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Dipesh Tamrakar
M. Sc. Clinical Biochemistry
Overview
 Introduction
 Pre-analytical phase
 Analytical phase
 Post-analytical phase
 Tools of Quality Assurance
 Errors in laboratory
Introduction
 Quality control is one of the most scientific and
significant tool to correct errors in analytical
phase in the clinical laboratories.
 It is the procedures designed to monitor the
routine performance of testing processes in order
to detect possible errors, reduce and correct
deficiencies before the test results are reported.
 From Customer ‘s perspective, quality of a good
service for the price of the product
 The aim of quality control is simply to ensure
that the results generated by the test are correct.
 Quality Assurance - the overall program that
ensures that the final results reported by the
laboratory are correct.
 It is much more concerned with : that the right
test is carried out on the right specimen from the
right patient, and that the right result and right
interpretation is delivered to the right person at
the right time”
 Internal quality control (IQC) and external quality
assessment (EQA) programs are used to assess
and improve analytical performance.
Introduction
 IQC is self-assessing tool by using control
samples for the continuous and immediate
monitoring of the analytical part.
 IQC : to observe precise and accurate results on
daily analytical phase
 EQA is intended for periodic and retrospective
observing of laboratory results by an autonomous
external agency to specify to the laboratory about
the accuracy or bias in their systems methods and
results.
 EQA : to monitor long term accuracy and bias of
their results and stability of methods over a
longer period of time.
Introduction
Aims of Quality assurance
 Accuracy and precision
 Satisfactory
 Quality report
 Economical
 Aims at preventing defects rather than
detecting the defects
 Minimize errors
 Timely report
Quality Assurance vs. Quality Control
An overall
management plan
to guarantee the
integrity of data
(The “system”)
A series of analytical
measurements used to
assess the quality of
the analytical data
(The “tools”)
The Quality Assurance Cycle
•Data and Lab
Management
•Safety
•Customer
Service
Patient/Client Prep
Sample Collection
Sample Receipt
and Accessioning
Sample Transport
Quality Control
Record Keeping
Reporting
Personnel Competency
Test Evaluations
Testing
Few Terms:
Precision Accuracy
 The degree of
fluctuation in the
measurements
 The closeness of
measurements to
the true value
Quality Control is used to monitor both the
precision and the accuracy of the assay in order
to provide reliable results.
 Precise and inaccurate  Precise and accurate
Precision and Accuracy
Imprecise and inaccurate
Pre-analytical stage
• Test requisition slip
• Patient preparation
• Sample tube labeling
• Sample collection
• Sample
transportation
• Reagent storage
• Reagent preparation
• Quality control sera
storage
• Callibrator storage
• QC alliquet storage
• Quality monitoring
of refrigerator,
waterbath
• Maintenance and
cleaning of
instruments
Machine maintenance: Daily, Weekly, Monthly and
Annually
Analytical Stage
 Daily machine startup
 Daily Callibration: for Wet chemistry
 Daily Internal QC :
 Routine chemistry: BA 400 and Vitros 350
 CLIA: Diasorin for common test like TFT, aTPO
 Daily QC for i-Sens electrolyte analyzer
 Daily TDS measurement of DI water
•Lot wise callibration and QC of HbA1c in Hb Vario
•Weekly/monthly control of all uncommon tests in CLIA
•Callibration of Vitros 350 on change of reagent LOT
Selection of Control & Calibrators
 Has a known concentration of the substance
(analyte) being measured
 Used to adjust instrument, kit, test system in
order to standardize the assay
 Sources of QC samples:
 Appropriate diagnostic sample
 Obtained from:
 Another laboratory
 EQA provider
 Commercial product
Characteristics of a Good Control
 The composition of the control material should be
as similar to the patient sample as possible,
reacting in the same manner
 The analyte concentration should be at medically
significant levels
 Stable under storage for longer period of time
prior to preparation & even after prep
 Low vial-to-vial variability
 Requiring a minimum preparation or ready to use
 Reasonable in price
At DH-KUH
 For IQC: Callibrators:
 Dialab autocal
 Biosystem cal
 Reagent Pack Cal for
HbVario
 Reagent pack Cal for
Diasorin-CLIA
 Reagent Cartridge
cal for iSens
 Vitros Cal kit
 For IQC: Controls:
 Biorad
 Dialab controls
 Biosystem controls
 Reagent Pack Con
for HbVario
 Control Diasorin-
CLIA
 Mission control for
iSens
 PV for Vitros
 For EQAS: samples from
1. CMC Vellore, India
2. Chung-Ang University College of Medicine,
South Korea
3. NPHL, Nepal
At DH-KUH
Storage of QC Samples
 Controls are aliquoted into smaller ‘user friendly’
volumes for storage
 Establish a storage protocol:
 store at -20oC
 in use vials stored at 4oC
 use 0.5 ml vial maximum of one week
Monitoring QC Data
 Use Levey-Jennings chart
 Plot control values each run
 Acceptance of run
 Monitor precision and accuracy of repeated
measurements
 Review charts at defined intervals, take
necessary action, and document
Findings Over Time
 Ideally should have control values clustered about
the mean (+/-2 SD) with little variation in the
upward or downward direction
 Imprecision = large amount of scatter about the
mean. Usually caused by errors in technique
 Inaccuracy = may see as a trend or a shift,
usually caused by change in the testing process
 Random error = no pattern. Usually poor
technique, malfunctioning equipment
Westgard Rules
 “Multirule Quality Control”
 Uses a combination of decision criteria or control
rules
 Allows determination of whether an analytical run
is “in-control” or “out-of-control”
 Atleast run 2 control samples
12S rule R4S rule
13S rule 41S rule
22S rule 10X rule
Westgard – 12S Rule
 “warning rule”
 One of two control results falls outside ±2SD
 Alerts tech to possible problems
 Not cause for rejecting a run
 Must then evaluate the 13S rule
12S rule
violation
Westgard – 13S Rule
 If either of the two control results falls outside of
±3SD, rule is violated
 Run must be rejected
 If 13S not violated, check 22S
13S rule
violation
Westgard – 22S Rule
 2 consecutive control values for the same level
fall outside of ±2SD in the same direction, or
 Both controls in the same run exceed ±2SD
 Patient results cannot be reported
 Requires corrective action
22S rule
violation
Westgard – R4S Rule
 One control exceeds the mean by –2SD, and the
other control exceeds the mean by +2SD
 The range between the two results will therefore
exceed 4 SD
 Random error has occurred, test run must be
rejected
R4S rule
violation
Westgard – 41S Rule
 Requires control data from previous runs
 Four consecutive QC results for one level of
control are outside ±1SD, or
 Both levels of control have consecutive results
that are outside ±1SD
41S rule
violation
Westgard – 10X Rule
 Requires control data from previous runs
 Ten consecutive QC results for one level of control
are on one side of the mean, or
 Both levels of control have five consecutive
results that are on the same side of the mean
10x rule
violation
Westgard Multirule QC
When a rule is violated!!!!!
 Warning rule = use other rules to inspect the
control points
 Rejection rule = “out of control”
 Stop testing
 Identify and correct problem
 Repeat testing on patient samples and controls
 Do not report patient results until problem is
solved and controls indicate proper
performance
Types of Errors
Random=Fluctuations
Temperature
Personnel
Systematic
Reagent problem
Device problem
Solving “out-of-control” problems
Post-Analytical Stage
 Delta Check
 Report entry
 Report verification at 2 different levels
 Report print out
 Turn around time
 Emergency parameters: 1 hour
 Routine parameters: 2 hours
 Special immuno parameters: 2:30 hours
Sample storage for last 2 days at 4 degree C
Future plans:
 Sample bar coding
 Test requisition coding
 Reduce use of requisition form
 LIS to all department
 Full access of patient history and other
department finding via LIS
Quality assurance in the department of clinical biochemistry

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Quality assurance in the department of clinical biochemistry

  • 1. Dipesh Tamrakar M. Sc. Clinical Biochemistry
  • 2. Overview  Introduction  Pre-analytical phase  Analytical phase  Post-analytical phase  Tools of Quality Assurance  Errors in laboratory
  • 3. Introduction  Quality control is one of the most scientific and significant tool to correct errors in analytical phase in the clinical laboratories.  It is the procedures designed to monitor the routine performance of testing processes in order to detect possible errors, reduce and correct deficiencies before the test results are reported.  From Customer ‘s perspective, quality of a good service for the price of the product  The aim of quality control is simply to ensure that the results generated by the test are correct.
  • 4.  Quality Assurance - the overall program that ensures that the final results reported by the laboratory are correct.  It is much more concerned with : that the right test is carried out on the right specimen from the right patient, and that the right result and right interpretation is delivered to the right person at the right time”  Internal quality control (IQC) and external quality assessment (EQA) programs are used to assess and improve analytical performance. Introduction
  • 5.  IQC is self-assessing tool by using control samples for the continuous and immediate monitoring of the analytical part.  IQC : to observe precise and accurate results on daily analytical phase  EQA is intended for periodic and retrospective observing of laboratory results by an autonomous external agency to specify to the laboratory about the accuracy or bias in their systems methods and results.  EQA : to monitor long term accuracy and bias of their results and stability of methods over a longer period of time. Introduction
  • 6. Aims of Quality assurance  Accuracy and precision  Satisfactory  Quality report  Economical  Aims at preventing defects rather than detecting the defects  Minimize errors  Timely report
  • 7. Quality Assurance vs. Quality Control An overall management plan to guarantee the integrity of data (The “system”) A series of analytical measurements used to assess the quality of the analytical data (The “tools”)
  • 8. The Quality Assurance Cycle •Data and Lab Management •Safety •Customer Service Patient/Client Prep Sample Collection Sample Receipt and Accessioning Sample Transport Quality Control Record Keeping Reporting Personnel Competency Test Evaluations Testing
  • 9. Few Terms: Precision Accuracy  The degree of fluctuation in the measurements  The closeness of measurements to the true value Quality Control is used to monitor both the precision and the accuracy of the assay in order to provide reliable results.
  • 10.  Precise and inaccurate  Precise and accurate Precision and Accuracy
  • 12. Pre-analytical stage • Test requisition slip • Patient preparation • Sample tube labeling • Sample collection • Sample transportation • Reagent storage • Reagent preparation • Quality control sera storage • Callibrator storage • QC alliquet storage • Quality monitoring of refrigerator, waterbath • Maintenance and cleaning of instruments Machine maintenance: Daily, Weekly, Monthly and Annually
  • 13. Analytical Stage  Daily machine startup  Daily Callibration: for Wet chemistry  Daily Internal QC :  Routine chemistry: BA 400 and Vitros 350  CLIA: Diasorin for common test like TFT, aTPO  Daily QC for i-Sens electrolyte analyzer  Daily TDS measurement of DI water •Lot wise callibration and QC of HbA1c in Hb Vario •Weekly/monthly control of all uncommon tests in CLIA •Callibration of Vitros 350 on change of reagent LOT
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  • 15. Selection of Control & Calibrators  Has a known concentration of the substance (analyte) being measured  Used to adjust instrument, kit, test system in order to standardize the assay  Sources of QC samples:  Appropriate diagnostic sample  Obtained from:  Another laboratory  EQA provider  Commercial product
  • 16. Characteristics of a Good Control  The composition of the control material should be as similar to the patient sample as possible, reacting in the same manner  The analyte concentration should be at medically significant levels  Stable under storage for longer period of time prior to preparation & even after prep  Low vial-to-vial variability  Requiring a minimum preparation or ready to use  Reasonable in price
  • 17. At DH-KUH  For IQC: Callibrators:  Dialab autocal  Biosystem cal  Reagent Pack Cal for HbVario  Reagent pack Cal for Diasorin-CLIA  Reagent Cartridge cal for iSens  Vitros Cal kit  For IQC: Controls:  Biorad  Dialab controls  Biosystem controls  Reagent Pack Con for HbVario  Control Diasorin- CLIA  Mission control for iSens  PV for Vitros
  • 18.  For EQAS: samples from 1. CMC Vellore, India 2. Chung-Ang University College of Medicine, South Korea 3. NPHL, Nepal At DH-KUH
  • 19. Storage of QC Samples  Controls are aliquoted into smaller ‘user friendly’ volumes for storage  Establish a storage protocol:  store at -20oC  in use vials stored at 4oC  use 0.5 ml vial maximum of one week
  • 20. Monitoring QC Data  Use Levey-Jennings chart  Plot control values each run  Acceptance of run  Monitor precision and accuracy of repeated measurements  Review charts at defined intervals, take necessary action, and document
  • 21. Findings Over Time  Ideally should have control values clustered about the mean (+/-2 SD) with little variation in the upward or downward direction  Imprecision = large amount of scatter about the mean. Usually caused by errors in technique  Inaccuracy = may see as a trend or a shift, usually caused by change in the testing process  Random error = no pattern. Usually poor technique, malfunctioning equipment
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  • 26. Westgard Rules  “Multirule Quality Control”  Uses a combination of decision criteria or control rules  Allows determination of whether an analytical run is “in-control” or “out-of-control”  Atleast run 2 control samples 12S rule R4S rule 13S rule 41S rule 22S rule 10X rule
  • 27. Westgard – 12S Rule  “warning rule”  One of two control results falls outside ±2SD  Alerts tech to possible problems  Not cause for rejecting a run  Must then evaluate the 13S rule 12S rule violation
  • 28. Westgard – 13S Rule  If either of the two control results falls outside of ±3SD, rule is violated  Run must be rejected  If 13S not violated, check 22S 13S rule violation
  • 29. Westgard – 22S Rule  2 consecutive control values for the same level fall outside of ±2SD in the same direction, or  Both controls in the same run exceed ±2SD  Patient results cannot be reported  Requires corrective action 22S rule violation
  • 30. Westgard – R4S Rule  One control exceeds the mean by –2SD, and the other control exceeds the mean by +2SD  The range between the two results will therefore exceed 4 SD  Random error has occurred, test run must be rejected R4S rule violation
  • 31. Westgard – 41S Rule  Requires control data from previous runs  Four consecutive QC results for one level of control are outside ±1SD, or  Both levels of control have consecutive results that are outside ±1SD 41S rule violation
  • 32. Westgard – 10X Rule  Requires control data from previous runs  Ten consecutive QC results for one level of control are on one side of the mean, or  Both levels of control have five consecutive results that are on the same side of the mean 10x rule violation
  • 34. When a rule is violated!!!!!  Warning rule = use other rules to inspect the control points  Rejection rule = “out of control”  Stop testing  Identify and correct problem  Repeat testing on patient samples and controls  Do not report patient results until problem is solved and controls indicate proper performance
  • 37. Post-Analytical Stage  Delta Check  Report entry  Report verification at 2 different levels  Report print out  Turn around time  Emergency parameters: 1 hour  Routine parameters: 2 hours  Special immuno parameters: 2:30 hours
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  • 44. Sample storage for last 2 days at 4 degree C
  • 45. Future plans:  Sample bar coding  Test requisition coding  Reduce use of requisition form  LIS to all department  Full access of patient history and other department finding via LIS