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Better nutrition and health through
impact evaluation!?
Response to “How to evaluate nutrition and health
impacts of agricultural innovations?”
Linxiu Zhang
Center for Chinese Agricultural Policy
Chinese Academy of Sciences
Contents
• Why we want evaluate impacts
• Managing impact evaluations
• Nutrition and health – more than ag.
Innovations
• Communicating findings to policy makers –
scaling up, REAP example
Challenge/ Excuses
• We don’t have time
• It costs too much to do rigorous impact
evaluation
• It is unethical
• Project implementation is completely site and
context specific
• We already know!
• So many of the innovations/programs that we heard
about on the news …
… how many of the new technologies/programs that
we have become excited about …
… how many have been rigorously evaluated?
• Do we have empirical evidence, based on a carefully
constructed counterfactuals, that these
breakthroughs/programs work, can positively affect
the lives of the poor and do so in a cost effective
way? Yes but not many
KEY to IE: the attribution problem:
factual and counterfactual
Impact varies over time
Impacts also are defined over time … Little attention has
been given to the dynamics over time … though people
think about this …
With project
Without
project
Project
impact
Change in the CAL program effect on the standardized
math test scores over time
-0.04
-0.02
0
0.02
0.04
0.06
0.08
0.1
0.12
0.14
0.16
0.18
0.2
Baseline (Sept. 1) Midterm (early Nov) Final (late Dec)
Time
Standardizedmathtestscore
The CAL program effect occurred by the midterm evaluation, less
than two months after the start of the program.
0
0.12
0.11
Change in the CAL program effect on the standardized
math test scores over time
-0.04
-0.02
0
0.02
0.04
0.06
0.08
0.1
0.12
0.14
0.16
0.18
0.2
Baseline (Sept. 1) Midterm (early Nov) Final (late Dec)
Time
Standardizedmathtestscore
There is no improvement between month two and month three..
0
0.12
0.11
Impact of nutrition intervention at
infancy in Guatemala
• After 2 years greater BMI
• After 10 years higher grades in school
• After 15 years higher school attainment
• After 40 years higher wages / income
Source: Maluccio et al. 2009
When to use what methods?
• RCTs Gold standard
– Where random assignment is possible
• Matching methods
– Quasi-experimental methods (construct a
comparison group)
– Propensity score matching (PSM)
– Regression discontinuity design (RDD)
– ‘Intuitive matching’
• Regression-based/Modeling
– Instrumental variables: need to be well-
motivated
Managing Impact Evaluation
• The importance of ex ante designs with
baseline (building evaluation into
design)
- A theory-based approach (using causal chain) allowing
analysis of causal pathways
• The importance of a credible design
with a strong team.
– Clear objectives, simple interventions
• Ensure management feedback loops
Budget and timeline
• Ex post or ex ante?
• Existing data or new data?
• Qualitative and quantitative?
• How many rounds of data collection?
• How large is sample?
• When is it sensible to estimate impact?
Nutrition and health: more than
ag. innovations
Example of China:
•Annual growth rate at 8-10%
•Agricultural growth rate at 3-4%
•High speed of urbanization and
industrialization
•Income for both rural and urban increased
rapidly
•Yet, China’s challenge in nutrition and health
is HUGE
Between 2008 and 2012 we tested
nearly 60,000 children across
China for iron-deficiency anemia
In fact, anemia is all over China
Luo, R., X. Wang, C. Liu, et al. (2011) “Alarmingly High Anemia
Prevalence in Western China.” Southeast Asian Journal of Tropical
Medicine and Public Health Vol. 42 No. 5
Total
Total 33.7
Shaanxi—2008 (Dataset 1) 37.5
Shanxi—2009a (Dataset 2) 31.6
Gansu—2010 (Dataset 3) 31.2
Qinghai—2009 (Dataset 4) 51.1
Ningxia—2009 (Dataset 5) 25.4
Sichuan—2010 (Dataset 6) 24.8
Guizhou—2010 (Dataset 7) 33.1
Poor areas of China
Children
with anemia
(≈ 33%)
Children with
out≈ 30 to 35 million school aged
children are estimated to be suffering
from malnutrition!
Non-poor areas
of China
Children
with anemia
(≈ 8%)
Children with
out (92%)< 5 million school aged children in
all of the rest of China
THE SCOURGE WITHIN:
INTESTINAL WORMS IN RURAL CHINA
We have tested more than 4000 children for:
Incidences of Intestinal Worms,
Guizhou Province, 2010 & 2013
3 to 5 year olds 8 to 10 year olds
33.9%
with
worms
40.1%
with
worms
Without Without
Zhang et al., 2013
… millions of children are infested with these …
Even earlier
(malnutrition during the first 1000 days)
• Testing ≈1000
babies and their
Mom’s in
Southern Shaanxi
(11 counties)
(these areas are 2 to 3 hour drive
from Xi’an – one of
China’s fastest growing
cities)
Main Outcomes of Interest
At the time of enrollment and at each follow-up
survey, we test babies for:
• Hemoglobin (anemia)
• Length & weight
• Gross & fine motor skills
• Cognitive development
• Social-Emotional
development
One of these test is the Bayley Scales
of Infant Development
Like an IQ test for
babies
Some Initial Results from the
Baseline Survey
Surveyed about 1,000
mothers and babies in
rural Shaanxi Province
Of the nearly 1,000 babies tested….
55% were anemic
But less than 20% were stunted/wasted, indicating that this
is a micronutrient problem—the babies are getting enough
calories, but not enough nutrients
Of the nearly 1,000 babies tested….
35% were cognitively delayed – scored outside of
the “normal” range for other babies their age around
the world
Of the nearly 1,000 babies tested….
57% were significantly delayed in their motor
development
Ultimate Consequences:
If the micronutrient deficiencies of infants / toddlers
are not corrected before baby is 30 months old,
there will be permanent and irreversible effects on:
– IQ
– Mental health
– Height
– Weight
– Health
We hope that we can help to address these issues through our
intervention project, and ultimately bring national policy attention
to this important problem!
What does this mean?
In harshest terms:
Between 20 to 30 percent of China’s
future population are in danger of
becoming PERMANENTLY physically
and mentally HANDICAPPED
What’s the challenge?
1. Rural China’s missing
babies – broken chain
– During our survey we
found that many
families with babies had
moved out of the
villages.
– Where did they go?
– What is the nutritional
status of “migrant
babies”?
– If you cannot find them,
how to help?
To sum up the “China story”
• Nutrition and health improvement does not
necessary go hand in hand with income and
productivity growth
• We need to identify and map complete
causal-chain between agriculture/income –
nutrition/health, that would include care,
knowledge, health system reform, gender
and governance and MORE
Communicating findings to
policy makers- scaling up
Less discussed topic at this forum
Find solutions by helping 100s and
1000s …
… and work with the government to
help 1,000,000s …
Our experience of doing
project and its evaluation
is to:
REAP Experiments (Projects) in
China’’’’s Poor Rural Areas (and
Migrant Communities)
>30
REAP has touched the lives of thousands of
China's poorest and most needy children
REAP	has	tested	more	than	 school	kids	on	anemia
	
	 	 Passed	out	more	than	 	multivitamins(to	address	anemia)	
Tested	more	than	 school	kids	for	vision	problems	 	
	 	 Passed	out	more	than	 pairs	of	glasses	
REAP	has	tested	more	than	 rural	kids	on	worms
	 Introduced	computer	assisted	learning	(CAL)	to	more	than	 school	kids	
	 	 	 So	far	has	given	out	 	million	USD	scholarships	to	keep	kids	in	school
From Results to Policy Action
Approximately	 Million	children	eat	daily	egg	
Over	 million	children	eat	a	free	heather	meal	a	day
	 Over	 kids	have	been	prevented	from	drooping	out	of	schoo
	 schools	 have	 introduced	 CAL	 into	 regular	 clas
	 In	the	past	 	years,	REAP	submitted	 policy	briefs	to	Governmen
Thank you!
Please visit us / contact us:
• http://www.reapchina.com
• http://reap.stanford.edu

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Linxiu Zhang, Chinese Academy of Sciences "Better Nutrition and Health through Impact Evaluation"

  • 1. Better nutrition and health through impact evaluation!? Response to “How to evaluate nutrition and health impacts of agricultural innovations?” Linxiu Zhang Center for Chinese Agricultural Policy Chinese Academy of Sciences
  • 2. Contents • Why we want evaluate impacts • Managing impact evaluations • Nutrition and health – more than ag. Innovations • Communicating findings to policy makers – scaling up, REAP example
  • 3. Challenge/ Excuses • We don’t have time • It costs too much to do rigorous impact evaluation • It is unethical • Project implementation is completely site and context specific • We already know!
  • 4. • So many of the innovations/programs that we heard about on the news … … how many of the new technologies/programs that we have become excited about … … how many have been rigorously evaluated? • Do we have empirical evidence, based on a carefully constructed counterfactuals, that these breakthroughs/programs work, can positively affect the lives of the poor and do so in a cost effective way? Yes but not many
  • 5. KEY to IE: the attribution problem: factual and counterfactual Impact varies over time Impacts also are defined over time … Little attention has been given to the dynamics over time … though people think about this … With project Without project Project impact
  • 6. Change in the CAL program effect on the standardized math test scores over time -0.04 -0.02 0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2 Baseline (Sept. 1) Midterm (early Nov) Final (late Dec) Time Standardizedmathtestscore The CAL program effect occurred by the midterm evaluation, less than two months after the start of the program. 0 0.12 0.11
  • 7. Change in the CAL program effect on the standardized math test scores over time -0.04 -0.02 0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2 Baseline (Sept. 1) Midterm (early Nov) Final (late Dec) Time Standardizedmathtestscore There is no improvement between month two and month three.. 0 0.12 0.11
  • 8. Impact of nutrition intervention at infancy in Guatemala • After 2 years greater BMI • After 10 years higher grades in school • After 15 years higher school attainment • After 40 years higher wages / income Source: Maluccio et al. 2009
  • 9. When to use what methods? • RCTs Gold standard – Where random assignment is possible • Matching methods – Quasi-experimental methods (construct a comparison group) – Propensity score matching (PSM) – Regression discontinuity design (RDD) – ‘Intuitive matching’ • Regression-based/Modeling – Instrumental variables: need to be well- motivated
  • 10. Managing Impact Evaluation • The importance of ex ante designs with baseline (building evaluation into design) - A theory-based approach (using causal chain) allowing analysis of causal pathways • The importance of a credible design with a strong team. – Clear objectives, simple interventions • Ensure management feedback loops
  • 11. Budget and timeline • Ex post or ex ante? • Existing data or new data? • Qualitative and quantitative? • How many rounds of data collection? • How large is sample? • When is it sensible to estimate impact?
  • 12. Nutrition and health: more than ag. innovations Example of China: •Annual growth rate at 8-10% •Agricultural growth rate at 3-4% •High speed of urbanization and industrialization •Income for both rural and urban increased rapidly •Yet, China’s challenge in nutrition and health is HUGE
  • 13. Between 2008 and 2012 we tested nearly 60,000 children across China for iron-deficiency anemia
  • 14. In fact, anemia is all over China Luo, R., X. Wang, C. Liu, et al. (2011) “Alarmingly High Anemia Prevalence in Western China.” Southeast Asian Journal of Tropical Medicine and Public Health Vol. 42 No. 5 Total Total 33.7 Shaanxi—2008 (Dataset 1) 37.5 Shanxi—2009a (Dataset 2) 31.6 Gansu—2010 (Dataset 3) 31.2 Qinghai—2009 (Dataset 4) 51.1 Ningxia—2009 (Dataset 5) 25.4 Sichuan—2010 (Dataset 6) 24.8 Guizhou—2010 (Dataset 7) 33.1
  • 15. Poor areas of China Children with anemia (≈ 33%) Children with out≈ 30 to 35 million school aged children are estimated to be suffering from malnutrition!
  • 16. Non-poor areas of China Children with anemia (≈ 8%) Children with out (92%)< 5 million school aged children in all of the rest of China
  • 17. THE SCOURGE WITHIN: INTESTINAL WORMS IN RURAL CHINA We have tested more than 4000 children for:
  • 18. Incidences of Intestinal Worms, Guizhou Province, 2010 & 2013 3 to 5 year olds 8 to 10 year olds 33.9% with worms 40.1% with worms Without Without Zhang et al., 2013 … millions of children are infested with these …
  • 19. Even earlier (malnutrition during the first 1000 days) • Testing ≈1000 babies and their Mom’s in Southern Shaanxi (11 counties) (these areas are 2 to 3 hour drive from Xi’an – one of China’s fastest growing cities)
  • 20. Main Outcomes of Interest At the time of enrollment and at each follow-up survey, we test babies for: • Hemoglobin (anemia) • Length & weight • Gross & fine motor skills • Cognitive development • Social-Emotional development
  • 21. One of these test is the Bayley Scales of Infant Development Like an IQ test for babies
  • 22. Some Initial Results from the Baseline Survey Surveyed about 1,000 mothers and babies in rural Shaanxi Province
  • 23. Of the nearly 1,000 babies tested…. 55% were anemic But less than 20% were stunted/wasted, indicating that this is a micronutrient problem—the babies are getting enough calories, but not enough nutrients
  • 24. Of the nearly 1,000 babies tested…. 35% were cognitively delayed – scored outside of the “normal” range for other babies their age around the world
  • 25. Of the nearly 1,000 babies tested…. 57% were significantly delayed in their motor development
  • 26. Ultimate Consequences: If the micronutrient deficiencies of infants / toddlers are not corrected before baby is 30 months old, there will be permanent and irreversible effects on: – IQ – Mental health – Height – Weight – Health We hope that we can help to address these issues through our intervention project, and ultimately bring national policy attention to this important problem!
  • 27. What does this mean? In harshest terms: Between 20 to 30 percent of China’s future population are in danger of becoming PERMANENTLY physically and mentally HANDICAPPED
  • 28. What’s the challenge? 1. Rural China’s missing babies – broken chain – During our survey we found that many families with babies had moved out of the villages. – Where did they go? – What is the nutritional status of “migrant babies”? – If you cannot find them, how to help?
  • 29. To sum up the “China story” • Nutrition and health improvement does not necessary go hand in hand with income and productivity growth • We need to identify and map complete causal-chain between agriculture/income – nutrition/health, that would include care, knowledge, health system reform, gender and governance and MORE
  • 30. Communicating findings to policy makers- scaling up Less discussed topic at this forum
  • 31. Find solutions by helping 100s and 1000s … … and work with the government to help 1,000,000s … Our experience of doing project and its evaluation is to:
  • 32. REAP Experiments (Projects) in China’’’’s Poor Rural Areas (and Migrant Communities) >30
  • 33. REAP has touched the lives of thousands of China's poorest and most needy children REAP has tested more than school kids on anemia Passed out more than multivitamins(to address anemia) Tested more than school kids for vision problems Passed out more than pairs of glasses REAP has tested more than rural kids on worms Introduced computer assisted learning (CAL) to more than school kids So far has given out million USD scholarships to keep kids in school
  • 34. From Results to Policy Action Approximately Million children eat daily egg Over million children eat a free heather meal a day Over kids have been prevented from drooping out of schoo schools have introduced CAL into regular clas In the past years, REAP submitted policy briefs to Governmen
  • 35. Thank you! Please visit us / contact us: • http://www.reapchina.com • http://reap.stanford.edu