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The   new england journal         of   medicine



                                                                                original article


                                                         Epidemiologic Classification of Human
                                                            Papillomavirus Types Associated
                                                                  with Cervical Cancer
                                                         Nubia Muñoz, M.D., F. Xavier Bosch, M.D., Silvia de Sanjosé, M.D.,
                                                      Rolando Herrero, M.D., Xavier Castellsagué, M.D., Keerti V. Shah, Ph.D.,
                                                     Peter J.F. Snijders, Ph.D., and Chris J.L.M. Meijer, M.D., for the International
                                                      Agency for Research on Cancer Multicenter Cervical Cancer Study Group*


                                                                                          abstract

                                                  background
From the International Agency for Research        Infection with human papilloma virus (HPV) is the main cause of cervical cancer, but
on Cancer, Lyons, France (N.M.); the Epide-       the risk associated with the various HPV types has not been adequately assessed.
miology and Cancer Registration Unit, In-
stitut Català d’Oncologia, L’Hospitalet de
Llobregat, Barcelona, Spain (F.X.B., S.S.,        methods
X.C.); Costa Rican Foundation for Health          We pooled data from 11 case–control studies from nine countries involving 1918 wom-
Sciences, San José, Costa Rica (R.H.); the
Department of Molecular Microbiology and          en with histologically confirmed squamous-cell cervical cancer and 1928 control wom-
Immunology, Johns Hopkins School of               en. A common protocol and questionnaire were used. Information on risk factors was
Public Health, Baltimore (K.V.S.); and the        obtained by personal interviews, and cervical cells were collected for detection of HPV
Department of Pathology, Vrije Univer-
siteit Medical Center, Amsterdam (P.J.F.S.,       DNA and typing in a central laboratory by polymerase-chain-reaction–based assays
C.J.L.M.M.). Address reprint requests to          (with MY09/MY11 and GP5+/6+ primers).
Dr. Muñoz at the Servei d’Epidemiologia
i Registre del Càncer, Institut Català d’On-
cologia, Hospital Duran i Reynals, Av. Gran       results
Via, s/n km. 2,7, 08907 L’Hospitalet de           HPV DNA was detected in 1739 of the 1918 patients with cervical cancer (90.7 percent)
Llobregat, Barcelona, Spain, or at cris@          and in 259 of the 1928 control women (13.4 percent). With the GP5+/6+ primer, HPV
ico.scs.es.
                                                  DNA was detected in 96.6 percent of the patients and 15.6 percent of the controls. The
*Members of the study group are listed in         most common HPV types in patients, in descending order of frequency, were types 16,
 the Appendix.                                    18, 45, 31, 33, 52, 58, and 35. Among control women, types 16, 18, 45, 31, 6, 58, 35, and
N Engl J Med 2003;348:518-27.                     33 were the most common. For studies using the GP5+/6+ primer, the pooled odds ra-
Copyright © 2003 Massachusetts Medical Society.   tio for cervical cancer associated with the presence of any HPV was 158.2 (95 percent
                                                  confidence interval, 113.4 to 220.6). The odds ratios were over 45 for the most com-
                                                  mon and least common HPV types. Fifteen HPV types were classified as high-risk types
                                                  (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 68, 73, and 82); 3 were classified as prob-
                                                  able high-risk types (26, 53, and 66); and 12 were classified as low-risk types (6, 11, 40,
                                                  42, 43, 44, 54, 61, 70, 72, 81, and CP6108). There was good agreement between our ep-
                                                  idemiologic classification and the classification based on phylogenetic grouping.

                                                  conclusions
                                                  In addition to HPV types 16 and 18, types 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 68, 73,
                                                  and 82 should be considered carcinogenic, or high-risk, types, and types 26, 53, and 66
                                                  should be considered probably carcinogenic.




518                                                                  n engl j med 348;6   www.nejm.org   february 6, 2003
epidemiologic classification of hpv types associated with cervical cancer


                                                          situ cervical cancer. The subjects were drawn from

c        ervical cancer is the second most
         common cancer in women worldwide, and
         it is the principal cancer of women in most
developing countries, where 80 percent of cases
occur.1 Molecular epidemiologic evidence clearly
                                                          high-risk populations in Africa (Morocco14 and
                                                          Mali15) and South America (Colombia,2,16 Brazil,17
                                                          Paraguay,18 and Peru19); intermediate-risk popula-
                                                          tions in Asia (Thailand20 and the Philippines21);
indicates that certain types of human papilloma-          and low-risk populations in Spain.2,16 The meth-
virus (HPV) are the principal cause of invasive cer-      ods of selection of patients and controls are de-
vical cancer2-4 and cervical intraepithelial neopla-      scribed in the original study reports. Briefly, the
sia.5,6 More than 80 HPV types have been identified,      patients were women with newly diagnosed, histo-
and about 40 can infect the genital tract.7               logically confirmed invasive or in situ squamous-
    Genital HPV types have been subdivided into           cell cervical cancer who had not received treatment.
low-risk types, which are found mainly in genital         The control groups were population-based in the
warts, and high-risk types, which are frequently as-      studies of invasive cervical cancer in Spain and Co-
sociated with invasive cervical cancer. There is, how-    lombia and hospital-based or clinic-based in the
ever, no consensus concerning the categorization          other studies. They were frequency-matched to pa-
of many HPV types with low prevalence according           tients according to age (in five-year intervals) in all
to risk. Moreover, the number of putative high-risk       studies. The original histologic slides from which
types varies from 13 to 19, and only 11 HPV types         the diagnosis was made were reviewed by expert
(16, 18, 31, 33, 35, 39, 45, 51, 52, 56, and 58) are      pathologists. All protocols were approved by the
consistently classified as entailing high risk.8-11 For   IARC and local ethics committees. Oral consent
these reasons, clear-cut criteria for classifying HPV     was obtained from the subjects in the Spanish and
types into low-risk and high-risk groups are need-        Colombian studies (which were initiated in 1985),
ed. These criteria should be based on molecular ep-       consistent with the standard at the time. In the re-
idemiologic studies that provide risk estimates and       maining studies, which were initiated later, written
on functional evidence of the oncogenic potential         informed consent was obtained.
of the various HPV types. A classification of HPV
types based on their phylogenetic relationship has        collection of data and specimens
been proposed,12 but it has not been tested epide-        The women were interviewed at the hospital by
miologically.                                             trained interviewers using a standardized ques-
    In 1995, the International Agency for Research        tionnaire to elicit information on risk factors for
on Cancer (IARC) concluded that four case–control         cervical cancer. After the interview, all women un-
studies yielded sufficient evidence to classify HPV       derwent a pelvic examination performed by a gy-
types 16 and 18 as human carcinogens, but the evi-        necologist or nurse, and two cervical scrapings were
dence was limited or inadequate for other types.13        collected for cytologic study and detection of HPV
Since then, we have completed seven additional            DNA. A tumor-biopsy specimen was taken from
case–control studies in other populations, using          most patients and kept frozen.
similar protocols and HPV DNA–detection assays.
We report here the pooled data from the 11 studies.       detection, typing, and phylogenetic
These results form the basis for an epidemiologic         grouping of hpv dna
classification of HPV types associated with cervical      Detection of HPV DNA in cervical scrapings (exfo-
cancer, which can be compared with the phyloge-           liated cells) and biopsy specimens was performed
netic classification. This information is essential       blindly in central laboratories with use of polymer-
for planning prevention by HPV vaccines and for           ase-chain-reaction (PCR)–based assays. Detailed
screening programs based on HPV testing.                  protocols for these assays have been described. The
                                                          relatively insensitive version of PCR primers for the
                    methods                               L1 gene, MY09/MY11, was used in the Colombian
                                                          and Spanish studies.22 The GP5+/6+ general pri-
study design                                              mer system was used in the remaining studies.23
From 1985 to 1997, we conducted 11 studies in             To detect the specific HPV types, oligohybridiza-
nine countries with a broad range of rates of inci-       tion methods were used for HPV types 16, 18, 31,
dence of cervical cancer. Nine studies dealt only with    33, 35, 39, 45, 51, 52, 54, and 56. A second round
invasive cervical cancer, and two also dealt with in      was performed for HPV types 6, 11, 26, 34, 40, 42,


                             n engl j med 348;6   www.nejm.org    february 6, 2003                                  519
The   new england journal             of   medicine



 Table 1. Human Papillomavirus (HPV) Types in 1739 Patients with Squamous-Cell Cervical Cancer and in 259 Control Women Infected
 with Single or Multiple Types.

                 Infections with One HPV Type                                              Infections with Multiple HPV Types

 HPV Type              Patients                   Controls                HPV Types                     Patients                  Controls
                             % of all                  % of all                                              % of all                  % of all
                no.     infected patients   no.   infected controls                               no.   infected patients   no.   infected controls
      16       950           54.6           63          24.3               16 and 18              36          2.1           3           1.2
      18       192           11.0           19           7.3               16 and 33              9           0.5           0           0.0
      45        77            4.4           9            3.5               16 and 31              6           0.3           1           0.4
      31        59            3.4           11           4.2               16 and 45              3           0.2           0           0.0
      52        38            2.2           4            1.5               16 and 51              3           0.2           0           0.0
      33        35            2.0           4            1.5               16 and 56              2           0.1           0           0.0
      58        34            2.0           6            2.3               16 and 58              2           0.1           0           0.0
      35        24            1.4           7            2.7               16 and 66              2           0.1           0           0.0
      59        20            1.2            1           0.4               16 and 6               2           0.1           0           0.0
      51        13            0.7           4            1.5               16 and 73              2           0.1           0           0.0
      56        11            0.6           5            1.9          16 and other types          5           0.3           2           0.8
      39         9            0.5           0            0.0
      73         6            0.3            1           0.4               18 and 45              9           0.5           1           0.4
      82         5            0.3           0            0.0               18 and 33              4           0.2           0           0.0
      26         3            0.2           0            0.0               18 and 52              3           0.2           1           0.4
      66         3            0.2           0            0.0               18 and 26              2           0.1           0           0.0
      68         2            0.1            1           0.4               18 and 58              2           0.1           0           0.0
      HR*        2            0.1           0            0.0          18 and other types          2           0.1           1           0.4
      53         1            0.1           0            0.0
       6         1            0.1           6            2.3               31 and 33              3           0.2           0           0.0
      81         1            0.1           6            2.3               31 and 52              2           0.1           0           0.0
      11         1            0.1           2            0.8          31 and other types          2           0.1           4           1.5
      43         0            0.0           3            1.2
      40         0            0.0           2            0.8               33 and 35              3           0.2           1           0.4
      42         0            0.0            1           0.4               33 and 58              3           0.2           0           0.0
      44         0            0.0            1           0.4          33 and other types          2           0.1           1           0.4




                     43, 44, 53, 58, 59, and 68. A third round was per-             For specimens from patients found to be neg-
                     formed for HPV types 57, 61, 66, 70, 72, 73, 81             ative for b-globin and HPV DNA or positive for
                     (CP8304), 82 (W13B/MM4 subtype and IS39 sub-                HPV X, DNA was extracted from the cell pellets and
                     type), 83, and CP6108. Specimens that were posi-            retested as described above. For detection of HPV
                     tive on assays with the GP5+/6+ system but that did         in biopsy specimens, the sandwich method was
                     not hybridize with any of these 33 probes were cod-         used to check the histologic evidence of cancer,
                     ed as HPV type X. Amplification of a fragment of            and an additional HPV-type–specific PCR was per-
                     the b-globin gene was used to assess the quality of         formed, with use of an E7 primer, for 14 HPV types
                     the target DNA.                                             (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 66, and


520                                                  n engl j med 348;6   www.nejm.org       february 6 , 2003
epidemiologic classification of hpv types associated with cervical cancer



  Table 1. (Continued.)

                       Infections with One HPV Type                                               Infections with Multiple HPV Types

      HPV Type                   Patients                  Controls                 HPV Types                  Patients                 Controls
                                      % of all                % of all                                            % of all                 % of all
                          no.    infected patients   no. infected controls                               no. infected patients    no. infected controls
          54                0          0.0             3        1.2
          61                0          0.0             1        0.4                  45 and 43             2        0.1            1         0.4
          70                0          0.0             4        1.5              45 and other types        5        0.3           5          1.9
          72                0          0.0             4        1.5
       CP6108               0          0.0             1        0.4                   6 and 11             1        0.1           4          1.5
         X†                111         6.4            54       20.8
                                                                                   Other double          10         0.6           4          1.5
                                                                                    infections
                                                                                  Triple infections      11         0.6            5         1.9
                                                                                Quadruple infections       3        0.2            1         0.4
                                                                                Quintuple infections       0        0.0            1         0.4
  Total no. of women      1598        91.9           223       86.1              Total no. of women     141         8.1           36        13.9
      with single                                                                   with multiple
      infections                                                                      infections


* HR denotes that testing was performed for high-risk types, but that there was not sufficient material for further typing.
† HPV type X denotes specimens that were positive with the GP5+/6+ system but that did not hybridize with any of the 33 probes.



68) that were formerly designated as oncogenic                        in this study. Accordingly, among the 33 HPV types
types.4 These procedures were also used for ream-                     that were specifically tested, types 16, 31, 33, 35, 52,
plification of all control specimens classified as                    and 58 (all belonging to group A9); 18, 39, 45, 59,
HPV X and a randomly selected subgroup of 32                          68, and 70 (group A7); 26, 51, and 82 (group A5);
specimens found to be positive for b-globin and                       and 53, 56, and 66 (group A6) were phylogenetically
negative for HPV DNA. After reamplification, 32                       classified as high-risk HPV types. In contrast, types
specimens from patients that were originally nega-                    6, 11, and 44 (group A10); 34 and 73 (group A11); 40
tive for HPV DNA were reclassified as positive for                    and 43 (group A8); 42 (group A1); 61, 72, 81, 83, 84,
HPV DNA, but none of the specimens from control                       and CP6108 (group A3); and 57 (group A4) were
women were found to be positive for HPV DNA.                          classified as low-risk HPV types.
    For patients, the combined prevalence of HPV
DNA in exfoliated cells and in biopsy specimens is                    statistical analysis
reported, whereas for control subjects, the preva-                    To assess the risk of cervical cancer associated with
lence of HPV DNA was determined only in exfoliat-                     HPV types, odds ratios and 95 percent confidence
ed cells. Comparisons between patients and con-                       intervals were estimated by unconditional logistic
trols in which only the results from exfoliated cells                 regression.25 Odds ratios were adjusted for age as a
were used produced virtually identical results.                       categorical covariate (under 40, 40 to 49, 50 to 59,
    For phylogenetic grouping of HPV types into                       and over 59 years). Because of the small number of
low-risk or high-risk groups, we used the phyloge-                    subjects from Mali, two categories were used (≤45
netic tree of 106 papillomavirus types based on an                    and >45 years). Odds ratios for individual HPV types
informative region within the L1 gene.24 The 12                       were estimated by categorizing, as a single variable,
HPV types that had been classified phylogenetically                   each type or category of types. Subjects with HPV
as high risk on the basis of sequence alignment,12                    DNA–negative results were used as the reference
together with the types that are related to those 12                  category.
types, were classified as phylogenetically high risk                     We defined as high-risk HPV types those associ-


                                    n engl j med 348;6     www.nejm.org        february 6, 2003                                                     521
The   new england journal          of   medicine


      ated, as single infections, with an odds ratio for cer-   trols (20.8 percent) than in patients (6.4 percent)
      vical cancer of at least 5.0 and a lower 95 percent       (Table 1). HPV types 34, 57, and 83 were not found
      confidence limit of at least 3.0, as well as those that   in any specimens from patients or controls.
      were detected in some of the patients but in none of          HPV type 16 was the most common type in all
      the controls. We defined as low-risk HPV types those      countries, with an overall prevalence of 58.9 per-
      with an odds ratio for cervical cancer of at least 1.0    cent, ranging from 43.9 percent in the Philippines
      and a lower 95 percent confidence limit of less than      to 72.4 percent in Morocco. HPV type 18 was the
      3.0, as well as those that were detected in some of       second most common type, with an overall preva-
      the controls but in none of the patients. To test for a   lence of 15.0 percent (lowest in Spain [3.7 percent]
      trend according to age in the prevalence of a specif-     and Colombia [4.4 percent] and highest in the Phil-
      ic HPV type among patients, the Mantel–Haenszel           ippines [27.9 percent]). The third most common
      linear trend test was used. The Mantel–Haenszel           type, HPV type 45 (5.9 percent), had a very low prev-
      test was used to test for homogeneity. All P values       alence in Spain and Colombia (0.8 percent and 0.6
      are two-sided.                                            percent, respectively), and its highest prevalence
                                                                was in the Philippines (15.7 percent). HPV types 31
                          results                               and 35 were more common in Latin America than
                                                                in the other study areas. The prevalence of HPV type
      study subjects                                            52 was highest in Peru (8.6 percent). Some of the
      A total of 2506 women with cervical cancer and            differences in type-specific prevalence observed be-
      2491 control women were interviewed. Of the pa-           tween Spain and Colombia and the other countries
      tients, 2365 (94.4 percent) had squamous-cell car-        could be related, at least in part, to differences in
      cinoma and 141 (5.6 percent) had adenocarcinoma           the sensitivities of the PCR assays used.
      or adenosquamous carcinoma. A total of 1990 of                To explore the possibility of trends in the preva-
      the 2365 women with squamous-cell carcinoma               lence of HPV over time, the patients and controls
      (84.1 percent) and 2126 of the 2491 control wom-          were stratified into three groups according to age
      en (85.3 percent) provided cervical specimens for         (Table 2). No statistically significant differences ac-
      HPV DNA testing.                                          cording to age in the distribution of HPV types (as
         Seventy-two of the 1990 specimens from patients        single or multiple infections) were observed among
      (3.6 percent) and 198 of the 2126 control specimens       the control women. Among the patients, the preva-
      (9.3 percent) tested for HPV DNA were negative for        lence of HPV type 16 decreased significantly with
      both b-globin and HPV and were excluded from the          age. Increases in prevalence with age were observed
      analysis, leaving 1918 patients and 1928 controls         for types 39, 52, and 58.
      with specimens adequately tested for HPV DNA.
                                                                risk associated with hpv
      specific prevalence of hpv types                          The prevalence of HPV DNA among patients and
      A total of 1739 patients (90.7 percent) were posi-        controls and the corresponding odds ratios, adjust-
      tive for HPV DNA. Of these, 91.9 percent were in-         ed for age, are presented in Table 3 according to
      fected with a single HPV type, and 8.1 percent were       country. In the studies in which the GP5+/6+ system
      infected with multiple types. Among control wom-          was used, the pooled odds ratio for cervical cancer
      en, 259 (13.4 percent) were positive for HPV DNA;         associated with the presence of any HPV type was
      of these, 86.1 percent were infected by a single HPV      158.2. When the MY09/MY11 primers were used,
      type, and 13.9 percent were infected by multiple          the pooled odds ratios were 63.4 and 19.1 in Spain
      types (Table 1). In the studies in which the GP5+/6+      and Colombia, respectively. The overall estimates
      primers were used, the prevalence of HPV DNA was          of the odds ratio did not vary significantly according
      96.6 percent in patients and 15.6 percent in controls.    to age group. Adjustment for age slightly increased
      HPV types 16, 18, 45, 31, 33, 52, 58, and 35 (in de-      the odds ratios.
      scending order of frequency) were the eight most              The adjusted odds ratios for the various HPV
      common types in patients, including infections with       types are shown in Table 4. Data on patients and
      both single and multiple HPV types. HPV types 16,         controls in Spain and Colombia have been exclud-
      18, 45, 31, 6, 58, 35, and 33 were the eight most com-    ed, because they were tested with a less sensitive
      mon types in controls. The proportion of uncharac-        PCR assay. For HPV types 16, 18, 31, 33, 35, 45,
      terized HPV types (HPV type X) was higher in con-         51, 52, 56, 58, 59, 68, and 73, the odds ratios were


522                                n engl j med 348;6   www.nejm.org    february 6 , 2003
epidemiologic classification of hpv types associated with cervical cancer



  Table 2. Prevalence of Human Papillomavirus (HPV) Types in Patients with Squamous-Cell Cervical Cancer and Control Women Infected
  with Single or Multiple Types, According to Age.

  HPV Type                                            Patients                                                          Controls

                                ≤34 yr                35–49 yr              ≥50 yr                ≤34 yr                35–49 yr               ≥50 yr
                                % of infected         % of infected         % of infected         % of infected          % of infected         % of infected
                          no.     patients      no.     patients      no.     patients      no.     controls      no.      controls      no.     controls
      16*                 175       64.1        417       60.0        433       56.2        12       28.6         29        24.8         29       29.0
      18                  33        12.1        113       16.3        114       14.8         0        0.0          14       12.0         12       12.0
      45                   14        5.1        54         7.8         34        4.4         4        9.5          6         5.1          8        8.0
      31                   11        4.0        33         4.7         29        3.8         5       11.9          5         4.3          7        7.0
     52†                    1        0.4         11        1.6         34        4.4         0        0.0          3         2.6          3        3.0
      33                    8        2.9        27         3.9         29        3.8         3        7.1          2         1.7          4        4.0
      58*                   3        1.1         15        2.2         26        3.4         2        4.8          3         2.6          6        6.0
      35                    6        2.2          7        1.0         21        2.7         2        4.8          4         3.4          4        4.0
      59                    1        0.4         10        1.4         12        1.6         0        0.0          0         0.0          2        2.0
      51                    1        0.4         10        1.4          9        1.2         1        2.4          4         3.4          1        1.0
      56                    0        0.0          6        0.9         10        1.3         2        4.8          2         1.7          3        3.0
      39*                   0        0.0          5        0.7         11        1.4         0        0.0          0         0.0          1        1.0
      73                    0        0.0          4        0.6          6        0.8         1        2.4           1        0.9          0        0.0
      82                    1        0.4          0        0.0          5        0.6         1        2.4           1        0.9          0        0.0
      26                    1        0.4          0        0.0          4        0.5         0        0.0          0         0.0          0        0.0
      66                    1        0.4          3        0.4          5        0.6         0        0.0          0         0.0          0        0.0
      68                    0        0.0          2        0.3          1        0.1         1        2.4          0         0.0          2        2.0
      53                    1        0.4          1        0.1          1        0.1         0        0.0          0         0.0          0        0.0
       6                    2        0.7          4        0.6          3        0.4         4        9.5          4         3.4          5        5.0
      81                    0        0.0          0        0.0          2        0.3         1        2.4          2         1.7          5        5.0
      70                    0        0.0          0        0.0          2        0.3         0        0.0          5         4.3          2        2.0
   Others                   2        0.7          7        1.0          5        0.6         7       16.7          13       11.1         13       13.0
     X*‡                  30        11.0        35         5.0         46        6.0         7       16.7         32        27.4         15       15.0
  Total no. of infected   273     100.0         695     100.0         771     100.0         42      100.0         117      100.0         100     100.0
      women
  Total no. of infections 291        —          764        —          842        —          53         —          130         —          122        —


* P for trend among patients ≤0.05.
† P for trend among patients ≤0.001.
‡ HPV type X denotes specimens that were positive with the GP5+/6+ system but that did not hybridize with any of the 33 probes.




over 45 and the lower confidence limits were all                      types 26, 53, and 66 were detected in only one to
higher than 4.0. They were therefore classified as                    three patients, these types were classified as prob-
high-risk types.                                                      able high-risk types (Table 1).
   HPV types 39 and 82 were also classified as high-                     HPV types 40, 42, 43, 44, 54, 61, 70, 72, and
risk types, because they were detected in some pa-                    CP6108 were not detected in patients and were
tients but in none of the 1928 controls. Because                      considered low-risk types. Types 6, 11, and 81 were


                                   n engl j med 348;6       www.nejm.org        february 6, 2003                                                         523
The   new england journal            of   medicine


                                                                                        as high parity, long-term use of oral contraceptives,
  Table 3. Risk of Squamous-Cell Cervical Cancer Associated with the Presence           smoking, and age at first sexual intercourse (data
  of Human Papillomavirus (HPV) DNA.*
                                                                                        not shown).
  Country             Patients             Controls              Odds Ratio (95% CI)†

                           % HPV-               % HPV-                                                    discussion
                   no.     positive      no.    positive
                                                                                        Our pooled analysis of 11 case–control studies pro-
  Brazil            169      97.0        196      17.3            177.0 (65.5–478.3)
                                                                                        vides robust estimates of the risk of squamous-cell
  Mali               65      96.9         12      33.3            109.2 (10.6–1119.0)   carcinoma of the cervix linked to 30 HPV types. Our
  Morocco           175      97.1        176      21.6            113.7 (42.3–305.3)    best estimate of the pooled odds ratio for squa-
  Paraguay          106      98.1         91      19.8            208.1 (46.4–932.8)
                                                                                        mous-cell cervical carcinoma associated with HPV
                                                                                        DNA positivity is 158.2 (Table 3). The association
  Philippines       331      96.4        381       9.2            276.8 (139.7–548.3)
                                                                                        with the less common types is of a strength similar
  Thailand          339      96.5        261      15.7            163.5 (82.0–325.9)    to the association found with HPV types 16 and 18.
  Peru              171      95.3        175      17.7            115.9 (48.6–276.4)        Retesting of all patients who were negative for
  Total‡           1356      96.6      1292       15.6            158.2 (113.4–220.6)
                                                                                        HPV DNA, but of only a small proportion of con-
                                                                                        trols who were negative for HPV DNA, as well as the
  Spain             316      77.8        329       5.2             63.4 (36.4–110.6)
     Invasive       159      82.4        136       5.9             75.7 (32.9–174.2)
                                                                                        use of biopsy specimens from some of the patients,
     In situ        157      73.2        193       4.7             58.9 (27.4–126.7)    could have led to overestimation of the true odds
  Colombia          246      74.4        307      13.4             19.1 (12.3–29.6)
                                                                                        ratios associated with HPV infection. However, we
     Invasive       111      78.4        126      17.5             17.7 (9.1–34.3)      believe that any potential bias is likely to be small
     In situ        135      71.1        181      10.5             21.1 (11.5–38.8)     and would not substantially modify our results. In
                                                                                        our validation studies in Peru, 19 of the 29 patients
* Testing was performed with the GP5+/6+ primers, except in Spain and Colombia,         originally classified as negative for HPV DNA were
  where the MY09/MY11 primers were used. For all countries except Spain and Co-
  lombia, only invasive cancer was studied.                                             reclassified as positive after retesting with E7 pri-
† The odds ratios have been adjusted for age. CI denotes confidence interval.           mers, whereas none of the controls were reclassi-
‡ The odds ratio has been adjusted for age and center.                                  fied as positive.19 Similarly, in another study carried
                                                                                        out in Thailand, the Philippines, and Spain, the prev-
                                                                                        alence of HPV DNA in exfoliated cells was very close
                     each detected in only 1 of the 1598 patients positive              to that in cervical-biopsy specimens from women
                     for single HPV types, and were therefore also clas-                without cervical cancer who were undergoing hys-
                     sified as low-risk types (Table 1). Although the odds              terectomy.26
                     ratios for types 6 and 11 were 4.3 and 11.2, respec-                   Our epidemiologic classification, based on
                     tively, the lower limits of their confidence intervals             HPV-type–specific odds ratios and HPV prevalence
                     were 0.5 and 1.0, respectively, further supporting                 among patients and controls, identified 15 HPV
                     their classification in the low-risk group.                        types as high-risk types (16, 18, 31, 33, 35, 39, 45,
                         The odds ratio for infection with multiple HPV                 51, 52, 56, 58, 59, 68, 73, and 82). Three types (26,
                     types was not significantly different from that for                53, and 66) should be considered probable high-
                     infection with a single type (odds ratio for cervical              risk types, since they were detected in only one to
                     cancer associated with multiple as compared with                   three patients and in none of the controls. Twelve
                     single infection, 0.7; 95 percent confidence inter-                types (6, 11, 40, 42, 43, 44, 54, 61, 70, 72, 81, and
                     val, 0.4 to 1.0).                                                  CP6108) were categorized as low-risk types, and
                         When our epidemiologic classification was com-                 three types (34, 57, and 83) were detected in none
                     pared with the phylogenetic grouping (Table 5), a                  of the samples and were therefore considered to be
                     discrepancy was observed only for two types: HPV                   associated with undetermined risk. According to
                     type 70, which was classified as a high-risk type phy-             the results of our study, five types that others have
                     logenetically but as a low-risk type by our epidemi-               classified as low-risk types10,27 or as types associ-
                     ologic study; and HPV type 73, which was classified                ated with undetermined risk (26, 53, 66, 73, and 82)
                     as a low-risk type phylogenetically but a high-risk                should now be added to the list of high-risk or prob-
                     type epidemiologically.                                            able high-risk types. The commercially available Hy-
                         No significant interactions were detected be-                  brid Capture II (Digene) high-risk HPV test includes
                     tween HPV type and other known risk factors, such                  all of the types we have classified as high-risk types


524                                                   n engl j med 348;6         www.nejm.org   february 6 , 2003
epidemiologic classification of hpv types associated with cervical cancer



 Table 4. Risk of Squamous-Cell Cervical Cancer According to Human Papillomavirus (HPV) Type.*

 HPV Type                                               Patients                     Controls           Odds Ratio (95% CI)†

                                                  no.              %           no.              %
 Negative for HPV                                 46               3.4      1091            84.4           1.0
 16                                              685           50.5           42                3.3      434.5 (278.2–678.7)
 18                                              177           13.1           17                1.3      248.1 (138.1–445.8)
 45                                               74               5.5          9               0.7      197.6 (91.7–425.7)
 31                                               36               2.7          8               0.6      123.6 (53.5–286.0)
 52                                               37               2.7          4               0.3      200.0 (67.8–590.1)
 33                                               14               1.0          1               0.1      373.5 (46.7–2985.8)
 58                                               31               2.3          6               0.5      114.8 (45.1–292.6)
 35                                               15               1.1          6               0.5       73.8 (26.4–206.5)
 59                                               17               1.3          1               0.1      419.2 (54.2–3242.4)

 51                                               13               1.0          4               0.3       66.5 (20.0–221.0)
 56                                                9               0.7          5               0.4       45.1 (14.0–145.3)

 39                                                8               0.6          0               0.0               —
 73                                                5               0.4          1               0.1      106.4 (11.4–991.8)

 68                                                2               0.2          1               0.1       53.7 (4.4–650.1)
   6                                               1               0.1          6               0.5        4.3 (0.5–38.4)

 11                                                1               0.1          2               0.2       11.2 (1.0–128.0)
 81                                                0               0.0          6               0.5               —

 X‡                                               47               3.5        34                2.6       32.9 (19.1–56.6)
 Other single HR§                                 10               0.7          0               0.0               —

 Other single LR¶                                  0               0.1        19                1.5               —
 16 and other LR                                   5               0.4          1               0.1      130.8 (14.7–1161.7)

 16 and other HR                                  23               1.7          1               0.1      617.4 (80.8–4716.4)
 16 and 18                                        36               2.7          3               0.2      327.2 (95.7–1119.1)

 18 and other HR                                  21               1.5          3               0.2      187.0 (52.8–662.3)
 Other double infections                          29               2.1        15                1.2       52.3 (25.6–106.7)

 Triple infections                                10               0.7          4               0.3       65.4 (19.3–221.7)
 Quadruple or quintuple infections                 3               0.2          2               0.2       32.5 (5.1–206.8)

 Total women                                    1356          100.0         1292           100.0
 Multiple infections                             127               9.4        29                2.2      114.9 (68.8–191.7)

 Single infections                              1183           87.2          172            13.3         172.6 (122.2–243.7)


* CI denotes confidence interval, HR high-risk types, and LR low-risk types. Women from Spain and Colombia have been excluded
  from this analysis.
† The odds ratios were adjusted for age and center.
‡ HPV type X denotes specimens that were positive with the GP5+/6+ system but that did not hybridize with any of the 33 probes.
§ This category includes HPV types 26, 66, 82, and HR.
¶ This category includes HPV types 54, 43, 40, 42, 44, 61, 70, 72, and CP6108.




                                  n engl j med 348;6       www.nejm.org     february 6, 2003                                      525
The   new england journal                  of   medicine


                                                                                DNA.10 In our study, the use of the PCR assay with
        Table 5. Phylogenetic and Epidemiologic Classification                  the GP5+/6+ primer system may have led to an un-
        of HPV Types.
                                                                                derestimation of the prevalence of multiple infec-
        Phylogenetic                                                            tions. As in previous studies, infection by multiple
        Classification            Epidemiologic Classification                  HPV types in our study was not associated with a
                                 High risk                 Low risk
                                                                                greater risk of cervical cancer than infection by a
                                                                                single HPV type.27,31
        High risk          16, 18, 31, 33, 35, 39,            70
                           45, 51, 52, 56, 58, 59,
                                                                                    HPV type 16 was the only type whose incidence
                           68, 82, 26,* 53,* 66*                                decreased significantly with age. Assessment of
        Low risk                     73              6, 11, 40, 42, 43, 44,
                                                                                the distribution of HPV types in cervical cancer over
                                                        54, 61, 72, 81,         the past four to five decades is needed to determine
                                                            CP6108              whether these age-related differences are due to a
                                                                                cohort effect that could predict changes in the dis-
      * The epidemiologic classification of these types as probable             tribution of HPV types in the years to come, with
        high-risk types is based on zero controls and one to three
        positive cases.                                                         implications for HPV-vaccination efforts.
                                                                                    Types 16, 18, 45, 31, 33, 52, 58, and 35 account-
                                                                                ed for 95 percent of the squamous-cell carcinomas
      except types 26, 53, 66, 73, and 82.10 Our results                        positive for HPV DNA. These findings have impor-
      indicate that this assay would have missed 18 of                          tant implications for the prevention of cervical can-
      1598 infections in patients (1.1 percent) and 1 of                        cer. They imply that an effective vaccine against the
      223 in controls (0.4 percent).                                            five most common HPV types could prevent about
          We confirmed the low-risk status of six types                         90 percent of the cases of cervical cancer worldwide.
      widely regarded as such (types 6, 11, 40, 42, 43, and                     However, regional variation in the distribution of
      44) and added to this list types 54, 61, 70, 72, 81,                      certain HPV types should be taken into account in
      and CP6108, which have been considered as types                           the creation of vaccines tailored to different geo-
      associated with undetermined risk by others. Fur-                         graphic regions.
      ther studies will be required to determine the epi-                           Our results also have important implications
      demiologic classification of HPV types not assessed                       for patient care and screening strategies. The sim-
      in our study, such as types 62 and 67, which are clas-                    ilarity of the odds ratios for individual high-risk
      sified phylogenetically as low-risk and high-risk                         HPV types and their combinations clearly indicates
      types, respectively.                                                      that testing for groups of high-risk HPV types is
          This pooled analysis provided us with the op-                         sufficient and that the composition of screening
      portunity to compare epidemiologic and phyloge-                           “cocktails” for high-risk HPV types could be re-
      netic classifications of HPV types. The concordance                       vised in view of our results and those from other
      of these two classifications is remarkable (Table 5);                     populations.
      discrepancies were found only for types 70 and 73.                            Supported in part by grants from the Spanish Ministerio de Edu-
                                                                                cación, Cultura y Deporte for short-term visiting scientists (SAB2000-
          Little is known about the transforming or onco-                       0261, to Dr. Muñoz), the Fondo de Investigaciones Sanitarias, Spain
      genic properties of the E6 and E7 genes of HPV types                      (FIS 01/1236, FIS 01/1237, and BAE 01/5013), the Programa Inter-
      other than those of the prototype high-risk types (16                     ministerial de Investigación y Desarrollo, Spain (SAF 96/0323), and
                                                                                the Preventiefonds, the Netherlands (28-1502.1).
      and 18) and low-risk types (6 and 11). Types 16 and                           We are indebted to Mireia Díaz and Annie Arslan for statistical
      18, as well as types 31 and 33, but not types 6 and 11,                   analysis and data management; to Cristina Rajo for her secretarial
      can induce immortalization of primary human ke-                           assistance; to René Pol, Jolein Pleijster, and Nathalie Fransen-
                                                                                Daalmeijer for their expert technical assistance; to Victor Moreno
      ratinocytes and rat kidney cells.28-30                                    at the Institut Català d’Oncologia for useful comments on the manu-
          The prevalence of multiple HPV infections var-                        script; and to the gynecologists, pathologists, and supervisors of the
      ies in relation to the method used to detect HPV                          fieldwork in the studies and to the many persons who volunteered to
                                                                                participate in them.

                                                                        ap p e n d i x
      The International Agency for Research on Cancer Multicenter Cervical Cancer Study Group is composed of the following researchers: N.
      Muñoz, S. Franceschi, M. Plummer, and J. Smith (International Agency for Research on Cancer, Lyons, France); F.X. Bosch, V. Moreno, S.
      de Sanjosé, and X. Castellsagué (Institut Català d’Oncologia, Barcelona, Spain); R. Herrero (Foundation for Health Sciences, San José, Cos-
      ta Rica); C.J.L.M. Meijer, J.M.M. Walboomers (deceased), A.J.C. van den Brule, and P.J.F. Snijders (Vrije Universiteit Medical Center, Amster-
      dam); K.V. Shah (Johns Hopkins University, Baltimore); S. Chichareon (Prince of Songkla University, Hat-Yai, Thailand); C. Ngelangel (Uni-
      versity of the Philippines, Manila); N. Chaouki and B. El Gueddari (Institut National d’Oncologie, Rabat, Morocco); J. Eluf Neto (São Paulo



526                                          n engl j med 348;6       www.nejm.org         february 6 , 2003
epidemiologic classification of hpv types associated with cervical cancer


University, São Paulo, Brazil); P.A. Rolón (Laboratorio de Anatomía Patológica y Citología, Asunción, Paraguay); C. Santos and E. Caceres
(Maes Heller Cancer Research Institute, Lima, Peru); S. Bayo (Institut National de Recherche en Santé Publique, Bamako, Mali); I. Izarzuga-
za (Euskadi Cancer Registry, Vitoria Gasteiz, Spain); M. Gili (Cátedra de Medicina Preventiva y Social, Seville, Spain); P. Viladiu (Cancer
Registry of Catalunya, Barcelona, Spain); L.A. Tafur (University of Valle, Cali, Colombia); C. Navarro (Health Council, Murcia, Spain); N. As-
cunce (Breast Cancer Prevention Center, Pamplona, Spain); L.C. González (Delegation of Social Welfare, Salamanca, Spain); M. Santamaria
(Navarra Hospital, Pamplona, Spain); P. Alonso de Ruiz (General Hospital of Mexico, Mexico City); N. Aristizabal (Cali, Colombia); and J.
Deacon (Institute of Cancer Research, Belmont, United Kingdom).

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                                       n engl j med 348;6        www.nejm.org         february 6, 2003                                                527

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Epidemiologic Classification of Human Papillomavirus Types Associated with Cervical Cancer

  • 1. The new england journal of medicine original article Epidemiologic Classification of Human Papillomavirus Types Associated with Cervical Cancer Nubia Muñoz, M.D., F. Xavier Bosch, M.D., Silvia de Sanjosé, M.D., Rolando Herrero, M.D., Xavier Castellsagué, M.D., Keerti V. Shah, Ph.D., Peter J.F. Snijders, Ph.D., and Chris J.L.M. Meijer, M.D., for the International Agency for Research on Cancer Multicenter Cervical Cancer Study Group* abstract background From the International Agency for Research Infection with human papilloma virus (HPV) is the main cause of cervical cancer, but on Cancer, Lyons, France (N.M.); the Epide- the risk associated with the various HPV types has not been adequately assessed. miology and Cancer Registration Unit, In- stitut Català d’Oncologia, L’Hospitalet de Llobregat, Barcelona, Spain (F.X.B., S.S., methods X.C.); Costa Rican Foundation for Health We pooled data from 11 case–control studies from nine countries involving 1918 wom- Sciences, San José, Costa Rica (R.H.); the Department of Molecular Microbiology and en with histologically confirmed squamous-cell cervical cancer and 1928 control wom- Immunology, Johns Hopkins School of en. A common protocol and questionnaire were used. Information on risk factors was Public Health, Baltimore (K.V.S.); and the obtained by personal interviews, and cervical cells were collected for detection of HPV Department of Pathology, Vrije Univer- siteit Medical Center, Amsterdam (P.J.F.S., DNA and typing in a central laboratory by polymerase-chain-reaction–based assays C.J.L.M.M.). Address reprint requests to (with MY09/MY11 and GP5+/6+ primers). Dr. Muñoz at the Servei d’Epidemiologia i Registre del Càncer, Institut Català d’On- cologia, Hospital Duran i Reynals, Av. Gran results Via, s/n km. 2,7, 08907 L’Hospitalet de HPV DNA was detected in 1739 of the 1918 patients with cervical cancer (90.7 percent) Llobregat, Barcelona, Spain, or at cris@ and in 259 of the 1928 control women (13.4 percent). With the GP5+/6+ primer, HPV ico.scs.es. DNA was detected in 96.6 percent of the patients and 15.6 percent of the controls. The *Members of the study group are listed in most common HPV types in patients, in descending order of frequency, were types 16, the Appendix. 18, 45, 31, 33, 52, 58, and 35. Among control women, types 16, 18, 45, 31, 6, 58, 35, and N Engl J Med 2003;348:518-27. 33 were the most common. For studies using the GP5+/6+ primer, the pooled odds ra- Copyright © 2003 Massachusetts Medical Society. tio for cervical cancer associated with the presence of any HPV was 158.2 (95 percent confidence interval, 113.4 to 220.6). The odds ratios were over 45 for the most com- mon and least common HPV types. Fifteen HPV types were classified as high-risk types (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 68, 73, and 82); 3 were classified as prob- able high-risk types (26, 53, and 66); and 12 were classified as low-risk types (6, 11, 40, 42, 43, 44, 54, 61, 70, 72, 81, and CP6108). There was good agreement between our ep- idemiologic classification and the classification based on phylogenetic grouping. conclusions In addition to HPV types 16 and 18, types 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 68, 73, and 82 should be considered carcinogenic, or high-risk, types, and types 26, 53, and 66 should be considered probably carcinogenic. 518 n engl j med 348;6 www.nejm.org february 6, 2003
  • 2. epidemiologic classification of hpv types associated with cervical cancer situ cervical cancer. The subjects were drawn from c ervical cancer is the second most common cancer in women worldwide, and it is the principal cancer of women in most developing countries, where 80 percent of cases occur.1 Molecular epidemiologic evidence clearly high-risk populations in Africa (Morocco14 and Mali15) and South America (Colombia,2,16 Brazil,17 Paraguay,18 and Peru19); intermediate-risk popula- tions in Asia (Thailand20 and the Philippines21); indicates that certain types of human papilloma- and low-risk populations in Spain.2,16 The meth- virus (HPV) are the principal cause of invasive cer- ods of selection of patients and controls are de- vical cancer2-4 and cervical intraepithelial neopla- scribed in the original study reports. Briefly, the sia.5,6 More than 80 HPV types have been identified, patients were women with newly diagnosed, histo- and about 40 can infect the genital tract.7 logically confirmed invasive or in situ squamous- Genital HPV types have been subdivided into cell cervical cancer who had not received treatment. low-risk types, which are found mainly in genital The control groups were population-based in the warts, and high-risk types, which are frequently as- studies of invasive cervical cancer in Spain and Co- sociated with invasive cervical cancer. There is, how- lombia and hospital-based or clinic-based in the ever, no consensus concerning the categorization other studies. They were frequency-matched to pa- of many HPV types with low prevalence according tients according to age (in five-year intervals) in all to risk. Moreover, the number of putative high-risk studies. The original histologic slides from which types varies from 13 to 19, and only 11 HPV types the diagnosis was made were reviewed by expert (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, and 58) are pathologists. All protocols were approved by the consistently classified as entailing high risk.8-11 For IARC and local ethics committees. Oral consent these reasons, clear-cut criteria for classifying HPV was obtained from the subjects in the Spanish and types into low-risk and high-risk groups are need- Colombian studies (which were initiated in 1985), ed. These criteria should be based on molecular ep- consistent with the standard at the time. In the re- idemiologic studies that provide risk estimates and maining studies, which were initiated later, written on functional evidence of the oncogenic potential informed consent was obtained. of the various HPV types. A classification of HPV types based on their phylogenetic relationship has collection of data and specimens been proposed,12 but it has not been tested epide- The women were interviewed at the hospital by miologically. trained interviewers using a standardized ques- In 1995, the International Agency for Research tionnaire to elicit information on risk factors for on Cancer (IARC) concluded that four case–control cervical cancer. After the interview, all women un- studies yielded sufficient evidence to classify HPV derwent a pelvic examination performed by a gy- types 16 and 18 as human carcinogens, but the evi- necologist or nurse, and two cervical scrapings were dence was limited or inadequate for other types.13 collected for cytologic study and detection of HPV Since then, we have completed seven additional DNA. A tumor-biopsy specimen was taken from case–control studies in other populations, using most patients and kept frozen. similar protocols and HPV DNA–detection assays. We report here the pooled data from the 11 studies. detection, typing, and phylogenetic These results form the basis for an epidemiologic grouping of hpv dna classification of HPV types associated with cervical Detection of HPV DNA in cervical scrapings (exfo- cancer, which can be compared with the phyloge- liated cells) and biopsy specimens was performed netic classification. This information is essential blindly in central laboratories with use of polymer- for planning prevention by HPV vaccines and for ase-chain-reaction (PCR)–based assays. Detailed screening programs based on HPV testing. protocols for these assays have been described. The relatively insensitive version of PCR primers for the methods L1 gene, MY09/MY11, was used in the Colombian and Spanish studies.22 The GP5+/6+ general pri- study design mer system was used in the remaining studies.23 From 1985 to 1997, we conducted 11 studies in To detect the specific HPV types, oligohybridiza- nine countries with a broad range of rates of inci- tion methods were used for HPV types 16, 18, 31, dence of cervical cancer. Nine studies dealt only with 33, 35, 39, 45, 51, 52, 54, and 56. A second round invasive cervical cancer, and two also dealt with in was performed for HPV types 6, 11, 26, 34, 40, 42, n engl j med 348;6 www.nejm.org february 6, 2003 519
  • 3. The new england journal of medicine Table 1. Human Papillomavirus (HPV) Types in 1739 Patients with Squamous-Cell Cervical Cancer and in 259 Control Women Infected with Single or Multiple Types. Infections with One HPV Type Infections with Multiple HPV Types HPV Type Patients Controls HPV Types Patients Controls % of all % of all % of all % of all no. infected patients no. infected controls no. infected patients no. infected controls 16 950 54.6 63 24.3 16 and 18 36 2.1 3 1.2 18 192 11.0 19 7.3 16 and 33 9 0.5 0 0.0 45 77 4.4 9 3.5 16 and 31 6 0.3 1 0.4 31 59 3.4 11 4.2 16 and 45 3 0.2 0 0.0 52 38 2.2 4 1.5 16 and 51 3 0.2 0 0.0 33 35 2.0 4 1.5 16 and 56 2 0.1 0 0.0 58 34 2.0 6 2.3 16 and 58 2 0.1 0 0.0 35 24 1.4 7 2.7 16 and 66 2 0.1 0 0.0 59 20 1.2 1 0.4 16 and 6 2 0.1 0 0.0 51 13 0.7 4 1.5 16 and 73 2 0.1 0 0.0 56 11 0.6 5 1.9 16 and other types 5 0.3 2 0.8 39 9 0.5 0 0.0 73 6 0.3 1 0.4 18 and 45 9 0.5 1 0.4 82 5 0.3 0 0.0 18 and 33 4 0.2 0 0.0 26 3 0.2 0 0.0 18 and 52 3 0.2 1 0.4 66 3 0.2 0 0.0 18 and 26 2 0.1 0 0.0 68 2 0.1 1 0.4 18 and 58 2 0.1 0 0.0 HR* 2 0.1 0 0.0 18 and other types 2 0.1 1 0.4 53 1 0.1 0 0.0 6 1 0.1 6 2.3 31 and 33 3 0.2 0 0.0 81 1 0.1 6 2.3 31 and 52 2 0.1 0 0.0 11 1 0.1 2 0.8 31 and other types 2 0.1 4 1.5 43 0 0.0 3 1.2 40 0 0.0 2 0.8 33 and 35 3 0.2 1 0.4 42 0 0.0 1 0.4 33 and 58 3 0.2 0 0.0 44 0 0.0 1 0.4 33 and other types 2 0.1 1 0.4 43, 44, 53, 58, 59, and 68. A third round was per- For specimens from patients found to be neg- formed for HPV types 57, 61, 66, 70, 72, 73, 81 ative for b-globin and HPV DNA or positive for (CP8304), 82 (W13B/MM4 subtype and IS39 sub- HPV X, DNA was extracted from the cell pellets and type), 83, and CP6108. Specimens that were posi- retested as described above. For detection of HPV tive on assays with the GP5+/6+ system but that did in biopsy specimens, the sandwich method was not hybridize with any of these 33 probes were cod- used to check the histologic evidence of cancer, ed as HPV type X. Amplification of a fragment of and an additional HPV-type–specific PCR was per- the b-globin gene was used to assess the quality of formed, with use of an E7 primer, for 14 HPV types the target DNA. (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 66, and 520 n engl j med 348;6 www.nejm.org february 6 , 2003
  • 4. epidemiologic classification of hpv types associated with cervical cancer Table 1. (Continued.) Infections with One HPV Type Infections with Multiple HPV Types HPV Type Patients Controls HPV Types Patients Controls % of all % of all % of all % of all no. infected patients no. infected controls no. infected patients no. infected controls 54 0 0.0 3 1.2 61 0 0.0 1 0.4 45 and 43 2 0.1 1 0.4 70 0 0.0 4 1.5 45 and other types 5 0.3 5 1.9 72 0 0.0 4 1.5 CP6108 0 0.0 1 0.4 6 and 11 1 0.1 4 1.5 X† 111 6.4 54 20.8 Other double 10 0.6 4 1.5 infections Triple infections 11 0.6 5 1.9 Quadruple infections 3 0.2 1 0.4 Quintuple infections 0 0.0 1 0.4 Total no. of women 1598 91.9 223 86.1 Total no. of women 141 8.1 36 13.9 with single with multiple infections infections * HR denotes that testing was performed for high-risk types, but that there was not sufficient material for further typing. † HPV type X denotes specimens that were positive with the GP5+/6+ system but that did not hybridize with any of the 33 probes. 68) that were formerly designated as oncogenic in this study. Accordingly, among the 33 HPV types types.4 These procedures were also used for ream- that were specifically tested, types 16, 31, 33, 35, 52, plification of all control specimens classified as and 58 (all belonging to group A9); 18, 39, 45, 59, HPV X and a randomly selected subgroup of 32 68, and 70 (group A7); 26, 51, and 82 (group A5); specimens found to be positive for b-globin and and 53, 56, and 66 (group A6) were phylogenetically negative for HPV DNA. After reamplification, 32 classified as high-risk HPV types. In contrast, types specimens from patients that were originally nega- 6, 11, and 44 (group A10); 34 and 73 (group A11); 40 tive for HPV DNA were reclassified as positive for and 43 (group A8); 42 (group A1); 61, 72, 81, 83, 84, HPV DNA, but none of the specimens from control and CP6108 (group A3); and 57 (group A4) were women were found to be positive for HPV DNA. classified as low-risk HPV types. For patients, the combined prevalence of HPV DNA in exfoliated cells and in biopsy specimens is statistical analysis reported, whereas for control subjects, the preva- To assess the risk of cervical cancer associated with lence of HPV DNA was determined only in exfoliat- HPV types, odds ratios and 95 percent confidence ed cells. Comparisons between patients and con- intervals were estimated by unconditional logistic trols in which only the results from exfoliated cells regression.25 Odds ratios were adjusted for age as a were used produced virtually identical results. categorical covariate (under 40, 40 to 49, 50 to 59, For phylogenetic grouping of HPV types into and over 59 years). Because of the small number of low-risk or high-risk groups, we used the phyloge- subjects from Mali, two categories were used (≤45 netic tree of 106 papillomavirus types based on an and >45 years). Odds ratios for individual HPV types informative region within the L1 gene.24 The 12 were estimated by categorizing, as a single variable, HPV types that had been classified phylogenetically each type or category of types. Subjects with HPV as high risk on the basis of sequence alignment,12 DNA–negative results were used as the reference together with the types that are related to those 12 category. types, were classified as phylogenetically high risk We defined as high-risk HPV types those associ- n engl j med 348;6 www.nejm.org february 6, 2003 521
  • 5. The new england journal of medicine ated, as single infections, with an odds ratio for cer- trols (20.8 percent) than in patients (6.4 percent) vical cancer of at least 5.0 and a lower 95 percent (Table 1). HPV types 34, 57, and 83 were not found confidence limit of at least 3.0, as well as those that in any specimens from patients or controls. were detected in some of the patients but in none of HPV type 16 was the most common type in all the controls. We defined as low-risk HPV types those countries, with an overall prevalence of 58.9 per- with an odds ratio for cervical cancer of at least 1.0 cent, ranging from 43.9 percent in the Philippines and a lower 95 percent confidence limit of less than to 72.4 percent in Morocco. HPV type 18 was the 3.0, as well as those that were detected in some of second most common type, with an overall preva- the controls but in none of the patients. To test for a lence of 15.0 percent (lowest in Spain [3.7 percent] trend according to age in the prevalence of a specif- and Colombia [4.4 percent] and highest in the Phil- ic HPV type among patients, the Mantel–Haenszel ippines [27.9 percent]). The third most common linear trend test was used. The Mantel–Haenszel type, HPV type 45 (5.9 percent), had a very low prev- test was used to test for homogeneity. All P values alence in Spain and Colombia (0.8 percent and 0.6 are two-sided. percent, respectively), and its highest prevalence was in the Philippines (15.7 percent). HPV types 31 results and 35 were more common in Latin America than in the other study areas. The prevalence of HPV type study subjects 52 was highest in Peru (8.6 percent). Some of the A total of 2506 women with cervical cancer and differences in type-specific prevalence observed be- 2491 control women were interviewed. Of the pa- tween Spain and Colombia and the other countries tients, 2365 (94.4 percent) had squamous-cell car- could be related, at least in part, to differences in cinoma and 141 (5.6 percent) had adenocarcinoma the sensitivities of the PCR assays used. or adenosquamous carcinoma. A total of 1990 of To explore the possibility of trends in the preva- the 2365 women with squamous-cell carcinoma lence of HPV over time, the patients and controls (84.1 percent) and 2126 of the 2491 control wom- were stratified into three groups according to age en (85.3 percent) provided cervical specimens for (Table 2). No statistically significant differences ac- HPV DNA testing. cording to age in the distribution of HPV types (as Seventy-two of the 1990 specimens from patients single or multiple infections) were observed among (3.6 percent) and 198 of the 2126 control specimens the control women. Among the patients, the preva- (9.3 percent) tested for HPV DNA were negative for lence of HPV type 16 decreased significantly with both b-globin and HPV and were excluded from the age. Increases in prevalence with age were observed analysis, leaving 1918 patients and 1928 controls for types 39, 52, and 58. with specimens adequately tested for HPV DNA. risk associated with hpv specific prevalence of hpv types The prevalence of HPV DNA among patients and A total of 1739 patients (90.7 percent) were posi- controls and the corresponding odds ratios, adjust- tive for HPV DNA. Of these, 91.9 percent were in- ed for age, are presented in Table 3 according to fected with a single HPV type, and 8.1 percent were country. In the studies in which the GP5+/6+ system infected with multiple types. Among control wom- was used, the pooled odds ratio for cervical cancer en, 259 (13.4 percent) were positive for HPV DNA; associated with the presence of any HPV type was of these, 86.1 percent were infected by a single HPV 158.2. When the MY09/MY11 primers were used, type, and 13.9 percent were infected by multiple the pooled odds ratios were 63.4 and 19.1 in Spain types (Table 1). In the studies in which the GP5+/6+ and Colombia, respectively. The overall estimates primers were used, the prevalence of HPV DNA was of the odds ratio did not vary significantly according 96.6 percent in patients and 15.6 percent in controls. to age group. Adjustment for age slightly increased HPV types 16, 18, 45, 31, 33, 52, 58, and 35 (in de- the odds ratios. scending order of frequency) were the eight most The adjusted odds ratios for the various HPV common types in patients, including infections with types are shown in Table 4. Data on patients and both single and multiple HPV types. HPV types 16, controls in Spain and Colombia have been exclud- 18, 45, 31, 6, 58, 35, and 33 were the eight most com- ed, because they were tested with a less sensitive mon types in controls. The proportion of uncharac- PCR assay. For HPV types 16, 18, 31, 33, 35, 45, terized HPV types (HPV type X) was higher in con- 51, 52, 56, 58, 59, 68, and 73, the odds ratios were 522 n engl j med 348;6 www.nejm.org february 6 , 2003
  • 6. epidemiologic classification of hpv types associated with cervical cancer Table 2. Prevalence of Human Papillomavirus (HPV) Types in Patients with Squamous-Cell Cervical Cancer and Control Women Infected with Single or Multiple Types, According to Age. HPV Type Patients Controls ≤34 yr 35–49 yr ≥50 yr ≤34 yr 35–49 yr ≥50 yr % of infected % of infected % of infected % of infected % of infected % of infected no. patients no. patients no. patients no. controls no. controls no. controls 16* 175 64.1 417 60.0 433 56.2 12 28.6 29 24.8 29 29.0 18 33 12.1 113 16.3 114 14.8 0 0.0 14 12.0 12 12.0 45 14 5.1 54 7.8 34 4.4 4 9.5 6 5.1 8 8.0 31 11 4.0 33 4.7 29 3.8 5 11.9 5 4.3 7 7.0 52† 1 0.4 11 1.6 34 4.4 0 0.0 3 2.6 3 3.0 33 8 2.9 27 3.9 29 3.8 3 7.1 2 1.7 4 4.0 58* 3 1.1 15 2.2 26 3.4 2 4.8 3 2.6 6 6.0 35 6 2.2 7 1.0 21 2.7 2 4.8 4 3.4 4 4.0 59 1 0.4 10 1.4 12 1.6 0 0.0 0 0.0 2 2.0 51 1 0.4 10 1.4 9 1.2 1 2.4 4 3.4 1 1.0 56 0 0.0 6 0.9 10 1.3 2 4.8 2 1.7 3 3.0 39* 0 0.0 5 0.7 11 1.4 0 0.0 0 0.0 1 1.0 73 0 0.0 4 0.6 6 0.8 1 2.4 1 0.9 0 0.0 82 1 0.4 0 0.0 5 0.6 1 2.4 1 0.9 0 0.0 26 1 0.4 0 0.0 4 0.5 0 0.0 0 0.0 0 0.0 66 1 0.4 3 0.4 5 0.6 0 0.0 0 0.0 0 0.0 68 0 0.0 2 0.3 1 0.1 1 2.4 0 0.0 2 2.0 53 1 0.4 1 0.1 1 0.1 0 0.0 0 0.0 0 0.0 6 2 0.7 4 0.6 3 0.4 4 9.5 4 3.4 5 5.0 81 0 0.0 0 0.0 2 0.3 1 2.4 2 1.7 5 5.0 70 0 0.0 0 0.0 2 0.3 0 0.0 5 4.3 2 2.0 Others 2 0.7 7 1.0 5 0.6 7 16.7 13 11.1 13 13.0 X*‡ 30 11.0 35 5.0 46 6.0 7 16.7 32 27.4 15 15.0 Total no. of infected 273 100.0 695 100.0 771 100.0 42 100.0 117 100.0 100 100.0 women Total no. of infections 291 — 764 — 842 — 53 — 130 — 122 — * P for trend among patients ≤0.05. † P for trend among patients ≤0.001. ‡ HPV type X denotes specimens that were positive with the GP5+/6+ system but that did not hybridize with any of the 33 probes. over 45 and the lower confidence limits were all types 26, 53, and 66 were detected in only one to higher than 4.0. They were therefore classified as three patients, these types were classified as prob- high-risk types. able high-risk types (Table 1). HPV types 39 and 82 were also classified as high- HPV types 40, 42, 43, 44, 54, 61, 70, 72, and risk types, because they were detected in some pa- CP6108 were not detected in patients and were tients but in none of the 1928 controls. Because considered low-risk types. Types 6, 11, and 81 were n engl j med 348;6 www.nejm.org february 6, 2003 523
  • 7. The new england journal of medicine as high parity, long-term use of oral contraceptives, Table 3. Risk of Squamous-Cell Cervical Cancer Associated with the Presence smoking, and age at first sexual intercourse (data of Human Papillomavirus (HPV) DNA.* not shown). Country Patients Controls Odds Ratio (95% CI)† % HPV- % HPV- discussion no. positive no. positive Our pooled analysis of 11 case–control studies pro- Brazil 169 97.0 196 17.3 177.0 (65.5–478.3) vides robust estimates of the risk of squamous-cell Mali 65 96.9 12 33.3 109.2 (10.6–1119.0) carcinoma of the cervix linked to 30 HPV types. Our Morocco 175 97.1 176 21.6 113.7 (42.3–305.3) best estimate of the pooled odds ratio for squa- Paraguay 106 98.1 91 19.8 208.1 (46.4–932.8) mous-cell cervical carcinoma associated with HPV DNA positivity is 158.2 (Table 3). The association Philippines 331 96.4 381 9.2 276.8 (139.7–548.3) with the less common types is of a strength similar Thailand 339 96.5 261 15.7 163.5 (82.0–325.9) to the association found with HPV types 16 and 18. Peru 171 95.3 175 17.7 115.9 (48.6–276.4) Retesting of all patients who were negative for Total‡ 1356 96.6 1292 15.6 158.2 (113.4–220.6) HPV DNA, but of only a small proportion of con- trols who were negative for HPV DNA, as well as the Spain 316 77.8 329 5.2 63.4 (36.4–110.6) Invasive 159 82.4 136 5.9 75.7 (32.9–174.2) use of biopsy specimens from some of the patients, In situ 157 73.2 193 4.7 58.9 (27.4–126.7) could have led to overestimation of the true odds Colombia 246 74.4 307 13.4 19.1 (12.3–29.6) ratios associated with HPV infection. However, we Invasive 111 78.4 126 17.5 17.7 (9.1–34.3) believe that any potential bias is likely to be small In situ 135 71.1 181 10.5 21.1 (11.5–38.8) and would not substantially modify our results. In our validation studies in Peru, 19 of the 29 patients * Testing was performed with the GP5+/6+ primers, except in Spain and Colombia, originally classified as negative for HPV DNA were where the MY09/MY11 primers were used. For all countries except Spain and Co- lombia, only invasive cancer was studied. reclassified as positive after retesting with E7 pri- † The odds ratios have been adjusted for age. CI denotes confidence interval. mers, whereas none of the controls were reclassi- ‡ The odds ratio has been adjusted for age and center. fied as positive.19 Similarly, in another study carried out in Thailand, the Philippines, and Spain, the prev- alence of HPV DNA in exfoliated cells was very close each detected in only 1 of the 1598 patients positive to that in cervical-biopsy specimens from women for single HPV types, and were therefore also clas- without cervical cancer who were undergoing hys- sified as low-risk types (Table 1). Although the odds terectomy.26 ratios for types 6 and 11 were 4.3 and 11.2, respec- Our epidemiologic classification, based on tively, the lower limits of their confidence intervals HPV-type–specific odds ratios and HPV prevalence were 0.5 and 1.0, respectively, further supporting among patients and controls, identified 15 HPV their classification in the low-risk group. types as high-risk types (16, 18, 31, 33, 35, 39, 45, The odds ratio for infection with multiple HPV 51, 52, 56, 58, 59, 68, 73, and 82). Three types (26, types was not significantly different from that for 53, and 66) should be considered probable high- infection with a single type (odds ratio for cervical risk types, since they were detected in only one to cancer associated with multiple as compared with three patients and in none of the controls. Twelve single infection, 0.7; 95 percent confidence inter- types (6, 11, 40, 42, 43, 44, 54, 61, 70, 72, 81, and val, 0.4 to 1.0). CP6108) were categorized as low-risk types, and When our epidemiologic classification was com- three types (34, 57, and 83) were detected in none pared with the phylogenetic grouping (Table 5), a of the samples and were therefore considered to be discrepancy was observed only for two types: HPV associated with undetermined risk. According to type 70, which was classified as a high-risk type phy- the results of our study, five types that others have logenetically but as a low-risk type by our epidemi- classified as low-risk types10,27 or as types associ- ologic study; and HPV type 73, which was classified ated with undetermined risk (26, 53, 66, 73, and 82) as a low-risk type phylogenetically but a high-risk should now be added to the list of high-risk or prob- type epidemiologically. able high-risk types. The commercially available Hy- No significant interactions were detected be- brid Capture II (Digene) high-risk HPV test includes tween HPV type and other known risk factors, such all of the types we have classified as high-risk types 524 n engl j med 348;6 www.nejm.org february 6 , 2003
  • 8. epidemiologic classification of hpv types associated with cervical cancer Table 4. Risk of Squamous-Cell Cervical Cancer According to Human Papillomavirus (HPV) Type.* HPV Type Patients Controls Odds Ratio (95% CI)† no. % no. % Negative for HPV 46 3.4 1091 84.4 1.0 16 685 50.5 42 3.3 434.5 (278.2–678.7) 18 177 13.1 17 1.3 248.1 (138.1–445.8) 45 74 5.5 9 0.7 197.6 (91.7–425.7) 31 36 2.7 8 0.6 123.6 (53.5–286.0) 52 37 2.7 4 0.3 200.0 (67.8–590.1) 33 14 1.0 1 0.1 373.5 (46.7–2985.8) 58 31 2.3 6 0.5 114.8 (45.1–292.6) 35 15 1.1 6 0.5 73.8 (26.4–206.5) 59 17 1.3 1 0.1 419.2 (54.2–3242.4) 51 13 1.0 4 0.3 66.5 (20.0–221.0) 56 9 0.7 5 0.4 45.1 (14.0–145.3) 39 8 0.6 0 0.0 — 73 5 0.4 1 0.1 106.4 (11.4–991.8) 68 2 0.2 1 0.1 53.7 (4.4–650.1) 6 1 0.1 6 0.5 4.3 (0.5–38.4) 11 1 0.1 2 0.2 11.2 (1.0–128.0) 81 0 0.0 6 0.5 — X‡ 47 3.5 34 2.6 32.9 (19.1–56.6) Other single HR§ 10 0.7 0 0.0 — Other single LR¶ 0 0.1 19 1.5 — 16 and other LR 5 0.4 1 0.1 130.8 (14.7–1161.7) 16 and other HR 23 1.7 1 0.1 617.4 (80.8–4716.4) 16 and 18 36 2.7 3 0.2 327.2 (95.7–1119.1) 18 and other HR 21 1.5 3 0.2 187.0 (52.8–662.3) Other double infections 29 2.1 15 1.2 52.3 (25.6–106.7) Triple infections 10 0.7 4 0.3 65.4 (19.3–221.7) Quadruple or quintuple infections 3 0.2 2 0.2 32.5 (5.1–206.8) Total women 1356 100.0 1292 100.0 Multiple infections 127 9.4 29 2.2 114.9 (68.8–191.7) Single infections 1183 87.2 172 13.3 172.6 (122.2–243.7) * CI denotes confidence interval, HR high-risk types, and LR low-risk types. Women from Spain and Colombia have been excluded from this analysis. † The odds ratios were adjusted for age and center. ‡ HPV type X denotes specimens that were positive with the GP5+/6+ system but that did not hybridize with any of the 33 probes. § This category includes HPV types 26, 66, 82, and HR. ¶ This category includes HPV types 54, 43, 40, 42, 44, 61, 70, 72, and CP6108. n engl j med 348;6 www.nejm.org february 6, 2003 525
  • 9. The new england journal of medicine DNA.10 In our study, the use of the PCR assay with Table 5. Phylogenetic and Epidemiologic Classification the GP5+/6+ primer system may have led to an un- of HPV Types. derestimation of the prevalence of multiple infec- Phylogenetic tions. As in previous studies, infection by multiple Classification Epidemiologic Classification HPV types in our study was not associated with a High risk Low risk greater risk of cervical cancer than infection by a single HPV type.27,31 High risk 16, 18, 31, 33, 35, 39, 70 45, 51, 52, 56, 58, 59, HPV type 16 was the only type whose incidence 68, 82, 26,* 53,* 66* decreased significantly with age. Assessment of Low risk 73 6, 11, 40, 42, 43, 44, the distribution of HPV types in cervical cancer over 54, 61, 72, 81, the past four to five decades is needed to determine CP6108 whether these age-related differences are due to a cohort effect that could predict changes in the dis- * The epidemiologic classification of these types as probable tribution of HPV types in the years to come, with high-risk types is based on zero controls and one to three positive cases. implications for HPV-vaccination efforts. Types 16, 18, 45, 31, 33, 52, 58, and 35 account- ed for 95 percent of the squamous-cell carcinomas except types 26, 53, 66, 73, and 82.10 Our results positive for HPV DNA. These findings have impor- indicate that this assay would have missed 18 of tant implications for the prevention of cervical can- 1598 infections in patients (1.1 percent) and 1 of cer. They imply that an effective vaccine against the 223 in controls (0.4 percent). five most common HPV types could prevent about We confirmed the low-risk status of six types 90 percent of the cases of cervical cancer worldwide. widely regarded as such (types 6, 11, 40, 42, 43, and However, regional variation in the distribution of 44) and added to this list types 54, 61, 70, 72, 81, certain HPV types should be taken into account in and CP6108, which have been considered as types the creation of vaccines tailored to different geo- associated with undetermined risk by others. Fur- graphic regions. ther studies will be required to determine the epi- Our results also have important implications demiologic classification of HPV types not assessed for patient care and screening strategies. The sim- in our study, such as types 62 and 67, which are clas- ilarity of the odds ratios for individual high-risk sified phylogenetically as low-risk and high-risk HPV types and their combinations clearly indicates types, respectively. that testing for groups of high-risk HPV types is This pooled analysis provided us with the op- sufficient and that the composition of screening portunity to compare epidemiologic and phyloge- “cocktails” for high-risk HPV types could be re- netic classifications of HPV types. The concordance vised in view of our results and those from other of these two classifications is remarkable (Table 5); populations. discrepancies were found only for types 70 and 73. Supported in part by grants from the Spanish Ministerio de Edu- cación, Cultura y Deporte for short-term visiting scientists (SAB2000- Little is known about the transforming or onco- 0261, to Dr. Muñoz), the Fondo de Investigaciones Sanitarias, Spain genic properties of the E6 and E7 genes of HPV types (FIS 01/1236, FIS 01/1237, and BAE 01/5013), the Programa Inter- other than those of the prototype high-risk types (16 ministerial de Investigación y Desarrollo, Spain (SAF 96/0323), and the Preventiefonds, the Netherlands (28-1502.1). and 18) and low-risk types (6 and 11). Types 16 and We are indebted to Mireia Díaz and Annie Arslan for statistical 18, as well as types 31 and 33, but not types 6 and 11, analysis and data management; to Cristina Rajo for her secretarial can induce immortalization of primary human ke- assistance; to René Pol, Jolein Pleijster, and Nathalie Fransen- Daalmeijer for their expert technical assistance; to Victor Moreno ratinocytes and rat kidney cells.28-30 at the Institut Català d’Oncologia for useful comments on the manu- The prevalence of multiple HPV infections var- script; and to the gynecologists, pathologists, and supervisors of the ies in relation to the method used to detect HPV fieldwork in the studies and to the many persons who volunteered to participate in them. ap p e n d i x The International Agency for Research on Cancer Multicenter Cervical Cancer Study Group is composed of the following researchers: N. Muñoz, S. Franceschi, M. Plummer, and J. Smith (International Agency for Research on Cancer, Lyons, France); F.X. Bosch, V. Moreno, S. de Sanjosé, and X. Castellsagué (Institut Català d’Oncologia, Barcelona, Spain); R. Herrero (Foundation for Health Sciences, San José, Cos- ta Rica); C.J.L.M. Meijer, J.M.M. Walboomers (deceased), A.J.C. van den Brule, and P.J.F. Snijders (Vrije Universiteit Medical Center, Amster- dam); K.V. Shah (Johns Hopkins University, Baltimore); S. Chichareon (Prince of Songkla University, Hat-Yai, Thailand); C. Ngelangel (Uni- versity of the Philippines, Manila); N. Chaouki and B. El Gueddari (Institut National d’Oncologie, Rabat, Morocco); J. Eluf Neto (São Paulo 526 n engl j med 348;6 www.nejm.org february 6 , 2003
  • 10. epidemiologic classification of hpv types associated with cervical cancer University, São Paulo, Brazil); P.A. Rolón (Laboratorio de Anatomía Patológica y Citología, Asunción, Paraguay); C. Santos and E. Caceres (Maes Heller Cancer Research Institute, Lima, Peru); S. Bayo (Institut National de Recherche en Santé Publique, Bamako, Mali); I. Izarzuga- za (Euskadi Cancer Registry, Vitoria Gasteiz, Spain); M. Gili (Cátedra de Medicina Preventiva y Social, Seville, Spain); P. Viladiu (Cancer Registry of Catalunya, Barcelona, Spain); L.A. Tafur (University of Valle, Cali, Colombia); C. Navarro (Health Council, Murcia, Spain); N. As- cunce (Breast Cancer Prevention Center, Pamplona, Spain); L.C. González (Delegation of Social Welfare, Salamanca, Spain); M. Santamaria (Navarra Hospital, Pamplona, Spain); P. Alonso de Ruiz (General Hospital of Mexico, Mexico City); N. Aristizabal (Cali, Colombia); and J. Deacon (Institute of Cancer Research, Belmont, United Kingdom). references 1. 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