
  • 14. Mathematics is used to synthesize and understand the behavior of a system: •Reductionist knowledge of the parts of a system (known as mathematical models) •Mean of articulating our ideas and formalizing them in an abstract way
  • 15.
  • 16.
  • 17.
  • 18.
  • 19.
  • 20. Stephen W. Hawking Theoretical Physicist Cambridge University
  • 21. Methodology Define objectives Analysis of the system Synthesis 5000 Verification y = 1.0657x - 195.55 R2 = 0.9925 Validation Sensitivity analyses 500 0 -500 Scenario analyses -1000 Y -1500 -2000 Documentation -2500 8.0 5.0 -3000 2.0 -1.0 -3500 1 2 3 4 5 6 7 -4.0 8 9 10 11 12 13 14 15 16 17 X1 18 19 20 21 -7.0 -10.0 X2 Simulados 4000 3000 2000 2000 2500 3000 3500 4000 Observados 4500 5000
  • 22. Methodology Defining Objectives Problem to be Addressed Define objectives Analysis of the system Synthesis Verification Defining Effective Measurements Analysis of the System Determine Components of the System Defining model Variables Synthesis Validation Sensitivity analyses Scenario analyses Documentation Defining working hypotheses Abstraction of components Developing the Mathematical Algorithm Programming
  • 23. Define objectives Irradiance Day t hour h Analysis of the system Respiration Day t Synthesis Verification Validation Sensitivity analyses Scenario analyses Documentation Biomass Day t-1 GPP Day t NPP Day t
  • 24. Linear Regression (Observed vs. Simulated). 5000 y = 1.0657x - 195.55 R2 = 0.9925 Define objectives Simulados 4000 3000 Analysis of the system 2000 2000 Synthesis 2500 3000 3500 4000 Observados 4500 5000 Ho (1) : o = 0 Ha (1) : o  0 Verification Validation Ho (2) : 1 = 1 Ha (2) : 1  1 Residual Analysis (Observed vs. Simulated). Residuales (y-ye) Scenario analyses 150 100 Sensitivity analyses 200 150 100 Residuales (y-ye) 200 50 0 -50 50 0 -50 -100 -100 -150 -150 -200 Documentation -200 Observaciones Observaciones ei = yi – yei
  • 25. Define objectives Analysis of the system Synthesis Running the model to generate desired information Find estimated values of input and state variables that maximize (or minimize) ouput variables Verification Validation Sensitivity analyses Scenario analyses Documentation What Happens if
  • 26.
  • 27.
  • 28. Basic concepts required to model systems dynamics
  • 29. Hierarchy of Yield Drivers and Associated Yield Levels Crop Traits Germplasm Production Situation Defining factors Potential yield (Yp) CO2 Radiation Limiting factors Attainable yield Climate Temperatu re Yield increasing measures Reducing factors Water Actual yield (Ya) Yield protecting measures Nutrients Soils Weeds Pests Dry Matter Yield, Mg/Ha Diseases Modified by R. Quiroz from Penning de Vries & Rabbinge, 1995
  • 30. Growth and development Growth. The increase of weight or volume of the total plant or various plant organs. Development. The passing through consecutive phenological phases. Characterized by the order and rate of appearance of vegetative and reproductive plant organs.
  • 31. 20 0 10 Bacteria, number 30 40 Let us say we put a single bacteria in a culture that divides itself every half minute; in 15 min there will be 45 0 5 10 15 Time,min Most living organism present growth patterns similar to this figure. That is, it follows an exponential increase in number or weight.
  • 32. Let’s assume we have a culture that divides itself every unit of time (t). If we record the weight and we say that the first cell had a weight w0, then when divided into two the weight is 2w0, son on and so forth, we will have: Time, t Weight, w 1 w0 2 2w0 3 3w0 4 4w0 5 5w0 The shape of the growth response, as a function of time, might be generically described by an exponential function: W(t) = w0 *e k*t
  • 33. The growth rate at any time is: 30 10 20 dy dx 0 Bacteria, number 40 dw/dt = k* W0 *Exp (k*t) 0 5 10 Time,min 15
  • 34. We can calculate now the relative growth rate (RGR), defined as the rate of growth divided by the weight: RGR = dw/dt RGR = k W (t) k* W0 *Exp (k*t) = W0 *Exp (k*t)
  • 35. Now we have a little problem, plants and other biological systems do not grow indefinitely; as the organisms get bigger, their growth rate slows until it reaches its mature size, when RGR becomes zero Therefore we need to modify our equation for RGR. There are different ways and we will use an arbitrary but convenient way
  • 36. RGR*= dw/dt W *(1 – g*W) = k (1 – g*W) Where: g=1/Wmax Putting this in words, when W is close to W0 RGR is close to k but as W approaches Wmax RGR also approaches zero
  • 38. Now, let us say we have a plant growing without restriction (water, climate, pest control, etc.) Irradiance Day t Biomass Day t-1 Respiration Day t GPP Day t W (t)= W0 *e k*t Where: W(t) – weight at any time t W0 – weight at t=0 k – growth constant NPP Day t
  • 39. Conceptual representation of a horizontal surface at the top of the canopy G B R NIR
  • 40. A. Effect of temperature on the metabolic reaction rate Optimal t° Emergency Rate Reaction Rate % B. Effect of so potato plan Temperature ( °C ) Respiration/photosynthesis rates (gCO2 cm -2 hoja min -1 Total D. Relationship b solar energy u M (gcm -2) C. Effect of temperature on photosynthesis and respiration in potato
  • 41. Thermal time and growth Growth and development of crops are strongly dependent on temperature. Each species requires a specific temperature range for development to occur. They are named cardinal temperatures: • Base temperature, Tb • Optimum temperature, To • Maximum temperature, Tm Thermal time are commonly calculated as a Growing Degree Days (GDDs), Growing Degree Units (GDUs), or heat units (HUs). Different methods exist for calculating heat units.
  • 42. Growing degree days calculation Classical approach ET = TX-Tb Effective temperature 40 Where Tx Mean temperature 30 20 10 0 -20 -10 0 10 20 30 40 50 40 50 Temperature Tx < To, ET = TX (1-((Tx-To)/(To-Tb))2 Effective temperature Alternative Approach To 20 10 Tx > To, ET = TX (-((Tx-Tm)/(Tm-To))2 Tb Tm 0 ET Effective temperature ADD Acummulated degree days -20 -10 0 10 20 Temperature 30
  • 43.
  • 44. Potato phenology Phase 0 between planting and emergence Phase 1 between emergence and tuber initiation Phase 2 between tuber initiation and the moment when 90% of assimilates are partitioned to the tubers Phase 3 until the end of crop growth
  • 45. Potato phenology Patacamaya, La Paz 17°16' S 68°55' W 3800 m.a.s.l. 100% Canopy Cover 80% 60% 40% 20% GDD Luk'y Waycha Alpha Ajanhuiri Gendarme Phase 1 350 - 450 GDD Phase 2 800 – 1000 GGD Phase 3 1200 – 1400 GDD 1400 1200 1000 800 600 400 200 0 0%
  • 46. SOLANUM Conceptual framework Light Light Interception LUE (—) DM PAR Kg DM.ha¨¹.d ¨¹ Photosynthetic Apparatus T GC LAI Light Reflectance Tubers Roots Stems Leaves
  • 47. Dry matter accumulation equation The growth model, based on light interception and utilization as proposed by Spitters (1987, 1990) and Kooman (1995), was used to simulate the daily dry matter accumulation, through the following general equation: Wt = flint*PAR*LUE Where: •Wt Growth rate at day t (g DM.m-2.d-1) •flint Fraction of PAR intercepted by the foliage •PAR Photosynthetically active radiation (MJ.m-2.d-1) •LUE Light utilization efficiency (g DM.MJ-1 PAR)
  • 48. The main growth processes Light interception Light use efficiency Tuber partitioning
  • 49. Model parameters Fraction of light intercepted (FLINT) Growth phase: FLINT = (MCC * N * f0 * exp (R0*t)) / (N *f0 * exp(R0*T) + 1 – N *f0). P1 maximum canopy cover, MCC P2 initial light interception capacity, f0 (m2 pl-1) P3 initial relative crop growth rate R0 (ºCd-1) Senescence phase: Ft = 0.5 – (t - t0.5) / d. P4 duration of leaves senescence, d (ºCd), P5 time when light interception was reduced to 50%, t0.5 (ºCd).
  • 50. Fraction of light intercepted (FLINT) MCC 1.0 0.8 0.6 Canopy cover 0.4 0.2 R0 f0 0.0 0 500 1000 Thermal time 1500 2000
  • 51. Model parameters Radiation use efficiency P6 light use efficiency, RUE (gr MJ-1) Partitioning harvest index function HI=M/(1+(t_ac/A)b) P7 asymptotic harvest index, M P8 initial slope of the harvest index curve, b (ºCd-1), P9 thermal time at the initial harvest index curve, A (ºCd) Tuber dry matter P10 tuber dry matter content (DMcont)
  • 52. Radiation use efficiency - RUE 3000 y = 5.552x R² = 0.933 Total dry matter (gr. m-2) 2000 1000 0 0 100 200 300 Intercepted PAR (MJ.m-2) 400
  • 53. Asymptotic harvest index 1.0 M 0.8 0.6 Tuberization index b 0.4 0.2 A 0.0 0 500 1000 Thermal time 1500 2000
  • 54. The soil - plant - atmosphere system CO2 Temperature Radiation Rainfall Photosynthesis Respiration Photorespiration Transpiration Dry matter Atmosphere Plant Farmer practices Water Nutrients Evaporation Soil
  • 55. Model parameterization ―Minimum data set‖ What to measure? When to measure? How to measure?
  • 56. What to measure for estimating potential production? Solar radiation Temperature Planting date Emergence date Harvest date Canopy cover/LAI/VI Dry matter by plant organ Dry matter content of tubers Atmosphere Plant
  • 57. When to measure? Daily meteorological data Periodic crop growth measurements Weekly 10 days 15 days
  • 59. Meteorological data and equipment • Minimum and maximum air temperature • Solar incoming radiation • Rainfall • Reference evapotranspiration • Soil temperature
  • 60. Leaf area data acquisition
  • 61. Determining leaf area index (LAI) from NDVI NIR - R NDVI = NIR + R Where: NIR: Near Infrarred R: Red
  • 62. Relationship between LAI and NDVI data simulated
  • 63. Canopy cover data acquisition Grid method
  • 64. Canopy cover data acquisition Segmented image method Post-processing
  • 66. Parameter calculation example La Molina, Peru Latitude 12º 04’39‖ S Longitude 76º 56’53‖ W Altitude 280 m.a.s.l. June - November 2006