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SHARED PRINT COLLECTIONS
   IN NORTH AMERICA:

   GOING MAIN STREAM



        Lizanne Payne
    Shared Print Consultant


   lizannepayne03@gmail.com
Libraries Have Hit the Wall (Literally)

2


               Almost 1 BILLION volumes




              Over 980 million volumes                      About 25 million
              in academic libraries                         volumes added
                 in North America                           each year




                               About 70 million volumes in
                               library storage facilities

                                                  NCES ALS + ARL statistics 2008
There are No Good Options

3




                             ASRS
                 Offsite
                 Storage     closed
                             stacks



                 Mass
                           Stop Buying
                Weeding




                                         3
4




    Faculty and
    scholars object.

    Vociferously.




                       4
5




    5
It’s Not That We Want to Remove Books…
6




    “…for a librarian

    it's like your best friend just got bitten
    by a zombie

    and you're the only one
    with a gun.”

    S. Peter Davis. “6 Reasons We're In Another 'Book-Burning'
    Period in History” Cracked, October 11, 2011
    http://www.cracked.com/article_19453_6-reasons-were-in-
    another-book-burning-period-in-history.html




                                                                 6
Libraries Face Hard Choices
7


                                    “Libraries have a certain
                                    amount of space and a
                                    certain amount of money…

                                    It's easy to argue that …
                                    these books are …
                                    important…

                                    But if you're the library,
                                    how many…can you keep,
                                    at what cost?”




                                  http://www.npr.org/blogs/monkeysee/2011/10/
                                  12/141265066/hard-choices-do-libraries-
                                  really-destroy-books
The Rise of Shared Print Agreements




                COPPUL          OCUL
                         CRL

                          CIC    ReCAP


                WEST
                           ASERL
Shared Print Operating Policies (A Template)
9



       Retention         •Perpetual, 25 years, 10 years, unspecified?
      Commitment

    Selection Criteria   •How are items chosen for retention


                         •Centralized or Distributed?
    Archive Locations    •Storage facilities and/or libraries?



       Ownership         •Original library? Or archiving group or library?


                         •Review for completeness, condition
       Validation        •Volume, issue, page, none


                         •Who can borrow
    Access/delivery      •Access/Delivery methods
Shared Print Agreements in North America (Partial List)
10




     Shared               Library-
                                               By                                   By Custom
     Storage             Nominated                               By Domain
                                            Publisher                                Analysis
      Copy                 Titles

         UC RLFs                               CRL JSTOR                            Western Regional
                                                Archive          ASERL Collab Fed    Storage Trust
                          ASERL Journal
                                                                    Depository          (WEST)
                            Retention
                                                                     Program
        OhioLINK
                                            CIC Shared Print
                                               Repository
                                                                                     Maine Shared
                                                                                    Collections (TBD)
         PASCAL
                         TRLN Single Copy     Orbis-Cascade        CRL/USAIN
                             Archive             Alliance          Agriculture
          WRLC
                                                                                        COPPUL
                                                  PALCI
     Minnesota MLAC
                          OCUL Thunder
                                                                  CRL/LLMC Law
                          Bay Agreement                                                  ReCAP
     Florida Statewide                      Five Colleges (MA)
     Shared Collection
Mega-Regional Shared Print Journal Programs
11




                                                    CIC

              Western Regional             10 libraries in 9 states
              Storage Trust (WEST)

              103 libraries in 17 states

                                                                ASERL
                                                        40 libraries in 12 states




 More than 50% of all ARL libraries
 participate in one of these
What’s Happening in the Northeast?
12




         Individual high-density storage facilities: Harvard,
          Yale, Brown, Cornell

         Shared facilities: Five Colleges (UMass, Amherst,
          Smith, Mount Holyoke, Hampshire), Johns
          Hopkins/Maryland, Washington (DC) Research Library
          Consortium, ReCAP (Columbia, Princeton, NYPL)


         Shared print agreements: PALCI, WRLC, ReCAP
          (planning), Maine Shared Collections Strategy
          (planning)


                                                                 12
Key Features of Major Programs
13

                          WEST                    CIC-SPR               ASERL
     Members              103                     10                    40
     Archive facilities   Libraries and storage   Indiana U. storage    Libraries and storage
                          facilities              facility              facilities
     Selection            Journals by risk        Journals from         Journals nominated
                          profile                 Elsevier, Springer,   by library
                                                  Wiley
     Ownership            Archive Holder/         Original Owner        Archive Holder/
                          Owner                                         Owner
     Retention            25 years (to 2035)      25 years (to 2035)    25 years (to 2035)

     Access               Digital preferred;      Digital preferred;    At owning library’s
                          physical in-library     physical in-library   discretion
                          only                    only

     Business Model       Share upfront costs     Share upfront costs   No cost sharing,
                          of ingest               of ingest AND         libraries absorb own
                                                  ongoing retention     costs
Monographs are the New Frontier
14




         Hathi Trust

         Maine Shared Collections Strategy

         Greater Western Library Alliance (GWLA)

         Midwest Collaborative for Library Services (MCLS)
Shared Monographs Require a Different Model
15



        Delivery issues
          Searchers more likely to want full print version

          Keep more copies available?

          Print on demand?



        Copyright issues: Only ~27% of Hathi titles in public
         domain


        Space reclamation issues: How to make monograph
         deselection cost-effective
Shared Print: Getting to Scale
16




                                 Library
                                Collections



                          Digital          Shared
                         Volumes            Print



     1. Disclose holdings that have been digitized or committed to shared print

     2. Develop community standards and agreements to preserve print
Emerging Bibliographic Infrastructure



                                      CRL’s PAPR Knowledgebase

      OCLC WorldCat                  Print Archive     Archived
                                       Program       Journal Titles
                                       Directory     and Holdings


                      Archived Holdings              Unarchived holdings
                      (MARC Holdings)                for analysis
                                                     (MARC Holdings)




                           Library
                          Catalogs




                                                                 17
Print Archives Pilot Project: Metadata Guidelines

18




         Recommendations issued April 2012: http://t.co/I7NHnE0c

         Define a new Institution Symbol to indicate “print archived
          material” at your institution. Needed for resource-sharing and
          discovery in OCLC systems

         Create MARC Holdings Record for each title using the new Symbol

         Include 583 Action Note(s) describing the preservation action
          (retention period, program, validation if any)
We Must Work Together
19




       “No single library can or should acquire and retain everything.

       To do so would be to disregard our home institution’s mission and
       to squander its resources.

       However, collectively we should be concerned with the survival of
       the print record broadly conceived.”

           Stephen Enniss, “Collaborative values and survival of the print record”,
                      College and Research Libraries News, June 1999.
                   (now head Librarian at the Folger Shakespeare Library)
Let us create the safety nets.


    COPPUL


                             OCUL
                                        New
                                        England


                       CIC            Mid-
WEST                                  Atlantic



                              ASERL

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Shared Print Collections in North America: Going Main Stream

  • 1. SHARED PRINT COLLECTIONS IN NORTH AMERICA: GOING MAIN STREAM Lizanne Payne Shared Print Consultant lizannepayne03@gmail.com
  • 2. Libraries Have Hit the Wall (Literally) 2 Almost 1 BILLION volumes Over 980 million volumes About 25 million in academic libraries volumes added in North America each year About 70 million volumes in library storage facilities NCES ALS + ARL statistics 2008
  • 3. There are No Good Options 3 ASRS Offsite Storage closed stacks Mass Stop Buying Weeding 3
  • 4. 4 Faculty and scholars object. Vociferously. 4
  • 5. 5 5
  • 6. It’s Not That We Want to Remove Books… 6 “…for a librarian it's like your best friend just got bitten by a zombie and you're the only one with a gun.” S. Peter Davis. “6 Reasons We're In Another 'Book-Burning' Period in History” Cracked, October 11, 2011 http://www.cracked.com/article_19453_6-reasons-were-in- another-book-burning-period-in-history.html 6
  • 7. Libraries Face Hard Choices 7 “Libraries have a certain amount of space and a certain amount of money… It's easy to argue that … these books are … important… But if you're the library, how many…can you keep, at what cost?” http://www.npr.org/blogs/monkeysee/2011/10/ 12/141265066/hard-choices-do-libraries- really-destroy-books
  • 8. The Rise of Shared Print Agreements COPPUL OCUL CRL CIC ReCAP WEST ASERL
  • 9. Shared Print Operating Policies (A Template) 9 Retention •Perpetual, 25 years, 10 years, unspecified? Commitment Selection Criteria •How are items chosen for retention •Centralized or Distributed? Archive Locations •Storage facilities and/or libraries? Ownership •Original library? Or archiving group or library? •Review for completeness, condition Validation •Volume, issue, page, none •Who can borrow Access/delivery •Access/Delivery methods
  • 10. Shared Print Agreements in North America (Partial List) 10 Shared Library- By By Custom Storage Nominated By Domain Publisher Analysis Copy Titles UC RLFs CRL JSTOR Western Regional Archive ASERL Collab Fed Storage Trust ASERL Journal Depository (WEST) Retention Program OhioLINK CIC Shared Print Repository Maine Shared Collections (TBD) PASCAL TRLN Single Copy Orbis-Cascade CRL/USAIN Archive Alliance Agriculture WRLC COPPUL PALCI Minnesota MLAC OCUL Thunder CRL/LLMC Law Bay Agreement ReCAP Florida Statewide Five Colleges (MA) Shared Collection
  • 11. Mega-Regional Shared Print Journal Programs 11 CIC Western Regional 10 libraries in 9 states Storage Trust (WEST) 103 libraries in 17 states ASERL 40 libraries in 12 states More than 50% of all ARL libraries participate in one of these
  • 12. What’s Happening in the Northeast? 12  Individual high-density storage facilities: Harvard, Yale, Brown, Cornell  Shared facilities: Five Colleges (UMass, Amherst, Smith, Mount Holyoke, Hampshire), Johns Hopkins/Maryland, Washington (DC) Research Library Consortium, ReCAP (Columbia, Princeton, NYPL)  Shared print agreements: PALCI, WRLC, ReCAP (planning), Maine Shared Collections Strategy (planning) 12
  • 13. Key Features of Major Programs 13 WEST CIC-SPR ASERL Members 103 10 40 Archive facilities Libraries and storage Indiana U. storage Libraries and storage facilities facility facilities Selection Journals by risk Journals from Journals nominated profile Elsevier, Springer, by library Wiley Ownership Archive Holder/ Original Owner Archive Holder/ Owner Owner Retention 25 years (to 2035) 25 years (to 2035) 25 years (to 2035) Access Digital preferred; Digital preferred; At owning library’s physical in-library physical in-library discretion only only Business Model Share upfront costs Share upfront costs No cost sharing, of ingest of ingest AND libraries absorb own ongoing retention costs
  • 14. Monographs are the New Frontier 14  Hathi Trust  Maine Shared Collections Strategy  Greater Western Library Alliance (GWLA)  Midwest Collaborative for Library Services (MCLS)
  • 15. Shared Monographs Require a Different Model 15  Delivery issues  Searchers more likely to want full print version  Keep more copies available?  Print on demand?  Copyright issues: Only ~27% of Hathi titles in public domain  Space reclamation issues: How to make monograph deselection cost-effective
  • 16. Shared Print: Getting to Scale 16 Library Collections Digital Shared Volumes Print 1. Disclose holdings that have been digitized or committed to shared print 2. Develop community standards and agreements to preserve print
  • 17. Emerging Bibliographic Infrastructure CRL’s PAPR Knowledgebase OCLC WorldCat Print Archive Archived Program Journal Titles Directory and Holdings Archived Holdings Unarchived holdings (MARC Holdings) for analysis (MARC Holdings) Library Catalogs 17
  • 18. Print Archives Pilot Project: Metadata Guidelines 18  Recommendations issued April 2012: http://t.co/I7NHnE0c  Define a new Institution Symbol to indicate “print archived material” at your institution. Needed for resource-sharing and discovery in OCLC systems  Create MARC Holdings Record for each title using the new Symbol  Include 583 Action Note(s) describing the preservation action (retention period, program, validation if any)
  • 19. We Must Work Together 19 “No single library can or should acquire and retain everything. To do so would be to disregard our home institution’s mission and to squander its resources. However, collectively we should be concerned with the survival of the print record broadly conceived.” Stephen Enniss, “Collaborative values and survival of the print record”, College and Research Libraries News, June 1999. (now head Librarian at the Folger Shakespeare Library)
  • 20. Let us create the safety nets. COPPUL OCUL New England CIC Mid- WEST Atlantic ASERL