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Bibliometrics in the library
Wageningen UR library experience
at Milton Keynes, March 5th 2013
Wouter Gerritsma
Contents
 Research Evaluation in the Netherlands
 CRIS & Repository @Wageningen
 Bibliometrics module
 Research questions
 Developments in the marketplace
 Lessons learned
 Some advice
Research assessment in the Netherlands
 Supervised by VSNU/QANU
● 6 year cycle for external peer reviews
● After 3 year midterm review
● Unit of analysis (in Wageningen): Graduate schools
 Citation analyses are not stipulated in the current
Standard Evaluation Protocol (SEP).
● This has become mandatory at Wageningen UR, als
at the social sciences department and for the
research institutes
SEP criteria
 quality (including international academic reputation and
PhD training)
 productivity (the relationship between input and output)
 societal relevance (including valorisation)
 vitality and feasibility (the ability to react adequately to
important changes in the environment).
Metis, our CRIS
 Metis is a Current Research Information System (CRIS)
 Data entry at chair group level
 Quality control by the library
● Locating full text (uploading to e-depot)
● Maintenance journal lists
● Document type assignation and inclusion of DOI's
 Compulsory output registration
● Research assessments only on metis registered
publications
 Information on all labour relations of faculty and staff
 Information on all projects
Repository or Institutional Bibliography?
 Wageningen Yield (WaY) is the repository of Wageningen
UR
● Synchronized overnight with the updates from Metis
● WaY contains metadata descriptions of all
Wageningen UR publication output, >190.000 items
● WaY is our OA repository, >40.000 items
● WaY is our tool for citation analyses, >22.000
publications
● Advanced bibliometrics
Full screen image with title
How do we compare numbers
 Scientist Z. Math has a publication from 2002 with 17 citations
 Scientist M. Biology has a publication from 2008 with 32 citations
Baselines for Mathematics
Baselines for Molecular Biology
For a single publication
 Zee, F.P.v.d., G. Lettinga & J.A. Field (2001) Azo dye
decolourisation by anaerobic granular sludge.
Chemosphere 44:1169-1176.
● Citations from WoS: 94
 Journal: Chemosphere
 Categorised by ESI in Environment/Ecology
 Baseline data for Environment/Ecology.
● Article from 2001 in Environment/ecology:
● On average: 19.36 citations;
● Top 10%: 44 citations; Top1%: 141 citations
 Relative Impact: 94 / 19.36 = 4.9
van Veller, M.G.P et al. (2010). Bibliometric analyses on repository contents
for the evaluation of research at Wageningen UR. In: Qualitative and
Quantitative Methods in Libraries: Theory and Applications. A. Katsirikou and
C. H. Skiadas. p.19-26. http://edepot.wur.nl/7266.
Example of results
The actual publications and their impact
are provided
Research credits report (partly)
Slice and dice any way you want
Advanced bibliometric indicators
 Follow Moed (1995) as closely as possible; but.....
 Web of Science is used for citation data
● We can’t make corrections for self citations
 Essential Science Indicators for baseline data (World
average, Top 10% and Top 1%)
● Limited number of research fields (22)
BUT:
 We can determine the representativeness of the citation
analysis!
Representativeness
Publication type #Pubs
Refereed articles 324
Non-refereed articles 7
Books 1
Refereed book chapters 36
Non-refereed book chapters 13
PhD Theses 45
Conference papers 137
Total Academic Publications 563
Representativeness
Publication type #Pubs WoS Repr.
Refereed articles 324 288 89%
Non-refereed articles 7
Google Scholar 1
Refereed book chapters 36
Non-refereed book chapters 13
PhD Theses 45
Conference papers 137
Total Academic Publications 563
Prospective versus Retrospective analyses
 CWTS performs normally Prospective analyses
● Current researchers, 10 years back
● Missing some retired bigshots!
 You need to keep track of the actual publication record
for retrospective analyses. This is difficult for external
parties.
● Head-tail problems
 No research on differences in outcomes of prospective
versus retrospective analyses
● We need research in this area!
Self citations
 CWTS performs corrections for self citations
 Correcting for self citations in Web of Science is
incomplete
● As long as the RsearcherID is not fully introduced
this will be impossible in WoS
 Correcting for Self citations in Scopus is possible
 Belgian research has shown that it has not a
tremendous influence
Glänzel, W., K. Debackere, B. Thijs & A. Schubert (2006). A concise review on the
role of author self-citations in information science, bibliometrics and science policy.
Scientometrics, 67(2): 263-277 http://dx.doi.org/10.1007/s11192-006-0098-9
Some observations on commercial
analytical tools
Web of Science
 Citation data (you can include citations from other
databases on Wok)
 API to download citation data
 Baselines from ESI
 InCites more advanced, but where do you manage the
information?
 Author disambiguation is a major problem
Scopus
 Citation data obtainable through an API
 Benchmarking with SciVal Strata, no API yet
 Not yet fully developed, major changes coming up.
CWTS monitor
 So far the most elegant and comprehensive citation
analysis tool (still in beta) to be launched soon.
 Citation database agnostic!
Google Scholar
 Very popular by social scientists and arts & humanities
 Have you ever retrieved more than 1000 results from
any Google product?
 Google Scholar can't count
 Harzing's Publish or Perish software does a decent job.
Altmetrics
 Quickly developing
● ScienceCard
● Total-Impact
● Readermeter
● Microsoft
Academic Search
● etc.
 We look into inclusion
on top of the WaY for
article level metrics
Wouters, P. & R. Costas (2012). Users, narcissism and control.
Utrecht, NL: SURFfoundation. http://www.surffoundation.nl/
en/publicaties/Pages/Users_narcissism_control.aspx.
CRIS and Bibliometric analysis tools
 If you maintain a CRIS, why should you maintain your
researchers and organisation structure in a bibliometrics
analysis tool as well?
 Do commercial packages have ways to publicize the
results for scrutiny by the researchers?
Lessons learned
Matching Wageningen Yield and WoS
WoS: 9577 articles
WaY: 10933 articles
Missing in Way:
807 articles
Missing in WoS:
1159 articles
1161 peer reviewed
articles not in ISI journals
It is a lot of hard work to keep track of all publications. The library
can a should do a better job than commercial service providers
Journal selection and impact @WUR
Why in the library?
 Library is the functional manager of Metis / WaY because
of wide experience with bibliographic metadata
 Library manages contracts with publisher(s) of external
databases that are being used
 Library has experience in developing and maintaining
large databases
 Library has ample experience in searching complicated
databases such as Web of Science
Advantage of using Metis / WaY
 Improvements in publication lists, etc. recorded
 Knowledge of, and experience with bibliometric analyses
is better institutionalized
 More visibility through Open Access management
 Clarity / transparency for researchers
 Analysis of a single unit within the institute offers
advantages for the organization as a whole
 Better understanding of our own researchers
● We know where they publish
● We know what they cite
● We know something about their impact
Raising library awareness
 Improvement of the (metadata) quality in the repository
 Quality has lead to compulsory registration for research
assessments
 Presentations for research groups during the preparation
for peer reviews
 Presentations based on detailed studies of single groups
 Library gives advice on elements for publication
strategies for groups and individuals
● there is a huge demand for these workshops
Closing the circle
My advise
 Start small, gain experience
 Show you can pull it off
 Be transparent!
 How much is your university spending research
evaluations?
 Invest those resources in your own systems
Thank you
http://viaf.org/viaf/285392263/
http://orcid.org/0000-0001-7274-0698
http://wu.academia.edu/WouterGerritsma
http://www.researcherid.com/rid/A-4161-2008
http://www.mendeley.com/profiles/wouter-gerritsma
http://www.researchgate.net/profile/Wouter_Gerritsma
http://scholar.google.com/citations?user=3iDBE-MAAAAJ
http://academic.research.microsoft.com/Author/34373815
http://www.narcis.nl/person/info:eu-repo/dai/nl/33714253X

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Bibliometrics in the library Wageningen UR Library experience

  • 1. Bibliometrics in the library Wageningen UR library experience at Milton Keynes, March 5th 2013 Wouter Gerritsma
  • 2. Contents  Research Evaluation in the Netherlands  CRIS & Repository @Wageningen  Bibliometrics module  Research questions  Developments in the marketplace  Lessons learned  Some advice
  • 3. Research assessment in the Netherlands  Supervised by VSNU/QANU ● 6 year cycle for external peer reviews ● After 3 year midterm review ● Unit of analysis (in Wageningen): Graduate schools  Citation analyses are not stipulated in the current Standard Evaluation Protocol (SEP). ● This has become mandatory at Wageningen UR, als at the social sciences department and for the research institutes
  • 4. SEP criteria  quality (including international academic reputation and PhD training)  productivity (the relationship between input and output)  societal relevance (including valorisation)  vitality and feasibility (the ability to react adequately to important changes in the environment).
  • 5. Metis, our CRIS  Metis is a Current Research Information System (CRIS)  Data entry at chair group level  Quality control by the library ● Locating full text (uploading to e-depot) ● Maintenance journal lists ● Document type assignation and inclusion of DOI's  Compulsory output registration ● Research assessments only on metis registered publications  Information on all labour relations of faculty and staff  Information on all projects
  • 6. Repository or Institutional Bibliography?  Wageningen Yield (WaY) is the repository of Wageningen UR ● Synchronized overnight with the updates from Metis ● WaY contains metadata descriptions of all Wageningen UR publication output, >190.000 items ● WaY is our OA repository, >40.000 items ● WaY is our tool for citation analyses, >22.000 publications ● Advanced bibliometrics
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  • 9. How do we compare numbers  Scientist Z. Math has a publication from 2002 with 17 citations  Scientist M. Biology has a publication from 2008 with 32 citations
  • 12. For a single publication  Zee, F.P.v.d., G. Lettinga & J.A. Field (2001) Azo dye decolourisation by anaerobic granular sludge. Chemosphere 44:1169-1176. ● Citations from WoS: 94  Journal: Chemosphere  Categorised by ESI in Environment/Ecology  Baseline data for Environment/Ecology. ● Article from 2001 in Environment/ecology: ● On average: 19.36 citations; ● Top 10%: 44 citations; Top1%: 141 citations  Relative Impact: 94 / 19.36 = 4.9 van Veller, M.G.P et al. (2010). Bibliometric analyses on repository contents for the evaluation of research at Wageningen UR. In: Qualitative and Quantitative Methods in Libraries: Theory and Applications. A. Katsirikou and C. H. Skiadas. p.19-26. http://edepot.wur.nl/7266.
  • 14. The actual publications and their impact are provided
  • 16. Slice and dice any way you want
  • 17. Advanced bibliometric indicators  Follow Moed (1995) as closely as possible; but.....  Web of Science is used for citation data ● We can’t make corrections for self citations  Essential Science Indicators for baseline data (World average, Top 10% and Top 1%) ● Limited number of research fields (22) BUT:  We can determine the representativeness of the citation analysis!
  • 18. Representativeness Publication type #Pubs Refereed articles 324 Non-refereed articles 7 Books 1 Refereed book chapters 36 Non-refereed book chapters 13 PhD Theses 45 Conference papers 137 Total Academic Publications 563
  • 19. Representativeness Publication type #Pubs WoS Repr. Refereed articles 324 288 89% Non-refereed articles 7 Google Scholar 1 Refereed book chapters 36 Non-refereed book chapters 13 PhD Theses 45 Conference papers 137 Total Academic Publications 563
  • 20. Prospective versus Retrospective analyses  CWTS performs normally Prospective analyses ● Current researchers, 10 years back ● Missing some retired bigshots!  You need to keep track of the actual publication record for retrospective analyses. This is difficult for external parties. ● Head-tail problems  No research on differences in outcomes of prospective versus retrospective analyses ● We need research in this area!
  • 21. Self citations  CWTS performs corrections for self citations  Correcting for self citations in Web of Science is incomplete ● As long as the RsearcherID is not fully introduced this will be impossible in WoS  Correcting for Self citations in Scopus is possible  Belgian research has shown that it has not a tremendous influence Glänzel, W., K. Debackere, B. Thijs & A. Schubert (2006). A concise review on the role of author self-citations in information science, bibliometrics and science policy. Scientometrics, 67(2): 263-277 http://dx.doi.org/10.1007/s11192-006-0098-9
  • 22. Some observations on commercial analytical tools
  • 23. Web of Science  Citation data (you can include citations from other databases on Wok)  API to download citation data  Baselines from ESI  InCites more advanced, but where do you manage the information?  Author disambiguation is a major problem
  • 24. Scopus  Citation data obtainable through an API  Benchmarking with SciVal Strata, no API yet  Not yet fully developed, major changes coming up.
  • 25. CWTS monitor  So far the most elegant and comprehensive citation analysis tool (still in beta) to be launched soon.  Citation database agnostic!
  • 26. Google Scholar  Very popular by social scientists and arts & humanities  Have you ever retrieved more than 1000 results from any Google product?  Google Scholar can't count  Harzing's Publish or Perish software does a decent job.
  • 27. Altmetrics  Quickly developing ● ScienceCard ● Total-Impact ● Readermeter ● Microsoft Academic Search ● etc.  We look into inclusion on top of the WaY for article level metrics Wouters, P. & R. Costas (2012). Users, narcissism and control. Utrecht, NL: SURFfoundation. http://www.surffoundation.nl/ en/publicaties/Pages/Users_narcissism_control.aspx.
  • 28. CRIS and Bibliometric analysis tools  If you maintain a CRIS, why should you maintain your researchers and organisation structure in a bibliometrics analysis tool as well?  Do commercial packages have ways to publicize the results for scrutiny by the researchers?
  • 30. Matching Wageningen Yield and WoS WoS: 9577 articles WaY: 10933 articles Missing in Way: 807 articles Missing in WoS: 1159 articles 1161 peer reviewed articles not in ISI journals It is a lot of hard work to keep track of all publications. The library can a should do a better job than commercial service providers
  • 31. Journal selection and impact @WUR
  • 32. Why in the library?  Library is the functional manager of Metis / WaY because of wide experience with bibliographic metadata  Library manages contracts with publisher(s) of external databases that are being used  Library has experience in developing and maintaining large databases  Library has ample experience in searching complicated databases such as Web of Science
  • 33. Advantage of using Metis / WaY  Improvements in publication lists, etc. recorded  Knowledge of, and experience with bibliometric analyses is better institutionalized  More visibility through Open Access management  Clarity / transparency for researchers  Analysis of a single unit within the institute offers advantages for the organization as a whole  Better understanding of our own researchers ● We know where they publish ● We know what they cite ● We know something about their impact
  • 34. Raising library awareness  Improvement of the (metadata) quality in the repository  Quality has lead to compulsory registration for research assessments  Presentations for research groups during the preparation for peer reviews  Presentations based on detailed studies of single groups  Library gives advice on elements for publication strategies for groups and individuals ● there is a huge demand for these workshops
  • 36. My advise  Start small, gain experience  Show you can pull it off  Be transparent!  How much is your university spending research evaluations?  Invest those resources in your own systems