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Agroecological socio-economics
Impacts and principles
Invited communication to the FAO International Symposium on Agroecology for Food Security
and Nutrition, 18-19 September 2014, Rome. (Session People and Economics)
Gaëtan	
  Vanloqueren,	
  PhD,	
  Agro-­‐economist	
  
Guest	
  Lecturer	
  (Sciences	
  Po	
  –	
  Paris	
  ;	
  ICHEC	
  –	
  Brussels	
  Management	
  School)	
  ;	
  University	
  of	
  Louvain/Liège	
  
Former	
  Adviser	
  for	
  the	
  UN	
  Special	
  rapporteur	
  on	
  the	
  right	
  to	
  food	
  (2008-­‐2014)	
  
Co-­‐founder	
  of	
  the	
  Belgian	
  Interdisciplinary	
  Research	
  Group	
  on	
  Agroecology	
  (GIRAF)	
  
0
100
200
300
400
500
600
700
1985 1990 1995 2000 2005 2010
Source	
  :	
  Antoine-e	
  Dumont	
  (UCL),	
  Sept	
  2014,	
  Scopus	
  database.	
  	
  
Agroecology & employment
Agroecology & labour
Agroecology
Agroecology & income
Few	
  scien;fic	
  publica;ons	
  on	
  agroecology	
  &	
  economics	
  
Scopus	
  database,	
  1985-­‐2010	
  (non-­‐cumulaTve)	
  
HighlighTng	
  examples	
  that	
  
illustrate	
  posiTve	
  impacts	
  :	
  	
  
•  QualitaTve	
  
•  QuanTtaTve	
  when	
  
available	
  
•  Not	
  comprehensive	
  review,	
  
though	
  a	
  strictly	
  scienTfic	
  
presentaTon	
  
•  Just	
  a	
  few	
  results,	
  not	
  in-­‐depth	
  
case	
  studies	
  
1.  Agroecology’s	
  socio-­‐economic	
  impacts	
  (employment,	
  incomes,	
  etc)	
  
	
  (Economics	
  ma-er)	
  
	
  
2.  Agroecology’s	
  socio-­‐economic	
  principles	
  	
  
	
   	
  (Economics	
  are	
  not	
  enough)	
  
1.	
  Agroecology	
  increases	
  incomes	
  
Posi;ve	
  impact	
  on	
  incomes	
  	
  	
  
1.	
  Agroforestry	
  in	
  Zambia	
  (Nitrogen-­‐fixing	
  trees)	
  
•  d	
  
	
  
Reference(s)	
  :	
  (1)	
  Ajayi	
  CO,	
  Akinnifesi	
  FK,	
  Sileshi	
  G,	
  Kanjipite	
  W	
  (2009)	
  Labour	
  inputs	
  and	
  financial	
  profitability	
  of	
  convenTonal	
  and	
  agroforestry-­‐
based	
  soil	
  ferTlity	
  management	
  pracTces	
  in	
  Zambia.	
  Agrekon	
  48:246–292.	
  
	
  	
  	
  Return	
  to	
  labour	
  per	
  person	
  day	
  of	
  	
  	
  	
  
	
  	
  	
  	
  agroforestry	
  exceeds	
  local	
  daily	
  ag.	
  wage	
  
•  “For	
  the	
  three	
  agroforestry	
  pracTces,	
  the	
  
return	
  to	
  labour	
  per	
  person	
  day	
  was	
  $2.63	
  for	
  
Gliricidia,	
  $2.41	
  for	
  Sesbania	
  and	
  $1.90	
  for	
  
Tephrosia	
  fallow”.	
  (Daily	
  ag	
  wage	
  =	
  approx.	
  
$0.60)	
  
•  “In	
  rural	
  areas	
  where	
  road	
  infrastructure	
  is	
  
poor	
  and	
  transport	
  costs	
  of	
  ferTliser	
  are	
  high,	
  
agroforestry	
  prac;ces	
  are	
  most	
  likely	
  to	
  
outperform	
  fer;lised	
  maize	
  in	
  both	
  absolute	
  
and	
  rela;ve	
  profitability	
  terms.”	
  
•  ExternaliTes	
  (nutriTon,	
  resilience,	
  …)	
  to	
  be	
  
added	
  
•  “The	
  IRR	
  of	
  all	
  the	
  producTon	
  pracTces	
  is	
  
higher	
  than	
  the	
  discount	
  rate.	
  It	
  is	
  over	
  100%	
  
for	
  the	
  convenTonal	
  land	
  soil	
  ferTlity	
  pracTces	
  
(with	
  or	
  without	
  ferTliser)	
  and	
  ranges	
  from	
  83%	
  
to	
  99%	
  for	
  agroforestry	
  pracTces.”	
  	
  
Posi;ve	
  impact	
  on	
  incomes	
  	
  (II)	
  
2.	
  Push-­‐pull	
  (Eastern	
  Africa)	
  
•  Push-­‐pull	
  (Companion	
  cropping)	
  	
  
–  Adopted	
  by	
  30,000	
  smallholder	
  farmers	
  over	
  the	
  last	
  
decade	
  in	
  Kenya,	
  Uganda	
  and	
  Tanzania	
  on	
  15,000	
  
hectares.	
  Another	
  100,000	
  households	
  could	
  benefit	
  
over	
  the	
  next	
  five	
  years.(1)	
  
Reference(s)	
  :	
  (1)	
  Khan	
  Z	
  et	
  al	
  (2011)	
  Push—pull	
  technology:	
  a	
  conservaTon	
  agriculture	
  approach	
  for	
  integrated	
  management	
  of	
  
insect	
  pests,	
  weeds	
  and	
  soil	
  health	
  in	
  Africa,	
  InternaTonal	
  Journal	
  of	
  Agricultural	
  Sustainability	
  (2)	
  UNEP	
  (2012)	
  Towards	
  a	
  green	
  economy,	
  Pathways	
  
to	
  sustainable	
  development	
  and	
  poverty	
  eradicaTon,	
  Nairobi:	
  UNEP.	
  Collected	
  by	
  Alex	
  Wijeratna,	
  author	
  of	
  AcEonAid	
  (2012).	
  Fed	
  Up.	
  Now’s	
  the	
  Eme	
  
to	
  invest	
  in	
  agroecology,	
  June	
  2012,	
  43	
  pp.	
  	
  	
  	
  	
  	
  
•  Economic	
  analysis	
  with	
  21,300	
  smalls	
  farmer	
  (2):	
  	
  	
  
–  Benefit-­‐cost	
  ra;o	
  of	
  2.5	
  to	
  1.	
  
–  Income	
  returns	
  for	
  labour	
  were	
  $3.7	
  per	
  person	
  a	
  day	
  
with	
  push-­‐pull	
  as	
  opposed	
  to	
  US$1	
  per	
  person	
  a	
  day	
  
with	
  their	
  previous	
  maize	
  mono-­‐cropping	
  pracTce.	
  	
  
–  Gross	
  revenues	
  ranged	
  between	
  $424-­‐US$880	
  per	
  
hectare	
  under	
  push-­‐pull	
  and	
  $81.9	
  to	
  $132	
  per	
  hectare	
  
in	
  maize	
  mono-­‐cropping.	
  
Posi;ve	
  impact	
  on	
  incomes	
  	
  	
  
3.	
  SRI	
  –	
  system	
  of	
  rice	
  intensificaTon	
  	
  
Es;ma;on	
  of	
  the	
  value	
  of	
  increased	
  rice	
  produc;on	
  (2013):	
  
•  Assessment	
  of	
  SRI	
  adop;on	
  in	
  5	
  Asian	
  countries	
  that	
  produce	
  2/3	
  
of	
  the	
  world’s	
  rice	
  output	
  (China,	
  India,	
  Vietnam,	
  Indonesia	
  and	
  
Cambodia)	
  	
  
–  About	
  9.5	
  million	
  farmers	
  using	
  many	
  or	
  all	
  SRI	
  methods	
  on	
  
over	
  3.4	
  million	
  hectares.	
  	
  
•  Value	
  of	
  increased	
  paddy	
  produc;on	
  :	
  $862.5	
  million	
  (1)	
  	
  
–  The	
  calculaTon	
  below	
  assumes	
  no	
  increase	
  in	
  the	
  costs	
  of	
  producEon.	
  
A	
  larger	
  study	
  across	
  13	
  states	
  of	
  India	
  reported	
  an	
  average	
  cost	
  
reducTon	
  of	
  $29	
  per	
  ton	
  pf	
  paddy	
  produced	
  (Palanisami	
  et	
  al.	
  2013).	
  
Factoring	
  in	
  such	
  cost	
  reducTons	
  will	
  further	
  increase	
  the	
  net	
  value	
  
from	
  farmers’	
  SRI	
  paddy	
  producTon	
  
•  Average	
  addi;onal	
  income	
  per	
  ha:	
  +	
  94%	
  	
  (2)	
  	
  
Reference(s)	
  :	
  (1)	
  SRI-­‐Rice	
  (2014)	
  ESTIMATION	
  OF	
  THE	
  SPREAD	
  AND	
  IMPACT	
  OF	
  SRI	
  IDEAS	
  AND	
  USE	
  AS	
  OF	
  END	
  OF	
  2013,	
  Handouts	
  for	
  the	
  
next	
  InternaEonal	
  Rice	
  Congress,	
  Oct	
  27-­‐31	
  in	
  Bangkok,	
  SRI-­‐Rice,	
  Cornell	
  University	
  (with	
  list	
  of	
  full	
  references).;	
  (2)	
  Uphof,	
  N.	
  (2012)	
  
SupporEng	
  food	
  security	
  in	
  the	
  21st	
  century	
  through	
  resource-­‐conserving	
  increases	
  in	
  agricultural	
  producEon,	
  Agriculture	
  &	
  Food	
  Security	
  
2012,	
  1:18.	
  Both	
  received	
  from	
  Norman	
  Uphoff	
  	
  
2.	
  Agroecology	
  creates	
  jobs	
  
Agroecology	
  creates	
  jobs/livelihoods	
  for	
  young	
  men	
  	
  
Agroecological	
  pracTces	
  generate	
  employment	
  opportuniTes	
  	
  
Reference(s)	
  :	
  Jules	
  Preoy	
  ,	
  Camilla	
  Toulmin	
  &	
  Stella	
  Williams	
  (2011):	
  Sustainable	
  intensificaTon	
  in	
  African	
  agriculture,	
  InternaTonal	
  
Journal	
  of	
  Agricultural	
  Sustainability,	
  9:1,	
  5-­‐24	
  
•  New	
  jobs	
  for	
  young	
  men	
  (Burkina	
  Faso)	
  
–  Work	
  groups	
  of	
  young	
  men	
  specialized	
  in	
  land	
  
rehabilita;on	
  techniques	
  go	
  from	
  village	
  to	
  village.	
  	
  
–  Also	
  Benin	
  (Songhai	
  center,	
  food	
  transformaTon)	
  	
  
Agroecology	
  creates	
  jobs/livelihoods	
  for	
  women	
  	
  
Examples	
  :	
  new	
  sources	
  for	
  feed,	
  and	
  edible	
  weeds	
  	
  
Reference(s)	
  (1)	
  Rosa	
  M	
  González-­‐Amaro,	
  Angélica	
  Marrnez-­‐Bernal,	
  Francisco	
  Basurto-­‐Peña	
  and	
  Heike	
  Vibrans	
  (2009)	
  Crop	
  and	
  non-­‐crop	
  
producTvity	
  in	
  a	
  tradiTonal	
  maize	
  agroecosystem	
  of	
  the	
  highland	
  of	
  Mexico,	
  Journal	
  of	
  Ethnobiology	
  and	
  Ethnomedicine	
  2009,	
  5:38	
  	
  
Kenya	
  :	
  push-­‐pull	
  
	
  
Weeds	
  >	
  feed	
  >	
  cows	
  >	
  milk	
  >	
  	
  
new	
  economic	
  ac;vi;es	
  for	
  women	
  >	
  
addiTonal	
  incomes	
  	
  
	
  
Mexico	
  :	
  weeds	
  allowed	
  to	
  grow	
  in	
  maize	
  fields	
  	
  
	
  
Edible	
  weeds	
  (‘quelites’)	
  worth	
  25%	
  of	
  the	
  total	
  
value	
  of	
  maize	
  crops	
  in	
  Mexico	
  (1)	
  	
  
Sold	
  by	
  women	
  on	
  markets	
  	
  
	
  
Agroecology	
  creates	
  jobs/livelihoods	
  for	
  women	
  (II)	
  	
  
Examples	
  :	
  Community	
  seed	
  banks	
  (owen	
  managed	
  by	
  women)	
  in	
  India,	
  Nepal,	
  …	
  
d	
  
	
  
Farmers	
  producing	
  trees	
  as	
  a	
  business	
  
	
  
Malawi	
  Agroforestry	
  Food	
  Security	
  
Programme	
  distributed	
  tree	
  seeds,	
  
sexng	
  up	
  17	
  nurseries	
  that	
  raised	
  
2,180,000	
  seedlings	
  and	
  establishing	
  345	
  
farmer	
  groups	
  (1)	
  
	
  
Job	
  creaTon	
  to	
  be	
  assessed!	
  	
  	
  
Reference(s)	
  :	
  C.	
  Pye-­‐Smith,	
  Farming	
  Trees,	
  Banishing	
  Hunger:	
  How	
  an	
  agroforestry	
  programme	
  is	
  helping	
  smallholders	
  in	
  Malawi	
  to	
  grow	
  
more	
  food	
  and	
  improve	
  their	
  livelihoods,	
  Nairobi,	
  World	
  Agroforestry	
  Centre,	
  2008,	
  p.	
  10.	
  
	
  	
  	
  	
  
Agroecology	
  creates	
  jobs	
  for	
  men	
  and	
  women	
  
Malawi	
  :	
  agroecological	
  projects,	
  not	
  just	
  subzidized	
  ferTlizers	
  	
  
•  Soils,	
  Food	
  and	
  Healthy	
  Communi;es	
  
project	
  (>8,000	
  farmers)	
  
•  Malawi	
  Farmer-­‐to-­‐Farmer	
  
Agroecology	
  project	
  (>2,000	
  farmers)	
  
	
  
Socio-­‐economic	
  assessment	
  started	
  this	
  
year	
  	
  
Reference(s)	
  :	
  (1)	
  Eric	
  Holt-­‐Giménez,	
  “Measuring	
  Farmers’	
  Agroecological	
  Resistance	
  Awer	
  Hurricane	
  Mitch	
  in	
  Nicaragua:	
  A	
  Case	
  Study	
  in	
  
ParTcipatory,	
  Sustainable	
  Land	
  Management	
  Impact	
  Monitoring,”	
  Agriculture,	
  Ecosystems	
  and	
  the	
  Environment,	
  93:1-­‐2,	
  2002,	
  pp.	
  
87-­‐105.	
  (2)	
  IPCC	
  Fourth	
  Assessment	
  Report:	
  Climate	
  Change	
  2007	
  -­‐	
  Figure	
  7.3.	
  Economic	
  impact	
  of	
  Hurricane	
  Mitch	
  and	
  the	
  1998	
  to	
  1999	
  
drought	
  on	
  Honduras	
  	
  
Agroecology	
  maintains	
  exis;ng	
  jobs	
  	
  	
  
Improving	
  resilience	
  to	
  climaTc	
  extremes	
  =	
  maintaining	
  jobs	
  	
  
Agroecological	
  methods	
  improved	
  resilience	
  to	
  Hurricane	
  
Mitch	
  in	
  1998	
  (Nicaragua)	
  On	
  average,	
  agroecological	
  
plots	
  	
  
–  had	
  on	
  average	
  40	
  per	
  cent	
  more	
  topsoil,	
  higher	
  
field	
  moisture,	
  less	
  erosion	
  and	
  lower	
  economic	
  
losses	
  	
  
–  lost	
  18	
  per	
  cent	
  less	
  arable	
  land	
  to	
  landslides	
  
than	
  convenTonal	
  plots	
  and	
  had	
  69	
  per	
  cent	
  less	
  
gully	
  erosion	
  
compared	
  to	
  convenTonal	
  farms	
  (results	
  from	
  large-­‐scale	
  
study	
  on	
  180	
  communiTes	
  of	
  smallholders)	
  
IPCC	
  :	
  Resilience	
  to	
  shocks	
  magers	
  !	
  	
  
	
  
•  IPCC	
  4th	
  Assessment	
  reports	
  highlights	
  the	
  impact	
  of	
  
hurricane	
  on	
  economic	
  growth	
  in	
  LaTn	
  America.	
  	
  
•  Shocks	
  affect	
  the	
  most	
  vulnerable	
  communi;es.	
  (2)	
  	
  
	
  	
  	
  	
  
Agroecology	
  creates	
  jobs	
  	
  
Need	
  to	
  consider	
  and	
  explore	
  the	
  range	
  of	
  impacts.	
  	
  
More	
  new	
  employment	
  opportuni;es	
  
–  Manufacture	
  of	
  adequate	
  machinery	
  	
  
–  ProducTon	
  of	
  biological	
  control	
  extracts	
  
–  Technical	
  advice	
  –	
  Farmers!	
  	
  
Paradigm	
  shij	
  	
  :	
  from	
  labour-­‐saving	
  to	
  employment-­‐genera;ng	
  techniques	
  
and	
  policies	
  	
  
	
  
•  Labour-­‐saving	
  policies	
  have	
  generally	
  been	
  prioriTzed	
  by	
  governments	
  
•  Crea;on	
  of	
  employment	
  in	
  rural	
  areas	
  in	
  developing	
  countries	
  is	
  an	
  advantage	
  
rather	
  than	
  a	
  liability	
  and	
  may	
  slow	
  down	
  rural-­‐urban	
  migraTon	
  
(underemployment	
  is	
  currently	
  massive,	
  and	
  demographic	
  growth	
  remains	
  high)	
  	
  
Small	
  farms	
  vs.	
  Big	
  farms	
  	
  
Small	
  farms	
  create	
  more	
  employment	
  per	
  hectare	
  	
  	
  
Beyond	
  the	
  scope	
  of	
  this	
  presentaTon,	
  yet	
  strongly	
  connected	
  to	
  the	
  jobs	
  issue	
  	
  
3.	
  Agroecology	
  is	
  posiTve	
  for	
  the	
  balance	
  of	
  
payments	
  	
  
The	
  challenge	
  of	
  paying	
  the	
  import	
  bill…	
  
Agroecology’s	
  uncalculated	
  impacts	
  	
  
•  Savings	
  on	
  oil	
  imports	
  	
  
•  Saving	
  on	
  ferTlizers	
  imports	
  	
  
•  Savings	
  in	
  machinery	
  imports	
  (if	
  produced	
  
locally)	
  
-­‐>	
  Huge	
  benefits	
  
•  ParTcularly	
  for	
  net	
  oil-­‐imporTng	
  and	
  
ferTlizer-­‐imporTng	
  countries	
  	
  	
  
•  Agroecology	
  increse	
  country	
  resilience	
  to	
  
input	
  prices	
  volaTlity	
  	
  
Price	
  of	
  crude	
  oil	
  since	
  1970	
  	
  
Small	
  streams	
  make	
  big	
  rivers	
  	
  
Opportunity	
  costs	
  :	
  avoid	
  inves;ng	
  in	
  ‘second	
  best’	
  op;ons	
  	
  
Relevant	
  measures	
  for	
  various	
  ministries	
  (Budget,	
  Agriculture,	
  etc)	
  	
  
Agroforestry	
  and	
  returns	
  per	
  unit	
  of	
  investment	
  cost?	
  
Agroforestry-­‐based	
  soil	
  fer;lity	
  management	
  prac;ces	
  vs.	
  
subzidized	
  fer;lizers	
  (Zambia):	
  
•  «	
  Each	
  unit	
  of	
  money	
  invested	
  in	
  agroforestry	
  
prac;ces	
  yields	
  higher	
  returns	
  ranging	
  between	
  2.77	
  
and	
  3.13,	
  (i.e.,	
  an	
  extra	
  gain	
  of	
  between	
  1.77	
  and	
  2.13	
  
per	
  unit)	
  in	
  contrast	
  with	
  2.65	
  (or	
  a	
  net	
  gain	
  of	
  1.65	
  per	
  
unit	
  of	
  money	
  invested)	
  obtained	
  in	
  fer;lised	
  maize	
  
prac;ce	
  (subsidised)	
  (1)	
  
	
  
Reference(s)	
  :	
  (1)	
  Ajayi	
  CO,	
  Akinnifesi	
  FK,	
  Sileshi	
  G,	
  Kanjipite	
  W	
  (2009)	
  Labour	
  inputs	
  and	
  financial	
  profitability	
  of	
  convenTonal	
  and	
  agroforestry-­‐
based	
  soil	
  ferTlity	
  management	
  pracTces	
  in	
  Zambia.	
  Agrekon	
  48:246–292	
  (at	
  p	
  279)	
  	
  
«	
  Smart	
  subsidies	
  »	
  recommended	
  by	
  experts	
  
Relevance	
  of	
  assessing	
  the	
  return	
  on	
  investment	
  (ROI)	
  of	
  agricultural	
  public	
  spendings	
  	
  
Opportunity	
  costs:	
  "the	
  loss	
  of	
  potenTal	
  gain	
  from	
  
other	
  alternaTves	
  when	
  one	
  alternaTve	
  is	
  
chosen".	
  	
  
Nurses	
  in	
  the	
  field	
  
Health	
  is	
  a	
  starTng	
  point	
  for	
  
agroecological	
  iniTaTves	
  
•  Malawi	
  	
  
–  Permaculture	
  gardens	
  were	
  
iniTated	
  by	
  the	
  staff	
  of	
  a	
  
health	
  and	
  nutriTon	
  center	
  	
  
Reference(s)	
  :	
  d	
  
4.	
  Agroecology	
  generate	
  posiTve	
  externaliTes	
  	
  
Nurses	
  in	
  the	
  field.	
  
Health	
  and	
  nutriTon	
  as	
  
starTng	
  points	
  for	
  
agroecological	
  iniTaTves	
  
(Malawi)	
  	
  
•  Integrate	
  improved	
  
nutriTon	
  and	
  health	
  in	
  the	
  
«	
  return	
  on	
  investment	
  »	
  
assessments	
  will	
  improve	
  
even	
  more	
  the	
  posiTon	
  of	
  
agroecolohical	
  pracTces	
  	
  
Permaculture	
  
gardens	
  iniTated	
  
by	
  staff	
  of	
  a	
  health	
  
and	
  nutriTon	
  
center	
  	
  
Posi;ve	
  externali;es	
  	
  
Agroecology’s	
  uncalculated	
  impacts	
  (Niger,	
  Sahel)	
  
Reforesta;on	
  in	
  Niger	
  through	
  “farmer-­‐managed	
  
natural	
  regenera;on”	
  (FMNR)	
  -­‐	
  agroforestry	
  
•  Addi;onal	
  value	
  of	
  at	
  least	
  $56/ha/year	
  (in	
  
form	
  of	
  improved	
  soil	
  fer;lity,	
  fodder,	
  fruit,	
  
firewood	
  and	
  other	
  produce).	
  	
  
•  Many	
  villages	
  now	
  have	
  10–20	
  Tmes	
  more	
  
trees	
  than	
  20	
  years	
  ago.	
  Now	
  about	
  4.8	
  million	
  
hectares	
  of	
  Faidherbia-­‐dominated	
  farmlands	
  
generated	
  through	
  FMNR	
  (Maradi	
  and	
  Zinder	
  
Regions	
  of	
  Niger	
  )	
  	
  
•  >500,000	
  addiTonal	
  tonnes	
  of	
  food	
  produced	
  
per	
  year.	
  Total	
  annual	
  producTon	
  value	
  of	
  $280	
  
million	
  
	
  
Reference(s)	
  :	
  Dennis	
  Philip	
  Garrity,	
  Festus	
  K.	
  Akinnifesi,	
  Oluyede	
  C.	
  Ajayi,	
  
Sileshi	
  G.	
  Weldesemayat,	
  Jeremias	
  G.	
  Mowo,	
  Antoine	
  Kalinganire,	
  
Mahamane	
  Larwanou,	
  Jules	
  Bayala	
  (2010)	
  Evergreen	
  Agriculture:	
  a	
  robust	
  
approach	
  to	
  sustainable	
  food	
  security	
  in	
  Africa.	
  Food	
  Security	
  2:197–214	
  
Increase	
  of	
  on-­‐farm	
  trees	
  in	
  Southern	
  Zinder,	
  Niger	
  
(1975-­‐2005).	
  Photo	
  Gray	
  Tappan	
  
Add	
  :	
  assessing	
  impact	
  on	
  (diminuTon	
  of)	
  
rural	
  flight	
  ;	
  fight	
  against	
  irreversible	
  
deserTficaTon,	
  resilience	
  to	
  climaTc	
  crises…	
  
Assessing	
  socio-­‐economic	
  impacts	
  
	
  
Micro	
  level	
  	
  	
  
Incomes	
  
Cost/benefit	
  analysis	
  
(cost	
  of	
  producTon)	
  	
  
Livelihoods	
  	
  	
  
Food	
  and	
  nutriTon	
  
security	
  ;	
  	
  Health	
  	
  
…	
  
Macro	
  level	
  	
  
Return	
  on	
  investment	
  
(ROI)	
  on	
  agricultural	
  
public	
  spending	
  
Value	
  of	
  producTon	
  	
  
Balance	
  of	
  payments	
  
(Foreign	
  exchange)	
  	
  	
  
Employment	
  
Meso	
  level	
  	
  
Equity	
  -­‐	
  AllocaTon	
  of	
  
producTvity	
  gains	
  in	
  
value	
  chains	
  	
  
Empowerment	
  of	
  	
  
rural	
  communiTes	
  	
  
ExternaliTes	
  (soil	
  
ferTlity,	
  etc)…	
  
Need	
  to	
  scale	
  up	
  research	
  on	
  socio-­‐economic	
  impacts	
  	
  
Therefore,	
  necessity	
  to	
  define	
  agroecological	
  pracTces	
  &	
  contours	
  !	
  	
  
1.  Agroecology’s	
  socio-­‐economic	
  impacts	
  (employment,	
  incomes,	
  etc)	
  	
  
2. Agroecology’s	
  socio-­‐economic	
  principles	
  	
  
	
  
Agroecology	
  in	
  2014	
  :	
  	
  
	
  
A	
  trend.	
  Also	
  a	
  buzz.	
  	
  
	
  
opportuniTes	
  for	
  scaling	
  up	
  
Risks	
  of	
  diluTon	
  
Necessary	
  to	
  clarify	
  agroecology’s	
  socio-­‐economic	
  and	
  poliTcal	
  dimensions	
  
	
  
«	
  Economics	
  »	
  :	
  a	
  relevant	
  framework	
  for	
  agroecology?	
  	
  
From	
  economics	
  to	
  socio-­‐economics	
  	
  
•  Economics	
  as	
  such	
  is	
  not	
  a	
  self-­‐
contained	
  system,	
  but	
  embedded	
  
in	
  society,	
  policy,	
  and	
  culture.	
  	
  
	
  
•  ‘Socio-­‐economics’	
  is	
  a	
  much	
  more	
  
powerful	
  framework	
  (compared	
  
to	
  economics)	
  if	
  one	
  wants	
  to	
  fully	
  
grasp	
  the	
  potenTal	
  of	
  agroecology	
  
to	
  improve	
  global	
  food	
  security	
  
and	
  go	
  towards	
  sustainable	
  food	
  
systems	
  
•  Enables	
  to	
  grasp	
  the	
  full	
  extent	
  of	
  
agroecology	
  
	
  
	
  
Reference(s)	
  :	
   Society	
  for	
  the	
  Advancement	
  of	
  Socio-­‐Economics	
  (SASE)	
  
	
  
IdenTfying	
  the	
  socio-­‐economic	
  principles	
  of	
  agroecology	
  
	
  
1.	
  Agroecology	
  is	
  about	
  social	
  organiza;on	
  
Agroecology	
  is	
  not	
  an	
  individualisTc	
  &	
  technical	
  project	
  
•  Social	
  organiza;on	
  (cfr.	
  following	
  presentaTons	
  by	
  Rosset	
  &	
  AlTeri)	
  	
  
–  Role	
  of	
  farmers	
  organizaTons	
  /	
  grassroots	
  organizaTons	
  /	
  networks	
  	
  
–  in	
  idenTfying,	
  improving	
  and	
  disseminaTng	
  pracTces/innovaTons	
  (Co-­‐
construcTon	
  )	
  
•  Examples	
  	
  
–  Community	
  seed	
  banks	
  
–  Campesino-­‐a-­‐Campesino	
  networks,	
  LVC	
  agroecology	
  colleges	
  	
  
–  ParTcipatory	
  plant	
  breeding	
  
–  Networks	
  of	
  farmers/scienTsts/extension	
  officers/peasant	
  	
  
–  Seeds	
  networks	
  (Réseau	
  semences	
  paysannes)	
  
Principle	
  :	
  Generate	
  collec;ve	
  knowledge	
  and	
  adaptability	
  through	
  
networks	
  involving	
  producers,	
  consumer	
  ciTzens,	
  researchers,	
  and	
  
government	
  technical	
  advisors	
  in	
  order	
  to	
  foster	
  forums	
  for	
  
deliberaTon,	
  public	
  debate,	
  and	
  the	
  disseminaTon	
  of	
  knowledge	
  	
  
www.agriculturesnetwork.org	
  
Peasant	
  
movements	
  
and	
  networks	
  
Experts	
  and	
  
support	
  
organizaTons	
  
Online	
  plaƒorms	
  
hop://ag-­‐transiTon.org/	
  
Exis;ng	
  networks	
  and	
  organiza;ons	
  
Not	
  a	
  comprehensive	
  mapping,	
  just	
  a	
  few	
  references	
  	
  
2.	
  Knowledge	
  plays	
  an	
  essen;al	
  role	
  in	
  agroecology	
  
Agroecology	
  is	
  about	
  knowledge	
  generaTon	
  and	
  diffusion	
  through	
  networks	
  
•  Agroecology	
  and	
  knowledge	
  	
  
–  Agroecology	
  is	
  knowledge-­‐intensive	
  (subsTtutes	
  inputs	
  by	
  
knowledge)	
  
–  Different	
  types	
  of	
  knowledge	
  :	
  tradiTonal	
  &	
  scienTfic	
  
–  Ability	
  of	
  communiTes	
  to	
  generate	
  and	
  spread	
  pracTces	
  and	
  
innovaTons	
  	
  
	
  
Principle	
  :	
  Recognize	
  and	
  make	
  good	
  use	
  of	
  the	
  diversity	
  of	
  
skills	
  and	
  knowledge	
  to	
  be	
  taken	
  into	
  account	
  –	
  local	
  pracTces	
  
and	
  knowledge,	
  tradiTonal	
  pracTces	
  and	
  knowledge	
  
(indigenous	
  technology	
  knowledge,	
  and	
  ordinary	
  knowledge)	
  
–	
  in	
  construcTng	
  both	
  the	
  issues	
  and	
  the	
  publics	
  concerned	
  by	
  
these	
  issues	
  as	
  well	
  as	
  in	
  searching	
  for	
  soluTons.	
  
3.	
  Agroecology	
  is	
  about	
  fostering	
  autonomy	
  
‘PoliTcal’	
  dimensions	
  are	
  at	
  the	
  core	
  of	
  agroecology	
  
•  Autonomy	
  :	
  
–  	
  in	
  terms	
  of	
  1°	
  inputs	
  ;	
  2°	
  knowledge	
  ;	
  and	
  3°	
  from	
  global	
  markets	
  	
  
	
  Major	
  linkage	
  with	
  peasant	
  principle	
  (van	
  der	
  Ploeg)	
  (1)	
  	
  
	
  
•  Examples	
  	
  
•  Peasant-­‐owned	
  and	
  –run	
  coopera;ve	
  seed	
  entreprises	
  ;	
  Seed	
  
«	
  Houses	
  »	
  (Brazil)	
  
•  Comté	
  cheese	
  AOC	
  (protected	
  designaTon	
  of	
  origin,	
  France)	
  :	
  milk	
  
quanTty	
  ceiling,	
  cows	
  fed	
  on	
  local	
  resources,…	
  
•  Open	
  source	
  –	
  peer-­‐to-­‐peer	
  produc;on	
  of	
  agricultural	
  machinery	
  
(FLOK	
  project	
  in	
  Ecuador	
  ;	
  open-­‐source	
  farm	
  technology,	
  U.S.)	
  	
  
Reference(s)	
  :	
  (1)	
  van	
  der	
  Ploeg,	
  2008.	
  The	
  new	
  peasantries:	
  struggles	
  for	
  autonomy	
  and	
  sustainability	
  in	
  an	
  era	
  of	
  empire	
  and	
  
globalizaEon.	
  Earthscan,	
  London,	
  UK.	
  	
  
Principle	
  :	
  Foster	
  the	
  possibili;es	
  for	
  choosing	
  autonomy	
  from	
  the	
  global	
  
markets	
  by	
  creaTng	
  a	
  propiTous	
  environment	
  for	
  public	
  goods	
  and	
  the	
  
development	
  of	
  socioeconomic	
  pracTces	
  and	
  models	
  that	
  reinforce	
  the	
  
democraTc	
  governance	
  of	
  food	
  systems,	
  in	
  parTcular	
  through	
  systems	
  that	
  are	
  
jointly	
  managed	
  by	
  producers	
  and	
  consumers,	
  and	
  highly	
  labor-­‐intensive	
  
(re)territorialized	
  systems	
  	
  
4.	
  Agroecology	
  seeks	
  to	
  improve	
  social	
  equity	
  in	
  food	
  systems	
  
A	
  poliTcal	
  dimension	
  at	
  the	
  core	
  of	
  agroecology	
  
•  Equity	
  
1.  Principle	
  for	
  access	
  to	
  ressources	
  (land,	
  water,	
  …)	
  	
  
2.  Principle	
  for	
  business	
  models	
  (upstream	
  or	
  downstream	
  entreprises	
  :	
  
ConnecTons	
  with	
  social	
  and	
  solidarity	
  economy)	
  and	
  pricing	
  mechanisms	
  
within	
  food	
  systems	
  	
  
3.  In	
  agricultural	
  revenues	
  (responsability	
  of	
  the	
  State)	
  
	
  
•  Examples	
  	
  
–  Solidarity-­‐based	
  pricing	
  mechanisms	
  in	
  some	
  Community-­‐supported	
  
agriculture	
  (CSA)	
  (Grosses	
  Légumes,	
  Belgium)	
  
–  Pricing	
  systems	
  along	
  the	
  foodchain	
  :	
  AOC	
  Comté	
  cheese	
  (France)	
  
–  ‘Mul;na;onal	
  coopera;ves’	
  controlled	
  by	
  small-­‐scale	
  farmers	
  :	
  Divine	
  
Chocolate	
  Ltd	
  company	
  :	
  42%	
  owned	
  by	
  Kuapa	
  Kukoo	
  Farmers	
  Union,	
  
Ghana	
  (Fair	
  Trade	
  2.0)	
  
Principle	
  :	
  Social	
  equity	
  between	
  all	
  stakeholders	
  at	
  any	
  levels	
  of	
  the	
  food	
  
system	
  	
  	
  
Reference(s)	
  :	
  (1)	
  Dumont,	
  A.,	
  Stassart;	
  P.,	
  Vanloqueren,	
  G.,	
  Baret,	
  P.	
  (2014),	
  Clarifier	
  les	
  dimensions	
  socio-­‐économiques	
  et	
  poliEques	
  de	
  
l’agroécologie	
  :	
  au-­‐delà	
  des	
  principes,	
  des	
  compromis	
  ?,	
  CommunicaEon	
  au	
  séminaire	
  ‘Renouveler	
  les	
  approches	
  insEtuEonnalistes	
  sur	
  
l'agriculture	
  et	
  l'alimentaEon:	
  la	
  "grande	
  transformaEon"	
  20	
  ans	
  après’,	
  Montpellier,	
  16-­‐17	
  juin	
  2014.	
  (+	
  journal	
  paper	
  forthcoming)	
  
5.	
  Agroecology	
  seeks	
  to	
  improve/strengthen	
  democracy	
  
	
  ‘poliTcal’	
  dimensions	
  are	
  at	
  the	
  core	
  of	
  agroecology,	
  yet	
  frequently	
  let	
  aside	
  	
  
•  Democracy	
  
–  Within	
  peasant	
  and	
  farmers	
  organiza;ons	
  (internal	
  demoracy)	
  
–  Within	
  entreprises:	
  Economic	
  democracy	
  &	
  social	
  and	
  solidarity	
  economy	
  	
  
–  Partnerships	
  :	
  Partnership	
  between	
  consumers	
  and	
  producers:	
  «	
  the	
  
formal	
  or	
  informal	
  but	
  clear	
  presence	
  of	
  a	
  social	
  contract	
  between	
  
producers	
  and	
  consumers	
  »	
  (1)	
  
–  Food	
  sovereignty	
  (right	
  to	
  define	
  their	
  own	
  food	
  and	
  agricultural	
  systems)	
  
•  Examples	
  	
  
–  Numerous	
  cooperaTves,	
  farmer	
  unions,	
  etc	
  	
  	
  
–  Assemblies	
  of	
  farmer	
  unions	
  and	
  movements	
  	
  	
  	
  
Principle	
  :	
  Foster	
  the	
  possibiliTes	
  for	
  choosing	
  autonomy	
  from	
  the	
  global	
  markets	
  by	
  
creaTng	
  a	
  propiTous	
  environment	
  for	
  public	
  goods	
  and	
  the	
  development	
  of	
  
socioeconomic	
  prac;ces	
  and	
  models	
  that	
  reinforce	
  the	
  democra;c	
  governance	
  of	
  
food	
  systems,	
  in	
  parTcular	
  through	
  systems	
  that	
  are	
  jointly	
  managed	
  by	
  producers	
  
and	
  consumers,	
  and	
  highly	
  labor-­‐intensive	
  (re)territorialized	
  systems	
  	
  
Principle	
  :	
  Member’s	
  power	
  within	
  an	
  organisa;on	
  is	
  not	
  based	
  on	
  their	
  assets.	
  
Decisions	
  are	
  taken	
  through	
  a	
  democra;c	
  process	
  	
  	
  
 
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Historical principles
(Altieri)
Methodological principles
(INRA)
Socio-economic (political) principles
(GIRAF)
1. Recycling of biomass, optimize
nutrient availability, and balance
nutrient flows
2. Ensure soil conditions that are
favorable for plant growth by
managing in particular organic
matter and improving the soil’s
biotic activity.
3. Minimize losses of resources
that are linked to the flows of solar
radiation, air, and soil by means of
microclimate management, water
collection, and soil management,
4. Promote genetic
diversification and the
diversification of species in the
agroecosystem in space and time.
5. Allow beneficial interactions
and biological synergies between
the components of agrobiodiversity
so as to promote key ecological
processes and services
6. Value agrobiodiversity as an
entry node for redesigning
systems so as to ensure farmers’
autonomy and food sovereignty
(INRA)
7. Facilitate and equip the
multifactoral management of
agroecosystems for their long-term
transition. This means arbitrating
between short and long time scales
and giving importance to the
properties of resiliency and
adaptability.
8. Make use of resources’ spatial
and temporal variability (diversity
and complementarity)
9. Stimulate the exploration of
situations that are far from
already-known local optima
10. Promote the development of
participatory research schemes
that will produce “finalized” research
while guaranteeing the scientific
validity of the approach (GIRAF)
11. Generate collective knowledge and
adaptability through networks
involving producers, consumer citizens,
researchers, and government technical
advisors in order to foster forums for
deliberation, public debate, and the
dissemination of knowledge
12. Foster the possibilities for choosing
autonomy from the global markets by
creating a propitious environment for
public goods and the development of
socioeconomic practices and models
that reinforce the democratic
governance of food systems, in
particular through systems that are jointly
managed by producers and consumers,
and highly labor-intensive
(re)territorialized systems
13. Recognize and make good use of
the diversity of skills and knowledge
to be taken into account – local practices
and knowledge traditional practices and
knowledge (indigenous technology
knowledge, and ordinary knowledge – in
constructing both the issues and the
publics concerned by these issues as
well as in searching for solutions.
Socio-­‐economic	
  principles	
  of	
  agroecology	
  
Agroecology	
  :	
  3	
  sets	
  of	
  principles	
  	
  
Reference(s)	
  :	
  Stassart,	
  P.M.,	
  Baret,	
  P.,	
  Grégoire,	
  J.-­‐C.,	
  Hance,	
  T.,	
  Mormont,	
  M.,	
  Reheul,	
  D.,	
  Vanloqueren,	
  G.	
  and	
  Visser,	
  M.	
  (2012),	
  
Trajectoire	
  et	
  potenEel	
  de	
  l'agroécologie,	
  pour	
  une	
  transiEon	
  vers	
  des	
  systèmes	
  alimentaires	
  durables.	
  In	
  Van	
  Dam,	
  D.,	
  Streith,	
  M.,	
  Nizet,	
  
J.	
  and	
  Stassart	
  P.M.	
  (dir.)	
  Agroécologie.	
  Entre	
  praEques	
  et	
  sciences	
  sociales.	
  Educagri	
  édiEons,	
  2012,	
  Paris,	
  pp.	
  25-­‐51.	
  	
  
 
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Socio-­‐economic	
  principles	
  for	
  a	
  strong	
  agroecology	
  
Agroecology	
  &	
  principles	
  	
  
Reference(s)	
  :	
  Dumont,	
  A.,	
  Stassart;	
  P.,	
  Vanloqueren,	
  G.,	
  Baret,	
  P.	
  (2014),	
  Clarifier	
  les	
  dimensions	
  socio-­‐économiques	
  et	
  poliEques	
  de	
  
l’agroécologie	
  :	
  au-­‐delà	
  des	
  principes,	
  des	
  compromis	
  ?,	
  CommunicaEon	
  au	
  séminaire	
  ‘Renouveler	
  les	
  approches	
  insEtuEonnalistes	
  sur	
  
l'agriculture	
  et	
  l'alimentaEon:	
  la	
  "grande	
  transformaEon"	
  20	
  ans	
  après’,	
  Montpellier,	
  16-­‐17	
  juin	
  2014.	
  (+	
  journal	
  paper	
  forthcoming)	
  
Theme Brief presentation
Access and autonomy with
regard to markets
Access and autonomy with regard to markets for producers as well as any collective
structure of production or transformation
Environmental equity Environmental equity allowed by the taking into account of negative environmental
externalities in every economic choice
Social equity Social equity between all stakeholders at any levels of the food system
Partnership between consumers
and producers
The formal or informal but clear presence of a social contract between producers and
consumers
Limitation of profit distribution Benefits are used to reach a social purpose and not to maximise only return on
invested capital
Rural world development and
preservation of the social fabric
Projects of a food system participate to rural development as well as the preservation
of the social fabric
Financial independence Producers stay master of their economic and technical decisions even it implies to
limit input
Durability and adaptation
capacity
Durability and adaptation capacity of agricultural organisation via, mostly, belonging
to a network which could imply farmers, consumers, technical advisors, scientists
Democratic governance Member’s power of an organisation is not based on their capital. Decisions are taken
with a democratic process
Organisational proximity Organisational proximity between stakeholders of production and transformation
steps
Geographical proximity Geographical proximity between stakeholders of production, transformation and
consumption steps
Diversity of knowledge and
capacity of exchanging them
Traditional, empirical and scientific knowledge are shared between producers
Main	
  themes	
  of	
  socio-­‐economic	
  principles	
  idenTfied	
  in	
  the	
  literature	
  review	
  	
  
Socio-economic and political principles
5 principles (other wordings coexist)
1.  Social	
  organiza;on	
  
2.  Knowledge	
  	
  
3.  Autonomy	
  
4.  Social	
  Equity	
  	
  
5.  Democracy	
  	
  
Can	
  we	
  strip	
  agroecology	
  from	
  these	
  dimensions	
  ?	
  	
  
Source	
  :	
  	
  	
  Manuel	
  Gonzalez	
  de	
  Molina	
  (2013):	
  Agroecology	
  and	
  PoliTcs.	
  How	
  To	
  Get	
  Sustainability?	
  About	
  the	
  Necessity	
  for	
  a	
  PoliTcal	
  Agroecology,	
  Agroecology	
  and	
  
Sustainable	
  Food	
  Systems,	
  37:1,	
  45-­‐59	
  
Socio-economic and political principles
Real agroecology or simply sustainable agriculture
1.  Social	
  organiza;on	
  
2.  Knowledge	
  	
  
3.  Autonomy	
  
4.  Social	
  Equity	
  	
  
5.  Democracy	
  	
  
Can	
  we	
  strip	
  agroecology	
  from	
  these	
  dimensions	
  ?	
  	
  
Source	
  :	
  	
  	
  Manuel	
  Gonzalez	
  de	
  Molina	
  (2013):	
  Agroecology	
  and	
  PoliTcs.	
  How	
  To	
  Get	
  Sustainability?	
  About	
  the	
  Necessity	
  for	
  a	
  PoliTcal	
  Agroecology,	
  Agroecology	
  and	
  
Sustainable	
  Food	
  Systems,	
  37:1,	
  45-­‐59	
  
	
  (Gonzales	
  de	
  Molina,	
  “the	
  necessity	
  for	
  a	
  poliTcal	
  agroecology”,	
  2013)	
  (1)	
  
	
  
•  Agroecosystems	
  are	
  socioecological	
  construc;ons	
  
•  The	
  product	
  of	
  the	
  relaTonships	
  between	
  the	
  populaTon	
  and	
  the	
  resources	
  
available	
  to	
  them.	
  Power	
  and	
  conflicts	
  are	
  present	
  in	
  these	
  social	
  relaTonships.	
  
•  Addressing	
  sustainabilitu	
  requires	
  tackling	
  social	
  inequaliTes	
  (an	
  ecosystemic	
  
pathology)	
  
•  Agroecology	
  is	
  a	
  powerful	
  tool	
  to	
  achieve	
  change	
  in	
  food	
  systems	
  (a	
  massive	
  
redesign	
  of	
  the	
  economic	
  structures	
  that	
  govern	
  our	
  food	
  systems)	
  	
  
•  A	
  technocra;c	
  agroecology	
  would	
  strip	
  socioecological	
  change	
  of	
  any	
  collec;ve	
  
dimension	
  of	
  agroecology	
  
Not	
  without	
  doing	
  SOMETHING	
  ELSE	
  THAN	
  agroecology	
  	
  
Should States, and the FAO, endorse and support it?
A horizon for achieving the progressive realization of the right to food
Source	
  :	
  	
  	
  Manuel	
  Gonzalez	
  de	
  Molina	
  (2013):	
  Agroecology	
  and	
  PoliTcs.	
  How	
  To	
  Get	
  Sustainability?	
  About	
  the	
  Necessity	
  for	
  a	
  PoliTcal	
  Agroecology,	
  Agroecology	
  and	
  
Sustainable	
  Food	
  Systems,	
  37:1,	
  45-­‐59	
  
FAO	
  	
  
-­‐  Agroecology	
  enables	
  the	
  FAO	
  to	
  beger	
  fulfill	
  its	
  mission	
  	
  
-­‐  Report	
  “Mission	
  to	
  the	
  FAO”,	
  UN	
  Special	
  rapporteur	
  on	
  the	
  right	
  to	
  food,	
  2012	
  
	
  
States	
  	
  
-­‐  OpTng	
  for	
  the	
  best	
  way	
  to	
  improve	
  food	
  systems,	
  not	
  the	
  second	
  best.	
  	
  
-­‐  Scaling	
  across	
  and	
  scaling	
  up	
  agroecology	
  	
  
-­‐  No	
  ‘islands	
  of	
  success’	
  
	
  
An	
  ‘ecological-­‐only’	
  soluTon	
  is	
  insufficient	
  given	
  the	
  scale	
  of	
  the	
  necessary	
  changes	
  in	
  
food	
  systems	
  (inequaliTes,	
  concentraTon	
  in	
  agri-­‐food	
  changes,	
  …)	
  	
  
	
  
Source	
  :	
  (1)	
  	
  Stassart,	
  P.M.,	
  Baret,	
  P.,	
  Grégoire,	
  J.-­‐C.,	
  Hance,	
  T.,	
  Mormont,	
  M.,	
  Reheul,	
  D.,	
  Vanloqueren,	
  G.	
  and	
  Visser,	
  M.	
  (2012),	
  Trajectoire	
  et	
  potenTel	
  de	
  
l'agroécologie,	
  pour	
  une	
  transiTon	
  vers	
  des	
  systèmes	
  alimentaires	
  durables.	
  In	
  Van	
  Dam,	
  D.,	
  Streith,	
  M.,	
  Nizet,	
  J.	
  and	
  Stassart	
  P.M.	
  (dir.)	
  Agroécologie.	
  Entre	
  praEques	
  
et	
  sciences	
  sociales.	
  Educagri	
  édiTons,	
  2012,	
  Paris,	
  pp.	
  25-­‐51.	
  (2)	
  InternaTonal	
  InsTtute	
  for	
  Environment	
  and	
  Development	
  (IIED):	
  "Agroecology	
  -­‐	
  What	
  it	
  is	
  and	
  what	
  
it	
  has	
  to	
  offer"	
  Laura	
  Silici,	
  Issue	
  Paper	
  (June	
  2014).	
  	
  
The three meanings of agroecology
‘Strong’ agroecology
	
  “Agroecology	
  is	
  not	
  defined	
  exclusively	
  by	
  scien;fic	
  fields,	
  
social	
  movements,	
  or	
  prac;ces.	
  	
  Its	
  role	
  is	
  to	
  become	
  a	
  
federa;ng	
  concept	
  of	
  ac;on	
  in	
  the	
  middle	
  of	
  these	
  three	
  
dimensions	
  (Stassart	
  et	
  al,	
  2012	
  building	
  on	
  Wezel,	
  Bellon	
  et	
  
al.	
  2009)”	
  (1)	
  	
  
	
  
	
  Agroecology	
  –	
  ‘the	
  applicaTon	
  of	
  ecological	
  concepts	
  
and	
  principles	
  to	
  the	
  design	
  and	
  management	
  of	
  
sustainable	
  agro-­‐ecosystems’	
  	
  –	
  has	
  three	
  facets.	
  It	
  is:	
  
1.  a	
  scien;fic	
  discipline	
  involving	
  the	
  holisTc	
  study	
  of	
  agro-­‐
ecosystems,	
  including	
  human	
  and	
  environmental	
  elements	
  	
  
2.  a	
  set	
  of	
  principles	
  and	
  prac;ces	
  to	
  enhance	
  the	
  resilience	
  
and	
  ecological,	
  socio-­‐economic	
  and	
  cultural	
  sustainability	
  
of	
  farming	
  systems	
  
3.  a	
  movement	
  seeking	
  a	
  new	
  way	
  of	
  considering	
  agriculture	
  
and	
  its	
  relaTonships	
  with	
  society.	
  (IIED,	
  2014)	
  (2)	
  	
  
Conclusions	
  
From	
  impacts	
  to	
  policies	
  	
  
	
  
1.  Acknowledge	
  that	
  agroecology	
  is	
  more	
  than	
  sustainable	
  agriculture.	
  	
  
–  Agroecology	
  ≠	
  sustainable	
  intensifica;on	
  
•  FederaTve	
  concept	
  :	
  PracTces	
  +	
  science	
  +	
  	
  social	
  movement	
  	
  
•  Horizon	
  &	
  pathway	
  towards	
  that	
  horizon	
  	
  
	
  
2.  Agroecology	
  has	
  posi;ve	
  socio-­‐economic	
  impacts	
  	
  
–  on	
  employment,	
  incomes,	
  livelihoods,	
  and	
  macroeconomic	
  indicators	
  as	
  well	
  	
  
–  Assessment	
  of	
  socio-­‐economic	
  impacts	
  could	
  be	
  more	
  systemaTc	
  
–  Yet	
  	
  
•  more	
  research	
  is	
  not	
  necessary	
  to	
  start	
  bringing	
  AE	
  to	
  scale	
  
•  ParTcipaTve	
  assessments	
  	
  
•  not	
  narrowing	
  everything	
  down	
  to	
  economics	
  
	
  
3.  Necessity	
  and	
  feasability	
  of	
  bringing	
  agroecology	
  to	
  scale	
  	
  
–  Engage	
  with	
  exisTng	
  networks	
  and	
  organizaTons	
  to	
  scale	
  agroecology	
  across	
  territories	
  
–  “Subsidies	
  to	
  sustainability”	
  
–  Support	
  champions	
  :	
  municipaliTes,	
  regions/districts/territories,	
  countries.	
  	
  	
  	
  	
  
Paper	
  in	
  Solu;ons	
  Journal	
  	
  -­‐-­‐>	
  Includes	
  secTons	
  on	
  	
  
•  Roots	
  of	
  the	
  Future:	
  The	
  New	
  Agricultural	
  
Paradigm	
  
•  The	
  Obstacles	
  to	
  the	
  Necessary	
  Change	
  
•  Scaling	
  Up	
  Sustainable	
  Agriculture:	
  Policies	
  for	
  
Change	
  
•  Linking	
  Sustainable	
  Farming	
  to	
  Markets:	
  The	
  
Poli;cal	
  Economy	
  of	
  Food	
  Chains	
  
•  Stopping	
  the	
  Damage:	
  The	
  Role	
  of	
  Land	
  
Personal	
  contribu;ons	
  
Titles	
  of	
  papers	
  use	
  words	
  that	
  seek	
  to	
  aoract	
  new	
  audiences	
  to	
  agroecology…	
  
•  13	
  obstacles	
  to	
  scaling	
  up	
  agroecological	
  research	
  	
  
•  Lock-­‐in	
  and	
  path-­‐dependence	
  in	
  agricultural	
  
research	
  systems	
  	
  
(hop://thesoluTonsjournal.org/node/971)	
  
Personal	
  publicaEons	
  on	
  Academia.edu.	
  	
  
	
  Contact	
  :	
  gaetan.vanloqueren@gmail.com	
  
Interuniversity	
  cer;ficate	
  ‘Agroecology	
  &	
  
Transi;on	
  towards	
  sustainable	
  food	
  
systems	
  (French)	
  
www.agroecologie.be/	
  

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Agroecological socio-economics. Impacts and principles

  • 1. Agroecological socio-economics Impacts and principles Invited communication to the FAO International Symposium on Agroecology for Food Security and Nutrition, 18-19 September 2014, Rome. (Session People and Economics) Gaëtan  Vanloqueren,  PhD,  Agro-­‐economist   Guest  Lecturer  (Sciences  Po  –  Paris  ;  ICHEC  –  Brussels  Management  School)  ;  University  of  Louvain/Liège   Former  Adviser  for  the  UN  Special  rapporteur  on  the  right  to  food  (2008-­‐2014)   Co-­‐founder  of  the  Belgian  Interdisciplinary  Research  Group  on  Agroecology  (GIRAF)  
  • 2. 0 100 200 300 400 500 600 700 1985 1990 1995 2000 2005 2010 Source  :  Antoine-e  Dumont  (UCL),  Sept  2014,  Scopus  database.     Agroecology & employment Agroecology & labour Agroecology Agroecology & income Few  scien;fic  publica;ons  on  agroecology  &  economics   Scopus  database,  1985-­‐2010  (non-­‐cumulaTve)   HighlighTng  examples  that   illustrate  posiTve  impacts  :     •  QualitaTve   •  QuanTtaTve  when   available   •  Not  comprehensive  review,   though  a  strictly  scienTfic   presentaTon   •  Just  a  few  results,  not  in-­‐depth   case  studies  
  • 3. 1.  Agroecology’s  socio-­‐economic  impacts  (employment,  incomes,  etc)    (Economics  ma-er)     2.  Agroecology’s  socio-­‐economic  principles        (Economics  are  not  enough)  
  • 5. Posi;ve  impact  on  incomes       1.  Agroforestry  in  Zambia  (Nitrogen-­‐fixing  trees)   •  d     Reference(s)  :  (1)  Ajayi  CO,  Akinnifesi  FK,  Sileshi  G,  Kanjipite  W  (2009)  Labour  inputs  and  financial  profitability  of  convenTonal  and  agroforestry-­‐ based  soil  ferTlity  management  pracTces  in  Zambia.  Agrekon  48:246–292.        Return  to  labour  per  person  day  of                agroforestry  exceeds  local  daily  ag.  wage   •  “For  the  three  agroforestry  pracTces,  the   return  to  labour  per  person  day  was  $2.63  for   Gliricidia,  $2.41  for  Sesbania  and  $1.90  for   Tephrosia  fallow”.  (Daily  ag  wage  =  approx.   $0.60)   •  “In  rural  areas  where  road  infrastructure  is   poor  and  transport  costs  of  ferTliser  are  high,   agroforestry  prac;ces  are  most  likely  to   outperform  fer;lised  maize  in  both  absolute   and  rela;ve  profitability  terms.”   •  ExternaliTes  (nutriTon,  resilience,  …)  to  be   added   •  “The  IRR  of  all  the  producTon  pracTces  is   higher  than  the  discount  rate.  It  is  over  100%   for  the  convenTonal  land  soil  ferTlity  pracTces   (with  or  without  ferTliser)  and  ranges  from  83%   to  99%  for  agroforestry  pracTces.”    
  • 6. Posi;ve  impact  on  incomes    (II)   2.  Push-­‐pull  (Eastern  Africa)   •  Push-­‐pull  (Companion  cropping)     –  Adopted  by  30,000  smallholder  farmers  over  the  last   decade  in  Kenya,  Uganda  and  Tanzania  on  15,000   hectares.  Another  100,000  households  could  benefit   over  the  next  five  years.(1)   Reference(s)  :  (1)  Khan  Z  et  al  (2011)  Push—pull  technology:  a  conservaTon  agriculture  approach  for  integrated  management  of   insect  pests,  weeds  and  soil  health  in  Africa,  InternaTonal  Journal  of  Agricultural  Sustainability  (2)  UNEP  (2012)  Towards  a  green  economy,  Pathways   to  sustainable  development  and  poverty  eradicaTon,  Nairobi:  UNEP.  Collected  by  Alex  Wijeratna,  author  of  AcEonAid  (2012).  Fed  Up.  Now’s  the  Eme   to  invest  in  agroecology,  June  2012,  43  pp.             •  Economic  analysis  with  21,300  smalls  farmer  (2):       –  Benefit-­‐cost  ra;o  of  2.5  to  1.   –  Income  returns  for  labour  were  $3.7  per  person  a  day   with  push-­‐pull  as  opposed  to  US$1  per  person  a  day   with  their  previous  maize  mono-­‐cropping  pracTce.     –  Gross  revenues  ranged  between  $424-­‐US$880  per   hectare  under  push-­‐pull  and  $81.9  to  $132  per  hectare   in  maize  mono-­‐cropping.  
  • 7. Posi;ve  impact  on  incomes       3.  SRI  –  system  of  rice  intensificaTon     Es;ma;on  of  the  value  of  increased  rice  produc;on  (2013):   •  Assessment  of  SRI  adop;on  in  5  Asian  countries  that  produce  2/3   of  the  world’s  rice  output  (China,  India,  Vietnam,  Indonesia  and   Cambodia)     –  About  9.5  million  farmers  using  many  or  all  SRI  methods  on   over  3.4  million  hectares.     •  Value  of  increased  paddy  produc;on  :  $862.5  million  (1)     –  The  calculaTon  below  assumes  no  increase  in  the  costs  of  producEon.   A  larger  study  across  13  states  of  India  reported  an  average  cost   reducTon  of  $29  per  ton  pf  paddy  produced  (Palanisami  et  al.  2013).   Factoring  in  such  cost  reducTons  will  further  increase  the  net  value   from  farmers’  SRI  paddy  producTon   •  Average  addi;onal  income  per  ha:  +  94%    (2)     Reference(s)  :  (1)  SRI-­‐Rice  (2014)  ESTIMATION  OF  THE  SPREAD  AND  IMPACT  OF  SRI  IDEAS  AND  USE  AS  OF  END  OF  2013,  Handouts  for  the   next  InternaEonal  Rice  Congress,  Oct  27-­‐31  in  Bangkok,  SRI-­‐Rice,  Cornell  University  (with  list  of  full  references).;  (2)  Uphof,  N.  (2012)   SupporEng  food  security  in  the  21st  century  through  resource-­‐conserving  increases  in  agricultural  producEon,  Agriculture  &  Food  Security   2012,  1:18.  Both  received  from  Norman  Uphoff    
  • 9. Agroecology  creates  jobs/livelihoods  for  young  men     Agroecological  pracTces  generate  employment  opportuniTes     Reference(s)  :  Jules  Preoy  ,  Camilla  Toulmin  &  Stella  Williams  (2011):  Sustainable  intensificaTon  in  African  agriculture,  InternaTonal   Journal  of  Agricultural  Sustainability,  9:1,  5-­‐24   •  New  jobs  for  young  men  (Burkina  Faso)   –  Work  groups  of  young  men  specialized  in  land   rehabilita;on  techniques  go  from  village  to  village.     –  Also  Benin  (Songhai  center,  food  transformaTon)    
  • 10. Agroecology  creates  jobs/livelihoods  for  women     Examples  :  new  sources  for  feed,  and  edible  weeds     Reference(s)  (1)  Rosa  M  González-­‐Amaro,  Angélica  Marrnez-­‐Bernal,  Francisco  Basurto-­‐Peña  and  Heike  Vibrans  (2009)  Crop  and  non-­‐crop   producTvity  in  a  tradiTonal  maize  agroecosystem  of  the  highland  of  Mexico,  Journal  of  Ethnobiology  and  Ethnomedicine  2009,  5:38     Kenya  :  push-­‐pull     Weeds  >  feed  >  cows  >  milk  >     new  economic  ac;vi;es  for  women  >   addiTonal  incomes       Mexico  :  weeds  allowed  to  grow  in  maize  fields       Edible  weeds  (‘quelites’)  worth  25%  of  the  total   value  of  maize  crops  in  Mexico  (1)     Sold  by  women  on  markets      
  • 11. Agroecology  creates  jobs/livelihoods  for  women  (II)     Examples  :  Community  seed  banks  (owen  managed  by  women)  in  India,  Nepal,  …   d    
  • 12. Farmers  producing  trees  as  a  business     Malawi  Agroforestry  Food  Security   Programme  distributed  tree  seeds,   sexng  up  17  nurseries  that  raised   2,180,000  seedlings  and  establishing  345   farmer  groups  (1)     Job  creaTon  to  be  assessed!       Reference(s)  :  C.  Pye-­‐Smith,  Farming  Trees,  Banishing  Hunger:  How  an  agroforestry  programme  is  helping  smallholders  in  Malawi  to  grow   more  food  and  improve  their  livelihoods,  Nairobi,  World  Agroforestry  Centre,  2008,  p.  10.           Agroecology  creates  jobs  for  men  and  women   Malawi  :  agroecological  projects,  not  just  subzidized  ferTlizers     •  Soils,  Food  and  Healthy  Communi;es   project  (>8,000  farmers)   •  Malawi  Farmer-­‐to-­‐Farmer   Agroecology  project  (>2,000  farmers)     Socio-­‐economic  assessment  started  this   year    
  • 13. Reference(s)  :  (1)  Eric  Holt-­‐Giménez,  “Measuring  Farmers’  Agroecological  Resistance  Awer  Hurricane  Mitch  in  Nicaragua:  A  Case  Study  in   ParTcipatory,  Sustainable  Land  Management  Impact  Monitoring,”  Agriculture,  Ecosystems  and  the  Environment,  93:1-­‐2,  2002,  pp.   87-­‐105.  (2)  IPCC  Fourth  Assessment  Report:  Climate  Change  2007  -­‐  Figure  7.3.  Economic  impact  of  Hurricane  Mitch  and  the  1998  to  1999   drought  on  Honduras     Agroecology  maintains  exis;ng  jobs       Improving  resilience  to  climaTc  extremes  =  maintaining  jobs     Agroecological  methods  improved  resilience  to  Hurricane   Mitch  in  1998  (Nicaragua)  On  average,  agroecological   plots     –  had  on  average  40  per  cent  more  topsoil,  higher   field  moisture,  less  erosion  and  lower  economic   losses     –  lost  18  per  cent  less  arable  land  to  landslides   than  convenTonal  plots  and  had  69  per  cent  less   gully  erosion   compared  to  convenTonal  farms  (results  from  large-­‐scale   study  on  180  communiTes  of  smallholders)   IPCC  :  Resilience  to  shocks  magers  !       •  IPCC  4th  Assessment  reports  highlights  the  impact  of   hurricane  on  economic  growth  in  LaTn  America.     •  Shocks  affect  the  most  vulnerable  communi;es.  (2)            
  • 14. Agroecology  creates  jobs     Need  to  consider  and  explore  the  range  of  impacts.     More  new  employment  opportuni;es   –  Manufacture  of  adequate  machinery     –  ProducTon  of  biological  control  extracts   –  Technical  advice  –  Farmers!     Paradigm  shij    :  from  labour-­‐saving  to  employment-­‐genera;ng  techniques   and  policies       •  Labour-­‐saving  policies  have  generally  been  prioriTzed  by  governments   •  Crea;on  of  employment  in  rural  areas  in  developing  countries  is  an  advantage   rather  than  a  liability  and  may  slow  down  rural-­‐urban  migraTon   (underemployment  is  currently  massive,  and  demographic  growth  remains  high)     Small  farms  vs.  Big  farms     Small  farms  create  more  employment  per  hectare       Beyond  the  scope  of  this  presentaTon,  yet  strongly  connected  to  the  jobs  issue    
  • 15. 3.  Agroecology  is  posiTve  for  the  balance  of   payments    
  • 16. The  challenge  of  paying  the  import  bill…   Agroecology’s  uncalculated  impacts     •  Savings  on  oil  imports     •  Saving  on  ferTlizers  imports     •  Savings  in  machinery  imports  (if  produced   locally)   -­‐>  Huge  benefits   •  ParTcularly  for  net  oil-­‐imporTng  and   ferTlizer-­‐imporTng  countries       •  Agroecology  increse  country  resilience  to   input  prices  volaTlity     Price  of  crude  oil  since  1970     Small  streams  make  big  rivers    
  • 17. Opportunity  costs  :  avoid  inves;ng  in  ‘second  best’  op;ons     Relevant  measures  for  various  ministries  (Budget,  Agriculture,  etc)     Agroforestry  and  returns  per  unit  of  investment  cost?   Agroforestry-­‐based  soil  fer;lity  management  prac;ces  vs.   subzidized  fer;lizers  (Zambia):   •  «  Each  unit  of  money  invested  in  agroforestry   prac;ces  yields  higher  returns  ranging  between  2.77   and  3.13,  (i.e.,  an  extra  gain  of  between  1.77  and  2.13   per  unit)  in  contrast  with  2.65  (or  a  net  gain  of  1.65  per   unit  of  money  invested)  obtained  in  fer;lised  maize   prac;ce  (subsidised)  (1)     Reference(s)  :  (1)  Ajayi  CO,  Akinnifesi  FK,  Sileshi  G,  Kanjipite  W  (2009)  Labour  inputs  and  financial  profitability  of  convenTonal  and  agroforestry-­‐ based  soil  ferTlity  management  pracTces  in  Zambia.  Agrekon  48:246–292  (at  p  279)     «  Smart  subsidies  »  recommended  by  experts   Relevance  of  assessing  the  return  on  investment  (ROI)  of  agricultural  public  spendings     Opportunity  costs:  "the  loss  of  potenTal  gain  from   other  alternaTves  when  one  alternaTve  is   chosen".    
  • 18. Nurses  in  the  field   Health  is  a  starTng  point  for   agroecological  iniTaTves   •  Malawi     –  Permaculture  gardens  were   iniTated  by  the  staff  of  a   health  and  nutriTon  center     Reference(s)  :  d   4.  Agroecology  generate  posiTve  externaliTes    
  • 19. Nurses  in  the  field.   Health  and  nutriTon  as   starTng  points  for   agroecological  iniTaTves   (Malawi)     •  Integrate  improved   nutriTon  and  health  in  the   «  return  on  investment  »   assessments  will  improve   even  more  the  posiTon  of   agroecolohical  pracTces     Permaculture   gardens  iniTated   by  staff  of  a  health   and  nutriTon   center    
  • 20. Posi;ve  externali;es     Agroecology’s  uncalculated  impacts  (Niger,  Sahel)   Reforesta;on  in  Niger  through  “farmer-­‐managed   natural  regenera;on”  (FMNR)  -­‐  agroforestry   •  Addi;onal  value  of  at  least  $56/ha/year  (in   form  of  improved  soil  fer;lity,  fodder,  fruit,   firewood  and  other  produce).     •  Many  villages  now  have  10–20  Tmes  more   trees  than  20  years  ago.  Now  about  4.8  million   hectares  of  Faidherbia-­‐dominated  farmlands   generated  through  FMNR  (Maradi  and  Zinder   Regions  of  Niger  )     •  >500,000  addiTonal  tonnes  of  food  produced   per  year.  Total  annual  producTon  value  of  $280   million     Reference(s)  :  Dennis  Philip  Garrity,  Festus  K.  Akinnifesi,  Oluyede  C.  Ajayi,   Sileshi  G.  Weldesemayat,  Jeremias  G.  Mowo,  Antoine  Kalinganire,   Mahamane  Larwanou,  Jules  Bayala  (2010)  Evergreen  Agriculture:  a  robust   approach  to  sustainable  food  security  in  Africa.  Food  Security  2:197–214   Increase  of  on-­‐farm  trees  in  Southern  Zinder,  Niger   (1975-­‐2005).  Photo  Gray  Tappan   Add  :  assessing  impact  on  (diminuTon  of)   rural  flight  ;  fight  against  irreversible   deserTficaTon,  resilience  to  climaTc  crises…  
  • 21. Assessing  socio-­‐economic  impacts     Micro  level       Incomes   Cost/benefit  analysis   (cost  of  producTon)     Livelihoods       Food  and  nutriTon   security  ;    Health     …   Macro  level     Return  on  investment   (ROI)  on  agricultural   public  spending   Value  of  producTon     Balance  of  payments   (Foreign  exchange)       Employment   Meso  level     Equity  -­‐  AllocaTon  of   producTvity  gains  in   value  chains     Empowerment  of     rural  communiTes     ExternaliTes  (soil   ferTlity,  etc)…   Need  to  scale  up  research  on  socio-­‐economic  impacts     Therefore,  necessity  to  define  agroecological  pracTces  &  contours  !    
  • 22. 1.  Agroecology’s  socio-­‐economic  impacts  (employment,  incomes,  etc)     2. Agroecology’s  socio-­‐economic  principles       Agroecology  in  2014  :       A  trend.  Also  a  buzz.       opportuniTes  for  scaling  up   Risks  of  diluTon   Necessary  to  clarify  agroecology’s  socio-­‐economic  and  poliTcal  dimensions    
  • 23. «  Economics  »  :  a  relevant  framework  for  agroecology?     From  economics  to  socio-­‐economics     •  Economics  as  such  is  not  a  self-­‐ contained  system,  but  embedded   in  society,  policy,  and  culture.       •  ‘Socio-­‐economics’  is  a  much  more   powerful  framework  (compared   to  economics)  if  one  wants  to  fully   grasp  the  potenTal  of  agroecology   to  improve  global  food  security   and  go  towards  sustainable  food   systems   •  Enables  to  grasp  the  full  extent  of   agroecology       Reference(s)  :   Society  for  the  Advancement  of  Socio-­‐Economics  (SASE)     IdenTfying  the  socio-­‐economic  principles  of  agroecology    
  • 24. 1.  Agroecology  is  about  social  organiza;on   Agroecology  is  not  an  individualisTc  &  technical  project   •  Social  organiza;on  (cfr.  following  presentaTons  by  Rosset  &  AlTeri)     –  Role  of  farmers  organizaTons  /  grassroots  organizaTons  /  networks     –  in  idenTfying,  improving  and  disseminaTng  pracTces/innovaTons  (Co-­‐ construcTon  )   •  Examples     –  Community  seed  banks   –  Campesino-­‐a-­‐Campesino  networks,  LVC  agroecology  colleges     –  ParTcipatory  plant  breeding   –  Networks  of  farmers/scienTsts/extension  officers/peasant     –  Seeds  networks  (Réseau  semences  paysannes)   Principle  :  Generate  collec;ve  knowledge  and  adaptability  through   networks  involving  producers,  consumer  ciTzens,  researchers,  and   government  technical  advisors  in  order  to  foster  forums  for   deliberaTon,  public  debate,  and  the  disseminaTon  of  knowledge    
  • 25. www.agriculturesnetwork.org   Peasant   movements   and  networks   Experts  and   support   organizaTons   Online  plaƒorms   hop://ag-­‐transiTon.org/   Exis;ng  networks  and  organiza;ons   Not  a  comprehensive  mapping,  just  a  few  references    
  • 26. 2.  Knowledge  plays  an  essen;al  role  in  agroecology   Agroecology  is  about  knowledge  generaTon  and  diffusion  through  networks   •  Agroecology  and  knowledge     –  Agroecology  is  knowledge-­‐intensive  (subsTtutes  inputs  by   knowledge)   –  Different  types  of  knowledge  :  tradiTonal  &  scienTfic   –  Ability  of  communiTes  to  generate  and  spread  pracTces  and   innovaTons       Principle  :  Recognize  and  make  good  use  of  the  diversity  of   skills  and  knowledge  to  be  taken  into  account  –  local  pracTces   and  knowledge,  tradiTonal  pracTces  and  knowledge   (indigenous  technology  knowledge,  and  ordinary  knowledge)   –  in  construcTng  both  the  issues  and  the  publics  concerned  by   these  issues  as  well  as  in  searching  for  soluTons.  
  • 27. 3.  Agroecology  is  about  fostering  autonomy   ‘PoliTcal’  dimensions  are  at  the  core  of  agroecology   •  Autonomy  :   –   in  terms  of  1°  inputs  ;  2°  knowledge  ;  and  3°  from  global  markets      Major  linkage  with  peasant  principle  (van  der  Ploeg)  (1)       •  Examples     •  Peasant-­‐owned  and  –run  coopera;ve  seed  entreprises  ;  Seed   «  Houses  »  (Brazil)   •  Comté  cheese  AOC  (protected  designaTon  of  origin,  France)  :  milk   quanTty  ceiling,  cows  fed  on  local  resources,…   •  Open  source  –  peer-­‐to-­‐peer  produc;on  of  agricultural  machinery   (FLOK  project  in  Ecuador  ;  open-­‐source  farm  technology,  U.S.)     Reference(s)  :  (1)  van  der  Ploeg,  2008.  The  new  peasantries:  struggles  for  autonomy  and  sustainability  in  an  era  of  empire  and   globalizaEon.  Earthscan,  London,  UK.     Principle  :  Foster  the  possibili;es  for  choosing  autonomy  from  the  global   markets  by  creaTng  a  propiTous  environment  for  public  goods  and  the   development  of  socioeconomic  pracTces  and  models  that  reinforce  the   democraTc  governance  of  food  systems,  in  parTcular  through  systems  that  are   jointly  managed  by  producers  and  consumers,  and  highly  labor-­‐intensive   (re)territorialized  systems    
  • 28. 4.  Agroecology  seeks  to  improve  social  equity  in  food  systems   A  poliTcal  dimension  at  the  core  of  agroecology   •  Equity   1.  Principle  for  access  to  ressources  (land,  water,  …)     2.  Principle  for  business  models  (upstream  or  downstream  entreprises  :   ConnecTons  with  social  and  solidarity  economy)  and  pricing  mechanisms   within  food  systems     3.  In  agricultural  revenues  (responsability  of  the  State)     •  Examples     –  Solidarity-­‐based  pricing  mechanisms  in  some  Community-­‐supported   agriculture  (CSA)  (Grosses  Légumes,  Belgium)   –  Pricing  systems  along  the  foodchain  :  AOC  Comté  cheese  (France)   –  ‘Mul;na;onal  coopera;ves’  controlled  by  small-­‐scale  farmers  :  Divine   Chocolate  Ltd  company  :  42%  owned  by  Kuapa  Kukoo  Farmers  Union,   Ghana  (Fair  Trade  2.0)   Principle  :  Social  equity  between  all  stakeholders  at  any  levels  of  the  food   system       Reference(s)  :  (1)  Dumont,  A.,  Stassart;  P.,  Vanloqueren,  G.,  Baret,  P.  (2014),  Clarifier  les  dimensions  socio-­‐économiques  et  poliEques  de   l’agroécologie  :  au-­‐delà  des  principes,  des  compromis  ?,  CommunicaEon  au  séminaire  ‘Renouveler  les  approches  insEtuEonnalistes  sur   l'agriculture  et  l'alimentaEon:  la  "grande  transformaEon"  20  ans  après’,  Montpellier,  16-­‐17  juin  2014.  (+  journal  paper  forthcoming)  
  • 29. 5.  Agroecology  seeks  to  improve/strengthen  democracy    ‘poliTcal’  dimensions  are  at  the  core  of  agroecology,  yet  frequently  let  aside     •  Democracy   –  Within  peasant  and  farmers  organiza;ons  (internal  demoracy)   –  Within  entreprises:  Economic  democracy  &  social  and  solidarity  economy     –  Partnerships  :  Partnership  between  consumers  and  producers:  «  the   formal  or  informal  but  clear  presence  of  a  social  contract  between   producers  and  consumers  »  (1)   –  Food  sovereignty  (right  to  define  their  own  food  and  agricultural  systems)   •  Examples     –  Numerous  cooperaTves,  farmer  unions,  etc       –  Assemblies  of  farmer  unions  and  movements         Principle  :  Foster  the  possibiliTes  for  choosing  autonomy  from  the  global  markets  by   creaTng  a  propiTous  environment  for  public  goods  and  the  development  of   socioeconomic  prac;ces  and  models  that  reinforce  the  democra;c  governance  of   food  systems,  in  parTcular  through  systems  that  are  jointly  managed  by  producers   and  consumers,  and  highly  labor-­‐intensive  (re)territorialized  systems     Principle  :  Member’s  power  within  an  organisa;on  is  not  based  on  their  assets.   Decisions  are  taken  through  a  democra;c  process      
  • 30.                                           Historical principles (Altieri) Methodological principles (INRA) Socio-economic (political) principles (GIRAF) 1. Recycling of biomass, optimize nutrient availability, and balance nutrient flows 2. Ensure soil conditions that are favorable for plant growth by managing in particular organic matter and improving the soil’s biotic activity. 3. Minimize losses of resources that are linked to the flows of solar radiation, air, and soil by means of microclimate management, water collection, and soil management, 4. Promote genetic diversification and the diversification of species in the agroecosystem in space and time. 5. Allow beneficial interactions and biological synergies between the components of agrobiodiversity so as to promote key ecological processes and services 6. Value agrobiodiversity as an entry node for redesigning systems so as to ensure farmers’ autonomy and food sovereignty (INRA) 7. Facilitate and equip the multifactoral management of agroecosystems for their long-term transition. This means arbitrating between short and long time scales and giving importance to the properties of resiliency and adaptability. 8. Make use of resources’ spatial and temporal variability (diversity and complementarity) 9. Stimulate the exploration of situations that are far from already-known local optima 10. Promote the development of participatory research schemes that will produce “finalized” research while guaranteeing the scientific validity of the approach (GIRAF) 11. Generate collective knowledge and adaptability through networks involving producers, consumer citizens, researchers, and government technical advisors in order to foster forums for deliberation, public debate, and the dissemination of knowledge 12. Foster the possibilities for choosing autonomy from the global markets by creating a propitious environment for public goods and the development of socioeconomic practices and models that reinforce the democratic governance of food systems, in particular through systems that are jointly managed by producers and consumers, and highly labor-intensive (re)territorialized systems 13. Recognize and make good use of the diversity of skills and knowledge to be taken into account – local practices and knowledge traditional practices and knowledge (indigenous technology knowledge, and ordinary knowledge – in constructing both the issues and the publics concerned by these issues as well as in searching for solutions. Socio-­‐economic  principles  of  agroecology   Agroecology  :  3  sets  of  principles     Reference(s)  :  Stassart,  P.M.,  Baret,  P.,  Grégoire,  J.-­‐C.,  Hance,  T.,  Mormont,  M.,  Reheul,  D.,  Vanloqueren,  G.  and  Visser,  M.  (2012),   Trajectoire  et  potenEel  de  l'agroécologie,  pour  une  transiEon  vers  des  systèmes  alimentaires  durables.  In  Van  Dam,  D.,  Streith,  M.,  Nizet,   J.  and  Stassart  P.M.  (dir.)  Agroécologie.  Entre  praEques  et  sciences  sociales.  Educagri  édiEons,  2012,  Paris,  pp.  25-­‐51.    
  • 31.                                     Socio-­‐economic  principles  for  a  strong  agroecology   Agroecology  &  principles     Reference(s)  :  Dumont,  A.,  Stassart;  P.,  Vanloqueren,  G.,  Baret,  P.  (2014),  Clarifier  les  dimensions  socio-­‐économiques  et  poliEques  de   l’agroécologie  :  au-­‐delà  des  principes,  des  compromis  ?,  CommunicaEon  au  séminaire  ‘Renouveler  les  approches  insEtuEonnalistes  sur   l'agriculture  et  l'alimentaEon:  la  "grande  transformaEon"  20  ans  après’,  Montpellier,  16-­‐17  juin  2014.  (+  journal  paper  forthcoming)   Theme Brief presentation Access and autonomy with regard to markets Access and autonomy with regard to markets for producers as well as any collective structure of production or transformation Environmental equity Environmental equity allowed by the taking into account of negative environmental externalities in every economic choice Social equity Social equity between all stakeholders at any levels of the food system Partnership between consumers and producers The formal or informal but clear presence of a social contract between producers and consumers Limitation of profit distribution Benefits are used to reach a social purpose and not to maximise only return on invested capital Rural world development and preservation of the social fabric Projects of a food system participate to rural development as well as the preservation of the social fabric Financial independence Producers stay master of their economic and technical decisions even it implies to limit input Durability and adaptation capacity Durability and adaptation capacity of agricultural organisation via, mostly, belonging to a network which could imply farmers, consumers, technical advisors, scientists Democratic governance Member’s power of an organisation is not based on their capital. Decisions are taken with a democratic process Organisational proximity Organisational proximity between stakeholders of production and transformation steps Geographical proximity Geographical proximity between stakeholders of production, transformation and consumption steps Diversity of knowledge and capacity of exchanging them Traditional, empirical and scientific knowledge are shared between producers Main  themes  of  socio-­‐economic  principles  idenTfied  in  the  literature  review    
  • 32. Socio-economic and political principles 5 principles (other wordings coexist) 1.  Social  organiza;on   2.  Knowledge     3.  Autonomy   4.  Social  Equity     5.  Democracy     Can  we  strip  agroecology  from  these  dimensions  ?     Source  :      Manuel  Gonzalez  de  Molina  (2013):  Agroecology  and  PoliTcs.  How  To  Get  Sustainability?  About  the  Necessity  for  a  PoliTcal  Agroecology,  Agroecology  and   Sustainable  Food  Systems,  37:1,  45-­‐59  
  • 33. Socio-economic and political principles Real agroecology or simply sustainable agriculture 1.  Social  organiza;on   2.  Knowledge     3.  Autonomy   4.  Social  Equity     5.  Democracy     Can  we  strip  agroecology  from  these  dimensions  ?     Source  :      Manuel  Gonzalez  de  Molina  (2013):  Agroecology  and  PoliTcs.  How  To  Get  Sustainability?  About  the  Necessity  for  a  PoliTcal  Agroecology,  Agroecology  and   Sustainable  Food  Systems,  37:1,  45-­‐59    (Gonzales  de  Molina,  “the  necessity  for  a  poliTcal  agroecology”,  2013)  (1)     •  Agroecosystems  are  socioecological  construc;ons   •  The  product  of  the  relaTonships  between  the  populaTon  and  the  resources   available  to  them.  Power  and  conflicts  are  present  in  these  social  relaTonships.   •  Addressing  sustainabilitu  requires  tackling  social  inequaliTes  (an  ecosystemic   pathology)   •  Agroecology  is  a  powerful  tool  to  achieve  change  in  food  systems  (a  massive   redesign  of  the  economic  structures  that  govern  our  food  systems)     •  A  technocra;c  agroecology  would  strip  socioecological  change  of  any  collec;ve   dimension  of  agroecology   Not  without  doing  SOMETHING  ELSE  THAN  agroecology    
  • 34. Should States, and the FAO, endorse and support it? A horizon for achieving the progressive realization of the right to food Source  :      Manuel  Gonzalez  de  Molina  (2013):  Agroecology  and  PoliTcs.  How  To  Get  Sustainability?  About  the  Necessity  for  a  PoliTcal  Agroecology,  Agroecology  and   Sustainable  Food  Systems,  37:1,  45-­‐59   FAO     -­‐  Agroecology  enables  the  FAO  to  beger  fulfill  its  mission     -­‐  Report  “Mission  to  the  FAO”,  UN  Special  rapporteur  on  the  right  to  food,  2012     States     -­‐  OpTng  for  the  best  way  to  improve  food  systems,  not  the  second  best.     -­‐  Scaling  across  and  scaling  up  agroecology     -­‐  No  ‘islands  of  success’     An  ‘ecological-­‐only’  soluTon  is  insufficient  given  the  scale  of  the  necessary  changes  in   food  systems  (inequaliTes,  concentraTon  in  agri-­‐food  changes,  …)      
  • 35. Source  :  (1)    Stassart,  P.M.,  Baret,  P.,  Grégoire,  J.-­‐C.,  Hance,  T.,  Mormont,  M.,  Reheul,  D.,  Vanloqueren,  G.  and  Visser,  M.  (2012),  Trajectoire  et  potenTel  de   l'agroécologie,  pour  une  transiTon  vers  des  systèmes  alimentaires  durables.  In  Van  Dam,  D.,  Streith,  M.,  Nizet,  J.  and  Stassart  P.M.  (dir.)  Agroécologie.  Entre  praEques   et  sciences  sociales.  Educagri  édiTons,  2012,  Paris,  pp.  25-­‐51.  (2)  InternaTonal  InsTtute  for  Environment  and  Development  (IIED):  "Agroecology  -­‐  What  it  is  and  what   it  has  to  offer"  Laura  Silici,  Issue  Paper  (June  2014).     The three meanings of agroecology ‘Strong’ agroecology  “Agroecology  is  not  defined  exclusively  by  scien;fic  fields,   social  movements,  or  prac;ces.    Its  role  is  to  become  a   federa;ng  concept  of  ac;on  in  the  middle  of  these  three   dimensions  (Stassart  et  al,  2012  building  on  Wezel,  Bellon  et   al.  2009)”  (1)        Agroecology  –  ‘the  applicaTon  of  ecological  concepts   and  principles  to  the  design  and  management  of   sustainable  agro-­‐ecosystems’    –  has  three  facets.  It  is:   1.  a  scien;fic  discipline  involving  the  holisTc  study  of  agro-­‐ ecosystems,  including  human  and  environmental  elements     2.  a  set  of  principles  and  prac;ces  to  enhance  the  resilience   and  ecological,  socio-­‐economic  and  cultural  sustainability   of  farming  systems   3.  a  movement  seeking  a  new  way  of  considering  agriculture   and  its  relaTonships  with  society.  (IIED,  2014)  (2)    
  • 36. Conclusions   From  impacts  to  policies       1.  Acknowledge  that  agroecology  is  more  than  sustainable  agriculture.     –  Agroecology  ≠  sustainable  intensifica;on   •  FederaTve  concept  :  PracTces  +  science  +    social  movement     •  Horizon  &  pathway  towards  that  horizon       2.  Agroecology  has  posi;ve  socio-­‐economic  impacts     –  on  employment,  incomes,  livelihoods,  and  macroeconomic  indicators  as  well     –  Assessment  of  socio-­‐economic  impacts  could  be  more  systemaTc   –  Yet     •  more  research  is  not  necessary  to  start  bringing  AE  to  scale   •  ParTcipaTve  assessments     •  not  narrowing  everything  down  to  economics     3.  Necessity  and  feasability  of  bringing  agroecology  to  scale     –  Engage  with  exisTng  networks  and  organizaTons  to  scale  agroecology  across  territories   –  “Subsidies  to  sustainability”   –  Support  champions  :  municipaliTes,  regions/districts/territories,  countries.          
  • 37. Paper  in  Solu;ons  Journal    -­‐-­‐>  Includes  secTons  on     •  Roots  of  the  Future:  The  New  Agricultural   Paradigm   •  The  Obstacles  to  the  Necessary  Change   •  Scaling  Up  Sustainable  Agriculture:  Policies  for   Change   •  Linking  Sustainable  Farming  to  Markets:  The   Poli;cal  Economy  of  Food  Chains   •  Stopping  the  Damage:  The  Role  of  Land   Personal  contribu;ons   Titles  of  papers  use  words  that  seek  to  aoract  new  audiences  to  agroecology…   •  13  obstacles  to  scaling  up  agroecological  research     •  Lock-­‐in  and  path-­‐dependence  in  agricultural   research  systems     (hop://thesoluTonsjournal.org/node/971)  
  • 38. Personal  publicaEons  on  Academia.edu.      Contact  :  gaetan.vanloqueren@gmail.com   Interuniversity  cer;ficate  ‘Agroecology  &   Transi;on  towards  sustainable  food   systems  (French)   www.agroecologie.be/