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Methodology of Academic Ranking of World Universities (ARWU) Dr. Ying CHENG  Center for World-Class UniversitiesGraduate School of Education Shanghai Jiao Tong University 3 December, 2010 Middle East Technical University, Ankara, Turkey
Outline History Methodology Results and Analysis Features and Impact Future
HISTORY
Chinese Dream of WCU ,[object Object]
Since 1990s, Chinese government has launched several initiatives for research universities. The best-known one is specially designed to build WCU  (985 Project).
Many top Chinese universities had setup their strategic goals as WCU. Most of them have also set time tables for reaching the goals. ,[object Object]
How many WCU should there be in the world?
What are the positions of top Chinese universities in the world?
How can Chinese universities improve themselves to reach the goal of WCU?,[object Object]
2004
2005
2006
2007
2008
2009
2010Find out the positions of top Chinese Universities in the world higher education system Provide one source of information for the global comparison of universities ,[object Object]
Objective indicators
Third-party data,[object Object]
Engineering/Technology and Computer Sciences (ENG)
Life and Agriculture Sciences (LIFE)
Clinical Medicine and Pharmacy (MED)
Social Sciences (SOC) ,[object Object]
Physics
Chemistry
Computer Sciences
Economics / Business,[object Object]
Selection of Universities ,[object Object]
Major universities of every country with significant amount of papers indexed by Citation Indexes of ThomsonNumber of universities actually ranked  1200   Number of universities published Top 500 Top 100 Top 100 Number of universities scanned > 2000 ARWU ARWU-FIELD ARWU-SUBJECT
Criteria and Weights of ARWU *: For institutions specialized in humanities and social sciences such as London School of Economics, N&S is not considered and the weight of N&S is relocated to other indicators
12 Definition of Indicator: Alumni ,[object Object]
Alumni are defined as those who obtain bachelor, Master’s or doctoral degrees from the institution.
Different weights are set according to the periods of obtaining degrees.  The weight is 100% for alumni of 1991-2000, 90% for alumni of 1981-1990, 80% for alumni of 1971-1980, and so on.
If a person obtains more than one degrees from an institution, the institution is considered once only. ,[object Object]
Staff is defined as those who work at an institution at the time of winning the prize.
Different weights are set according to the periods of winning the prizes.  The weight is 100% for winners since 2001, 90% for winners in 1991-2000, 80% and so on.
If a winner is affiliated with more than one institution, each institution is assigned the reciprocal of the number of institutions.
For Nobel prizes, if a prize is shared by more than one person, weights are set for winners according to their proportion of prize. ,[object Object]
The definition of categories and detailed procedures can be found at the website of Highlycited.com.
The total number of HiCi is about 6000, about 4000 of which are university staff.,[object Object]
To distinguish the order of author affiliation, a weight of 100% is assigned for corresponding author, 50% for first author (second author if the first author is the same as corresponding author), 25% for the next author, and 10% for other authors.
Only publications of Article and Proceedings Paper type are considered. ,[object Object]
A weight of 2 is assigned to articles indexed in SSCI to compensate the bias against social sciences.

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ARWU 2010

  • 1. Methodology of Academic Ranking of World Universities (ARWU) Dr. Ying CHENG Center for World-Class UniversitiesGraduate School of Education Shanghai Jiao Tong University 3 December, 2010 Middle East Technical University, Ankara, Turkey
  • 2. Outline History Methodology Results and Analysis Features and Impact Future
  • 4.
  • 5. Since 1990s, Chinese government has launched several initiatives for research universities. The best-known one is specially designed to build WCU (985 Project).
  • 6.
  • 7. How many WCU should there be in the world?
  • 8. What are the positions of top Chinese universities in the world?
  • 9.
  • 10. 2004
  • 11. 2005
  • 12. 2006
  • 13. 2007
  • 14. 2008
  • 15. 2009
  • 16.
  • 18.
  • 20. Life and Agriculture Sciences (LIFE)
  • 21. Clinical Medicine and Pharmacy (MED)
  • 22.
  • 26.
  • 27.
  • 28. Major universities of every country with significant amount of papers indexed by Citation Indexes of ThomsonNumber of universities actually ranked 1200 Number of universities published Top 500 Top 100 Top 100 Number of universities scanned > 2000 ARWU ARWU-FIELD ARWU-SUBJECT
  • 29. Criteria and Weights of ARWU *: For institutions specialized in humanities and social sciences such as London School of Economics, N&S is not considered and the weight of N&S is relocated to other indicators
  • 30.
  • 31. Alumni are defined as those who obtain bachelor, Master’s or doctoral degrees from the institution.
  • 32. Different weights are set according to the periods of obtaining degrees. The weight is 100% for alumni of 1991-2000, 90% for alumni of 1981-1990, 80% for alumni of 1971-1980, and so on.
  • 33.
  • 34. Staff is defined as those who work at an institution at the time of winning the prize.
  • 35. Different weights are set according to the periods of winning the prizes. The weight is 100% for winners since 2001, 90% for winners in 1991-2000, 80% and so on.
  • 36. If a winner is affiliated with more than one institution, each institution is assigned the reciprocal of the number of institutions.
  • 37.
  • 38. The definition of categories and detailed procedures can be found at the website of Highlycited.com.
  • 39.
  • 40. To distinguish the order of author affiliation, a weight of 100% is assigned for corresponding author, 50% for first author (second author if the first author is the same as corresponding author), 25% for the next author, and 10% for other authors.
  • 41.
  • 42. A weight of 2 is assigned to articles indexed in SSCI to compensate the bias against social sciences.
  • 43.
  • 44. If the number of academic staff for institutions of a country cannot be obtained, the total scores of the above five indicators is used.
  • 45.
  • 46. Criteria and Weights of ARWU-SUBJECT
  • 47.
  • 49.
  • 53.
  • 58. Average Performance by ARWU Indicators
  • 59. Distribution of Top 100 Universities
  • 60. Distribution of Top 500 Universities
  • 61. TOP 500 Universities by Country
  • 62. Number of Top 500 Universities vs GDP More universities than expected Less universities than expected
  • 63. Number of Top 500 Univvs GDP per Capita More universities than expected Less universities than expected
  • 64. Which Countries Could Have More in Top 500? 10 Countries Russia Poland Greece Portugal Czech Turkey Saudi Arabia Iran Argentina Mexico
  • 65. Which countries could have at least one Top 500 University? Asia: Indonesia, Thailand, Malaysia, Philippines, UAE, Kuwait,Kazakhstan Europe: Romania, Slovak, Ukraine Americas: Colombia, Venezuela, Peru Africa: Algeria, Egypt, Morocco GDP > 72 Billions and GDP per capita > 1500
  • 68. Reports Reported by mainstream media in major countries USA The New York Times UKThe Times GermanyDeutsche Welle France Le Figaro Australia The Australian Japan The Yomiuri Shimbun Reported by hundreds of universities worldwide Campus news Annual reports Promotional brochures
  • 69. Comments “the most widely used annual ranking of the world's research universities” A world of opportunity. (2005). Economist, Vol. 376. Issue 8443, p14-16. “the most influential international ranking” Bollag, Burton (2006). International group endorses principles for ranking of higher-education institutions. Chronicle of Higher Education, June 1, 2006 Chris Patten Chancellor of Oxford University “it looks like a pretty good stab at a fair comparison” Chris Patten's speech. (2004, February 5). Guardian “they offer an important comparative view of research performance and reputation” Chubb, I. (2007). Distinguishing (between) universities. Ian Chubb President of ANU
  • 70. Applications To analyze the comparative advantages of Western Europe and US Destler, B. (2008) A new relationship. Nature, 453, 853-854, Dec 2008 “France's poor showing in the Shanghai rankings--helped trigger a national debate about higher education that resulted in a new law, passed last month, giving universities more freedom.” Enserink, M. (2007). Who Ranks the University Rankers? Science, Vol. 317. no. 5841, p 1026-1028. The Pursuit of Excellence. A European Institute of Technology Available at: https://rand.org/pubs/working_papers/2006/RAND_WR346.pdf
  • 72. Limitations of Ranking Ranking is controversial, there are limitations and problems in any ranking. However, there are university rankings in almost every major country of the world. Whether universities and other stakeholders agree with rankings, they are clearly here to stay. The key issue then becomes how to improve rankings by rankers and how to wisely use the rankings by various stakeholders.
  • 73.
  • 76.
  • 77.
  • 78.
  • 79. Profiling and analysis of world-class universities at faculty/school level
  • 80. Benchmarking with top research universities at departmental/program level
  • 81. Annual report of world-class universities
  • 82.