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Lecture 8 & 9 
Criteria of Statehood 
& 
Territorial Sovereignty
A) Recognition of State 
• When ones state recognised another entity as 
a ‘state’. 
• The importance of being recognised: only 
‘state’ can acquire international legal 
personality (by the recognising state)
• The time of recognition is important because 
at that time, the recognised state will have 
international legal personality by the 
recognizing state.
• There are 3 theories in recognition: 
a)constitutive 
b)declaratory 
c)hybrid
• ‘formal acknowledgement or acceptance by a 
government of the independence and 
sovereignty of a newly created state or of a 
newly established government in another 
state, especially one establishing by 
revolution’.
a) Constitutive Theory 
• The act of recognition itself will make a 
political entity into a state and therefore 
became a subject of international law. 
Exception to this theory – Taiwan. 
• Although only 20 states recognised Taiwan 
(Malaysia excluding), nevertheless it has 
entered into international relations with 
almost every other states in the world.
b) Declaratory Theory 
• An entity will become a state and subsequently 
become a subject of international law as soon as 
it has all the four traditional qualifications for 
recognition. Exception to this – Palestine. 
• Recognised by more than 70 states (including 
Malaysia) and have observer status as United 
Nations (PLO) BUT it does not have a defined 
territory or habited by ‘permanent’ population 
and ‘effective’ government.
c) Hybrid Theory 
• Arise because both the constitutive and 
declaratory theory is not widely accepted by 
the majority states. 
• There must be a merger between these two 
theories.
Constitutive Declaratory
• According to hybrid theory: 
a state can exist in fact as a subject of 
international law as soon as it satisfies the 
conditions of statehood, but it can only realise 
its full potential (as a state) only after it has 
been recognised.
B) Recognition of Government 
• If there’s a change of government in a state, 
then there’s a need to recognised the new 
government. 
• There is no need to recognise if the new 
government succeeded the old government 
by lawful means: Election.
• Problem arise when it is done through 
unlawful means. 
• For example revolution and non-constitutional 
means.
• In order for the new government to be 
recognised, it must: 
a) be effective 
b) have exclusive control over the territory of 
the state 
c) demonstrate its ability to honour 
international obligations 
d) be representative of all shades of opinion.

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Lecture 8 & 9 criteria of statehood and territorial sovereignty

  • 1. Lecture 8 & 9 Criteria of Statehood & Territorial Sovereignty
  • 2. A) Recognition of State • When ones state recognised another entity as a ‘state’. • The importance of being recognised: only ‘state’ can acquire international legal personality (by the recognising state)
  • 3. • The time of recognition is important because at that time, the recognised state will have international legal personality by the recognizing state.
  • 4. • There are 3 theories in recognition: a)constitutive b)declaratory c)hybrid
  • 5. • ‘formal acknowledgement or acceptance by a government of the independence and sovereignty of a newly created state or of a newly established government in another state, especially one establishing by revolution’.
  • 6. a) Constitutive Theory • The act of recognition itself will make a political entity into a state and therefore became a subject of international law. Exception to this theory – Taiwan. • Although only 20 states recognised Taiwan (Malaysia excluding), nevertheless it has entered into international relations with almost every other states in the world.
  • 7. b) Declaratory Theory • An entity will become a state and subsequently become a subject of international law as soon as it has all the four traditional qualifications for recognition. Exception to this – Palestine. • Recognised by more than 70 states (including Malaysia) and have observer status as United Nations (PLO) BUT it does not have a defined territory or habited by ‘permanent’ population and ‘effective’ government.
  • 8. c) Hybrid Theory • Arise because both the constitutive and declaratory theory is not widely accepted by the majority states. • There must be a merger between these two theories.
  • 10. • According to hybrid theory: a state can exist in fact as a subject of international law as soon as it satisfies the conditions of statehood, but it can only realise its full potential (as a state) only after it has been recognised.
  • 11. B) Recognition of Government • If there’s a change of government in a state, then there’s a need to recognised the new government. • There is no need to recognise if the new government succeeded the old government by lawful means: Election.
  • 12. • Problem arise when it is done through unlawful means. • For example revolution and non-constitutional means.
  • 13. • In order for the new government to be recognised, it must: a) be effective b) have exclusive control over the territory of the state c) demonstrate its ability to honour international obligations d) be representative of all shades of opinion.