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Professor Nancy Devlin
Office of Health Economics
ISPOR Summit, Washington October 19th 2018.
Novel approaches to value assessment within the cost effectiveness framework
Extending the scope of patient reported outcomes and
QALYs
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Limitations of QALYs as a unit of outcome
• Health related quality of life (HRQoL)
• What is ‘health related’, and what isn’t?
• eg. mixed evidence on extent to which standard generic PROs
capture wider impacts (productivity; income)
• By convention, analysis focuses on HRQoL and QALYs of
patients
• But family, carers and others also impacted by illness and treatment
(negative and positive externalities)
• Focus on health and health care misses impacts and
outcomes from social care needs and care services.
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Utility and income/productivity
• Do respondents consider lost income when valuing health
states? (mixed evidence)
• How well does individual lost income reflect societal
productivity? (probably not very well)
• But to the extent income is considered, potential for double
counting. 2nd: Washington Panel: capture ‘pure’ effects on
HRQoL.
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Limitations of HRQoL utilities
• By convention, based on average stated preferences of the general
public
• Who is the general public?
• Average value of people or value of the average person?
• Alternative normative arguments e.g. in favour of considering patients’
preferences (eg Sweden’s TLV)
• But are ‘patients’ a homogeneous group?
• Brouwer and Versteegh (2016): both perspectives are relevant.
• Reconciling systematic differences?
• Fundamental questions about the maximand; allocative efficiency; opportunity
cost.
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Extending the QALY
…developing a broad measure of quality of
life for use in economic evaluations across
health and social care…
Example of research to address limitations
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Aim: to develop a new quality of life instrument
1. A questionnaire that picks up the impact of health treatments and
social care interventions on
• physical and mental health
• and broader quality of life aspects as judged to be important by
service users (and those who are impacted such as carers)
2. Amenable to
• use in economic evaluation
• being included in trials
• (ideally) being translated to other languages and used
internationally
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
EuroQol
Research
Foundation
Office of
Heath
Economics
(OHE)
University
Of Kent
NICE
Julie Johnson (Project
Co-ordinator)
Tessa Peasgood
Clara Mukuria
Donna Rowen
Aki Tsuchiya
Mark Clowes
Jill Carlton
Ben van Hout
Monica Hernandez
Bhash Naidoo
Juan Carlos
Rejon
Karen Jones
Stacey Rand Nancy Devlin
EuroQol
Research
Foundation
UK Medical
Research
Council (MRC)
CLAHRC
Descriptive
systems &
valuation
working
groupsGovernance
groups
Project partners
Extending the QALY
May 2017- Oct 2019
ScHARR
John Brazier (Lead)
Steering Group –
key stakeholders &
academics
NICE Citizen’s
Council
Public Involvement
Group – members
of the public
Advisory Group –
academics, wide
range stakeholders
Janice Connell
Funder
s
International teams
China/Singapor
e
Germany
USA
Argentina
Australia
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Stage I: Identify Domains / Themes (May - Feb 2017)
Literature review of qualitative research on wellbeing and quality of
life
Psychometric analysis of existing patient data set (MIC)
Stage II: Generate potential questions to measure each theme (Feb
/ March 2018)
Using other instruments & new questions based on the literature
review
Items required to meet specified criteria
~100 items identified
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Feelings and
emotions
Activity
Self-identity
Autonomy
Relationships
Physical
sensation
Hearing Communication/speech
Fatigue &
Tiredness
Vision
Stigma
Feeling Supported
Feeling safe
Anger/frustration
Enjoyable or Meaningful activity/roles
Self-worth / self-respect / confidence
Treated with
dignity/respect
Sadness/Happiness Hopeless/hope
Pain
Good relationships
Belonging / connectedness
Control
Loneliness
Coping
Anxious/calm
Self-care
Sleep problemsDiscomfort (e.g.
itching, feeling
sick, dizziness)
Mobility
MemoryConcentration & Thinking clearly
Concentration
& Memory Confusion
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Stage III: Face Validation Interviews (March - Aug 2018)
Aim:
• check interpretation of items
• explore alternative wording and response options
• identify embarrassing items
Interviews in England (n=45) (social care users, carers & patients).
Repeated in 5 other countries
• China, Germany, Australia, Argentina, USA
Select and refine questions for psychometric survey in England (~70 items)
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Key face validity
findings
Short items
could be
answered
but
respondents
wanted
more
information
on context
Preferred
response
options
varied
(frequenc
y, severity
or
difficulty)
Responden
ts unable
to say why
they
preferred
one option
over
another
Work from
different
countries
often
complemen
tary in
findings
Preferenc
e for
simpler
layouts
Items can
work well
for one
group e.g.
carers but
not
another
Instructions
including the
recall period
were often
ignored or
forgotten
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Stage IV: Select questions for the instrument (Sept 2018 -
Jan. 2019)
Conduct survey in England (n=2000, patients/carers/social
care users)
Include EQ-5D-5L, EQ-5D-3L, WEMWBS and ASCOT
Psychometric and IRT analysis – to test dimensionality and
item performance
Select items for a profile measure and a classification
system using all face validity and psychometric evidence
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Stage V: Valuation (Jan – Sept 2019)
Face to face TTO interviews with general public in UK (n~600)
& ‘deliberative’ valuation exercise with NICE Citizen’s Council
Stage VI: What difference would the new measure make?
(July- October 2019)
Compare to other instruments (EQ-5D, WEMWBS, ASCOT)
Potential mapping
Apply to existing cost effectiveness studies – what difference would
using it make to resource decisions
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Concluding remarks
• The QALY and existing measures of HRQoL can be extended in various ways to
capture problems and outcomes not conventionally taken into account
• There is also scope to incorporate, more systematically, patients’ preferences
regarding HRQoL into HTA (although issues remain about how best to do that)
• If the E-QALY is measuring different things, that will also have implications for an
(E-) QALY-based threshold
• Ultimately, there is a limit to what can be included within the QALY - other
considerations are already taken into account in HTA alongside QALYs. Not
whether to consider other factors but how best to do that.
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
To find out more about the E-QALYs project:
See https://scharr.dept.shef.ac.uk/e-qaly/
If you would like to join the E-QALY on-line Advisory Group please
contact Julie.Johnson@Sheffield.ac.uk
ISPOR Washington Summit: New approaches to value assessment
October 19th 2018
Limitations of PROs
• Ability of the individual to self-complete the instrument can be a
limiting factor.
• age; disability; cognitive impairment
• Chronic diseases of unconsciousness; young children (eg < 8)
• Proxy completion
• Can only capture ‘felt’ problems eg not high blood pressure
• PROs may not always adequately capture particular kinds of
health problems (eg hearing/vision) or inadequately capture
mild problems (‘ceiling effects’)

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Extending the scope of patient reported outcomes and QALYs

  • 1. Professor Nancy Devlin Office of Health Economics ISPOR Summit, Washington October 19th 2018. Novel approaches to value assessment within the cost effectiveness framework Extending the scope of patient reported outcomes and QALYs
  • 2. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Limitations of QALYs as a unit of outcome • Health related quality of life (HRQoL) • What is ‘health related’, and what isn’t? • eg. mixed evidence on extent to which standard generic PROs capture wider impacts (productivity; income) • By convention, analysis focuses on HRQoL and QALYs of patients • But family, carers and others also impacted by illness and treatment (negative and positive externalities) • Focus on health and health care misses impacts and outcomes from social care needs and care services.
  • 3. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Utility and income/productivity • Do respondents consider lost income when valuing health states? (mixed evidence) • How well does individual lost income reflect societal productivity? (probably not very well) • But to the extent income is considered, potential for double counting. 2nd: Washington Panel: capture ‘pure’ effects on HRQoL.
  • 4. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Limitations of HRQoL utilities • By convention, based on average stated preferences of the general public • Who is the general public? • Average value of people or value of the average person? • Alternative normative arguments e.g. in favour of considering patients’ preferences (eg Sweden’s TLV) • But are ‘patients’ a homogeneous group? • Brouwer and Versteegh (2016): both perspectives are relevant. • Reconciling systematic differences? • Fundamental questions about the maximand; allocative efficiency; opportunity cost.
  • 5. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Extending the QALY …developing a broad measure of quality of life for use in economic evaluations across health and social care… Example of research to address limitations
  • 6. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Aim: to develop a new quality of life instrument 1. A questionnaire that picks up the impact of health treatments and social care interventions on • physical and mental health • and broader quality of life aspects as judged to be important by service users (and those who are impacted such as carers) 2. Amenable to • use in economic evaluation • being included in trials • (ideally) being translated to other languages and used internationally
  • 7. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 EuroQol Research Foundation Office of Heath Economics (OHE) University Of Kent NICE Julie Johnson (Project Co-ordinator) Tessa Peasgood Clara Mukuria Donna Rowen Aki Tsuchiya Mark Clowes Jill Carlton Ben van Hout Monica Hernandez Bhash Naidoo Juan Carlos Rejon Karen Jones Stacey Rand Nancy Devlin EuroQol Research Foundation UK Medical Research Council (MRC) CLAHRC Descriptive systems & valuation working groupsGovernance groups Project partners Extending the QALY May 2017- Oct 2019 ScHARR John Brazier (Lead) Steering Group – key stakeholders & academics NICE Citizen’s Council Public Involvement Group – members of the public Advisory Group – academics, wide range stakeholders Janice Connell Funder s International teams China/Singapor e Germany USA Argentina Australia
  • 8. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Stage I: Identify Domains / Themes (May - Feb 2017) Literature review of qualitative research on wellbeing and quality of life Psychometric analysis of existing patient data set (MIC) Stage II: Generate potential questions to measure each theme (Feb / March 2018) Using other instruments & new questions based on the literature review Items required to meet specified criteria ~100 items identified
  • 9. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Feelings and emotions Activity Self-identity Autonomy Relationships Physical sensation Hearing Communication/speech Fatigue & Tiredness Vision Stigma Feeling Supported Feeling safe Anger/frustration Enjoyable or Meaningful activity/roles Self-worth / self-respect / confidence Treated with dignity/respect Sadness/Happiness Hopeless/hope Pain Good relationships Belonging / connectedness Control Loneliness Coping Anxious/calm Self-care Sleep problemsDiscomfort (e.g. itching, feeling sick, dizziness) Mobility MemoryConcentration & Thinking clearly Concentration & Memory Confusion
  • 10. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Stage III: Face Validation Interviews (March - Aug 2018) Aim: • check interpretation of items • explore alternative wording and response options • identify embarrassing items Interviews in England (n=45) (social care users, carers & patients). Repeated in 5 other countries • China, Germany, Australia, Argentina, USA Select and refine questions for psychometric survey in England (~70 items)
  • 11. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Key face validity findings Short items could be answered but respondents wanted more information on context Preferred response options varied (frequenc y, severity or difficulty) Responden ts unable to say why they preferred one option over another Work from different countries often complemen tary in findings Preferenc e for simpler layouts Items can work well for one group e.g. carers but not another Instructions including the recall period were often ignored or forgotten
  • 12. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Stage IV: Select questions for the instrument (Sept 2018 - Jan. 2019) Conduct survey in England (n=2000, patients/carers/social care users) Include EQ-5D-5L, EQ-5D-3L, WEMWBS and ASCOT Psychometric and IRT analysis – to test dimensionality and item performance Select items for a profile measure and a classification system using all face validity and psychometric evidence
  • 13. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Stage V: Valuation (Jan – Sept 2019) Face to face TTO interviews with general public in UK (n~600) & ‘deliberative’ valuation exercise with NICE Citizen’s Council Stage VI: What difference would the new measure make? (July- October 2019) Compare to other instruments (EQ-5D, WEMWBS, ASCOT) Potential mapping Apply to existing cost effectiveness studies – what difference would using it make to resource decisions
  • 14. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Concluding remarks • The QALY and existing measures of HRQoL can be extended in various ways to capture problems and outcomes not conventionally taken into account • There is also scope to incorporate, more systematically, patients’ preferences regarding HRQoL into HTA (although issues remain about how best to do that) • If the E-QALY is measuring different things, that will also have implications for an (E-) QALY-based threshold • Ultimately, there is a limit to what can be included within the QALY - other considerations are already taken into account in HTA alongside QALYs. Not whether to consider other factors but how best to do that.
  • 15. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 To find out more about the E-QALYs project: See https://scharr.dept.shef.ac.uk/e-qaly/ If you would like to join the E-QALY on-line Advisory Group please contact Julie.Johnson@Sheffield.ac.uk
  • 16. ISPOR Washington Summit: New approaches to value assessment October 19th 2018 Limitations of PROs • Ability of the individual to self-complete the instrument can be a limiting factor. • age; disability; cognitive impairment • Chronic diseases of unconsciousness; young children (eg < 8) • Proxy completion • Can only capture ‘felt’ problems eg not high blood pressure • PROs may not always adequately capture particular kinds of health problems (eg hearing/vision) or inadequately capture mild problems (‘ceiling effects’)