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Human Factors Predicting Failure and
Success in Hospital Information System
Implementations in sub-Saharan Africa
Frank Verbeke
Department of Medical Informatics
Vrije Universiteit Brussel
School of Public Health
University of Rwanda
Cotonou 2015
Introduction
 Hospital Information Systems (HIS)
implementation has gained momentum in
sub-Saharan Africa
 Experiences with OpenClinic GA from 19
hospitals in Rwanda, Burundi, DR Congo,
Congo-Brazzaville, Gabon and Mali
 Many succeeded, some failed
 Failure & success factors?
Cotonou 2015
Materials & methods
 19 HIS implementation projects analyzed
 Pre-implementation assets identification
 Classification
 Problem documentation in implementation logbooks
 Classification
 Forwarded solutions and work-arounds & results obtained
 297 health facility staff interviewed
 Iterate through all projects
 Score global project success (0 – 5 based on 6 questions)
 Score impact on the project of each identified asset & problem
(0 – 5)
Cotonou 2015
10 functional categories of risk
factors and facilitators
1. Infrastructure
2. Patient administration
3. Financial information management
4. Reason for encounter and diagnostic coding
5. Medical record management
6. Lab information management
7. Medical imaging
8. Reporting and statistics
9. Systems integration
10. Project management issues and human factors
Cotonou 2015
Human, cultural and environmental
factors
 14 potential failure & 15 success
factors
 Irrational
 Hard to solve
 Evaluation of predictive value?
Cotonou 2015
Predictive value of human
factors
 For each project
 Average of 14 asset item scores = project opportunity level
 Average of 15 problem item scores = project risk level
 Correlations
 between asset item scores & global project success score (prediction
of implementation success)
 between problem item scores & global project success score
(prediction of implementation failure)
 With p-value for the F-test on the regression with a confidence level
of 95%
 r < 0.6: low predictive value
 0.6 <= r < 0.75: moderate predictive value
 r >= 0.75 high predictive value
Cotonou 2015
Results: implementation failure
factors
 High predictive value
 Resignation to poor health
service quality
 Psychological factors
 Organizational culture and silo
mentality
 Unrealistic implementation time
frames
 Poor technical assistance
 Insufficient training
 Discontinued follow-up
 Perceived complexity
 Low measured user
satisfaction
 Moderate predictive
value
 Unclear goals
 Absence of a project
champion
 Resistance to change
and power shifts
Cotonou 2015
Results: implementation success
factors
 High predictive value
 Clear communication
 Realistic timing
 Business process
reengineering ability
 Stakeholder consenus
 Holistic approach
 Quick wins implementation
 Adequate technical assistance
 High user satisfaction
 Moderate predictive
value
 Broad staff enrollment
 Progressive change
management
 Sufficient and continued
training
 Perceived user
friendliness
Cotonou 2015
Risk level & opportunity level –
project success regressions
Cotonou 2015
Conclusions
 High predictive value of most of the forwarded
failure & success factors
 Surprisingly: low or no statistical evidence for
predictive value of the following factors:
 Insufficiently ICT skilled staff before implementation
 Incentives
 Availability of clinician & ICT-staff intermediaries
 Consideration of prevailing practice

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Session 8 Human Factors Predicting Failure and Success in Hospital Information System Implementations in sub-Saharan Africa

  • 1. Human Factors Predicting Failure and Success in Hospital Information System Implementations in sub-Saharan Africa Frank Verbeke Department of Medical Informatics Vrije Universiteit Brussel School of Public Health University of Rwanda
  • 2. Cotonou 2015 Introduction  Hospital Information Systems (HIS) implementation has gained momentum in sub-Saharan Africa  Experiences with OpenClinic GA from 19 hospitals in Rwanda, Burundi, DR Congo, Congo-Brazzaville, Gabon and Mali  Many succeeded, some failed  Failure & success factors?
  • 3. Cotonou 2015 Materials & methods  19 HIS implementation projects analyzed  Pre-implementation assets identification  Classification  Problem documentation in implementation logbooks  Classification  Forwarded solutions and work-arounds & results obtained  297 health facility staff interviewed  Iterate through all projects  Score global project success (0 – 5 based on 6 questions)  Score impact on the project of each identified asset & problem (0 – 5)
  • 4. Cotonou 2015 10 functional categories of risk factors and facilitators 1. Infrastructure 2. Patient administration 3. Financial information management 4. Reason for encounter and diagnostic coding 5. Medical record management 6. Lab information management 7. Medical imaging 8. Reporting and statistics 9. Systems integration 10. Project management issues and human factors
  • 5. Cotonou 2015 Human, cultural and environmental factors  14 potential failure & 15 success factors  Irrational  Hard to solve  Evaluation of predictive value?
  • 6. Cotonou 2015 Predictive value of human factors  For each project  Average of 14 asset item scores = project opportunity level  Average of 15 problem item scores = project risk level  Correlations  between asset item scores & global project success score (prediction of implementation success)  between problem item scores & global project success score (prediction of implementation failure)  With p-value for the F-test on the regression with a confidence level of 95%  r < 0.6: low predictive value  0.6 <= r < 0.75: moderate predictive value  r >= 0.75 high predictive value
  • 7. Cotonou 2015 Results: implementation failure factors  High predictive value  Resignation to poor health service quality  Psychological factors  Organizational culture and silo mentality  Unrealistic implementation time frames  Poor technical assistance  Insufficient training  Discontinued follow-up  Perceived complexity  Low measured user satisfaction  Moderate predictive value  Unclear goals  Absence of a project champion  Resistance to change and power shifts
  • 8. Cotonou 2015 Results: implementation success factors  High predictive value  Clear communication  Realistic timing  Business process reengineering ability  Stakeholder consenus  Holistic approach  Quick wins implementation  Adequate technical assistance  High user satisfaction  Moderate predictive value  Broad staff enrollment  Progressive change management  Sufficient and continued training  Perceived user friendliness
  • 9. Cotonou 2015 Risk level & opportunity level – project success regressions
  • 10. Cotonou 2015 Conclusions  High predictive value of most of the forwarded failure & success factors  Surprisingly: low or no statistical evidence for predictive value of the following factors:  Insufficiently ICT skilled staff before implementation  Incentives  Availability of clinician & ICT-staff intermediaries  Consideration of prevailing practice