2. What is ISO 14000
The designation “ISO 14000” is a general term referring to a
family of standards concerned with "environmental
management".
This refers to what the organization does to:
• Minimize harmful effects on the environment
caused by its activities, and to
• Achieve continual improvement of its environmental
performance.
It is applicable to any business or organization, regardless, of
size, location or income.
3. Conti…
ISO 14000 is known as a "generic management system family
of standards" which means that it can be applied:
• to any organization, large or small, whatever its product
• to include business activities whether they are products or services
• to include all types of businesses
• to private, public, or governmental organizations
• The "Management system" refers to the organization's structure for
managing its processes - or activities - that transform inputs of resources
into products or services which meet the organization's objectives, such as
satisfying the customer's quality requirements, complying with
regulations, or meeting environmental objectives
4. HISTORY OF ISO 14000
• THE ISO 9000 & ISO 14000 are among the best known
standards and have the widest spread of use.
• After the success of the ISO9000 series of quality standards,
the International Standards Organization published a
comprehensive set of standards for environmental
management.
• In 1991, ISO formed the strategic advisory group on the
environment(SAGE), which led to the formation of technical
committee (TC) 207 in 1992 for national environmental
management standards.
N.B:India is a member of TC 207.
• The mission of TC 207 is to develop standards for an
environmental management system (EMS) which was
identified as ISO 14000.
5. Differences b/w ISO 9000 & 14000
The ISO 9000
• The ISO 9000 family addresses
"Quality management".
This means what the organization
does to fulfil:
1. the customer's quality
requirements, and
2. applicable regulatory
requirements, while aiming to
3. enhance customer satisfaction,
and
4. achieve continual improvement of
its performance in pursuit of these
objectives
ISO 14000
• The ISO 14000 family addresses
"Environmental management".
This means what the organization
does to:
1. minimize harmful effects on the
environment caused by its
activities, and to
2. achieve continual improvement
of its environmental
performance.
6. ISO 14000 EMS
• An environmental management system (EMS) based on the ISO
14000 standards is a management tool to improve the
environmental performance of the organisation.
• Provides a systematic way of managing an organization’s
environmental affairs.
• Is the aspect of the organization’s overall management structure that
addresses immediate and long-term impacts of its products, services
and processes on the environment.
• Gives order and consistency for organizations to address
environmental concerns through the allocation of resources,
assignment of responsibility and ongoing evaluation of practices,
procedures and processes.
• Focuses on continual improvement of the system
7. ISO 14000 Series
• It is a series of 21 related, auditable, International standards
and supplementary guidelines that apply to an organization's
environmental management system (EMS)
• First published in 1996 (and continually updated) by the
International Standards Organization(ISO).
• Through these standards a firm can manage the impact of its
products(goods and services) and processes on the quality of
the environment.
• The series is divided into two separate areas :-
1. Organizational evaluation standards
2. Product standards evaluation
8. Conti…
1) Organizational evaluation standards:- The
organization-oriented standards provide comprehensive guidance for
establishing, maintaining and evaluating an environmental management
system (EMS).
It covers –
a. Environmental management systems
b. Environmental auditing
c. Environmental performance evaluation
a) Environmental Management System(EMS)
• It is systematic way of managing an organisation’s environmental
affairs
• Addresses immediate and long term impact of an organizations
products, services and processes of the environment.
9. CONTI…..
b) Environmental auditing
• This section describes the general principles of
environmental auditing, procedures for conducting
environmental audits & auditor qualifications.
c) Environmental performance level
• Co. must developed measures and goals to access
environmental performance such as the % reduction in air
emission, the hazardous waste generated, the reduction in
energy, waste and other natural resources consumptions
and reduction in the fines and penalties .
10. Conti…
2. Product-oriented standards :- These are concerned
with determining the environmental impacts of
products and services over their life cycles, and with
environmental labels and declarations.
It covers:-
a. environmental labeling
b. life-cycle assessment
c. environmental aspects in product standards
a) Environmental aspect in product standard
• Its purpose is to incorporate environmental training into
the development of product standards to prevent
adverse impact on the environment.
11. CONTI….
b) Environmental labelling-
Companies using environmental
product advertising or making environmental claims for
products would have to do so as per ISO Standards.
c) Life cycle assessment
• The principles and guidelines used to determine the
impact of a product on the environment from the
design state through to disposal.
13. Standard Title / Description
14001,”EMS-SPECIFICATION WITH
GUIDENCE FOR USE”
Gives the elements that organizations .
are required to conform of to if they seek
registration.
14004,”EMS-GUIDELINES ON PRINCIPLES,
SYSTEM & SUPPORTING TECHNIQUES”
Provide supplementary material
14010,”GUIDELINES FOR
ENVIRONMENTAL AUDITING -General
principles on environmental auditing“
Provides information for internal or
external auditing.
14011,”GUIDELINES FOR
ENVIRONMENTAL AUDITING-Audit
procedures-Auditing of EMS”
Provides information on how to plan and
conduct an audit.
14012,”QUALIFICATION CRIETERIA FOR
ENVIRONMENTAL AUDITORS
PERFORMING EMS AUDITS”
Covers information on auditor
qualifications, skills & training
14031,”GUIDELINES ON ENVIRONMENTAL
PERFORMANCE EVALUATION”
Presents information on recording
information to track performance
14. Product-oriented standards
Product Evaluation Standards
Environmental
Aspects in Product
Standards
Guide 64 EAPS
guide
Life Cycle Assessment
14040 Principles & framework
14041 Goals and definition
14042 Impact Assistant
14043 Improvement
Assessment
Environmental Labeling
14020 Basic Principle
14021 Self Declaration
14022 Symbols
14023 Testing and
verification
14024 Third party
15. Standard Title / Description
ISO 14020,”ENVIRONMENTAL LABELING –
BASIC PRINCIPLES FOR ALL
ENVIRONMENTAL LABLEING”
Provides guidance on the goals & principles that
should be used in all labeling program
ISO 14021,” ENVIRONMENTAL LABELING –
SELF DECLARATION OF ENVIRONMENTAL
CLAIMS: Terms and definitions
Ensures that this type of labeling is accurate,
verifiable, and not deceptive
ISO 14022,” ENVIRONMENTAL LABELING –
SYMBOLS”
Provides a standard set of symbols for use by
organization.
ISO 14023,” ENVIRONMENTAL LABELING –
TESTING AND VERIFICATION
METHODOLOGIES ,”
Provides information on the appropriate methods
to use to confirm the genuineness of the product
as stated by the environment label.
ISO 14024,” ENVIRONMENTAL LABELING –
PRACTITIONER PROGRAMS: guiding
principles,practices,and certification
procedures for multiple criteria programs,”
Establish criteria for third-party labeling or seal
programs.
16. Conti…
Standard Title / Description
ISO 14040,”LIFE CYCLE ASSESSMENT-
PRINCIPLES AND FRAMEWORK,”
Provides an overview of the practice,
applications,& limitations of LCA.
ISO 14041,”LIFE CYCLE ASSESSMENT-
GOALS & DEFINITION/SCOPE& INVENTORY
ANALYSIS,”
Is intended to provide guidelines for the
preparation, conduct,& critical review of the
life-cycle inventory analysis.
ISO 14042,” LIFE CYCLE ASSESSMENT-
IMPACT ASSESSMENT,”
Is intended to use the result of the inventory
analysis to evaluate the significance of
potential environment al impacts.
ISO 14043,” LIFE CYCLE ASSESSMENT-
IMPROVEMENT ASSESSMENT,”
Is intended to provide information to
improve information to improve the total
environmental performance of a product
system.
17. ISO 14001
• The ISO 14001 standard is the most important standard within the ISO
14000 series.
• ISO 14001 is an international standard against which your company's
environmental management system can be measured.
• Does NOT mean that products are more environmentally friendly, Does
mean have a documented EMS that is fully implemented and
consistently followed.
• It is the only standard in the ISO 14000 family that can be used for
certification by third party.all the other standards are for guidance.
• They are not product standards and sevice standards rather process
standards.ISO 14001 gives the requirements for what the organization
must do to manage processes affecting the impact of its activities on the
environment.
• ISO 14001:2004 is the latest, improved version. It replaces the old ISO
14001-1996 standard.
18. Conti……….
ISO 14001 is for environmental management.
This means what the organization does to:
1. minimize harmful effects on the
environment caused by its activities,
2. to conform to applicable regulatory
requirements, and to
3. achieve continual improvement of its
environmental performance.
19. Conti…..
• The ISO 14001 standard is based on the Plan-Do-Check-Act-
Improvement cycle.
• It begins with the environmental policy, which is followed by
planning, Implementation and operation, checking & corrective
action, and management review.
• “Plan” what you will Do
• “Do” according to your Plan
• “Check” to see if you did what you planned
• “Act”, change or improve the part of your Plan or Do that did
not give you the results you intended
20. • The ISO 14001 standard is based on the Plan-Do-Check-Act-
Improvement cycle.
• It begins with the environmental policy, which is followed by
planning, Implementation and operation, checking & corrective
action, and management review.
• “Plan” what you will Do
• “Do” according to your Plan
• “Check” to see if you did what you planned
• “Act”, change or improve the part of your Plan or Do that did
not give you the results you intended
21. Continue…..
4.2 Environmental Policy
4.3.1 Environmental Aspects
4.3.2 Legal and Other Requirements
4.3.3 Objectives, Targets and Programs
1. Resources, Roles, Responsibility and
Authority
2 Competence, Training and Awareness
3 Communication
4 Documentation
5 Control of Documents
6 Operational Control
7 Emergency Preparedness and Response
1 Monitoring and Measurement
2 Evaluation of Compliance
3 Nonconformity, Corrective Action and Preventive
Action
4 Control of Records
5 Internal Audit
CHECKCHECK
DO
PLAN
ACT
Management
Review
22. Worldwide Survey For Certification
• The worldwide total of
certificates to ISO 14000 at
the end of 2005 was 776
608.
• This was increase of 18 %
over 2004 when the total
was 660 132 certificates.
• Certificates had been issued
in 161 countries compared
to 154 the previous year.
23. Some Definitions
• In order to understand the requirements, a few definitions are necessary.
Environment is defined as the global surroundings in which an organization
operates and includes air, water, land, natural resources, flora, fauna, humans,
and their interaction.
• Environmental aspect is defined as an element of an organization’s activities,
products, or services that can interact with the environment. Examples are
wastewater discharge, air emissions, and energy use.
• Environment impact is defined as any change, whether adverse or beneficial,
wholly or partially resulting from an organization’s activities, products, or services.
Examples are impacts on habitat, water supply, and soil erosion.
• Environmental objective is an overall environmental goal, arising from the policy
statement, that an organization sets for itself and which is quantified when
practical. They define how the policy will be achieved. For example, an objective
could be to control the temperature of the wastewater effluent.
• Environmental target is a detailed performance requirement and should be
quantified when practical. It needs to be met in order to achieve the objective. For
example the wastewater temperature should be controlled between 10 and 14
degrees centigrade.
24. ISO 14001 Overview
4 EMS requirements
4.1 General
4.2 Environmental policy
4.3Planning
4.3.1 Environmental Aspects
4.3.2 Legal Requirements
4.3.3 Objectives and Targets
4.3.4 Establishing Programs
4.4 Implementation and Operation
4.4.1 Responsibilities
4.4.2 Training
4.4.3 Communication
4.4.4 Environmental Management
System Documentation
4.4.5 Document Control
4.4.6 Operational Control
4.4.7 Emergency Preparedness and
Response
4.6 Management Review
4.5 Checking and
Corrective Action
4.5.1 Monitoring and control
4.5.2 Non-Conformance and corrective
and preventive action
4.5.3 Records
4.5.4 EMS Audits
25. Requirements
• These are the basic requirements that ISO 14001 expects organizations to
comply with all and that make up the standard. No exceptions.
• According to ISO, every ISO 14001 requirement must be
built into every EMS. However, the size and complexity
of environmental management systems vary quite a bit.
• The general requirements of the standard are as follow:
1. General requirements
2. Environmental policy
3. Planning
4. Implementation and operation
5. Checking and corrective action
6. Management review
26. 1. General requirements
• The General Requirement – “shall establish,
document, implement, maintain and
continually improve an EMS”
• In developing the EMS, keep it as simple as
possible. It will work better when it is easy to
follow and easy to understand.
27. 2. Environmental Policy
• Establishes basic guidance for making decisions on environmental issues.
• It provides a public commitment to environmental matters.
• It is the Foundation or basis for an organization’s EMS
• Top Management defines an “appropriate” environmental policy that is
used in setting and reviewing objectives and targets.
• Environmental Policy must commit to continual improvement, prevention
of pollution and compliance with regulations and other requirements.
• It should be Documented, implemented and maintained.
• Communicated to “all persons working for or on its behalf” (e.g.,
employees, contractors, volunteers, etc.)
• HOW SOME COMPANIES
COMMUNICATED THEIR POLICY
STATEMENT TO EMPLOYEES
28. 3. Planning
This area contains four topics-
i. Environmental aspect
Central feature of an organization’s EMS.
Careful evaluation of the effects an organization has on
the environment.
Prioritization of most important.
Allows organization to design a system to focus on
priority issues.
The organization shall keep this information up-to-date.
i. Legal and other requirements
Awareness of legal and other requirements is essential in
proper management.
Understanding of how legal and other requirements
apply to the organization.
29. Conti ……
iii. Objectives and targets
» The organization shall establish and maintain documented
environmental objectives and targets, at each relevant function and
level within the organization.
The objectives and targets shall be consistent with the environmental
policy, including the commitment to prevention of pollution.
iv. Environmental management program
The organization shall establish and maintain (a) program(s) for
achieving its objectives and targets. It shall include:
State the objective/target
State the purpose i.e. how the objective/target will support the
policy
Describe how the objective/target will be achieved
State the program leader
Designate departments and individuals responsible for specific task
Establish the schedule for completion of the task
Establish the program review, which will include format, content &
review schedule
30. 4. Implementation And Operation
This area contains seven elements-
i. Structure and responsibility
» Roles, responsibility and authorities shall be defined,
documented and communicated in order to facilitate
effective EMS.
» Management shall provide resources(human resources,
specialized skills, technology and financial resources)
essential to the implementation and control of the EMS.
i. Training
Training need should be evaluated on a regular basis,
usually annually, to ensure their effectiveness. There are
two types of training :
• General awareness
• & job competency.
31. General Awareness
– Establish a procedure to make people aware of your environmental
management system.
Job Competence
– Personnel performing the tasks which can cause significant environmental
impacts shall be competent on the basis for appropriate education, training
and/or experience.
iii. Communication
With regard to its environmental aspects and EMS, the organization shall
establish and maintain procedures for
a) internal communication between the various levels and functions of
the organization;
b) external communications -receiving, documenting and responding to
relevant communication from external interested parties.
32. Conti …
iv. Environmental management system documentation
The organization shall establish and maintain
information, in paper or electronic form, to
a.Describe the core elements of the management system
and their interaction;
b.Provide direction to related documentation.
v. Document Control
• The organization shall establish and maintain procedures
for controlling all documents required.
33. Conti …..
vi. Operational Control
» The organization shall identify those operations and activities
that are associated with the identified significant environmental
aspects in line with its policy, objectives and targets. The
organization shall plan these activities, including maintenance,
in order to ensure that they are carried out under specified
conditions.
vii. Emergency preparedness and response
Procedures are required to identify & respond to potential
accidents & emergency situations
In addition, the procedures should prevent the environmental
impact of these accidents and emergency situations.
34. 5. Checking And Corrective Action
This area contains four elements:
i. Monitoring and measuring
The organisation is required to monitor and measure
the key characteristics of its activities in order to
assess its performance in meeting environmental
operations and target.
Procedures must be in place to control, regularly
calibrate, maintain, and record all EMS equipments,
whether it belongs to the organisation, employee, or
an outside agency.
i. Nonconformance and corrective and preventive
action
Procedures are required to define responsibility and
authority for :
35. Cont….
a. Handling and investigating nonconformance.
b. Taking action to mitigate any impacts and
c. Initiating corrective and preventative action.
iii. Records
Procedures are required for the identification, maintenance
and disposition of environmental records such as training, audits,
equipments calibration, and reviews. Records shall be legible,
identifiable, and traceable to the activity, product, or service.
iv. EMS Audit
the purpose of this audit is to ensure that the EMS conforms
to plans and is being properly implemented and mentioned.
36. 6.Management review
.
The organization’s top management shall,
at intervals it determines, review the
environmental management system, to ensure
its continuing suitability, adequacy and
effectiveness. Management must evaluate the
feedback data and the make improvement to
the system.
37. BENEFITS OF EMS
Operational Benefits
• Identify and correct problems internally before they are
discovered externally.
• Meeting the standards of different countries can be expensive.
ISO 14000 can reduce this effort by providing one standard.
• Will cut down on "bureaucracy" by eliminating conflicting national
standards and replace them with one internationally accepted
standard.
• Ensures greater employee involvement in business operations.
• Aid in developing and transferring technology within the
company.
• Will help to reduce pollution
38. • Employee health and safety can be improved, thereby improving
productivity, decreasing sick days, and reducing insurable risk.
• Insurance claims may be reduced, thus reducing the costs of coverage and
settlements.
• Reduce operating costs.
• Aids in creating a high quality, more motivated workforce.
• Reduced Injuries. The number of employee injuries, illness and associated
costs will be reduced with reduction of amounts of chemicals and
hazardous wastes on site.
Environmental Benefits
• Hazardous and nonhazardous waste minimization.
• Conservation of natural resources--electricity, gas, space and water with
resultant cost savings
• Aid in correction of worldwide environmental problems, such as
depletion of ozone layer.
39. Marketing
• Demonstrates to customers that the firm is meeting environmental expectations.
• Public relations benefit by being able to communicate a commitment to providing
a safer, cleaner, healthier environment for all concerned parties
• Gain awareness, recognition and understanding in worldwide markets.
• Profit from marketing "green" products.
• Provides a competitive marketing tool.
• Enhancing market share.
• Enhancing image.
• In Europe, Japan and other Asian countries, car manufacturers are continuing to
implement and register to ISO 14000.
• A company's products may appeal to customers seeking green products.
• Customers might favor companies with an EMS. These customers could be the
ultimate consumer or industrial customers. As large, multinational manufacturers
register to ISO 14000, they may favor suppliers with ISO 14000 registration.
40. Increased Profits
• Implementing ISO 14001 today can provide a basis for implementing the other
standards in the ISO 14000 series. This incremental approach can reduce overall
costs to implement ISO 14000 because of lessons learned in each phase.
• The quantity of materials and energy required for manufacturing a product may be
reduced, thereby reducing the cost of the product, material handling costs, and
waste disposal costs.
• Some companies have found that it costs more to run a compliance-driven system
than an EMS.
• An EMS can help reduce incidents of pollution and the associated expense of
recovery.
• Recycling manufacturing waste and unused inputs could increase revenues.
Recycling need not be within the same facility, but with another one that can use
the waste as input to their production. ISO 14000.
41. Financial
• Improves relationship with insurance companies resulting in obtaining pollution-
incident coverage at best possible rates.
• Satisfying investor / shareholder criteria.
• Help to reduce liability and risk.
• Process cost savings by reduction of input materials and energy.
• Long-term cost savings, including the areas of environmental control and cleanup.
It has been estimated that over $100 billion is spent annually in the United States
to comply with federal regulations pertaining to environmental control and
pollution cleanup .
• Primary cost savings will result from less chemicals and wastes, fewer chemical
spills and cleanups, less hazardous waste tracking and disposal requirements, and
a better overall management of environmental matters due to the total company
being involved in this management arena.
42. Social
• ISO 14000 helps create a common language and way of thinking about
environmental aspects which can help companies, communities, governments,
and organizations communicate and work together.
• Cleaner air, water, and soil.
• Longer resource life through reduced usage.
• Progress toward a sustainable culture.
• Less waste in landfills.
45. ISO 14001 Certified Companies
• Alembic Ltd.
• Birla Ericsson Optical Ltd.
• Indian Rayon & Industries
• J K Industries
• Reliance Industries Ltd.
• Usha Projects
• Canon India
• ITC
In picture form, and for those of you familiar with the Deming cycle or quality cycle…it says that for our environmental program we are going to accept the fundamentals of Plan Do Check Act. If I Plan activities, then Do them, check to see if they were carried out according to a plan, and Act on them if not carried out properly….then I probably have a better chance of staying in compliance…that is my system. For each portion of the Plan Do check Act cycle there are certain components that will contribute to a successful system. You can see them listed under each of the large headings, and they are also on the cards that I have passed out.