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COMMUNITY OF PRACTICE:
     COLLECTING DATA
      GFI PILOT IN BRAZIL
GFI PILOT IN BRAZIL




• 2009-2010
• 82 indicators,
• Literature and
  legislation review
• 60 interviews
3 SCOPING QUESTIONS BEFORE
STARTING DATA COLLECTION:

    Availability
     of data?


                   Consequences
                   for the research
    Quality of         in terms of
     data?           time, money
                    and expected
                          results



    Disclosure
    of data?
EX: MT FLORESTA

                         GOVERNANCE                Public
                                              participation in
                                               fund design
• State forest                            STRONG 3                  Clear rules to
  fund                  Monitoring fund
                                                                     guide fund
  established in       effectiveness and
                            impacts           2
                                       MODERATE                    replenishment
  Mato Grosso in                                                   and distribution
  2005
                                          WEAK    1
                    Comprehensive
• Objective:           and timely                 0
to support forest   financial reports
plantation and
restoration with           Adequate                                    Support for
the collection of         capacity for                             vulnerable groups
logging fees             management of                              applying to the
                          distribution…                                forest fund
                                              Adequate forest
                                              expertise for fund
                                               administration
WHEN DATA ARE NOT AVAILABLE

EX: FF1.Public participation in fund design

         • Who participates to the establishment of fund priorities?
           To the establishment of procedures?
         • Is there information disclosed on that process?
         • Is there examples of objectives or rules review due to
           stakeholders feedback?

                           • Specific methodologies
                           • Case study versus overall assessment
                           • Interview for perception data
WHEN AVAILABLE DATA ARE NOT
   COMPLETE/ACCURATE/UPDATED/RELIABLE


Ex: FF8. Monitoring of fund effectiveness and impacts


     • What are the indicators and criteria used for monitoring?
     • What is the frequency/periodicity of monitoring?
     • How are stakeholders consulted?


                • Lack of accuracy/ updating of public data
                  could be a governance finding
                • Specific methodologies
                • Case study versus overall assessment
                • Interview for perception data
WHEN DATA ARE NOT DISCLOSED

EX: FF7. Comprehensive and timely financial report


        • Are financial reports accessible?
        • What is in the reports?


                  • Lack of disclosure is a governance finding
                    and could be an advocacy target
                  • Help: others actors (State Prosecutor)
CONCLUSIONS


• Information mapping as a first scoping step for
  governance assessment help to measure the
  research effort (time and money) and to know
  what is feasible

• Importance of good relationship/ trust with public
  agencies and informants in general

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Collecting Data on Brazil's GFI Pilot Program

  • 1. COMMUNITY OF PRACTICE: COLLECTING DATA GFI PILOT IN BRAZIL
  • 2. GFI PILOT IN BRAZIL • 2009-2010 • 82 indicators, • Literature and legislation review • 60 interviews
  • 3. 3 SCOPING QUESTIONS BEFORE STARTING DATA COLLECTION: Availability of data? Consequences for the research Quality of in terms of data? time, money and expected results Disclosure of data?
  • 4. EX: MT FLORESTA GOVERNANCE Public participation in fund design • State forest STRONG 3 Clear rules to fund Monitoring fund guide fund established in effectiveness and impacts 2 MODERATE replenishment Mato Grosso in and distribution 2005 WEAK 1 Comprehensive • Objective: and timely 0 to support forest financial reports plantation and restoration with Adequate Support for the collection of capacity for vulnerable groups logging fees management of applying to the distribution… forest fund Adequate forest expertise for fund administration
  • 5. WHEN DATA ARE NOT AVAILABLE EX: FF1.Public participation in fund design • Who participates to the establishment of fund priorities? To the establishment of procedures? • Is there information disclosed on that process? • Is there examples of objectives or rules review due to stakeholders feedback? • Specific methodologies • Case study versus overall assessment • Interview for perception data
  • 6. WHEN AVAILABLE DATA ARE NOT COMPLETE/ACCURATE/UPDATED/RELIABLE Ex: FF8. Monitoring of fund effectiveness and impacts • What are the indicators and criteria used for monitoring? • What is the frequency/periodicity of monitoring? • How are stakeholders consulted? • Lack of accuracy/ updating of public data could be a governance finding • Specific methodologies • Case study versus overall assessment • Interview for perception data
  • 7. WHEN DATA ARE NOT DISCLOSED EX: FF7. Comprehensive and timely financial report • Are financial reports accessible? • What is in the reports? • Lack of disclosure is a governance finding and could be an advocacy target • Help: others actors (State Prosecutor)
  • 8. CONCLUSIONS • Information mapping as a first scoping step for governance assessment help to measure the research effort (time and money) and to know what is feasible • Importance of good relationship/ trust with public agencies and informants in general

Notes de l'éditeur

  1. ICV and Imazon have been piloting the GFI indicators assessment in Brazil.That assessment is both comprehensive and detailedand we want is to be based on objective data, so the data collection is a crucial issue hereSince the idea of piloting GFI is exactly about testinghow to address information gap and how to design methodologies to fill itWe just wanted to share with you some reflections we have on the data collection process
  2. We chose to apply the assessment to MT and Para states because they presents the highest rate of deforestation in the Amazon in the last ten years.Since the GFI is a governance assessment in the context for REDD, it was relevant.We worked with the 4 issues of the GFI framework (tenure, zoning, forest management and forest financial flows).For that, we proceeded to a massive literature and legislation review, and to more than 60 interviews
  3. One of the lessons of the pilot phase = necessity of an information scoping stepDefinition of each:-Availability-Quality-Disclosure
  4. To illustrate it,We worked on the 4 issues of the GFI framework, and the example I chose to illustrate the data collection process belongs to the forest financial flows category.We assessed the way state forest fund were managed. A core governance issue for REDD, since fund could be a channel to distribute REDD funds.How 4 state forest fund are currently being managed