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2005 PLACE
                             Conference September
                                  27-29 Las Vegas,
                                           Nevada

    Topas® Cyclic Olefin Copolymers in Food
       Packaging – High Aroma Barrier
       Combined with Low Extractables




Presented by:
Randy Jester
Associate Engineer
Ticona LLC
COC - A New Family of Thermoplastic Materials


                                  Olefinic Resin

                                  Amorphous, Clear and
                                  Colorless

                                  High Purity

                                  High Moisture Barrier

                                  Good Chemical Resistance

                                  Easy to Process




2
Ticona’s COC Production Plant in Oberhausen, Germany

                                 Production plant on stream
                                 since Oct 2000

                                 30 000 tons / year production capacity

                                 Backward integrated in Norbornene

                                 Largest Cyclic Olefin Copolymer (COC)
                                 plant in the world




           Large scale production of COC enables the production of a
           cost competitive product for use in packaging applications

3
COC - Synthesis and Structure


    H2 C        CH2 +
                                                      Readily available raw
     Ethylene          Cyclopentadiene   Norbornene   materials
                                                      Highly efficient catalyst
                                + H2 C        CH2
                                                         Low usage
                Metallocene                              Catalyst removed as part
                Catalysis
                                                         of process
                   (           )(m
                                         )n
                                                         High purity product
                                                      Amorphous
                                                      Crystal clear
                          COC



4
COC is amorphous

    The COC molecule is a chain of small CH2-CH2 links
    randomly interspersed with large bridged ring elements

    It cannot fold up to make a regular structure, i.e., a
    crystallite

                  NB         NB                   NB              NB



    COC has no crystalline melting point, but only a glass
    transition temperature, Tg , at which the polymer goes from
    “glassy” to “rubbery” behavior



5
COC - Basic Properties

    Glass transition temperatures in [°C]
                                              Glass clear, Transparent
    70 - 180
    Modulus of elasticity in [N/mm2]          High UV Transmission
    2600 - 3200
                                              Resistant to Alcohols, Acids,
    Tensile strength in [N/mm2]               Bases, Polar Solvents
    66
                                              High Purity, Low Extractables
    Density in [g/cm3]
    1.02                                      Low Water Transmission Rate
                                              (WVTR)
    Water uptake in [%]
    < 0.01                                    Biocompatible
    Water permeability in [g × mm/m2 × day]
    0.02 - 0.04                               Halogen-free




6
COC – Regulatory Status

    FDA Regulation 21 CFR 177.1520 (3.9)
    COC FDA Food Contact Notification (FCN #75) became effective
    August 22, 2000, covers films, sheets, and articles made therein from
    and molded articles for repeated use.
    COC FDA Food Contact Notification (FCN #405) became effective
    May 20, 2004, expands #75 to cover all applications, including bottles.
    FDA Drug Master File, DMF# 12132, established.
    FDA Device Master File, MAF# 1043, established.
    The monomers are listed in the EU-Directive 2002/72/EG
       Norbornene has a SML = 0.05 mg/kg.



                 COC meets all major regulatory requirements for food
                               contact and medical use


7
COC - Barrier Properties
                                         10000
                                                                  LDPE        EVA/PE                 PCL
                                                                                         PS
    Oxygen Permeability [cm3/m2*d*bar]




                                          1000            HDPE
                                                                             PVC
                                                         BOPP                            PC
                                                                       PP    plasticized               Cellulose Acetate
                                           100
                                                              COC             PVC hard
                                                                              PET
                                           10                                                                            Starch
                                                                   PEN                        PA 6
                                                                              PAN
                                            1

                                                                PVDC                                       Cellulose
                                           0,1                                 EVOH
                                                                                                     Film thickness: 100 µm
                                                        LCP
                                          0,01
                                                 0,01     0,1            1          10               100          1000      10000
                                                                       Water Permeability [g/m2*d]

                                                              COC can extend the shelf life of products
                                                               due to its very high moisture barrier


8
LLDPE                80% COC / 20% LLDPE



                                  1
                                 0.9
    Relative Transmission Rate




                                 0.8
                                 0.7
                                 0.6
                                 0.5
                                 0.4
                                 0.3
                                 0.2
                                 0.1
                                  0    Oxygen*    Water**          d-limonene***        Onion***   Sardine***
                                          * 23C & 50% RH
                                          ** 38C & 90% RH
                                          *** 23C, MOCON technique, saturated vapor of “paste”


    COC in LLDPE blends can reduce transmission rates by 70 to 90%
     for gases/vapors at blend levels as low as 80%. This blend level
9
     typically achieves >90% of the barrier properties of 100% COC.
Scalped d-Limonene
                              1400.00
                                                                                       1195.08
                              1200.00              1110.76
     Concentration (ng/cm2)




                              1000.00                          Purge & Trap-Thermal
                                                                Desorption-GC-M S
                                                                   Analysis Data
                               800.00

                               600.00

                               400.00

                               200.00

                                 0.00
                                                  100% COC                            100% LLDPE


                                Scalping of d-Limonene by COC is similar to that of LLDPE, indicating
                                 that the solubility of d-Limonene in COC is similar to that of LLDPE



10
Factors Affecting Permeability


     Permeability (normalized transmission) is the product of
     diffusivity (kinetic factor) and solubility (thermodynamic factor).

     The similar levels of equilibrium scalping indicate that solubility
     of d-limonene is similar in LLDPE and COC.

     This information indicates that the primary factor affecting the
     reduced permeability of COC is diffusivity.




11
Glassy vs. Rubbery State

     The COCs in this study have Tg’s in the 68-80oC range, well
     above the measurement conditions. LLDPE on the other hand has
     a Tg of –128oC and is in a rubbery state

     Polymers in the rubbery state typically have a higher free volume
     due to a high level of molecular mobility, which increases
     diffusion rates of permeants.

     Polyethylene and COC are both non-polar materials and would in
     general have similar solubility parameters for most permeants.

     It can be generalized that for many permeants, COC will produce
     an improved barrier as compared to polyethylene since it will
     typically be in the glassy state under use conditions.


12
10% ETOH Extractables (major components)

                                40

                                35   oligomers (etoh extract)
     Concentration (ng / cm )
                           3




                                30   Total etoh extractables

                                25

                                20

                                15

                                10

                                5

                                0
                                     100% COC (80C Tg)          100% LLDPE           100% COC (68C Tg)


                                       Elevated temperature (60oC for 24 hours) extraction shows that
                                       COC has significantly lower extractables than LLDPE including
                                     about 50% lower oligomer levels which can produce off tastes in food

13
Conclusions



     COC has better aroma barrier than polyethylene and can reduce aroma/flavor
     loss from food when it is utilized as a barrier layer in food packaging.


     COC can also reduce the transmission of objectionable odors to surrounding
     areas and should have utility in disposable food storage bags.


     Low extractables in COC reduces the possibility of generating an “off-taste” in
     water or susceptible foods when used as a contact layer or just under a seal layer
     in packaging.




14
I would like to thank the following people at
     Ticona for their contributions to this paper:
       •Adam Barton
       •Robert Roschen
       •Rick Vliet
       •Arno Wolf




15
Thank You

PRESENTED BY

Randy Jester
Engineer Associate
Ticona LLC
randy.jester@ticona.com




                             Please remember to turn
                             in your evaluation sheet...

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High Aroma Barrier Films For Food Packaging

  • 1. 2005 PLACE Conference September 27-29 Las Vegas, Nevada Topas® Cyclic Olefin Copolymers in Food Packaging – High Aroma Barrier Combined with Low Extractables Presented by: Randy Jester Associate Engineer Ticona LLC
  • 2. COC - A New Family of Thermoplastic Materials Olefinic Resin Amorphous, Clear and Colorless High Purity High Moisture Barrier Good Chemical Resistance Easy to Process 2
  • 3. Ticona’s COC Production Plant in Oberhausen, Germany Production plant on stream since Oct 2000 30 000 tons / year production capacity Backward integrated in Norbornene Largest Cyclic Olefin Copolymer (COC) plant in the world Large scale production of COC enables the production of a cost competitive product for use in packaging applications 3
  • 4. COC - Synthesis and Structure H2 C CH2 + Readily available raw Ethylene Cyclopentadiene Norbornene materials Highly efficient catalyst + H2 C CH2 Low usage Metallocene Catalyst removed as part Catalysis of process ( )(m )n High purity product Amorphous Crystal clear COC 4
  • 5. COC is amorphous The COC molecule is a chain of small CH2-CH2 links randomly interspersed with large bridged ring elements It cannot fold up to make a regular structure, i.e., a crystallite NB NB NB NB COC has no crystalline melting point, but only a glass transition temperature, Tg , at which the polymer goes from “glassy” to “rubbery” behavior 5
  • 6. COC - Basic Properties Glass transition temperatures in [°C] Glass clear, Transparent 70 - 180 Modulus of elasticity in [N/mm2] High UV Transmission 2600 - 3200 Resistant to Alcohols, Acids, Tensile strength in [N/mm2] Bases, Polar Solvents 66 High Purity, Low Extractables Density in [g/cm3] 1.02 Low Water Transmission Rate (WVTR) Water uptake in [%] < 0.01 Biocompatible Water permeability in [g × mm/m2 × day] 0.02 - 0.04 Halogen-free 6
  • 7. COC – Regulatory Status FDA Regulation 21 CFR 177.1520 (3.9) COC FDA Food Contact Notification (FCN #75) became effective August 22, 2000, covers films, sheets, and articles made therein from and molded articles for repeated use. COC FDA Food Contact Notification (FCN #405) became effective May 20, 2004, expands #75 to cover all applications, including bottles. FDA Drug Master File, DMF# 12132, established. FDA Device Master File, MAF# 1043, established. The monomers are listed in the EU-Directive 2002/72/EG Norbornene has a SML = 0.05 mg/kg. COC meets all major regulatory requirements for food contact and medical use 7
  • 8. COC - Barrier Properties 10000 LDPE EVA/PE PCL PS Oxygen Permeability [cm3/m2*d*bar] 1000 HDPE PVC BOPP PC PP plasticized Cellulose Acetate 100 COC PVC hard PET 10 Starch PEN PA 6 PAN 1 PVDC Cellulose 0,1 EVOH Film thickness: 100 µm LCP 0,01 0,01 0,1 1 10 100 1000 10000 Water Permeability [g/m2*d] COC can extend the shelf life of products due to its very high moisture barrier 8
  • 9. LLDPE 80% COC / 20% LLDPE 1 0.9 Relative Transmission Rate 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 Oxygen* Water** d-limonene*** Onion*** Sardine*** * 23C & 50% RH ** 38C & 90% RH *** 23C, MOCON technique, saturated vapor of “paste” COC in LLDPE blends can reduce transmission rates by 70 to 90% for gases/vapors at blend levels as low as 80%. This blend level 9 typically achieves >90% of the barrier properties of 100% COC.
  • 10. Scalped d-Limonene 1400.00 1195.08 1200.00 1110.76 Concentration (ng/cm2) 1000.00 Purge & Trap-Thermal Desorption-GC-M S Analysis Data 800.00 600.00 400.00 200.00 0.00 100% COC 100% LLDPE Scalping of d-Limonene by COC is similar to that of LLDPE, indicating that the solubility of d-Limonene in COC is similar to that of LLDPE 10
  • 11. Factors Affecting Permeability Permeability (normalized transmission) is the product of diffusivity (kinetic factor) and solubility (thermodynamic factor). The similar levels of equilibrium scalping indicate that solubility of d-limonene is similar in LLDPE and COC. This information indicates that the primary factor affecting the reduced permeability of COC is diffusivity. 11
  • 12. Glassy vs. Rubbery State The COCs in this study have Tg’s in the 68-80oC range, well above the measurement conditions. LLDPE on the other hand has a Tg of –128oC and is in a rubbery state Polymers in the rubbery state typically have a higher free volume due to a high level of molecular mobility, which increases diffusion rates of permeants. Polyethylene and COC are both non-polar materials and would in general have similar solubility parameters for most permeants. It can be generalized that for many permeants, COC will produce an improved barrier as compared to polyethylene since it will typically be in the glassy state under use conditions. 12
  • 13. 10% ETOH Extractables (major components) 40 35 oligomers (etoh extract) Concentration (ng / cm ) 3 30 Total etoh extractables 25 20 15 10 5 0 100% COC (80C Tg) 100% LLDPE 100% COC (68C Tg) Elevated temperature (60oC for 24 hours) extraction shows that COC has significantly lower extractables than LLDPE including about 50% lower oligomer levels which can produce off tastes in food 13
  • 14. Conclusions COC has better aroma barrier than polyethylene and can reduce aroma/flavor loss from food when it is utilized as a barrier layer in food packaging. COC can also reduce the transmission of objectionable odors to surrounding areas and should have utility in disposable food storage bags. Low extractables in COC reduces the possibility of generating an “off-taste” in water or susceptible foods when used as a contact layer or just under a seal layer in packaging. 14
  • 15. I would like to thank the following people at Ticona for their contributions to this paper: •Adam Barton •Robert Roschen •Rick Vliet •Arno Wolf 15
  • 16. Thank You PRESENTED BY Randy Jester Engineer Associate Ticona LLC randy.jester@ticona.com Please remember to turn in your evaluation sheet...