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Making scholarly
communication great again.
Do institutional repositories still have a role?
UK situation
Ref – research excellence framework
- http://www.hefce.ac.uk/rsrch/oa/FAQ/
- The policy states that, to be eligible for submission to the next REF, authors’ final
peer-reviewed manuscripts must have been deposited in an institutional or
subject repository. Deposited material should be discoverable, and free to read
and download, for anyone with an internet connection.
- The policy now states that outputs accepted from 1 April 2016 onwards can be
deposited in a repository at any point between acceptance and up to three
months after the date of publication.1
Mandates worldwide
http://roarmap.eprints.org/dataviz2.html
“The Institutional Repository (IR) is obsolete. Its
flawed foundation cannot be repaired. The IR
must be phased out and replaced with viable
alternatives”
Eric Van de Velde
Richard Poynder
“So while the OA movement may now appear
unstoppable there is a growing sense that both
the institutional repository and green OA have
lost their way. It is not hard to see why. Not
only are most researchers unwilling to self-
archive their papers ….. despite a flood of OA
mandates being introduced by funders and
institutions, most IRs remain half empty. “
Rumors of IR’s death are not new
Dorothea Salo Michael Essien
Elsevier snaps up SSRN!
http://savageminds.org/2016/05/18/its-the-data-stupid-what-
elseviers-purchase-of-ssrn-also-means/
https://www.theguardian.com/higher-
education-network/blog/2013/apr/10/elsevier-
buys-mendeley-academic-reaction
The rise of subject repositories?
ChemRxiv
Competition from ResearchGate/Academia.edu
43.5%
28.5%
11.2%
7.5%
4.1%
0.1%
0%
5%
10%
15%
20%
25%
30%
35%
40%
45%
50%
ResearchGate Institutional Repositories PMC Arxiv SSRN BioRXIV
What tools/sites do you use to archive/share publications? (n=20,663)
Bosman J, Kramer B: Global survey on research tool usage. Zenodo. 2016
https://dx.doi.org/10.5281/zenodo.49583
Uncertain future
There is competition!
Institutional Subject
Academic
Social
Networks
VSVS
IRs do not contribute a big share?
Archambault, É., Amyot, D., Deschamps, P., Nicol, A.,
Provencher, F., Rebout, L., & Roberge, G. (2014). Proportion of
open access papers published in peer-reviewed journals at the
European and world levels—1996–2013.
Why not IRs?
Researchers are
• Unaware of IRs due to lack of publicity
• find IR software too hard to use
• too busy and/or do not see any motivation for depositing
• Worried about copyright – require the right copy
• Prefer to deposit to subject repositories (SSRN), social research
networks/profiles (ResearchGate)
Strengths of subject repositories
• Researchers think along disciplinary lines not institutional lines
• More visibility to specific discipline
• Statistics/features can be discipline specific + comparisons across
institution
Strengths of academic social networking sites
like researchgate
• Networking - follow researchers, ask questions
• Statistics/features can compare across institution
• More innovative features
Distributed vs Centralized
Interoperability = Size matters not
IR IR IR IR
Centralised service Central Repository eg
SSRN/ResearchGateVS
• Standardize
• Full text availability
• Publication type
• Subject headings
• Unique identifiers & usage stats
• Way to push metadata and full
text
https://www.coar-repositories.org/news-media/more-on-the-
future-of-repositories-response-to-richard-poynder/
Possible futures
(not mutually exclusive)
Institutional repositories will
focus on other goals besides
collecting deposits of published
articles
Scenario I
Other futures for IRS
• “to serve as tangible indicators of a university's quality and to
demonstrate the scientific, societal, and economic relevance of its
research activities, thus Increasing the institution's visibility, status,
and public value” (Crow 2002)
• Nurture new forms of scholar communication beyond traditional
publishing (e.g ETD, grey literature, data archiving) – (Clifford 2003)
• Challenge traditional publishing as overlay journals
Interoperability between
repositories prevails!
Institutional repositories will be
equal valued partners along-side
Subject repositories
Scenario II
Institutional repositories
integrates with other systems
and into author’s workflow
Scenario III
Integration with University publication
management system
Enter record
metadata
Faculty profile/CV
Other systems
Performance
appraisal
Auto-harvest
metadata
Increased visibility
downloads
Attach
appropriate
copy
Grant
management
Competition or complement?
Integration with publishers (I)
Published version
(Sciencedirect)
Metadata of articles
by UF authors
(from Elsevier)
ScienceDirect API
ScienceDirect API
Russell, Judith C.; Wise, Alicia; Dinsmore, Chelsea S.; Spears,
Laura I.; Phillips, Robert V.; and Taylor, Laurie (2016) "Academic
Library and Publisher Collaboration: Utilizing an Institutional
Repository to Maximize the Visibility and Impact of Articles by
University Authors," Collaborative Librarianship: Vol. 8: Iss. 2,
Article 4.
https://www.elsevier.com/solutions/sciencedirect/s
upport/institutional-repository
How is this supporting open access?
Published version
(Sciencedirect)
ScienceDirect API
ScienceDirect API
OR
author accepted
manuscripts
(phase 2)
Russell, Judith C.; Wise, Alicia; Dinsmore, Chelsea S.; Spears,
Laura I.; Phillips, Robert V.; and Taylor, Laurie (2016) "Academic
Library and Publisher Collaboration: Utilizing an Institutional
Repository to Maximize the Visibility and Impact of Articles by
University Authors," Collaborative Librarianship: Vol. 8: Iss. 2,
Article 4.
Metadata of articles
by UF authors
(from Elsevier)
Integration with publisher (II)
Metadata/Full Text Publisher submission systems
Authors submit
preprint to subject
repository
Perfectly interoperable world
Gold OA wins out – making the
whole repositories debate moot.
Scenario IV
aarontay
aarontay@gmail.com
musingsaboutlibrarianship.blogspot.sg
Aaron Tay
Library analytics manager, Singapore Management
University
References
• http://poynder.blogspot.sg/2016/09/q-with-cnis-clifford-lynch-time-
to-re_22.html
• https://poynder.blogspot.sg/2016/10/institutional-repositories-
response-to.html?m=0
• http://blog.dshr.org/2016/10/why-did-institutional-repositories-
fail.html
• http://ukcorr.org/2015/11/27/cris-and-retirement-of-repositories/
• http://scitechsociety.blogspot.sg/2016/07/let-ir-rip.html
Self archiving of papers but of what and why?
Of what When Purpose Example
Preprints (either working
papers or submitted
manscripts)
Before submission to
journal
Speed up scientific
communication
Typical subject
repositories eg. Arxiv
Usually
postprint(Accepted
Manuscript) or final
published version if
allowed
Typically after
publication
Access for “Scholarly
poor”/ Citation
advantage
Typical IRs
Usually
Postprint(Accepted
Manuscript) or final
published version if
allowed
On paper acceptance Weaken traditional
publishing models to
universal Green OA
leverage a favourable
transition to “Fair Gold”
(Hanard)
immediate-
deposit/optional-access,
ID/OA mandates – eg
Liège Mandate
Preprints/working papers Before submission to Disrupt traditional Overlay journals and

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UKSG webinar: Making scholarly communication great again. Do institutional repositories still have a role? with Aaron Tay, Singapore Management University

  • 1. Making scholarly communication great again. Do institutional repositories still have a role?
  • 2.
  • 3.
  • 4.
  • 5. UK situation Ref – research excellence framework - http://www.hefce.ac.uk/rsrch/oa/FAQ/ - The policy states that, to be eligible for submission to the next REF, authors’ final peer-reviewed manuscripts must have been deposited in an institutional or subject repository. Deposited material should be discoverable, and free to read and download, for anyone with an internet connection. - The policy now states that outputs accepted from 1 April 2016 onwards can be deposited in a repository at any point between acceptance and up to three months after the date of publication.1
  • 6.
  • 8.
  • 9. “The Institutional Repository (IR) is obsolete. Its flawed foundation cannot be repaired. The IR must be phased out and replaced with viable alternatives” Eric Van de Velde Richard Poynder “So while the OA movement may now appear unstoppable there is a growing sense that both the institutional repository and green OA have lost their way. It is not hard to see why. Not only are most researchers unwilling to self- archive their papers ….. despite a flood of OA mandates being introduced by funders and institutions, most IRs remain half empty. “
  • 10. Rumors of IR’s death are not new Dorothea Salo Michael Essien
  • 11. Elsevier snaps up SSRN! http://savageminds.org/2016/05/18/its-the-data-stupid-what- elseviers-purchase-of-ssrn-also-means/ https://www.theguardian.com/higher- education-network/blog/2013/apr/10/elsevier- buys-mendeley-academic-reaction
  • 12. The rise of subject repositories? ChemRxiv
  • 13. Competition from ResearchGate/Academia.edu 43.5% 28.5% 11.2% 7.5% 4.1% 0.1% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% ResearchGate Institutional Repositories PMC Arxiv SSRN BioRXIV What tools/sites do you use to archive/share publications? (n=20,663) Bosman J, Kramer B: Global survey on research tool usage. Zenodo. 2016 https://dx.doi.org/10.5281/zenodo.49583
  • 15. There is competition! Institutional Subject Academic Social Networks VSVS
  • 16. IRs do not contribute a big share? Archambault, É., Amyot, D., Deschamps, P., Nicol, A., Provencher, F., Rebout, L., & Roberge, G. (2014). Proportion of open access papers published in peer-reviewed journals at the European and world levels—1996–2013.
  • 17. Why not IRs? Researchers are • Unaware of IRs due to lack of publicity • find IR software too hard to use • too busy and/or do not see any motivation for depositing • Worried about copyright – require the right copy • Prefer to deposit to subject repositories (SSRN), social research networks/profiles (ResearchGate)
  • 18. Strengths of subject repositories • Researchers think along disciplinary lines not institutional lines • More visibility to specific discipline • Statistics/features can be discipline specific + comparisons across institution
  • 19. Strengths of academic social networking sites like researchgate • Networking - follow researchers, ask questions • Statistics/features can compare across institution • More innovative features
  • 21. Interoperability = Size matters not IR IR IR IR Centralised service Central Repository eg SSRN/ResearchGateVS • Standardize • Full text availability • Publication type • Subject headings • Unique identifiers & usage stats • Way to push metadata and full text
  • 24. Institutional repositories will focus on other goals besides collecting deposits of published articles Scenario I
  • 25. Other futures for IRS • “to serve as tangible indicators of a university's quality and to demonstrate the scientific, societal, and economic relevance of its research activities, thus Increasing the institution's visibility, status, and public value” (Crow 2002) • Nurture new forms of scholar communication beyond traditional publishing (e.g ETD, grey literature, data archiving) – (Clifford 2003) • Challenge traditional publishing as overlay journals
  • 26. Interoperability between repositories prevails! Institutional repositories will be equal valued partners along-side Subject repositories Scenario II
  • 27. Institutional repositories integrates with other systems and into author’s workflow Scenario III
  • 28. Integration with University publication management system Enter record metadata Faculty profile/CV Other systems Performance appraisal Auto-harvest metadata Increased visibility downloads Attach appropriate copy Grant management
  • 30. Integration with publishers (I) Published version (Sciencedirect) Metadata of articles by UF authors (from Elsevier) ScienceDirect API ScienceDirect API Russell, Judith C.; Wise, Alicia; Dinsmore, Chelsea S.; Spears, Laura I.; Phillips, Robert V.; and Taylor, Laurie (2016) "Academic Library and Publisher Collaboration: Utilizing an Institutional Repository to Maximize the Visibility and Impact of Articles by University Authors," Collaborative Librarianship: Vol. 8: Iss. 2, Article 4. https://www.elsevier.com/solutions/sciencedirect/s upport/institutional-repository
  • 31. How is this supporting open access? Published version (Sciencedirect) ScienceDirect API ScienceDirect API OR author accepted manuscripts (phase 2) Russell, Judith C.; Wise, Alicia; Dinsmore, Chelsea S.; Spears, Laura I.; Phillips, Robert V.; and Taylor, Laurie (2016) "Academic Library and Publisher Collaboration: Utilizing an Institutional Repository to Maximize the Visibility and Impact of Articles by University Authors," Collaborative Librarianship: Vol. 8: Iss. 2, Article 4. Metadata of articles by UF authors (from Elsevier)
  • 32. Integration with publisher (II) Metadata/Full Text Publisher submission systems Authors submit preprint to subject repository
  • 34. Gold OA wins out – making the whole repositories debate moot. Scenario IV
  • 36. References • http://poynder.blogspot.sg/2016/09/q-with-cnis-clifford-lynch-time- to-re_22.html • https://poynder.blogspot.sg/2016/10/institutional-repositories- response-to.html?m=0 • http://blog.dshr.org/2016/10/why-did-institutional-repositories- fail.html • http://ukcorr.org/2015/11/27/cris-and-retirement-of-repositories/ • http://scitechsociety.blogspot.sg/2016/07/let-ir-rip.html
  • 37. Self archiving of papers but of what and why? Of what When Purpose Example Preprints (either working papers or submitted manscripts) Before submission to journal Speed up scientific communication Typical subject repositories eg. Arxiv Usually postprint(Accepted Manuscript) or final published version if allowed Typically after publication Access for “Scholarly poor”/ Citation advantage Typical IRs Usually Postprint(Accepted Manuscript) or final published version if allowed On paper acceptance Weaken traditional publishing models to universal Green OA leverage a favourable transition to “Fair Gold” (Hanard) immediate- deposit/optional-access, ID/OA mandates – eg Liège Mandate Preprints/working papers Before submission to Disrupt traditional Overlay journals and

Notes de l'éditeur

  1. Registry of open access repositories mandates and policies – mandates are worldwide
  2.  Eric Van de Velde  The Institutional Repository (IR) is obsolete. Its flawed foundation cannot be repaired. The IR must be phased out and replaced with viable alternatives. I believed in IRs. I advocated for IRs. The IR is not equivalent with Green Open Access. The IR is only one possible implementation of Green OA. With the IR at a dead end, Green OA must pivot towards alternatives that have viable paths forward: personal repositories, disciplinary repositories, social networks, and innovative combinations of all three. Richard Poynder So while the OA movement may now appear unstoppable there is a growing sense that both the institutional repository and green OA have lost their way. It is not hard to see why. Not only are most researchers unwilling to self-archive their papers, but they remain sceptical about open access per se. Consequently, despite a flood of OA mandates being introduced by funders and institutions, most IRs remain half empty. What content they do contain often consists of no more than the bibliographic details of papers rather than the full text.
  3. Eric Van de Velde  The Institutional Repository (IR) is obsolete. Its flawed foundation cannot be repaired. The IR must be phased out and replaced with viable alternatives. I believed in IRs. I advocated for IRs. The IR is not equivalent with Green Open Access. The IR is only one possible implementation of Green OA. With the IR at a dead end, Green OA must pivot towards alternatives that have viable paths forward: personal repositories, disciplinary repositories, social networks, and innovative combinations of all three. Richard Poynder So while the OA movement may now appear unstoppable there is a growing sense that both the institutional repository and green OA have lost their way. It is not hard to see why. Not only are most researchers unwilling to self-archive their papers, but they remain sceptical about open access per se. Consequently, despite a flood of OA mandates being introduced by funders and institutions, most IRs remain half empty. What content they do contain often consists of no more than the bibliographic details of papers rather than the full text. What content they do contain often consists of no more than the bibliographic details of papers rather than the full text.
  4. At Peter Suber on the state of Open Access a few days ago, someone asked Peter suber, given the difficulty/struggle of growing IRs and given the poping up of subject repositories what is the future of IR? https://www.youtube.com/watch?v=hnr7Wsyz3SA&feature=youtu.be
  5. Many reasons – commercial, spammy, not exportable, but uncertain future Will academia.edu, RG become too big to fail like Facebook ?
  6. Some
  7. Centralized vulnerable to be purchased/taken down.
  8. Irs alone, siloed are almost useless, you can’t aggregate to compare across institutions. No mass. BASE, CORE, Share Only digital commons network…
  9. Crow, Raym. “The Case for Institutional Repositories: A SPARC Position Paper,” SPARC, 2002. Accessed August 5, 2016, https://ils.unc.edu/courses/2015_fall/inls700_001/Readings/Crow2002- CaseforInstitutionalRepositoriesSPARCPaper.pdf. Lynch, Clifford. “Institutional Repositories: Essential Infrastructure for Scholarship in the Digital Age,” ARL Bimonthly Report 226 (February 2003), 1-7. Accessed August 5, 2016. http://www.arl.org/component/content/article/6/1229. Discrete analysis
  10. COAR gets their way. Interopertability. Until Green OA reaches a high enough %, and publishers start to lengthen embargos… request-a-copy Button 
  11. Even with mandates we are struggling… MIT boasts 44% of output captured. Unviersity of Nebraska has 40% faculty participant rate