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DOWNSTREAM PROCESS
BY
DILIP O. MORANI
ASST. PROF.
SHRI D.D. VISPUTE COLLEGE OF PHARMACY
& RESEARCH CENTER, PANVEL.
DEFINITION
The various stages of processing that
occur after the completion of the
fermentation or stage is known as
downstream process.
STAGES OF DOWNSTREAM
PROCESS
A. Removal of Insolubles
B. Product Isolation
C. Product Purification
D. Product Polishing
A few product recovery methods may
be
considered to combine two or more
stages.
For example,
expanded bed adsorption accomplishes
removal of insolubles and product isolation
in a single step.
A. REMOVAL OF INSOLUBLES
• Separation of cells, cell debris or other
particulate matter
• Typical operations to achieve this:
1) Filtration
2) Centrifugation
3) Sedimentation
4) Flocculation
1. FILTRATION
• A mechanical operation used for the
separation of solids from fluids (liquids or
gases) by interposing a medium to
porous membrane through which the
fluid can pass, but the solids in the fluid
are retained.
FILTRATION
• The solid particles deposited on the filter
form a layer, which is known as filter cake.
• All the solid particles from the feed are
stopped by the cake ,and the cake
grows at the rate at which particles are
bought to its surface.
• All of the fluid goes through the cake and
filter medium.
Liquid
filtrate
Cell
mass
CONTINUOUS ROTARYFILTER
Knif
e
Hollow
spokes
Filte
r
Perforat
e d
drum
CONTINUOUS ROTARY VACUUMFILTER
• It is one of the most commonly used
type of filter in fermentation.
• The drum is pre coated prior to filtration.
• A small agent of coagulating is added to
the broth before it is pumped into the
filter.
• The drum rotates under vacuum and a
thin layer of cells sticks to the drum.
• The thickness of the layer increases in
the section designed for forming the
cake.
IMPORTANT POINTS CONSIDERED WHILE
SELECTING THE FILTER MEDIUM
• Ability to build the solid.
• Minimum resistance to flow the
filtrate.
• Resistance to chemical attack.
• Minimum cost.
• Long life
2. CENTRIFUGATION
• Centrifugation is used to separate particles of 100 –
0.1 micrometer from liquid by gravitational forces.
• It depends on particles size,density difference between
the cells and the broth and broth viscosity.
• Use of the centrifugal force for the separation of
mixtures
• More-dense components migrate away from the axis of
the centrifuge
• Less-dense componentsmigrate towards the axis.
• Types of centrifuges used are Tubular bowl
centrifuge,multichamber centrifuge,disc bowl
centrifuge etc.
3. SEDIMENTATION
• It is apllicable only for large particles
greater than 100 micrometer flocs.
• It is a slow process and takes ~3 hours.
• It is used in process like activated
sludge effluent treatment.
• It’s afree settling processdepends onlyon
gravity.
• Particles settling is a high particle
density suspension(hindered
settling).
4. FLOCCULATION
• Process where a solute comes out of
solution in the form of flocs or flakes.
• Particles finer than 0.1 µm in water remain
continuously in motion due to electrostatic
charge which causes them to repel each
other
• Once their electrostatic charge is neutralized
(use of coagulant) the finer particles start to
collide and combine together .
• These larger and heavier particles are called
flocs.
B. PRODUCT ISOLATION
• Removal of those components whose
properties vary markedly from that of the
desired product.
• Water is the chief impurity
a) Isolation steps are designed to
remove it (i.e.dialysis)
b) Reducing the volume
c) Concentrating the product.
d) Liquid –liquid extraction, adsorption,
ultrafiltration, and precipitation are some of
the unit operations involved.
1. LIQUID -LIQUID EXTRACTION
• It is a separation process that takes the advantage
of the relative solubilities of solute in immiscible
solvents.
• Solute is dissolved more readily and becomes
more concentrated in the solvent in which it
has a higher solubility.
• A partial separation occurs when a number of
solutes have different relative solubilities in the
two solvents used.
• Solvent should be non toxic, selective,
inexpensive and immiscible with broth and should
have a high distribution coefficent for the product.
2. ADSORPTION
• is a surface phenomenon
• It is the binding of molecules to the surface
and different from absorption.
• The binding to the surface is weak and
reversible.
• Compounds containing chromogenic group
are usually strongly adsorbed on activated
carbon.
• Common adsorbent used are activated
carbon,silica gel,alumina becoz they
present enormous surface areas per
3. ULTRAFILTRATION
UF is basically a pressure-driven separation process.
The operating pressure is usually between 0.1 and 1 MPa.
ULTRAFILTRATION
• UF is governed by a screening principle
and dependent on particle size.
• UF membranes have a pore size
between 1 nm and 100 nm (10 and
2000 Å), thus allowing retention of
compounds with a molecular weight of
300 to 500 000 Dalton.
• Typically, the process is suitable for
retaining biomolecules, bacteria,
viruses, polymers, colloidal particles
and sugar molecules.
ULTRAFILTRATION
4. PRECIPITATION
• Formation of a solid in a solution
during a chemical reaction.
• Solid formed is called the precipitate and
the liquid remaining above the solid is
called the supernate.
PRECIPITATION
• Salts such as ammonium & sodium
sulphate are used for proteins to
precipitate.
• Organic solvents methanol used to
precipitate dextrans.
• Chilled ethanol and acetone used for
protein precipitation.
• Non ionic polymer such as polyethylene
glycol used in precipitation.
C. PRODUCT PURIFICATION
• Done to separate those contaminants that
resemble the product very closely in physical
and chemical properties.
• Expensive to carry out
• Require sensitive and sophisticated
equipment
• Significant fraction of the entire
downstream processing expenditure.
• Examples of operations include affinity,
size exclusion, reversed phase
chromatography,crystallization and
fractional precipitation.
1. CHROMATOGRAPHY
• Separation of mixtures
• Passing a mixture dissolved in a "mobile
phase" through a stationary phase,
which separates the analyte to be
measured from other molecules in the
mixture and allows it to be isolated.
ION EXCHANGE CHROMATOGRAPHY
• Used charged
stationary phase to
separate charged
compounds
• Resin that carries
charged functional
groups which interact
with oppositely
charged groups of
thecompound to be
retained.
AFFINITY CHROMATOGRAPHY
• Affinity chromatography separates the protein of
interest on the basis of a reversible interaction
between it and its antibody coupled to a
chromatography bead (here labeled antigen) .
• With high selectivity, high resolution, and high
capacity for the protein of interest, purification
levels in the order of several thousand-fold are
achievable.
• The protein of interest is collected in a purified,
concentrated form. Biological interactions
between the antigen and the protein of interest
can result from electrostatic interactions, van der
Waals' forces and/or hydrogen bonding. To elute
the protein of interest from the affinity beads, the
interaction can be reversed by changing the pH
or ionic strength.
• The concentrating effect enables large volumes
to be processed. The protein of interest can be
purified from high levels of contaminating
substances.
• Making antibodies to the protein of interest is
expensive, so affinity chromatography is the
least economical choice for production
SIZE EXCLUSION
CHROMATOGRAPHY
• Gel permeation/filtration
chromatography (GPC)
• Separates molecules
according to their size
• Low resolution"polishing"
• Tertiary/Quaternary
structure(native)
REVERSED PHASE
CHROMATOGRAPHY
Reversed-phase chromatography is an
elution procedure used
in liquid
chromatography in
which the mobile
phase is
significantly
more polar than the stationary phase.
LIQUID CHROMATOGRAPHY
• Mobile phase is a liquid.
• Carried out either in a column or a plane.
• HPLC
• In the HPLC technique, the sample is
forced through a column that is packed
with irregularly or spherically shaped
particles or a porous monolithic layer
(stationary phase) by a liquid (mobile
phase) at high pressure.
HPLC CONFIGURATION
2. CRYSTALLIZATION
• process of formation of solid crystals
precipitating from a solution, melt or
more rarely deposited directly from a
gas.
• chemical solid-liquid separation technique,
in which mass transfer of a solute from
the liquid solution to a pure solid
crystalline phase occurs.
D. PRODUCT POLISHING
• End with packaging of the product in a form that is
• stable, easily transportable and convenient.
• Crystallization
• Desiccation
• Lyophilization
• Spray drying
May include:
• Sterilization of the product
• Remove or deactivate trace contaminants which
might compromise product safety viruses or
depyrogenation
1. LYOPHILIZATION
• freezing the material
• reducing the surrounding pressure and
adding enough heat to allow the frozen
water in the material to sublime directly
from the solid phase to gas.

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Downstream process

  • 1. DOWNSTREAM PROCESS BY DILIP O. MORANI ASST. PROF. SHRI D.D. VISPUTE COLLEGE OF PHARMACY & RESEARCH CENTER, PANVEL.
  • 2. DEFINITION The various stages of processing that occur after the completion of the fermentation or stage is known as downstream process.
  • 3. STAGES OF DOWNSTREAM PROCESS A. Removal of Insolubles B. Product Isolation C. Product Purification D. Product Polishing A few product recovery methods may be considered to combine two or more stages. For example, expanded bed adsorption accomplishes removal of insolubles and product isolation in a single step.
  • 4. A. REMOVAL OF INSOLUBLES • Separation of cells, cell debris or other particulate matter • Typical operations to achieve this: 1) Filtration 2) Centrifugation 3) Sedimentation 4) Flocculation
  • 5. 1. FILTRATION • A mechanical operation used for the separation of solids from fluids (liquids or gases) by interposing a medium to porous membrane through which the fluid can pass, but the solids in the fluid are retained.
  • 6. FILTRATION • The solid particles deposited on the filter form a layer, which is known as filter cake. • All the solid particles from the feed are stopped by the cake ,and the cake grows at the rate at which particles are bought to its surface. • All of the fluid goes through the cake and filter medium.
  • 8. CONTINUOUS ROTARY VACUUMFILTER • It is one of the most commonly used type of filter in fermentation. • The drum is pre coated prior to filtration. • A small agent of coagulating is added to the broth before it is pumped into the filter. • The drum rotates under vacuum and a thin layer of cells sticks to the drum. • The thickness of the layer increases in the section designed for forming the cake.
  • 9. IMPORTANT POINTS CONSIDERED WHILE SELECTING THE FILTER MEDIUM • Ability to build the solid. • Minimum resistance to flow the filtrate. • Resistance to chemical attack. • Minimum cost. • Long life
  • 10. 2. CENTRIFUGATION • Centrifugation is used to separate particles of 100 – 0.1 micrometer from liquid by gravitational forces. • It depends on particles size,density difference between the cells and the broth and broth viscosity. • Use of the centrifugal force for the separation of mixtures • More-dense components migrate away from the axis of the centrifuge • Less-dense componentsmigrate towards the axis. • Types of centrifuges used are Tubular bowl centrifuge,multichamber centrifuge,disc bowl centrifuge etc.
  • 11. 3. SEDIMENTATION • It is apllicable only for large particles greater than 100 micrometer flocs. • It is a slow process and takes ~3 hours. • It is used in process like activated sludge effluent treatment. • It’s afree settling processdepends onlyon gravity. • Particles settling is a high particle density suspension(hindered settling).
  • 12. 4. FLOCCULATION • Process where a solute comes out of solution in the form of flocs or flakes. • Particles finer than 0.1 µm in water remain continuously in motion due to electrostatic charge which causes them to repel each other • Once their electrostatic charge is neutralized (use of coagulant) the finer particles start to collide and combine together . • These larger and heavier particles are called flocs.
  • 13. B. PRODUCT ISOLATION • Removal of those components whose properties vary markedly from that of the desired product. • Water is the chief impurity a) Isolation steps are designed to remove it (i.e.dialysis) b) Reducing the volume c) Concentrating the product. d) Liquid –liquid extraction, adsorption, ultrafiltration, and precipitation are some of the unit operations involved.
  • 14. 1. LIQUID -LIQUID EXTRACTION • It is a separation process that takes the advantage of the relative solubilities of solute in immiscible solvents. • Solute is dissolved more readily and becomes more concentrated in the solvent in which it has a higher solubility. • A partial separation occurs when a number of solutes have different relative solubilities in the two solvents used. • Solvent should be non toxic, selective, inexpensive and immiscible with broth and should have a high distribution coefficent for the product.
  • 15. 2. ADSORPTION • is a surface phenomenon • It is the binding of molecules to the surface and different from absorption. • The binding to the surface is weak and reversible. • Compounds containing chromogenic group are usually strongly adsorbed on activated carbon. • Common adsorbent used are activated carbon,silica gel,alumina becoz they present enormous surface areas per
  • 16. 3. ULTRAFILTRATION UF is basically a pressure-driven separation process. The operating pressure is usually between 0.1 and 1 MPa.
  • 17. ULTRAFILTRATION • UF is governed by a screening principle and dependent on particle size. • UF membranes have a pore size between 1 nm and 100 nm (10 and 2000 Å), thus allowing retention of compounds with a molecular weight of 300 to 500 000 Dalton. • Typically, the process is suitable for retaining biomolecules, bacteria, viruses, polymers, colloidal particles and sugar molecules.
  • 19. 4. PRECIPITATION • Formation of a solid in a solution during a chemical reaction. • Solid formed is called the precipitate and the liquid remaining above the solid is called the supernate.
  • 20. PRECIPITATION • Salts such as ammonium & sodium sulphate are used for proteins to precipitate. • Organic solvents methanol used to precipitate dextrans. • Chilled ethanol and acetone used for protein precipitation. • Non ionic polymer such as polyethylene glycol used in precipitation.
  • 21. C. PRODUCT PURIFICATION • Done to separate those contaminants that resemble the product very closely in physical and chemical properties. • Expensive to carry out • Require sensitive and sophisticated equipment • Significant fraction of the entire downstream processing expenditure. • Examples of operations include affinity, size exclusion, reversed phase chromatography,crystallization and fractional precipitation.
  • 22. 1. CHROMATOGRAPHY • Separation of mixtures • Passing a mixture dissolved in a "mobile phase" through a stationary phase, which separates the analyte to be measured from other molecules in the mixture and allows it to be isolated.
  • 23. ION EXCHANGE CHROMATOGRAPHY • Used charged stationary phase to separate charged compounds • Resin that carries charged functional groups which interact with oppositely charged groups of thecompound to be retained.
  • 24. AFFINITY CHROMATOGRAPHY • Affinity chromatography separates the protein of interest on the basis of a reversible interaction between it and its antibody coupled to a chromatography bead (here labeled antigen) . • With high selectivity, high resolution, and high capacity for the protein of interest, purification levels in the order of several thousand-fold are achievable. • The protein of interest is collected in a purified, concentrated form. Biological interactions between the antigen and the protein of interest can result from electrostatic interactions, van der Waals' forces and/or hydrogen bonding. To elute the protein of interest from the affinity beads, the interaction can be reversed by changing the pH or ionic strength. • The concentrating effect enables large volumes to be processed. The protein of interest can be purified from high levels of contaminating substances. • Making antibodies to the protein of interest is expensive, so affinity chromatography is the least economical choice for production
  • 25. SIZE EXCLUSION CHROMATOGRAPHY • Gel permeation/filtration chromatography (GPC) • Separates molecules according to their size • Low resolution"polishing" • Tertiary/Quaternary structure(native)
  • 26. REVERSED PHASE CHROMATOGRAPHY Reversed-phase chromatography is an elution procedure used in liquid chromatography in which the mobile phase is significantly more polar than the stationary phase.
  • 27. LIQUID CHROMATOGRAPHY • Mobile phase is a liquid. • Carried out either in a column or a plane. • HPLC • In the HPLC technique, the sample is forced through a column that is packed with irregularly or spherically shaped particles or a porous monolithic layer (stationary phase) by a liquid (mobile phase) at high pressure.
  • 29. 2. CRYSTALLIZATION • process of formation of solid crystals precipitating from a solution, melt or more rarely deposited directly from a gas. • chemical solid-liquid separation technique, in which mass transfer of a solute from the liquid solution to a pure solid crystalline phase occurs.
  • 30. D. PRODUCT POLISHING • End with packaging of the product in a form that is • stable, easily transportable and convenient. • Crystallization • Desiccation • Lyophilization • Spray drying May include: • Sterilization of the product • Remove or deactivate trace contaminants which might compromise product safety viruses or depyrogenation
  • 31. 1. LYOPHILIZATION • freezing the material • reducing the surrounding pressure and adding enough heat to allow the frozen water in the material to sublime directly from the solid phase to gas.