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FLOOD CONTROL CHALLENGES FOR LARGE
HYDROELECTRIC RESERVOIRS
EXAMPLE FROM NAM THEUN-NAM KADING BASIN IN LAO PDR
Peter R.B. Ward, Timo A. Räsänen, Peter-John Meynell, Tarek Ketelsen, Khamfeuane Sioudom
and Jeremy Carew-Reid




CHALLENGE PROGRAM ON WATER & FOOD IN THE MEKONG: Optimizing the management of hydropower cascades at the catchment level (MK3)
Flood Control for Large Reservoirs:
         Design and Operation
• Climate and Expected Large Flood Events

• Storage for Flood Pulse Modulation

• Spillway Flow Capacity and Operation

• Mechanical Reliability and Servicing
Flood Control for Large Reservoirs:
      Design and Operation
Flood Control for Large Reservoirs:
      Design and Operation
Thailand Examples


                                      UBOL RATANA DAM




SRINAGARIND DAM
Srinagarind Dam, Thailand
Srinagarind Dam, Thailand
Ubol Ratana Dam, Thailand
• 1966 Dam commissioned, primarily for storage for agriculture
• 1978 Disaster narrowly averted when a flood overtopped the core of the
  dam by 24 cm. Average daily peak inflow more than triple the designed
  maximum spillway capacity.

•   Original design flood estimate was insufficient.

• Outcome:

• EGAT began formal dam safety practices, such as comprehensive dam
  safety reviews, emergency preparedness

• 1986-7 Dam was raised by 3.1 m, and spillway capacity was increased by
  40%. Additional work cost $15 million, an outlay of 70% on top of the
  original cost.
Nam Theun River Basin: overview
• Difficult climate: periodic extremely heavy rain events associated
  with tropical cyclone weather: typhoons and tropical storms. Global
  climate change promises more extreme future weather.

• Short number of years for hydrological data set for the basin: design
  risk

• Three projects in operation, and others proposed

• Dams are not owned by one entity, communications question

• Nam Theun 2 flow scheduling and reservoir operation is done from
  another country
Nam Theun River Basin:
hydropower development
Nam Theun River basin:
hydropower development
Table 1. Main characteristics of Theun-Hinboun, Nam Theun 2 and Nam Gnouang
hydropower projects. Data from Then-Hinboun are before the (2012) expansion project

                            Theun-Hinboun             Nam Theun 2*                Nam Gnouan
Dam height [m]              27                        39                          67
Active storage [mcm]        15                        3530                        2260
Flood buffer [mcm]                                    1410                        470
Reservoir drawdown [m]      5                         12.5                        35
Surface area at FSL [km2]   6.3                       450                         107
Average discharge [m3/s]    220 (460 before NT2)      240                         95
Catchment area [km2]        8937                      4013                        2942
Installed capacity [MW]     210 to be enlarged        1090                        60
Head [m]                    230                       348                         47
Turbine discharge [m3/s]    110                       330                         144
Annual production [GWh]     1356 (1645 after NG)      5936                        294
Spillway type               2 radial gates            5 radial gates (1374        5 radial gates
                                    3                   3                                  3
                            (1160m /s/gate); 1 flap   m /s/gate ); 2 flap gates   (3144 m /s/gate)
                                       3                     3
                            gate (50m /s); 4 sand     (192m /s/gate)
                            flushing gates
                            (20m3/s/gate); fixed
                            overflow weir
Spillway capacity [m3/s]    12500                     6870                        15700
* Data are for Nakai Dam on Nam Theun River. Reservoir is also contained by an (earth)
saddle dam, on the south side.
Nam Theun: river flow
      Peak: 18,000 m3/s   Peak: 9,000 m3/s
Nam Theun: peak flow events




  Two largest events in 10 year daily record: Theun Hinboun damsite
Nam Theun: typhoon tracks


                            Typhoon tracks
                            2002 (left) and
                            2011 (right)
                            Sept and Oct
Nam Theun: Water balance
• We used simple model for NT2 reservoir, with computed
  inflows based on flow data before and during the 2002
  extreme flood event, to check on reservoir water surface
  heights. Peak inflow on 22nd Sept was 12,000 m3/s.

• We wanted to see what would happen during a “Normal”
  procedure, and a “Too little too late” procedure for
  operating the spillway gates.

• We assumed that at the start of the extreme runoff event
  the reservoir was full to the FSL, and that there was still
  available the (large) flood buffer storage above this level.
Nam Theun:
         simulated reservoir storage




NT2 reservoir water surface during typhoon induced major runoff event
All gates at Nakai dam working, and timely response
Nam Theun:
              simulated reservoir storage




Too-little-too-late operation. One spillway gate not functioning, and delayed
maximum opening of other gates. Dangerously high water level in reservoir.
Nam Theun: conclusions
• We concluded that a great deal of care and a very
  tight requirement for timely response is needed
  at NT2 dam, even for management of a flood
  event (10 year event?) that is not extreme.

• Not clear how future exceptional flood events will
  be managed successfully.

• Need for a variety of
  management/governance/co-ordination
  activities.
Nam Theun: Recommendations
1.   Adherence to a well conceived rule curve for reservoir surface
     levels in the flood season, with periodic updating of the rule curve
     to reflect improved knowledge of the basin, and long term shifts
     from climate change
2.   Ready access to long term and short term weather predictions,
     particularly for heavy rain expected from typhoon events.
3.   Responsiveness to daily and hourly developments during major
     floods
4.   Periodic comprehensive dam safety reviews, by an independent
     team that should include engineering experts, with backgrounds
     in hydrology, geotechnology, mechanical engineering and
     electrical engineering.
Nam Theun: Recommendations
Suggestions are made for
• the establishment of a strengthened capacity for the
  NT-NK River Basin Committee Secretariat

• emergency communications capability between
  stakeholders, e.g. dam operators and downstream
  stakeholders

• periodic, long-term requirements for engineering
  assessment concerning safe operations at the dams.
• Ongoing research work on climate periodicities in
  the Mekong region is encouraging, as it promises
  to offer ways of achieving advance notice of the
  likelihood of an extreme weather season.

• Links between the WNPM, ENSO and PDO events
  is being established, and this understanding will
  provide extremely helpful with advanced warning
  and preparedness.
Flood Control for Large Reservoirs:   Design and Operation




    Thank you for your attention




                      Thank you for your attention
Columbia River Treaty
• 11 years of discussions post 1948.

• Ratified in 1964 for 60 year period. 10 year prior notification before
  expiry

• Basic idea was to construct and operate four projects (3 in Canada)
  that would achieve hydropower generation and flood control.

• Several downstream projects in the US benefit from the upstream
  Treaty projects with the ongoing benefit of generating more HP
  energy

• Treaty covers Canadian entitlement “one half of the estimated
  increase in US downstream power benefits”
Srinagarind Dam, Thailand
• Periodic extremely heavy rain events, determined by monsoon
  conditions, and weather associated with tropical cyclone activity

• Short data set available when design was undertaken (early 1970s).
• Design flood selected, and spillway size with operating procedures
  determined. Construction was delayed, and dam finally completed
  in 1980.

• 18 years later, review of hydrological conditions, spillway capacity
  shown to be less than desirable.

• Decision made to operate the reservoir with a different set of RULE
  CURVES, for dam safety reasons.
Flood Control for Large Reservoirs:
      Design and Operation

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Flood Control Challenges for Large Hydroelectric Reservoirs

  • 1. FLOOD CONTROL CHALLENGES FOR LARGE HYDROELECTRIC RESERVOIRS EXAMPLE FROM NAM THEUN-NAM KADING BASIN IN LAO PDR Peter R.B. Ward, Timo A. Räsänen, Peter-John Meynell, Tarek Ketelsen, Khamfeuane Sioudom and Jeremy Carew-Reid CHALLENGE PROGRAM ON WATER & FOOD IN THE MEKONG: Optimizing the management of hydropower cascades at the catchment level (MK3)
  • 2. Flood Control for Large Reservoirs: Design and Operation • Climate and Expected Large Flood Events • Storage for Flood Pulse Modulation • Spillway Flow Capacity and Operation • Mechanical Reliability and Servicing
  • 3. Flood Control for Large Reservoirs: Design and Operation
  • 4. Flood Control for Large Reservoirs: Design and Operation
  • 5. Thailand Examples UBOL RATANA DAM SRINAGARIND DAM
  • 8. Ubol Ratana Dam, Thailand • 1966 Dam commissioned, primarily for storage for agriculture • 1978 Disaster narrowly averted when a flood overtopped the core of the dam by 24 cm. Average daily peak inflow more than triple the designed maximum spillway capacity. • Original design flood estimate was insufficient. • Outcome: • EGAT began formal dam safety practices, such as comprehensive dam safety reviews, emergency preparedness • 1986-7 Dam was raised by 3.1 m, and spillway capacity was increased by 40%. Additional work cost $15 million, an outlay of 70% on top of the original cost.
  • 9. Nam Theun River Basin: overview • Difficult climate: periodic extremely heavy rain events associated with tropical cyclone weather: typhoons and tropical storms. Global climate change promises more extreme future weather. • Short number of years for hydrological data set for the basin: design risk • Three projects in operation, and others proposed • Dams are not owned by one entity, communications question • Nam Theun 2 flow scheduling and reservoir operation is done from another country
  • 10. Nam Theun River Basin: hydropower development
  • 11. Nam Theun River basin: hydropower development
  • 12. Table 1. Main characteristics of Theun-Hinboun, Nam Theun 2 and Nam Gnouang hydropower projects. Data from Then-Hinboun are before the (2012) expansion project Theun-Hinboun Nam Theun 2* Nam Gnouan Dam height [m] 27 39 67 Active storage [mcm] 15 3530 2260 Flood buffer [mcm] 1410 470 Reservoir drawdown [m] 5 12.5 35 Surface area at FSL [km2] 6.3 450 107 Average discharge [m3/s] 220 (460 before NT2) 240 95 Catchment area [km2] 8937 4013 2942 Installed capacity [MW] 210 to be enlarged 1090 60 Head [m] 230 348 47 Turbine discharge [m3/s] 110 330 144 Annual production [GWh] 1356 (1645 after NG) 5936 294 Spillway type 2 radial gates 5 radial gates (1374 5 radial gates 3 3 3 (1160m /s/gate); 1 flap m /s/gate ); 2 flap gates (3144 m /s/gate) 3 3 gate (50m /s); 4 sand (192m /s/gate) flushing gates (20m3/s/gate); fixed overflow weir Spillway capacity [m3/s] 12500 6870 15700 * Data are for Nakai Dam on Nam Theun River. Reservoir is also contained by an (earth) saddle dam, on the south side.
  • 13. Nam Theun: river flow Peak: 18,000 m3/s Peak: 9,000 m3/s
  • 14. Nam Theun: peak flow events Two largest events in 10 year daily record: Theun Hinboun damsite
  • 15. Nam Theun: typhoon tracks Typhoon tracks 2002 (left) and 2011 (right) Sept and Oct
  • 16. Nam Theun: Water balance • We used simple model for NT2 reservoir, with computed inflows based on flow data before and during the 2002 extreme flood event, to check on reservoir water surface heights. Peak inflow on 22nd Sept was 12,000 m3/s. • We wanted to see what would happen during a “Normal” procedure, and a “Too little too late” procedure for operating the spillway gates. • We assumed that at the start of the extreme runoff event the reservoir was full to the FSL, and that there was still available the (large) flood buffer storage above this level.
  • 17.
  • 18. Nam Theun: simulated reservoir storage NT2 reservoir water surface during typhoon induced major runoff event All gates at Nakai dam working, and timely response
  • 19. Nam Theun: simulated reservoir storage Too-little-too-late operation. One spillway gate not functioning, and delayed maximum opening of other gates. Dangerously high water level in reservoir.
  • 20. Nam Theun: conclusions • We concluded that a great deal of care and a very tight requirement for timely response is needed at NT2 dam, even for management of a flood event (10 year event?) that is not extreme. • Not clear how future exceptional flood events will be managed successfully. • Need for a variety of management/governance/co-ordination activities.
  • 21. Nam Theun: Recommendations 1. Adherence to a well conceived rule curve for reservoir surface levels in the flood season, with periodic updating of the rule curve to reflect improved knowledge of the basin, and long term shifts from climate change 2. Ready access to long term and short term weather predictions, particularly for heavy rain expected from typhoon events. 3. Responsiveness to daily and hourly developments during major floods 4. Periodic comprehensive dam safety reviews, by an independent team that should include engineering experts, with backgrounds in hydrology, geotechnology, mechanical engineering and electrical engineering.
  • 22. Nam Theun: Recommendations Suggestions are made for • the establishment of a strengthened capacity for the NT-NK River Basin Committee Secretariat • emergency communications capability between stakeholders, e.g. dam operators and downstream stakeholders • periodic, long-term requirements for engineering assessment concerning safe operations at the dams.
  • 23. • Ongoing research work on climate periodicities in the Mekong region is encouraging, as it promises to offer ways of achieving advance notice of the likelihood of an extreme weather season. • Links between the WNPM, ENSO and PDO events is being established, and this understanding will provide extremely helpful with advanced warning and preparedness.
  • 24. Flood Control for Large Reservoirs: Design and Operation Thank you for your attention Thank you for your attention
  • 25.
  • 26. Columbia River Treaty • 11 years of discussions post 1948. • Ratified in 1964 for 60 year period. 10 year prior notification before expiry • Basic idea was to construct and operate four projects (3 in Canada) that would achieve hydropower generation and flood control. • Several downstream projects in the US benefit from the upstream Treaty projects with the ongoing benefit of generating more HP energy • Treaty covers Canadian entitlement “one half of the estimated increase in US downstream power benefits”
  • 27. Srinagarind Dam, Thailand • Periodic extremely heavy rain events, determined by monsoon conditions, and weather associated with tropical cyclone activity • Short data set available when design was undertaken (early 1970s). • Design flood selected, and spillway size with operating procedures determined. Construction was delayed, and dam finally completed in 1980. • 18 years later, review of hydrological conditions, spillway capacity shown to be less than desirable. • Decision made to operate the reservoir with a different set of RULE CURVES, for dam safety reasons.
  • 28. Flood Control for Large Reservoirs: Design and Operation