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BIOAVAILABILITY AND 
BIOEQUIVALANCE 
Presented by: Guided by: 
E.Aslesha Dr.SATYABRATA BHANJA 
256213886007 M.Pharm,Ph.D
CONTENTS 
 Definitions 
 Objectives of Bioavailability studies 
 FDA guidelines for testing of Bioavailability 
 Factors effecting bioavailability 
 Methods of Bioavailability measurement 
--Pharmacokinetic methods: 
1. Plasma level time studies 
2. Urinary excretion studies 
--Pharmacodynamic methods: 
1. Acute pharmacological response 
2. Therapeutic response 
 Bioavailability enhancement 
2
CONTENTS 
 Bioequivalence and Types 
 Bioequivalance Protocol 
 Bioequivalence experimental study designs 
1. Completely randomized designs 
2. Randomized block designs 
3. Repeated measures, cross over, carry-over 
designs 
4. Latin square designs 
 Statistical interpretation of bioequivalence data 
1.Analysis of variance (ANOVA) 
2.Confidence interval approach 3
BIOAVAILABILITY(BA): 
 "Bioavailability means the rate and the extent to 
which the active drug ingredient of therapeutic 
moiety is absorbed from a drug product and 
becomes available at the site of action.“( FDA 
Official Statement in 1977) 
 "The rate at which, and the extent to which the drug 
substance and/or its active metabolites reach(es) the 
systemic circulation." ( International Consensus 
Statement in 1991) 
 Bioavailable fraction :The dosage which is available 
at the site of absorption 
F=bio available dose/administered dose 
4
OBJECTIVES OF BIOAVAILABILITY 
STUDIES: 
It is important in the 
 Primary stages of development of dosage form of new drug 
entity to find its therapeutic utility. 
 Determination of influence of excipients on absorption. 
 Development of new formulations of existing drugs. 
 Control of quality of drug products and influence of 
processing factors , storage and stability on absorption. 
 Comparison of drug in different dosage forms or same 
dosage form of different manufacturer. 
5
FDA GUIDELINES FOR TESTING OF 
BIOAVAILABILITY 
PART 320 BIOAVAILABILITY AND BIOEQUIVALENCE 
REQUIREMENTS 
 Subpart A--General Provisions 
§ 320.1 - Definitions. 
 Subpart B--Procedures for Determining the Bioavailability or 
Bioequivalence of Drug Products 
§ 320.21 - Requirements for submission of bioavailability and 
bioequivalence data. 
§ 320.22 - Criteria for waiver of evidence of in vivo bioavailability or 
bioequivalence. 
§ 320.23 - Basis for measuring in vivo bioavailability or 
demonstrating bioequivalence. 
§ 320.24 - Types of evidence to measure bioavailability or establish 
bioequivalence. 
§ 320.25 - Guidelines for the conduct of an in vivo bioavailability 
study. 
§ 320.26 - Guidelines on the design of a single-dose in vivo 
bioavailability or bioequivalence study. 
6
§ 320.27 - Guidelines on the design of a multiple-dose in vivo 
bioavailability study. 
§ 320.28 - Correlation of bioavailability with an acute 
pharmacological effect or clinical evidence. 
§ 320.29 - Analytical methods for an in vivo bioavailability or 
bioequivalence study. 
§ 320.30 - Inquiries regarding bioavailability and 
bioequivalence requirements and review of protocols by the Food 
and Drug Administration. 
§ 320.31 - Applicability of requirements regarding an 
"Investigational New Drug Application." 
§ 320.32 - Procedures for establishing or amending a 
bioequivalence requirement. 
§ 320.33 - Criteria and evidence to assess actual or potential 
bioequivalence problems. 
§ 320.34 - Requirements for batch testing and certification by 
the Food and Drug Administration. 
§ 320.35 - Requirements for in vitro testing of each batch. 
§ 320.36 - Requirements for maintenance of records of 
bioequivalence testing. 
§ 320.38 - Retention of bioavailability samples. 
§ 320.63 - Retention of bioequivalence samples. 7
ABSOLUTE BIOAVAILABILITY: 
oThe systemic availability of a drug administered orally is 
determined in comparison to its iv administration. 
oCharacterization of a drug's absorption properties from the e.v. 
site. 
oIntravenous dose is selected as a standard due to its 100% 
bioavailability 
o If the drug is poorly water soluble, intramuscular dose can be 
taken as standard. 
o Its determination is used to characterize a drug’s inherent 
absorption properties from extravascular site. 
Absolute bioavailability (F): 
o Dose (iv) x [AUC] (oral) 
o F = ------------------------------- X 100 
o Dose (oral) x [AUC] (iv) 8
RELATIVE BIOAVAILABILITY: 
 The availability of a drug product as compared to another 
dosage form or product of the same drug given in the same 
dose. 
 Characterization of absorption of a drug from its 
formulation. 
 Fr=AUCA 
AUCB 
The standard is a pure drug evaluated in a crossover study. 
Its determination is used to characterize absorption of drug 
from its formulation. 
Both F AND Fr ARE EXPRESSED AS PERCENTAGE. 
Relative bioavailability (Frel) 
Dose (std) x [AUC] (sample) 
Frel = ------------------------------- X 100 
Dose (sample) x [AUC] (std) 9
FACTORS AFFECTING BIOAVAILABILITY : 
BIOAVAILABILITY 
Patient related 
Factors 
Pharmaceutic 
Factors 
Routes of 
administration 
10
A.PHARMACEUTICAL FACTORS: 
1.PHYSICOCHEMICAL PROPERTIES OF THE DRUG. 
1. Drug solubility& dissolution rate. 
2. Particle size& effective surface area. 
3. Polymorphism&Amorphism. 
Amorphous >metastable > stable 
4. Pseudopolymorphism(Hydrates / Solvates ) 
Anhydrates > hydrates e.g.Theophylline,Ampicillin 
Organic solvates > non solvates e.g. fludrocortisone 
5. Salt formof the drug. 
Weakly acidic drugs – strong basic salt 
e.g.barbiturates , sulfonamides. 
Weakly basic drugs – strong acid salt 
6. Lipophilicity of the drug . 
7. pKa of the drug& pH . 
8. Drug stability. 
11
2) DOSAGE FORM CHARACTERISTICS & 
PHARMACEUTIC INGREDIENTS : 
1. Disintegration time (tab/cap) 
2. Dissolution time. 
3. Manufacturing variables. 
4. Pharmaceutic ingredients ( excipients / adjuvants ) 
5. Nature & type of dosage form. 
 Solutions> Emulsions> Suspensions> Cap> Tab> Enteric 
Coated Tab > Sustained Release 
6. Product age & storage conditions. 
12
B ) PATIENT RELATED FACTORS : 
1. Age 
2. Gastric emptying time . 
3. Intestinal transit time . 
4. Gastrointestinal pH .(HCL > Acetic > citric ) 
5. Disease States . 
6. Blood flow through the gastrointestinal tract . 
7. Gastrointestinal contents : 
a) Other drugs . 
b) Food . 
c) Fluids 
d) Other normal g.i. contents 
8. Presystemic metabolism (First – Pass effect ) by : 
a) Luminal enzymes . 
b) Gut wall enzymes . 
c) Bacterial enzymes . 
d) Hepatic enzymes . 13
C ) ROUTES OF ADMINISTRATION : 
Parenteral > Rectal > Oral > Topical 
Route Bioavailability (%) Characteristics 
Intravenous 100 (by definition) Most rapid onset 
(IV) 
Intramuscular 75 to ≤ 100 Large volumes often feasible; may be 
(IM) painful 
Subcutaneous 75 to ≤ 100 Smaller volumes than IM; may be 
painful 
(SC) 
Oral (PO) 5 to < 100 Most convenient; first pass effects may 
be significant 
Rectal (PR) 30 to < 100 Less first-pass effects than oral 
Inhalation 5 to < 100 Often very rapid onset 
Transdermal 80 to ≤ 100 Usually very slow absorption; used for 
lack of first-pass effects; prolonged 
duration of action 
14
MEASUREMENT OF BIOAVAILABILITY 
Pharmacokinetic 
(Indirect ) 
1.Plasma level 
time studies 
2.Urinary 
excretion 
studies 
Pharmacodynamic 
(Direct ) 
1. Acute 
pharmacological 
response 
2. Therapeutic 
response 15
1. Pharmacokinetic methods 
 These are indirect methods 
 Assumption that –pharmacokinetic profile reflects the 
therapeutic effectiveness of a drug. 
Advantages: - Accurate, Reliable,Reproducible 
A. Plasma / blood level time profile. 
 Time for peak plasma (blood) concentration (t max) 
 Peak plasma drug concentration (C max) 
 Area under the plasma drug concentration–time curve 
(AUC) 
B. Urinary excretion studies. 
 Cumulative amount of drug excreted in the urine (D u) 
 Rate of drug excretion in the urine (dD u/dt)Time for 
maximum urinary excretion (t) 
C. Other biological fluids 16
2. Pharmacodynamic methods 
 Involves direct measurement.(measurement of 
pharmacologic or therapeutic 
 end point) 
Disadvantages:- High variability- Difficult to measure- 
Limited choices- Less reliable- More subjective- Drug 
response influenced by several physiological & 
environmental factors 
 Maximum pharmacodynamic effect (E max) 
 Time for maximum pharmacodynamic effect 
 Area under the pharmacodynamic effect–time curve 
 Onset time for pharmacodynamic effect 
 They involve determination of bioavailability from: 
A. Acute pharmacological response. 
B. Therapeutic response. 17
3. In-vitro dissolution studies 
 Closed compartment apparatus 
 Open compartment apparatus 
 Dialysis systems. 
4. Clinical observations 
 Well-controlled clinical trials 
18
PLASMA LEVEL TIME STUDIES 
 This is the most reliable method of choice comparison to urine data 
method 
 Single dose: serial blood samples collection – 2-3 half lifes 
 Plot concentration vs time 
 For I.V. Sampling started within 5 min and subsequent samples at 15 
min intervals 
 For oral dose at least 3 points taken on absorption curve ( ascending 
part) 
 Parameters considered important in plasma level time studies for 
determining bioavailability. 
1. Tmax 
2. Cmax 
3. AUC 
19
1. Cmax : It is peak plasma concentration. It increases 
with dose as well as increase in rate of absorption. 
2. Tmax: The peak time at which Cmax atended. 
3. AUC: Area under curve explains about amount of drug. 
ravenous 
oral 
oral 
AUC 
F   
int 
ravenous 
Dose 
Dose 
AUC 
int 
STD 
TEST 
TEST 
AUC 
F   
rel Dose 
STD 
Dose 
AUC 
 
STD test 
CSS 
  20 
rel Dose t 
TEST std 
MAX 
MAX 
Dose t 
CSS 
F 

In multiple dose study: 
21
CALCULATION OF AUC USING THE TRAPEZOIDAL 
RULE 
Area=1/2 (AB+CD)CM D C 
For each trapezoid , 
[AUC] = C n-1 + Cn (tn – tn-1) 
2 A M B 
[AUC]=C1+C2 (t2-t1) 
2 
AUC total = AUC extrap + AUC 0-t 
where AUC extrap = C last /k el 
22
URINARY EXCRETION STUDIES 
 This method is based on the principle that the urinary 
excretion of unchanged drug is directly proportional to 
the plasma concentration of drug. 
 It can be performed if 
-At least 20% of administered dose is excreted 
unchanged in urine. 
 The study is useful for 
-Drugs that extensively excreted unchanged in urine eg. 
Thiazide diuetics 
-Drugs that have urine as site of action 
eg. Urinary antiseptics like nitrofurontoin. 
23
Steps involved: 
o collection of urine at regular intervals for 7 half lifes. 
o Analysis of unchanged drug in collected sample. 
o Determination of amount of drug at each interval and 
cumulative as well. 
o Criteria's must be followed 
o At each sample collection total emptying of bladder is 
necessary. 
o Frequent sampling is essential in the beginning to 
compute correct rate of absorption. 
o The fraction excreted unchanged in urine must remain 
constant. 
24
1. (dXu/dt)max: Maximun urinary 
excretion rate(Because most 
drugs are eliminated by a first-order 
rate process, the rate of 
drug excretion is dependent 
on the first-order elimination 
rate constant k and the 
concentration of drug in the 
plasma C p.) 
2. (tu)max: Time for maximum 
excretion rate(its value 
decreases as the absorption rate 
increases.) 
3. Xu∞: Cumulative amount of drug 
excreted in the urine.(It is related 
to the AUC of plasma level data 
and increases as the extent of 
absorption increases.) 
25 
Parameters considered important in Urinary 
excretion studies
OTHER BIOLOGICAL FLUIDS 
 Bioavailability can also be determined using other 
biological fluids like 
1. Plasma 
2. Urine 
3. Saliva 
4. CSF 
5. Bile 
 Examples : Theophylline → salivary fluid, 
Cephalosporin → CSF and bile fluids, 
etc. 
26
PHARMACODYNAMIC METHODS 
1. Acute pharmacological response: 
 When bioavailability measurement by 
pharmacokinetic methods is difficult, inaccurate or non 
reproducible this method is used. Such as ECG, EEG, 
Pupil diameter etc. 
 It can be determined by dose response graphs. 
Responses measure for at least 3 half lifes. 
Disadvantages: 
- Pharmacological response is variable and accurate 
correlation drug and formulation is difficult. 
-Observed response may be due to active metabolite. 
27
2. Therapeutic response: 
 This method is based on observing clinical 
response in patients. 
Drawbacks: 
- Quantitation of observed response is too improper. 
-The physiological status of subject assumed that 
does not change significantly over duration of study. 
-If multiple dose protocols are not involved. Patient 
receive only single dose for few days or a week 
-The patient s receiving more than one drug treatment 
may be compromised due to drug-drug interaction. 
28
IN VITRO DISSOLUTION STUDY 
 Drug dissolution studies may under certain conditions give an 
indication of drug bioavailability. Ideally, the in-vitro drug dissolution 
rate should correlate with in-vivo drug bioavailability. Dissolution 
studies are often performed on several test formulations of the same 
drug. The test formulation that demonstrates the most rapid rate of 
drug dissolution in vitro will generally have the most rapid rate of 
drug bioavailability in vivo. 
 The best available tool which can at least quantitatively assure about 
the biological availability of a drug from its formulation. 
 The aim of these tests are to predict in vivo behavior to such an 
extent that in vivo bioavailability test need not be performed. 
A. Closed compartment apparatus : Non sink condition 
B. Open compartment apparatus : perfect sink condition 
C. Dialysis system 
 This method is useful for very poorly aqueous soluble drugs for 
which maintenance of sink condition would require large volume of 
dissolution fluid. 
29
IN VITRO- IN VIVO CORRELATION(IVIVC): 
 It is defined as the predictive mathematical model that describes the 
relationship between in vitro property ( rate & extent of dissolution) and in vivo 
response ( plasma drug concentration). 
 The main objective of developing and evaluating IVIVC is to use dissolution 
test to serve as alternate for in vivo study in human beings. 
IVIVC Levels: 
Level A: The highest category of correlation. It represents point to point 
correlation between in vitro dissolution and in vivo rate of absorption. 
 Advantages: serves as alternate for in vivo study, change in manf. Procedure 
or formula can be justified without human studies. 
Level B: The mean in vitro dissolution time is compare with mean in vivo 
residence time. It is not point to point correlation . Data can be used for quality 
control standards. 
Level C: It is single point correlation. e.g. t50%, Tmax, Cmax. This level is only 
useful as guide for formulation development or quality control. 30
CLINICAL OBSERVATIONS 
 Well-controlled clinical trials in humans establish the safety 
and effectiveness of drug products and may be used to 
determine bioavailability. 
 However, the clinical trials approach is the least accurate, 
least sensitive, and least reproducible of the general 
approaches for determining in-vivo bioavailability. 
 The FDA considers this approach only when analytical 
methods and pharmacodynamic methods are not available to 
permit use of one of the approaches described above. 
 Comparative clinical studies have been used to establish 
bioequivalence for topical antifungal drug products (eg, 
ketoconazole) and for topical acne preparations. 
 For dosage forms intended to deliver the active moiety to the 
bloodstream for systemic distribution, this approach may be 
considered acceptable only when analytical methods cannot 
be developed to permit use of one of the other approaches. 
31
METHODS FOR ENHANCEMENT OF 
BIOAVAILABILITY 
Pharmaceutic 
Approach 
Pharmacokinetic 
Approach : 
Biologic Approach 
32
33
1) PHYSICAL MODIFICATIONS 
Particle size reduction: Micronization 
Nanosuspension 
Sonocrystalisation 
Supercritical fluid process 
Modification of the crystal habit: Polymorphs 
Pseudopolymorphs 
Drug dispersion in carriers:Eutectic mixtures 
Solid dispersions 
Solid solutions 
Complexation : Use of complexing agents 
Solubilization by surfactants:Microemulsions 
Self microemulsifying drug delivery systems 
34
2) CHEMICAL MODIFICATIONS 
Prodrug 
Salt formation 
3) OTHER METHODS 
pH Adjustment 
Cocrystalisation 
Cosolvency 
Hydrotrophy 
Solvent deposition 
Selective adsorption on insoluble carrier 
Functional polymer technology 
Porous microparticle technology 
Nanotechnology approaches 
35
Micronization . 
Methods: - spray drying 
- air attrition methods. 
E.g. : Aspirin 
Griseofulvin 
Steroidal compounds 
Sulfa drugs 
Use of surfactants : 
1. ‘Surfactants promote wetting & penetration of fluids into solid 
drug particles.’ 
2. Better membrane contact. 
3. Enhanced membrane permeability. 
- 
- Surfactants are used below CMC(critical micelle concentration) 
- E.g. Spironolactone 
36
 Alteration of pH of drug microenvironment: 
i. In situ salt formation 
ii. Buffered formulation e.g. Aspirin 
 Solute-solvent complexation: 
- Solvates of drugs with organic solvents ( pseudo 
polymorphs) have higher aqueous solubility than their 
respective hydrates or original drug . 
E.g.1:2 Griseofulvin – Benzene solvate. 
 Selective adsorption on insoluble carriers : 
- A highly active adsorbent like inorganic clay e.g. 
Bentonite, enhance dissolution rate by maintaining 
concentration gradient at its maximum. 
E.g. Griseofulvin 
Indomethacin 
Prednisone. 
37
 Use of salt forms: 
E.g. Alkali metal salts of acidic drugs like penicillins 
Strong Acid salt of basic drugs like atropine. 
 Solid solution( Molecular dispersion/mixed crystals ) 
- It is a binary system comprising of solid solute 
molecularly dispersed in a solid solvent. 
- Systems prepared by Fusion method : Melts 
- e.g. Griseofulvin-succinic acid 
 Solid dispersions (Co evaporators/co precipitates) : 
- Both the solute and solid carrier solvent dissolved in 
common volatile liquid e.g. Alcohol 
- The drug is precipitated out in an amorphous form 
as compared to crystalline forms in solid 
solutions/eutectics. 
E.g. Amorphous sulfathiazole in crystalline urea. 
38
 Eutectic mixture : 
-It is intimately blended physical mixture of two crystalline 
components. 
- Paracetamol -urea 
- Griseofulvin – urea 
- Griseofulvin-succinic acid 
 Disadvantage : 
Not useful in : 
a) Drugs which fail to crystallize from mixed melt. 
b) Thermo labile drugs 
c) Carrier like succinic acid decompose at their 
melting point. 
39
 Use of Metastable Polymorphs : 
- more stable than stable polymorph 
e.g. Chloramphenicol palmitate . 
 Molecular encapsulation with Cyclodextrins : 
-β and γ Cyclodextrins have ability to form inclusion 
complexes with hydrophobic drug having poor aqueous 
solubility. 
- These molecules have inside hydrophobic cavity 
to accommodate lipophilic drug , outside is hydrophilic. 
E.g. Thiazide diuretics 
Barbiturates 
Benzodiazepines 
NSAIDS. 
40
BIOEQUIVALENCE 
– A relative term which denotes that the drug 
substance in two or more dosage forms, reaches 
the systemic circulation at the same relative rate 
and to the same relative extent i.e., their plasma 
concentration time profiles will be identical without 
significant statistical difference. 
It’s commonly observed that there are several 
formulations of the same drug, in the same dose, in 
similar dosage form and meant to be given by the 
same route. in order to ensure clinical performance 
of such drug products, bioequivalence studies 
should be performed. 41
BIOEQUIVALENCE STUDY: 
 • Surrogate for therapeutic equivalence to enable 
“switchability” 
 • An appropriate measure for the quality control of 
the product in vivo 
“BIOEQUIVALENCE STUDIES” CONDUCTED 
 When a generic formulation is tested against an 
innovator brand 
 Where a proposed dosage form is different from 
that used in a pivotal clinical trial 
 When significant changes are made in the 
manufacture of the marketed formulation 
42
TYPES OF EQUIVALENCE: 
1.Chemical Equivalence: 
 When 2 or more drug products contain the same labeled 
chemical substance as an active ingredient in the same 
amount. 
2.Pharmaceutical Equivalence: 
 When two or more drug products are identical in strength, 
quality, purity, content uniformity, disintegration and dissolution 
characteristics; they may however differ in excipients. 
FDA considers drug products to be pharmaceutical 
equivalents if they meet these three criteria: 
 1. they contain the same active ingredient(s) 
 2. they are of the same dosage form and route of 
administration 
 3. they are identical in strength or concentration 
43
3.Bioequivalence: 
 A relative term which denotes that the drug substance in 
two or more dosage forms, reaches the systemic 
circulation at the same relative rate and to the same 
relative extent i.e., their plasma concentration time 
profiles will be identical without significant statistical 
difference. 
4.Clinical Equivalence: 
 When the same drug from 2 or more dosage forms 
gives identical in vivo effects as measured by 
pharmacological response or by control over a symptom 
or a disease. 
5.Therapeutic Equivalence: 
 When two or more drug products that contain the same 
therapeutically active ingredient, elicit identical 
pharmacologic response and can control the disease to 
the same extent. 44
THERAPEUTIC EQUIVALENCE: 
 Therapeutic Equivalence: 
 Drug products are considered to be therapeutic 
equivalents only if they are pharmaceutical equivalents 
and if they can be expected to have the same clinical effect 
and safety profile when administered to patients under the 
conditions specified in the labeling. 
Therapeutic Equivalence = Bioequivalence + 
Pharmaceutical Equivalence 
 Drugs are considered to be therapeutic equivalents and thus 
suitable for substitution (generic equivalents) if, among other 
factors, they are both pharmaceutical equivalents and 
bioequivalent. 
 It does not encompass a comparison of different therapeutic 
agent used in the same condition. 
45
 The FDA considers drug products to be therapeutically 
equivalent if they meet the following criteria: 
1. Approved as safe and effective. 
2. Pharmaceutically equivalent 
3. Bioequivalent 
4. Adequately labeled 
5. Manufactured in compliance with cGMP. 
 Although, they may differ in characteristics like, Shape, 
release mechanism, excipients, packaging, minor aspects of 
labeling (like the presence of specific pharmacokinetic 
information), expiration date/ time, etc. 
 The FDA believes that products classified as therapeutically 
equivalent can be substituted with the same expectation that 
the substituted product will produce the same clinical effect 
and safety profile as the prescribed product. 
46
DIFFERENT METHODS OF STUDYING 
BIOEQUIVALENCE: 
In vivo bioequivalence studies: when needed, 
1. Oral immediate release product with 
systemic action 
-Indicated for serious conditions requiring assured 
response. 
-Narrow therapeutic window. 
- complicated pharmacokinetic, absorption <70%, 
presystemic 
elimination>70%, nonlinear kinetics. 
2. Non-oral immediate release products 
3. Modified release products with systemic 
action. 47
In vitro bioequivalence studies: If none of the above 
criteria is applicable comparative in vitro dissolution studies 
can be done. 
Biowaivers: In vivo studies can be exempted under certain 
conditions. 
1.Drug product only differ in strength of drug provided, 
- Their pharmacokinetics are linear, Drug & excipient ratio is 
same, 
- both products manufactured by same manuf. at same site. 
- BA/BE study done for original product, disso. rate same 
under same conditions. 
2. The method of production slightly modified in a way that 
not affect bioavailability 
3. The drug product meet following requirements: The 
product is in solubilised form,no excipients affecting 
absorption, Topical use, Oral but not absorbed, inhalation as 
gas or vapour. 
48
BIOEQUIVALENCE EXPERIMENTAL STUDY 
DESIGNS 
Completely 
randomized 
designs 
Randomized 
block 
designs 
Repeated 
measures, 
cross over 
designs 
Latin square 
designs 
49
1.COMPLETELY RANDOMIZED DESIGNS: 
 All treatments are randomly allocated among all experimental subjects. 
e.g. If there are 20 subjects, number from 1 to 20. randomly select non 
repeating numbers among these labels for the first treatment. And then repeat 
for all other treatments . 
Advantages: 
Easy to construct, can accommodate any number of treatment and subjects, 
Simple to analyze. 
Disadvantages: 
 Although can be used for number of treatments, but suited for few treatments. 
 All subjects must be homogenous or random error will occur. 
50
2.RANDOMIZED BLOCK DESIGNS: 
 First subjects are sorted in homogenous groups, called blocks and then 
treatments are assigned at random within blocks. 
Advantages: 
 Systematic grouping gives more precise results. 
 No need o equal sample size, any number of treatments can be followed, 
statistical analysis is simple, block can be dropped , variability can be introduced. 
 Disadvantages: 
 Missing observations in a block require more complex analysis. 
 Degree f freedom is less. 
51
3.REPEATED MEASURES, CROSS OVER 
DESIGNS: 
It is a kind of randomized block design where same subject serves 
as a block. 
 Same subject utilized repeatedly so called as repeated measure 
design. 
 The administration of two or more treatments one after the other in 
a specified or random order to the same group of patients is called 
cross-over designs. 
Advantages: 
 Good precision, Economic, can be performed with few subjects, 
useful in observing 
 effects of treatment over time in the same subject. 
Disadvantages: 
 Order effect due to position in treatment order. 
 Cary over effect due to preceding treatment. 
 Wash out period necessary – 10 elimination half lifes. 
TYPES 
 Replicated designs-Two-formulation, four-period, two-sequence 
 Non-replicated designs-Two-formulation, two-period, two-sequence, 
crossover design 
52
4.LATIN SQUARE DESIGNS: 
 All other above designs are continuous trial. However in 
 Latin square design each subject receives each treatment during 
the experiment. 
 It is a two factor design ( Rows=Subjects and 
Columns=Treatments ). Carry –over effects are balanced. 
Advantages: minimize variability of plasma profiles and carry-over 
effects. Small scale experiments can be carried out for pilot studies. 
Possible to focus on formulation variables. 
Disadvantages: Less degree of freedom, randomization is complex, 
long time study, more formulations more complex study, subject 
dropout rates are high. 
53
STATISTICAL INTERPRETATION OF 
BIOEQUIVALENCE DATA 
 After the data has been collected , statistical methods must be applied 
to determine 
 The level of significance or any observed difference in rate and /or 
extent of absorption to establish bioequivalence between two or more 
drug products. 
1. Analysis of varience ( ANOVA): It is statistical procedure use to 
test data for differences within and between treatment and control 
groups. A statistical difference between the pharmacokinetic 
parameters obtained from two or more drug products is considered 
statistically significant if there is probability of less than 1 in 20 or 
0.05 (p≤0.05) . The value of p indicates the level of statistical 
significance. 
2. Confidence interval approach: It is also called as two one-sided 
procedure and used to demonstrate if bioavailability of test product 
is too low or too high in comparison to reference product. 90% 
confidence interval of two drug products must be within ±20% for 
bioavailability parameters such as AUC or Cmax. ( i.e. between 80 
to 102 %). For log transformed data 90% confidence interval is set at 
80-125%. 
54
LIMITATIONS OF BA/BE STUDIES : 
 Difficult for drugs with a long elimination half life. 
 Highly variable drugs may require a far greater number 
of subjects 
 Drugs that are administered by routes other than the 
oral route drugs/dosage forms that are intended for local 
effects have minimal systemic bioavailability. 
E.g. ophthalmic, dermal, intranasal and inhalation drug 
products. 
 Biotransformation of drugs make it difficult to 
evaluate the bioequivalence of such drugs 
e.g. stereoisomerism 55
REFERENCES 
 Biopharmaceutics and pharmacokinetics – A 
Treatise , D. M. Brahmankar, Sunil B.Jaiswal. 
Vallabh prakashan IInd edition, pp- 315-366. 
 Basics of Pharmaokinetics, Leon Shargel, fifth 
edition, willey publications, pp- 453-490. 
 Shargel L., Andrew B.C., Fourth edition 
“Physiologic factors related to drug absorption” 
Applied Biopharmaceutics and Pharmacokinetics, 
Prentice Hall International, INC., Stanford 1999. 
Page No. 99-128. 
 Indian Journal of Pharmaceutical sciences. 
 Internet sources. 
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Ba&be new'

  • 1. BIOAVAILABILITY AND BIOEQUIVALANCE Presented by: Guided by: E.Aslesha Dr.SATYABRATA BHANJA 256213886007 M.Pharm,Ph.D
  • 2. CONTENTS  Definitions  Objectives of Bioavailability studies  FDA guidelines for testing of Bioavailability  Factors effecting bioavailability  Methods of Bioavailability measurement --Pharmacokinetic methods: 1. Plasma level time studies 2. Urinary excretion studies --Pharmacodynamic methods: 1. Acute pharmacological response 2. Therapeutic response  Bioavailability enhancement 2
  • 3. CONTENTS  Bioequivalence and Types  Bioequivalance Protocol  Bioequivalence experimental study designs 1. Completely randomized designs 2. Randomized block designs 3. Repeated measures, cross over, carry-over designs 4. Latin square designs  Statistical interpretation of bioequivalence data 1.Analysis of variance (ANOVA) 2.Confidence interval approach 3
  • 4. BIOAVAILABILITY(BA):  "Bioavailability means the rate and the extent to which the active drug ingredient of therapeutic moiety is absorbed from a drug product and becomes available at the site of action.“( FDA Official Statement in 1977)  "The rate at which, and the extent to which the drug substance and/or its active metabolites reach(es) the systemic circulation." ( International Consensus Statement in 1991)  Bioavailable fraction :The dosage which is available at the site of absorption F=bio available dose/administered dose 4
  • 5. OBJECTIVES OF BIOAVAILABILITY STUDIES: It is important in the  Primary stages of development of dosage form of new drug entity to find its therapeutic utility.  Determination of influence of excipients on absorption.  Development of new formulations of existing drugs.  Control of quality of drug products and influence of processing factors , storage and stability on absorption.  Comparison of drug in different dosage forms or same dosage form of different manufacturer. 5
  • 6. FDA GUIDELINES FOR TESTING OF BIOAVAILABILITY PART 320 BIOAVAILABILITY AND BIOEQUIVALENCE REQUIREMENTS  Subpart A--General Provisions § 320.1 - Definitions.  Subpart B--Procedures for Determining the Bioavailability or Bioequivalence of Drug Products § 320.21 - Requirements for submission of bioavailability and bioequivalence data. § 320.22 - Criteria for waiver of evidence of in vivo bioavailability or bioequivalence. § 320.23 - Basis for measuring in vivo bioavailability or demonstrating bioequivalence. § 320.24 - Types of evidence to measure bioavailability or establish bioequivalence. § 320.25 - Guidelines for the conduct of an in vivo bioavailability study. § 320.26 - Guidelines on the design of a single-dose in vivo bioavailability or bioequivalence study. 6
  • 7. § 320.27 - Guidelines on the design of a multiple-dose in vivo bioavailability study. § 320.28 - Correlation of bioavailability with an acute pharmacological effect or clinical evidence. § 320.29 - Analytical methods for an in vivo bioavailability or bioequivalence study. § 320.30 - Inquiries regarding bioavailability and bioequivalence requirements and review of protocols by the Food and Drug Administration. § 320.31 - Applicability of requirements regarding an "Investigational New Drug Application." § 320.32 - Procedures for establishing or amending a bioequivalence requirement. § 320.33 - Criteria and evidence to assess actual or potential bioequivalence problems. § 320.34 - Requirements for batch testing and certification by the Food and Drug Administration. § 320.35 - Requirements for in vitro testing of each batch. § 320.36 - Requirements for maintenance of records of bioequivalence testing. § 320.38 - Retention of bioavailability samples. § 320.63 - Retention of bioequivalence samples. 7
  • 8. ABSOLUTE BIOAVAILABILITY: oThe systemic availability of a drug administered orally is determined in comparison to its iv administration. oCharacterization of a drug's absorption properties from the e.v. site. oIntravenous dose is selected as a standard due to its 100% bioavailability o If the drug is poorly water soluble, intramuscular dose can be taken as standard. o Its determination is used to characterize a drug’s inherent absorption properties from extravascular site. Absolute bioavailability (F): o Dose (iv) x [AUC] (oral) o F = ------------------------------- X 100 o Dose (oral) x [AUC] (iv) 8
  • 9. RELATIVE BIOAVAILABILITY:  The availability of a drug product as compared to another dosage form or product of the same drug given in the same dose.  Characterization of absorption of a drug from its formulation.  Fr=AUCA AUCB The standard is a pure drug evaluated in a crossover study. Its determination is used to characterize absorption of drug from its formulation. Both F AND Fr ARE EXPRESSED AS PERCENTAGE. Relative bioavailability (Frel) Dose (std) x [AUC] (sample) Frel = ------------------------------- X 100 Dose (sample) x [AUC] (std) 9
  • 10. FACTORS AFFECTING BIOAVAILABILITY : BIOAVAILABILITY Patient related Factors Pharmaceutic Factors Routes of administration 10
  • 11. A.PHARMACEUTICAL FACTORS: 1.PHYSICOCHEMICAL PROPERTIES OF THE DRUG. 1. Drug solubility& dissolution rate. 2. Particle size& effective surface area. 3. Polymorphism&Amorphism. Amorphous >metastable > stable 4. Pseudopolymorphism(Hydrates / Solvates ) Anhydrates > hydrates e.g.Theophylline,Ampicillin Organic solvates > non solvates e.g. fludrocortisone 5. Salt formof the drug. Weakly acidic drugs – strong basic salt e.g.barbiturates , sulfonamides. Weakly basic drugs – strong acid salt 6. Lipophilicity of the drug . 7. pKa of the drug& pH . 8. Drug stability. 11
  • 12. 2) DOSAGE FORM CHARACTERISTICS & PHARMACEUTIC INGREDIENTS : 1. Disintegration time (tab/cap) 2. Dissolution time. 3. Manufacturing variables. 4. Pharmaceutic ingredients ( excipients / adjuvants ) 5. Nature & type of dosage form.  Solutions> Emulsions> Suspensions> Cap> Tab> Enteric Coated Tab > Sustained Release 6. Product age & storage conditions. 12
  • 13. B ) PATIENT RELATED FACTORS : 1. Age 2. Gastric emptying time . 3. Intestinal transit time . 4. Gastrointestinal pH .(HCL > Acetic > citric ) 5. Disease States . 6. Blood flow through the gastrointestinal tract . 7. Gastrointestinal contents : a) Other drugs . b) Food . c) Fluids d) Other normal g.i. contents 8. Presystemic metabolism (First – Pass effect ) by : a) Luminal enzymes . b) Gut wall enzymes . c) Bacterial enzymes . d) Hepatic enzymes . 13
  • 14. C ) ROUTES OF ADMINISTRATION : Parenteral > Rectal > Oral > Topical Route Bioavailability (%) Characteristics Intravenous 100 (by definition) Most rapid onset (IV) Intramuscular 75 to ≤ 100 Large volumes often feasible; may be (IM) painful Subcutaneous 75 to ≤ 100 Smaller volumes than IM; may be painful (SC) Oral (PO) 5 to < 100 Most convenient; first pass effects may be significant Rectal (PR) 30 to < 100 Less first-pass effects than oral Inhalation 5 to < 100 Often very rapid onset Transdermal 80 to ≤ 100 Usually very slow absorption; used for lack of first-pass effects; prolonged duration of action 14
  • 15. MEASUREMENT OF BIOAVAILABILITY Pharmacokinetic (Indirect ) 1.Plasma level time studies 2.Urinary excretion studies Pharmacodynamic (Direct ) 1. Acute pharmacological response 2. Therapeutic response 15
  • 16. 1. Pharmacokinetic methods  These are indirect methods  Assumption that –pharmacokinetic profile reflects the therapeutic effectiveness of a drug. Advantages: - Accurate, Reliable,Reproducible A. Plasma / blood level time profile.  Time for peak plasma (blood) concentration (t max)  Peak plasma drug concentration (C max)  Area under the plasma drug concentration–time curve (AUC) B. Urinary excretion studies.  Cumulative amount of drug excreted in the urine (D u)  Rate of drug excretion in the urine (dD u/dt)Time for maximum urinary excretion (t) C. Other biological fluids 16
  • 17. 2. Pharmacodynamic methods  Involves direct measurement.(measurement of pharmacologic or therapeutic  end point) Disadvantages:- High variability- Difficult to measure- Limited choices- Less reliable- More subjective- Drug response influenced by several physiological & environmental factors  Maximum pharmacodynamic effect (E max)  Time for maximum pharmacodynamic effect  Area under the pharmacodynamic effect–time curve  Onset time for pharmacodynamic effect  They involve determination of bioavailability from: A. Acute pharmacological response. B. Therapeutic response. 17
  • 18. 3. In-vitro dissolution studies  Closed compartment apparatus  Open compartment apparatus  Dialysis systems. 4. Clinical observations  Well-controlled clinical trials 18
  • 19. PLASMA LEVEL TIME STUDIES  This is the most reliable method of choice comparison to urine data method  Single dose: serial blood samples collection – 2-3 half lifes  Plot concentration vs time  For I.V. Sampling started within 5 min and subsequent samples at 15 min intervals  For oral dose at least 3 points taken on absorption curve ( ascending part)  Parameters considered important in plasma level time studies for determining bioavailability. 1. Tmax 2. Cmax 3. AUC 19
  • 20. 1. Cmax : It is peak plasma concentration. It increases with dose as well as increase in rate of absorption. 2. Tmax: The peak time at which Cmax atended. 3. AUC: Area under curve explains about amount of drug. ravenous oral oral AUC F   int ravenous Dose Dose AUC int STD TEST TEST AUC F   rel Dose STD Dose AUC  STD test CSS   20 rel Dose t TEST std MAX MAX Dose t CSS F 
  • 21. In multiple dose study: 21
  • 22. CALCULATION OF AUC USING THE TRAPEZOIDAL RULE Area=1/2 (AB+CD)CM D C For each trapezoid , [AUC] = C n-1 + Cn (tn – tn-1) 2 A M B [AUC]=C1+C2 (t2-t1) 2 AUC total = AUC extrap + AUC 0-t where AUC extrap = C last /k el 22
  • 23. URINARY EXCRETION STUDIES  This method is based on the principle that the urinary excretion of unchanged drug is directly proportional to the plasma concentration of drug.  It can be performed if -At least 20% of administered dose is excreted unchanged in urine.  The study is useful for -Drugs that extensively excreted unchanged in urine eg. Thiazide diuetics -Drugs that have urine as site of action eg. Urinary antiseptics like nitrofurontoin. 23
  • 24. Steps involved: o collection of urine at regular intervals for 7 half lifes. o Analysis of unchanged drug in collected sample. o Determination of amount of drug at each interval and cumulative as well. o Criteria's must be followed o At each sample collection total emptying of bladder is necessary. o Frequent sampling is essential in the beginning to compute correct rate of absorption. o The fraction excreted unchanged in urine must remain constant. 24
  • 25. 1. (dXu/dt)max: Maximun urinary excretion rate(Because most drugs are eliminated by a first-order rate process, the rate of drug excretion is dependent on the first-order elimination rate constant k and the concentration of drug in the plasma C p.) 2. (tu)max: Time for maximum excretion rate(its value decreases as the absorption rate increases.) 3. Xu∞: Cumulative amount of drug excreted in the urine.(It is related to the AUC of plasma level data and increases as the extent of absorption increases.) 25 Parameters considered important in Urinary excretion studies
  • 26. OTHER BIOLOGICAL FLUIDS  Bioavailability can also be determined using other biological fluids like 1. Plasma 2. Urine 3. Saliva 4. CSF 5. Bile  Examples : Theophylline → salivary fluid, Cephalosporin → CSF and bile fluids, etc. 26
  • 27. PHARMACODYNAMIC METHODS 1. Acute pharmacological response:  When bioavailability measurement by pharmacokinetic methods is difficult, inaccurate or non reproducible this method is used. Such as ECG, EEG, Pupil diameter etc.  It can be determined by dose response graphs. Responses measure for at least 3 half lifes. Disadvantages: - Pharmacological response is variable and accurate correlation drug and formulation is difficult. -Observed response may be due to active metabolite. 27
  • 28. 2. Therapeutic response:  This method is based on observing clinical response in patients. Drawbacks: - Quantitation of observed response is too improper. -The physiological status of subject assumed that does not change significantly over duration of study. -If multiple dose protocols are not involved. Patient receive only single dose for few days or a week -The patient s receiving more than one drug treatment may be compromised due to drug-drug interaction. 28
  • 29. IN VITRO DISSOLUTION STUDY  Drug dissolution studies may under certain conditions give an indication of drug bioavailability. Ideally, the in-vitro drug dissolution rate should correlate with in-vivo drug bioavailability. Dissolution studies are often performed on several test formulations of the same drug. The test formulation that demonstrates the most rapid rate of drug dissolution in vitro will generally have the most rapid rate of drug bioavailability in vivo.  The best available tool which can at least quantitatively assure about the biological availability of a drug from its formulation.  The aim of these tests are to predict in vivo behavior to such an extent that in vivo bioavailability test need not be performed. A. Closed compartment apparatus : Non sink condition B. Open compartment apparatus : perfect sink condition C. Dialysis system  This method is useful for very poorly aqueous soluble drugs for which maintenance of sink condition would require large volume of dissolution fluid. 29
  • 30. IN VITRO- IN VIVO CORRELATION(IVIVC):  It is defined as the predictive mathematical model that describes the relationship between in vitro property ( rate & extent of dissolution) and in vivo response ( plasma drug concentration).  The main objective of developing and evaluating IVIVC is to use dissolution test to serve as alternate for in vivo study in human beings. IVIVC Levels: Level A: The highest category of correlation. It represents point to point correlation between in vitro dissolution and in vivo rate of absorption.  Advantages: serves as alternate for in vivo study, change in manf. Procedure or formula can be justified without human studies. Level B: The mean in vitro dissolution time is compare with mean in vivo residence time. It is not point to point correlation . Data can be used for quality control standards. Level C: It is single point correlation. e.g. t50%, Tmax, Cmax. This level is only useful as guide for formulation development or quality control. 30
  • 31. CLINICAL OBSERVATIONS  Well-controlled clinical trials in humans establish the safety and effectiveness of drug products and may be used to determine bioavailability.  However, the clinical trials approach is the least accurate, least sensitive, and least reproducible of the general approaches for determining in-vivo bioavailability.  The FDA considers this approach only when analytical methods and pharmacodynamic methods are not available to permit use of one of the approaches described above.  Comparative clinical studies have been used to establish bioequivalence for topical antifungal drug products (eg, ketoconazole) and for topical acne preparations.  For dosage forms intended to deliver the active moiety to the bloodstream for systemic distribution, this approach may be considered acceptable only when analytical methods cannot be developed to permit use of one of the other approaches. 31
  • 32. METHODS FOR ENHANCEMENT OF BIOAVAILABILITY Pharmaceutic Approach Pharmacokinetic Approach : Biologic Approach 32
  • 33. 33
  • 34. 1) PHYSICAL MODIFICATIONS Particle size reduction: Micronization Nanosuspension Sonocrystalisation Supercritical fluid process Modification of the crystal habit: Polymorphs Pseudopolymorphs Drug dispersion in carriers:Eutectic mixtures Solid dispersions Solid solutions Complexation : Use of complexing agents Solubilization by surfactants:Microemulsions Self microemulsifying drug delivery systems 34
  • 35. 2) CHEMICAL MODIFICATIONS Prodrug Salt formation 3) OTHER METHODS pH Adjustment Cocrystalisation Cosolvency Hydrotrophy Solvent deposition Selective adsorption on insoluble carrier Functional polymer technology Porous microparticle technology Nanotechnology approaches 35
  • 36. Micronization . Methods: - spray drying - air attrition methods. E.g. : Aspirin Griseofulvin Steroidal compounds Sulfa drugs Use of surfactants : 1. ‘Surfactants promote wetting & penetration of fluids into solid drug particles.’ 2. Better membrane contact. 3. Enhanced membrane permeability. - - Surfactants are used below CMC(critical micelle concentration) - E.g. Spironolactone 36
  • 37.  Alteration of pH of drug microenvironment: i. In situ salt formation ii. Buffered formulation e.g. Aspirin  Solute-solvent complexation: - Solvates of drugs with organic solvents ( pseudo polymorphs) have higher aqueous solubility than their respective hydrates or original drug . E.g.1:2 Griseofulvin – Benzene solvate.  Selective adsorption on insoluble carriers : - A highly active adsorbent like inorganic clay e.g. Bentonite, enhance dissolution rate by maintaining concentration gradient at its maximum. E.g. Griseofulvin Indomethacin Prednisone. 37
  • 38.  Use of salt forms: E.g. Alkali metal salts of acidic drugs like penicillins Strong Acid salt of basic drugs like atropine.  Solid solution( Molecular dispersion/mixed crystals ) - It is a binary system comprising of solid solute molecularly dispersed in a solid solvent. - Systems prepared by Fusion method : Melts - e.g. Griseofulvin-succinic acid  Solid dispersions (Co evaporators/co precipitates) : - Both the solute and solid carrier solvent dissolved in common volatile liquid e.g. Alcohol - The drug is precipitated out in an amorphous form as compared to crystalline forms in solid solutions/eutectics. E.g. Amorphous sulfathiazole in crystalline urea. 38
  • 39.  Eutectic mixture : -It is intimately blended physical mixture of two crystalline components. - Paracetamol -urea - Griseofulvin – urea - Griseofulvin-succinic acid  Disadvantage : Not useful in : a) Drugs which fail to crystallize from mixed melt. b) Thermo labile drugs c) Carrier like succinic acid decompose at their melting point. 39
  • 40.  Use of Metastable Polymorphs : - more stable than stable polymorph e.g. Chloramphenicol palmitate .  Molecular encapsulation with Cyclodextrins : -β and γ Cyclodextrins have ability to form inclusion complexes with hydrophobic drug having poor aqueous solubility. - These molecules have inside hydrophobic cavity to accommodate lipophilic drug , outside is hydrophilic. E.g. Thiazide diuretics Barbiturates Benzodiazepines NSAIDS. 40
  • 41. BIOEQUIVALENCE – A relative term which denotes that the drug substance in two or more dosage forms, reaches the systemic circulation at the same relative rate and to the same relative extent i.e., their plasma concentration time profiles will be identical without significant statistical difference. It’s commonly observed that there are several formulations of the same drug, in the same dose, in similar dosage form and meant to be given by the same route. in order to ensure clinical performance of such drug products, bioequivalence studies should be performed. 41
  • 42. BIOEQUIVALENCE STUDY:  • Surrogate for therapeutic equivalence to enable “switchability”  • An appropriate measure for the quality control of the product in vivo “BIOEQUIVALENCE STUDIES” CONDUCTED  When a generic formulation is tested against an innovator brand  Where a proposed dosage form is different from that used in a pivotal clinical trial  When significant changes are made in the manufacture of the marketed formulation 42
  • 43. TYPES OF EQUIVALENCE: 1.Chemical Equivalence:  When 2 or more drug products contain the same labeled chemical substance as an active ingredient in the same amount. 2.Pharmaceutical Equivalence:  When two or more drug products are identical in strength, quality, purity, content uniformity, disintegration and dissolution characteristics; they may however differ in excipients. FDA considers drug products to be pharmaceutical equivalents if they meet these three criteria:  1. they contain the same active ingredient(s)  2. they are of the same dosage form and route of administration  3. they are identical in strength or concentration 43
  • 44. 3.Bioequivalence:  A relative term which denotes that the drug substance in two or more dosage forms, reaches the systemic circulation at the same relative rate and to the same relative extent i.e., their plasma concentration time profiles will be identical without significant statistical difference. 4.Clinical Equivalence:  When the same drug from 2 or more dosage forms gives identical in vivo effects as measured by pharmacological response or by control over a symptom or a disease. 5.Therapeutic Equivalence:  When two or more drug products that contain the same therapeutically active ingredient, elicit identical pharmacologic response and can control the disease to the same extent. 44
  • 45. THERAPEUTIC EQUIVALENCE:  Therapeutic Equivalence:  Drug products are considered to be therapeutic equivalents only if they are pharmaceutical equivalents and if they can be expected to have the same clinical effect and safety profile when administered to patients under the conditions specified in the labeling. Therapeutic Equivalence = Bioequivalence + Pharmaceutical Equivalence  Drugs are considered to be therapeutic equivalents and thus suitable for substitution (generic equivalents) if, among other factors, they are both pharmaceutical equivalents and bioequivalent.  It does not encompass a comparison of different therapeutic agent used in the same condition. 45
  • 46.  The FDA considers drug products to be therapeutically equivalent if they meet the following criteria: 1. Approved as safe and effective. 2. Pharmaceutically equivalent 3. Bioequivalent 4. Adequately labeled 5. Manufactured in compliance with cGMP.  Although, they may differ in characteristics like, Shape, release mechanism, excipients, packaging, minor aspects of labeling (like the presence of specific pharmacokinetic information), expiration date/ time, etc.  The FDA believes that products classified as therapeutically equivalent can be substituted with the same expectation that the substituted product will produce the same clinical effect and safety profile as the prescribed product. 46
  • 47. DIFFERENT METHODS OF STUDYING BIOEQUIVALENCE: In vivo bioequivalence studies: when needed, 1. Oral immediate release product with systemic action -Indicated for serious conditions requiring assured response. -Narrow therapeutic window. - complicated pharmacokinetic, absorption <70%, presystemic elimination>70%, nonlinear kinetics. 2. Non-oral immediate release products 3. Modified release products with systemic action. 47
  • 48. In vitro bioequivalence studies: If none of the above criteria is applicable comparative in vitro dissolution studies can be done. Biowaivers: In vivo studies can be exempted under certain conditions. 1.Drug product only differ in strength of drug provided, - Their pharmacokinetics are linear, Drug & excipient ratio is same, - both products manufactured by same manuf. at same site. - BA/BE study done for original product, disso. rate same under same conditions. 2. The method of production slightly modified in a way that not affect bioavailability 3. The drug product meet following requirements: The product is in solubilised form,no excipients affecting absorption, Topical use, Oral but not absorbed, inhalation as gas or vapour. 48
  • 49. BIOEQUIVALENCE EXPERIMENTAL STUDY DESIGNS Completely randomized designs Randomized block designs Repeated measures, cross over designs Latin square designs 49
  • 50. 1.COMPLETELY RANDOMIZED DESIGNS:  All treatments are randomly allocated among all experimental subjects. e.g. If there are 20 subjects, number from 1 to 20. randomly select non repeating numbers among these labels for the first treatment. And then repeat for all other treatments . Advantages: Easy to construct, can accommodate any number of treatment and subjects, Simple to analyze. Disadvantages:  Although can be used for number of treatments, but suited for few treatments.  All subjects must be homogenous or random error will occur. 50
  • 51. 2.RANDOMIZED BLOCK DESIGNS:  First subjects are sorted in homogenous groups, called blocks and then treatments are assigned at random within blocks. Advantages:  Systematic grouping gives more precise results.  No need o equal sample size, any number of treatments can be followed, statistical analysis is simple, block can be dropped , variability can be introduced.  Disadvantages:  Missing observations in a block require more complex analysis.  Degree f freedom is less. 51
  • 52. 3.REPEATED MEASURES, CROSS OVER DESIGNS: It is a kind of randomized block design where same subject serves as a block.  Same subject utilized repeatedly so called as repeated measure design.  The administration of two or more treatments one after the other in a specified or random order to the same group of patients is called cross-over designs. Advantages:  Good precision, Economic, can be performed with few subjects, useful in observing  effects of treatment over time in the same subject. Disadvantages:  Order effect due to position in treatment order.  Cary over effect due to preceding treatment.  Wash out period necessary – 10 elimination half lifes. TYPES  Replicated designs-Two-formulation, four-period, two-sequence  Non-replicated designs-Two-formulation, two-period, two-sequence, crossover design 52
  • 53. 4.LATIN SQUARE DESIGNS:  All other above designs are continuous trial. However in  Latin square design each subject receives each treatment during the experiment.  It is a two factor design ( Rows=Subjects and Columns=Treatments ). Carry –over effects are balanced. Advantages: minimize variability of plasma profiles and carry-over effects. Small scale experiments can be carried out for pilot studies. Possible to focus on formulation variables. Disadvantages: Less degree of freedom, randomization is complex, long time study, more formulations more complex study, subject dropout rates are high. 53
  • 54. STATISTICAL INTERPRETATION OF BIOEQUIVALENCE DATA  After the data has been collected , statistical methods must be applied to determine  The level of significance or any observed difference in rate and /or extent of absorption to establish bioequivalence between two or more drug products. 1. Analysis of varience ( ANOVA): It is statistical procedure use to test data for differences within and between treatment and control groups. A statistical difference between the pharmacokinetic parameters obtained from two or more drug products is considered statistically significant if there is probability of less than 1 in 20 or 0.05 (p≤0.05) . The value of p indicates the level of statistical significance. 2. Confidence interval approach: It is also called as two one-sided procedure and used to demonstrate if bioavailability of test product is too low or too high in comparison to reference product. 90% confidence interval of two drug products must be within ±20% for bioavailability parameters such as AUC or Cmax. ( i.e. between 80 to 102 %). For log transformed data 90% confidence interval is set at 80-125%. 54
  • 55. LIMITATIONS OF BA/BE STUDIES :  Difficult for drugs with a long elimination half life.  Highly variable drugs may require a far greater number of subjects  Drugs that are administered by routes other than the oral route drugs/dosage forms that are intended for local effects have minimal systemic bioavailability. E.g. ophthalmic, dermal, intranasal and inhalation drug products.  Biotransformation of drugs make it difficult to evaluate the bioequivalence of such drugs e.g. stereoisomerism 55
  • 56. REFERENCES  Biopharmaceutics and pharmacokinetics – A Treatise , D. M. Brahmankar, Sunil B.Jaiswal. Vallabh prakashan IInd edition, pp- 315-366.  Basics of Pharmaokinetics, Leon Shargel, fifth edition, willey publications, pp- 453-490.  Shargel L., Andrew B.C., Fourth edition “Physiologic factors related to drug absorption” Applied Biopharmaceutics and Pharmacokinetics, Prentice Hall International, INC., Stanford 1999. Page No. 99-128.  Indian Journal of Pharmaceutical sciences.  Internet sources. 56
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