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Literary Theories
The Basics of Criticism
The Basic Idea
• The point of criticism is to argue your
point of view on a work of literature.
• You don’t have to “criticize” a text (but
you can)
• You do have to analyze a text and
support your assertions with specific
evidence from experts and the text.
The Basic Idea
• A critical analysis is an in-depth
examination of some aspect of the literary
work
• you may examine any element of the text:
character development, conflicts,
narrative point of view, etc.
• Even though it’s an examination of a
literary work, it’s still a persuasive essay
The Basic Idea
• The goal is to prove something about the
work
• There must be a point to the
discussion.
• You must answer the questions Why?, or
So what?
• For example, why is a recurring symbol
important? Or, why is the development of
the female characters significant?
The Basic Idea
• There are many different approaches we
can take to critical analysis
• Literary theories provide a framework for
our discussion of a text
• We don’t have to identify the theory we’re
using, though.
• We use it as a starting point for our own
ideas and opinions
Historical/Biographical
Approach
• views literature as the reflection of an
author's life and times (or of the
characters' life and times).
• it is necessary to know about the author
and the political, economical, and
sociological context of his times in order
to truly understand his works.
Historical/Biographical
Approach
Advantages:
• works well for some which are obviously
political or biographical in nature.
• places allusions in their proper classical,
political, or biblical background.
Disadvantages:
• "the intentional fallacy"
• tends to reduce art to the level of biography and
make it relative (to the times) rather than
universal.
Application
• What are some historical or biographical
elements we might examine in a
discussion of our current novel?
Moral / Philosophical
Approach:
• asserts that the larger purpose of
literature is to teach morality and to probe
philosophical issues
• authors intend to instruct the audience in
some way
Moral / Philosophical
Approach:
Advantages:
• useful for works which do present an
obvious moral philosophy
• useful when considering the themes of works
• does not view literature merely as "art" isolated
from all moral implications
• recognizes that literature can affect readers and
that the message of a work is important.
Moral / Philosophical
Approach:
Disadvantages:
• such an approach can be too
"judgmental"
• Some believe literature should be judged
primarily (if not solely) on its artistic
merits, not its moral or philosophical
content.
Application
• What are some moral or philosophical
elements we might examine in a
discussion of our current novel?
Formalism / New
Criticism
• involves a close reading of the text
• all information essential to the
interpretation of a work must be found
within the work itself
• focuses on analyzing irony, paradox,
imagery, and metaphor
• also interested in the work's setting,
characters, symbols, and point of view.
Formalism / New
Criticism
• no need to bring in outside information
about the history, politics, or society of
the time, or about the author's life
• does not view works through the lens of
feminism, psychology, mythology, or any
other such standpoint
• not interested in the work's affect on the
reader.
Formalism / New
Criticism
Terms Used in New Criticism:
• intentional fallacy - the false belief that the
meaning or value of a work may be determined
by the author's intention
• affective fallacy - the false belief that the
meaning or value of a work may be determined
by its affect on the reader
• external form - rhyme scheme, meter, stanza
form, etc.
Formalism / New
Criticism
Advantages:
• can be performed without much research
• emphasizes the value of literature apart from its
context
• virtually all critical approaches must begin here
Disadvantages:
• text is seen in isolation
• ignores the context of the work
• cannot account for allusions
Application
• What are some formal elements we might
examine in a discussion of our current
novel?
Psychoanalytical
Approach
• views works through the lens of
psychology
• looks either at the psychological
motivations of the characters or of the
authors themselves
• most frequently applies Freudian
psychology to works, but other
approaches also exist.
Freudian Approach to
Personality
Three parts to an individual’s psyche:
• the id: the instinctual, pleasure seeking
part of the mind
• the superego: the part of the mind that
represses the id's impulses
• the ego: the part of the mind that controls
but does not repress the id's impulses,
releasing them in a healthy way
Sex is Everything
Freud believed that all human behavior is
motivated by sexuality
• Oedipus complex: a boy's unconscious
rivalry with his father for the love of his
mother
• Electra complex: a girl’s unconscious
rivalry with her mother for the love of her
father (a.k.a. “daddy issues”)
Freudian Imagery
Recognizes symbols that are linked to sexual
pleasure
• concave images, such as ponds, flowers, cups,
and caves as female symbols
• phallic symbols, objects that are longer than
they are wide, are male images
• dancing, riding, and flying are associated with
sexual pleasure
• water is usually associated with birth, the
female principle, the maternal, the womb, and
the death wish.
Psychoanalytical
Approach
Advantages:
• can be a useful tool for understanding character
development and conflict
Disadvantages:
• can turn a work into a psychological case study
• tends to see sex in everything, exaggerating this aspect
of literature
• some works do not lend themselves readily to this
approach.
Application
• What are some psychological or
psychoanalytical elements we might
examine in a discussion of our current
novel?
Archetypal Approach
• assumes that there is a collection of
symbols, images, characters, and motifs
(i.e. archetypes) that evokes basically
the same response in all people
• identifies these patterns and discusses
how they function in the works
• asserts that these archetypes are the
source of much of literature's power.
Archetypal Approach
• based on the theories of psychologist
Carl Jung
• he states that mankind possesses a
"collective unconscious" that contains
these archetypes and that is common to
all of humanity
Some Archetypes
• archetypal women - the Good Wife/Mother, the Terrible Mother,
the Virgin (often a Damsel in Distress), and the Fallen Woman.
• water - creation, birth-death-resurrection, purification, redemption,
fertility, growth
• garden - paradise (Eden), innocence, fertility
• desert - spiritual emptiness, death, hopelessness
• red - blood, sacrifice, passion, disorder
• green - growth, fertility
• black - chaos, death, evil
• serpent - evil, sensuality, mystery, wisdom, destruction
• seven - perfection
• hero archetype - The hero is involved in a quest (in which he
overcomes obstacles). He experiences initiation (involving a
separation, transformation, and return), and finally he serves as a
scapegoat, that is, he dies to atone.
Archetypal Approach
Advantages:
• provides a universalistic approach to literature
and identifies a reason why certain literature
may survive the test of time
• it works well with works that are highly symbolic
Disadvantages:
• literature may become a vehicle for archetypes
• can easily become a list of symbols without
much analysis
Application
• What are some archetypal elements we
might examine in a discussion of our
current novel?
Feminist Approach
• concerned with the roles of female
characters within works
• may argue that gender determines
everything, or just the opposite: that all
gender differences are imposed by
society, and gender determines nothing
Stages of Female Identity
• Feminine: the female accepts the
definitions and roles male authorities
have created for her
• Feminist: rebels against male authority
and intentionally challenges all male
definitions and roles
• Female: no longer concerned with male
definitions or restrictions; defines her own
voice and values
The Mad-Woman in the Attic
• Critics Gilbert and Gubar identify a
pattern in the treatment of female
characters in literature, even when written
by women.
• based on the plot of Jane Eyre
• the practice of removing a female
character who is no longer useful to the
male characters
Application
• What are some gender-based elements
we might examine in a discussion of our
current novel?
Marxist Approach
• Karl Marx perceived human history to
have consisted of a series of struggles
between classes--between the oppressed
and the oppressing (“the haves” and “the
have-nots”).
• Marx thought that materialism was the
ultimate driving force in history
Marxist Approach
• Feudalism exploits workers to the point of
revolt
• This leads to bourgeois capitalism
• In bourgeois capitalism, the privileged
bourgeoisie rely on the working
proletariat
• Workers are exploited to the point of
revolt
Marxist Approach
• The successful working class will then
establish a communist society
• In this ideal the labor, the means of
production, and the profits are shared by
all
• This system is an attempt at complete
social and economic equality
• It’s a great theory but doesn’t work in
reality
Marxist Approach
• Marxist criticism examines the nature of
power structures within a novel.
• It asks questions like: Who has power?
Who lacks power? Who is exploited by
whom and why? How does power remain
constant or shift throughout a work of
literature? What makes certain characters
powerful or powerless?
Marxist Approach
• It also examines commodities,
possessions that give power
• Typical commodities are things like land
and money but can also be things like
social position, knowledge, or even a
person
• Marxist criticism can also examine what
commodities bring power and why within
a work of literature
Application
• Who is in power within the novel?
• What commodities does that character
possess that allows him/her to have
power?
• How does power shift or remain static
throughout the novel?
Reader Response
Criticism
• analyzes the reader's role in the production of meaning
• lies at the opposite end of the spectrum from formalism
• the text itself has no meaning until it is read by a reader
• The reader creates the meaning.
• can take into account the strategies employed by the
author to elicit a certain response from readers
• denies the possibility that works are universal (i.e. that
they will always mean more or less the same thing to
readers everywhere)
• makes someone's reading a function of personal
identity.
Reader Response
Criticism
Advantages:
• recognizes that different people view works
differently and that people's interpretations
change over time.
Disadvantages:
• tends to make interpretation too subjective
• does not provide adequate criteria for
evaluating one reading in comparison to
another
Application
• What are your personal responses to this
novel?
• Are there certain elements you respond
to strongly or with which you identify?

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Literary Theories (Unknown Source)

  • 2. The Basic Idea • The point of criticism is to argue your point of view on a work of literature. • You don’t have to “criticize” a text (but you can) • You do have to analyze a text and support your assertions with specific evidence from experts and the text.
  • 3. The Basic Idea • A critical analysis is an in-depth examination of some aspect of the literary work • you may examine any element of the text: character development, conflicts, narrative point of view, etc. • Even though it’s an examination of a literary work, it’s still a persuasive essay
  • 4. The Basic Idea • The goal is to prove something about the work • There must be a point to the discussion. • You must answer the questions Why?, or So what? • For example, why is a recurring symbol important? Or, why is the development of the female characters significant?
  • 5. The Basic Idea • There are many different approaches we can take to critical analysis • Literary theories provide a framework for our discussion of a text • We don’t have to identify the theory we’re using, though. • We use it as a starting point for our own ideas and opinions
  • 6. Historical/Biographical Approach • views literature as the reflection of an author's life and times (or of the characters' life and times). • it is necessary to know about the author and the political, economical, and sociological context of his times in order to truly understand his works.
  • 7. Historical/Biographical Approach Advantages: • works well for some which are obviously political or biographical in nature. • places allusions in their proper classical, political, or biblical background. Disadvantages: • "the intentional fallacy" • tends to reduce art to the level of biography and make it relative (to the times) rather than universal.
  • 8. Application • What are some historical or biographical elements we might examine in a discussion of our current novel?
  • 9. Moral / Philosophical Approach: • asserts that the larger purpose of literature is to teach morality and to probe philosophical issues • authors intend to instruct the audience in some way
  • 10. Moral / Philosophical Approach: Advantages: • useful for works which do present an obvious moral philosophy • useful when considering the themes of works • does not view literature merely as "art" isolated from all moral implications • recognizes that literature can affect readers and that the message of a work is important.
  • 11. Moral / Philosophical Approach: Disadvantages: • such an approach can be too "judgmental" • Some believe literature should be judged primarily (if not solely) on its artistic merits, not its moral or philosophical content.
  • 12. Application • What are some moral or philosophical elements we might examine in a discussion of our current novel?
  • 13. Formalism / New Criticism • involves a close reading of the text • all information essential to the interpretation of a work must be found within the work itself • focuses on analyzing irony, paradox, imagery, and metaphor • also interested in the work's setting, characters, symbols, and point of view.
  • 14. Formalism / New Criticism • no need to bring in outside information about the history, politics, or society of the time, or about the author's life • does not view works through the lens of feminism, psychology, mythology, or any other such standpoint • not interested in the work's affect on the reader.
  • 15. Formalism / New Criticism Terms Used in New Criticism: • intentional fallacy - the false belief that the meaning or value of a work may be determined by the author's intention • affective fallacy - the false belief that the meaning or value of a work may be determined by its affect on the reader • external form - rhyme scheme, meter, stanza form, etc.
  • 16. Formalism / New Criticism Advantages: • can be performed without much research • emphasizes the value of literature apart from its context • virtually all critical approaches must begin here Disadvantages: • text is seen in isolation • ignores the context of the work • cannot account for allusions
  • 17. Application • What are some formal elements we might examine in a discussion of our current novel?
  • 18. Psychoanalytical Approach • views works through the lens of psychology • looks either at the psychological motivations of the characters or of the authors themselves • most frequently applies Freudian psychology to works, but other approaches also exist.
  • 19. Freudian Approach to Personality Three parts to an individual’s psyche: • the id: the instinctual, pleasure seeking part of the mind • the superego: the part of the mind that represses the id's impulses • the ego: the part of the mind that controls but does not repress the id's impulses, releasing them in a healthy way
  • 20. Sex is Everything Freud believed that all human behavior is motivated by sexuality • Oedipus complex: a boy's unconscious rivalry with his father for the love of his mother • Electra complex: a girl’s unconscious rivalry with her mother for the love of her father (a.k.a. “daddy issues”)
  • 21. Freudian Imagery Recognizes symbols that are linked to sexual pleasure • concave images, such as ponds, flowers, cups, and caves as female symbols • phallic symbols, objects that are longer than they are wide, are male images • dancing, riding, and flying are associated with sexual pleasure • water is usually associated with birth, the female principle, the maternal, the womb, and the death wish.
  • 22. Psychoanalytical Approach Advantages: • can be a useful tool for understanding character development and conflict Disadvantages: • can turn a work into a psychological case study • tends to see sex in everything, exaggerating this aspect of literature • some works do not lend themselves readily to this approach.
  • 23. Application • What are some psychological or psychoanalytical elements we might examine in a discussion of our current novel?
  • 24. Archetypal Approach • assumes that there is a collection of symbols, images, characters, and motifs (i.e. archetypes) that evokes basically the same response in all people • identifies these patterns and discusses how they function in the works • asserts that these archetypes are the source of much of literature's power.
  • 25. Archetypal Approach • based on the theories of psychologist Carl Jung • he states that mankind possesses a "collective unconscious" that contains these archetypes and that is common to all of humanity
  • 26. Some Archetypes • archetypal women - the Good Wife/Mother, the Terrible Mother, the Virgin (often a Damsel in Distress), and the Fallen Woman. • water - creation, birth-death-resurrection, purification, redemption, fertility, growth • garden - paradise (Eden), innocence, fertility • desert - spiritual emptiness, death, hopelessness • red - blood, sacrifice, passion, disorder • green - growth, fertility • black - chaos, death, evil • serpent - evil, sensuality, mystery, wisdom, destruction • seven - perfection • hero archetype - The hero is involved in a quest (in which he overcomes obstacles). He experiences initiation (involving a separation, transformation, and return), and finally he serves as a scapegoat, that is, he dies to atone.
  • 27. Archetypal Approach Advantages: • provides a universalistic approach to literature and identifies a reason why certain literature may survive the test of time • it works well with works that are highly symbolic Disadvantages: • literature may become a vehicle for archetypes • can easily become a list of symbols without much analysis
  • 28. Application • What are some archetypal elements we might examine in a discussion of our current novel?
  • 29. Feminist Approach • concerned with the roles of female characters within works • may argue that gender determines everything, or just the opposite: that all gender differences are imposed by society, and gender determines nothing
  • 30. Stages of Female Identity • Feminine: the female accepts the definitions and roles male authorities have created for her • Feminist: rebels against male authority and intentionally challenges all male definitions and roles • Female: no longer concerned with male definitions or restrictions; defines her own voice and values
  • 31. The Mad-Woman in the Attic • Critics Gilbert and Gubar identify a pattern in the treatment of female characters in literature, even when written by women. • based on the plot of Jane Eyre • the practice of removing a female character who is no longer useful to the male characters
  • 32. Application • What are some gender-based elements we might examine in a discussion of our current novel?
  • 33. Marxist Approach • Karl Marx perceived human history to have consisted of a series of struggles between classes--between the oppressed and the oppressing (“the haves” and “the have-nots”). • Marx thought that materialism was the ultimate driving force in history
  • 34. Marxist Approach • Feudalism exploits workers to the point of revolt • This leads to bourgeois capitalism • In bourgeois capitalism, the privileged bourgeoisie rely on the working proletariat • Workers are exploited to the point of revolt
  • 35. Marxist Approach • The successful working class will then establish a communist society • In this ideal the labor, the means of production, and the profits are shared by all • This system is an attempt at complete social and economic equality • It’s a great theory but doesn’t work in reality
  • 36. Marxist Approach • Marxist criticism examines the nature of power structures within a novel. • It asks questions like: Who has power? Who lacks power? Who is exploited by whom and why? How does power remain constant or shift throughout a work of literature? What makes certain characters powerful or powerless?
  • 37. Marxist Approach • It also examines commodities, possessions that give power • Typical commodities are things like land and money but can also be things like social position, knowledge, or even a person • Marxist criticism can also examine what commodities bring power and why within a work of literature
  • 38. Application • Who is in power within the novel? • What commodities does that character possess that allows him/her to have power? • How does power shift or remain static throughout the novel?
  • 39. Reader Response Criticism • analyzes the reader's role in the production of meaning • lies at the opposite end of the spectrum from formalism • the text itself has no meaning until it is read by a reader • The reader creates the meaning. • can take into account the strategies employed by the author to elicit a certain response from readers • denies the possibility that works are universal (i.e. that they will always mean more or less the same thing to readers everywhere) • makes someone's reading a function of personal identity.
  • 40. Reader Response Criticism Advantages: • recognizes that different people view works differently and that people's interpretations change over time. Disadvantages: • tends to make interpretation too subjective • does not provide adequate criteria for evaluating one reading in comparison to another
  • 41. Application • What are your personal responses to this novel? • Are there certain elements you respond to strongly or with which you identify?