3. Compliance training is a process of educating
employees on the laws and regulations governing an
organization, so that employees can adhere to them
while on the job.
4. Why is it important for organizations to
provide compliance training to their
employees?
5. Organizations need to provide compliance
training in order to:
Prevent violation of standards
Reduces risk factors
Avoid non-compliance penalties
6. Training employees on compliance issues
makes them aware of
Rules and procedures
Legal compliance obligations
7. What are the areas where compliance
training is required?
8. Examples of areas where compliance
training is required:
Code of Conduct
Information Security
Record Keeping
Trade Security
Workplace Harassment
9. Tips for Initiating Legal Compliance Training
Program
Focus on Single Objective
Use Short and Simple Modules
State Relevant Case Studies and Scenarios
Involve the Participants
Give Clear Do’s and Don’ts
11. Use Short and Simple Modules:
Make it easy for employees to assimilate
complex laws.
12. State Relevant Case Studies and Scenarios:
Enables retention of the knowledge for a longer
period of time.
13. Involve the Participants
Interactivities like quizzes, situation analysis, games
engage participants in the learning process.
14. Give Clear Do’s and Don’ts
Acts as an easy reference material useful to refresh
knowledge.
15. Conclusion:
Well thought out designing of legal compliance
training ensures that employees adhere to the rules
and regulations keeping themselves and their
organization safe.