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You Have a Verdict—Now What?
Guidance on Perfecting and Pursuing
       a State Civil Appeal

              D. Todd Smith
           Smith Law Group, P.C.
              www.appealsplus.com



     St. Mary’s University School of Law
         Alumni CLE Webinar Series
                August 9, 2012

                                           1
Overview

• You have obtained a jury verdict in state trial court

• What are the critical next steps?
   –   Strategies for obtaining appellate attorney fees
   –   Formulating and opposing a final judgment from the verdict
   –   Post-verdict preservation of error
   –   Enforcing and superseding the judgment
   –   Initial steps toward taking an appeal




                                                                    2
First Step: Take Off the Trial Goggles




        ―Dude, my case looks AWESOME with these on.‖



                                                       3
Trial Goggles




   ―My trial lawyer said that all the hard work has already been done
               and we’re TOTALLY going to win the appeal.‖


                                                                        4
Estimating Appellate Attorney Fees

• Start thinking about this long before trial

• Be sure and designate an expert to testify about
  appellate fees and prove them up at trial

• Don’t count on a ―copy and paste‖ job
   – Most appeals are decided on briefs, so it’s a mistake to just re-
     hash what you did in the trial court
   – Requires thinking about the facts and issues like an appellate
     justice would




                                                                         5
Estimating Appellate Attorney Fees (cont’d)

• The ―form book‖ problem
   – $5,000 is not a sufficient award
   – Lawyers and judges need to be broken of this mindset


• Several factors to consider in estimate
   – Pre-and post-judgment activities
   – Perfecting appeal, pre-briefing activity, legal research, drafting
     and editing, analyzing your opponent’s brief, etc.
   – Texas Supreme Court proceedings, if any
   – Post-appeal activity


• Even if you don’t get everything you ask for, the exercise
  is useful in conditioning the client

                                                                          6
Crafting a Proposed Judgment

• Should you file a motion for judgment?
   – If you lost, and you’re the movant, approve as to form only and
     use prefatory language (775 S.W.2d 632)
   – Otherwise, risk waiving appellate rights


• Judgment elements
   –   Describe the parties and proceedings
   –   Describe any relief awarded on the merits
   –   Any attorney fees awarded—consider detailed breakdown
   –   Pre-and post-judgment interest—a (boring) CLE talk unto itself
   –   Costs
   –   Language of finality and execution
   –   Date and signature line for judge


                                                                        7
Post-Verdict Error Preservation

• Most errors are preserved during trial, but be aware of
  rules for post-verdict preservation

• In jury cases, must file a MNT within 30 days of judgment
  to raise
   – Factual sufficiency
   – Complaint on which evidence must be heard (i.e., jury
     misconduct or newly discovered evidence)
   – Inadequacy or excessiveness of damages
   – Incurable jury argument not already ruled on




                                                              8
Post-Verdict Error Preservation (cont’d)

• In jury cases, preserve legal sufficiency challenges by
  one of the following:
   –   Motion for directed verdict
   –   Motion for JNOV
   –   Charge objection
   –   Motion to disregard the jury’s answer to a fact issue
   –   Motion for new trial specifically raising the complaint


• If a MNT is all you bring, a new trial is the most you’ll get




                                                                  9
Superseding and Enforcing the Judgment

• Methods
   – Bond or cash deposit
   – Written agreement
   – Alternate security as ordered by the court


• What must be included?
   – Compensatory damages awarded in the judgment
   – Interest for the estimated duration of the appeal
   – Costs awarded in the judgment


• Practice tip: Travis County District Clerk has a handy
  form available online (Google ―travis county supersedeas xls‖)


                                                                   10
Beware of the Shook/Fairways Split

• Shook v. Walden (3CA 2010)
   – Attorney fees are not ―compensatory damages‖ that must be
     superseded (at least not in breach-of-contract cases)
   – Analysis relied on certain definitions in HB4


• Fairways Offshore v. Patterson (1CA 2011)
   – Declined to follow Shook and held that attorney fees are
     ―compensatory damages‖ that must be superseded
   – Nothing in plain language of HB4 evidencing intent to change law
     requiring security of fees or to exclude fees from common
     meaning of ―compensatory damages‖


• SCOTX has scheduled oral argument in a mandamus
  expected to resolve the split (In re Nalle Plastics)

                                                                        11
Other Supersedeas Issues

• Supersedeas caps
   – Post-HB4, amount of security must not exceed 50% of judgment
     debtor’s net worth or $25M, whichever is less
   – A judgment debtor who files a net-worth affidavit and complies
     with TRAP 24.2(c) gets a stay pending a potential contest
   – The rule makes it easier for judgment debtors to appeal


• Adjustment of supersedeas amount
   – Rules provide for deviation from standard formula upon a
     showing of ―substantial economic harm‖
   – Trial court keeps jurisdiction to adjust amount and type of security
   – Court of appeals can review on motion




                                                                            12
Commencement & Perfection of Appeal




                                      13
Calculating the Deadline to Perfect Appeal

• Deadline runs from the date the judgment or order is
  signed (TRAP 26.1, with limited exceptions

• Deadline varies by type of appeal
   –   Regular appeal: 30 days
   –   Accelerated appeal: 20 days
   –   Restricted appeal: 6 months
   –   Cross-appeal: 30 days from judgment or 14 days from 1st NOA (if
       timely)


• Motion for extension of time is available (TRAP
  10.1, TRAP 26.3)


                                                                         14
Know the Steps to Perfect Appeal

• Notice of Appeal (TRAP 25.1(c))
   – File in trial court only
   – Special language required for accelerated and restricted appeals
   – Consider if cross-appeal is necessary (vs. cross-issue)


• Filing fee: $175




                                                                        15
Other Initial Steps

• Docketing Statement
   – Was specific to each court’s website, but a new uniform version is
     now available
   – Download and complete electronically
   – Must file ―promptly‖ after NOA (TRAP 32; 3rd COA Local Practice
     ¶ 39)


• E-filing is now mandatory in several courts
   –   Redaction rules—confidential information
   –   Include email address with signature
   –   Some courts require paper copies; others don’t
   –   Read the local rules




                                                                          16
Other Initial Steps (cont’d)

• Request Clerk’s & Reporter’s Records
   –   Written request, served on all parties
   –   Make arrangements to pay
   –   Specify contents—but don’t request unnecessary contents
   –   Briefing deadline will run from date record is filed




                                                                 17
Advising the Client on Realistic Expectations

• Two key questions:
   – Should we appeal?
   – If so, which issues should we raise?




                                                18
Realistic Expectations (cont’d)

• Factors to consider:
   –   What will the standard of review be?
   –   What are our chances of success?
   –   What risks will the client face?
   –   What will the costs / expenses be?
   –   What is the temperament of our potential panel on these issues?
   –   What is the anticipated timing?
   –   What impact will an appeal have on potential settlement?




                                                                         19
Helpful Resources

• Office of Court Administration website
   – Statistics for every court in the state
   – Dispositions and average times


• Reasons for Reversal
   – Breaks statistics down
   – By court and type of case


• An appellate lawyer!




                                               20
And Remember…




                21
You Have a Verdict—Now What?
Guidance on Perfecting and Pursuing
       a State Civil Appeal

              D. Todd Smith
           Smith Law Group, P.C.
              www.appealsplus.com



     St. Mary’s University School of Law
         Alumni CLE Webinar Series
                August 9, 2012

                                           22

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SMLAA Webinar Slidedeck

  • 1. You Have a Verdict—Now What? Guidance on Perfecting and Pursuing a State Civil Appeal D. Todd Smith Smith Law Group, P.C. www.appealsplus.com St. Mary’s University School of Law Alumni CLE Webinar Series August 9, 2012 1
  • 2. Overview • You have obtained a jury verdict in state trial court • What are the critical next steps? – Strategies for obtaining appellate attorney fees – Formulating and opposing a final judgment from the verdict – Post-verdict preservation of error – Enforcing and superseding the judgment – Initial steps toward taking an appeal 2
  • 3. First Step: Take Off the Trial Goggles ―Dude, my case looks AWESOME with these on.‖ 3
  • 4. Trial Goggles ―My trial lawyer said that all the hard work has already been done and we’re TOTALLY going to win the appeal.‖ 4
  • 5. Estimating Appellate Attorney Fees • Start thinking about this long before trial • Be sure and designate an expert to testify about appellate fees and prove them up at trial • Don’t count on a ―copy and paste‖ job – Most appeals are decided on briefs, so it’s a mistake to just re- hash what you did in the trial court – Requires thinking about the facts and issues like an appellate justice would 5
  • 6. Estimating Appellate Attorney Fees (cont’d) • The ―form book‖ problem – $5,000 is not a sufficient award – Lawyers and judges need to be broken of this mindset • Several factors to consider in estimate – Pre-and post-judgment activities – Perfecting appeal, pre-briefing activity, legal research, drafting and editing, analyzing your opponent’s brief, etc. – Texas Supreme Court proceedings, if any – Post-appeal activity • Even if you don’t get everything you ask for, the exercise is useful in conditioning the client 6
  • 7. Crafting a Proposed Judgment • Should you file a motion for judgment? – If you lost, and you’re the movant, approve as to form only and use prefatory language (775 S.W.2d 632) – Otherwise, risk waiving appellate rights • Judgment elements – Describe the parties and proceedings – Describe any relief awarded on the merits – Any attorney fees awarded—consider detailed breakdown – Pre-and post-judgment interest—a (boring) CLE talk unto itself – Costs – Language of finality and execution – Date and signature line for judge 7
  • 8. Post-Verdict Error Preservation • Most errors are preserved during trial, but be aware of rules for post-verdict preservation • In jury cases, must file a MNT within 30 days of judgment to raise – Factual sufficiency – Complaint on which evidence must be heard (i.e., jury misconduct or newly discovered evidence) – Inadequacy or excessiveness of damages – Incurable jury argument not already ruled on 8
  • 9. Post-Verdict Error Preservation (cont’d) • In jury cases, preserve legal sufficiency challenges by one of the following: – Motion for directed verdict – Motion for JNOV – Charge objection – Motion to disregard the jury’s answer to a fact issue – Motion for new trial specifically raising the complaint • If a MNT is all you bring, a new trial is the most you’ll get 9
  • 10. Superseding and Enforcing the Judgment • Methods – Bond or cash deposit – Written agreement – Alternate security as ordered by the court • What must be included? – Compensatory damages awarded in the judgment – Interest for the estimated duration of the appeal – Costs awarded in the judgment • Practice tip: Travis County District Clerk has a handy form available online (Google ―travis county supersedeas xls‖) 10
  • 11. Beware of the Shook/Fairways Split • Shook v. Walden (3CA 2010) – Attorney fees are not ―compensatory damages‖ that must be superseded (at least not in breach-of-contract cases) – Analysis relied on certain definitions in HB4 • Fairways Offshore v. Patterson (1CA 2011) – Declined to follow Shook and held that attorney fees are ―compensatory damages‖ that must be superseded – Nothing in plain language of HB4 evidencing intent to change law requiring security of fees or to exclude fees from common meaning of ―compensatory damages‖ • SCOTX has scheduled oral argument in a mandamus expected to resolve the split (In re Nalle Plastics) 11
  • 12. Other Supersedeas Issues • Supersedeas caps – Post-HB4, amount of security must not exceed 50% of judgment debtor’s net worth or $25M, whichever is less – A judgment debtor who files a net-worth affidavit and complies with TRAP 24.2(c) gets a stay pending a potential contest – The rule makes it easier for judgment debtors to appeal • Adjustment of supersedeas amount – Rules provide for deviation from standard formula upon a showing of ―substantial economic harm‖ – Trial court keeps jurisdiction to adjust amount and type of security – Court of appeals can review on motion 12
  • 14. Calculating the Deadline to Perfect Appeal • Deadline runs from the date the judgment or order is signed (TRAP 26.1, with limited exceptions • Deadline varies by type of appeal – Regular appeal: 30 days – Accelerated appeal: 20 days – Restricted appeal: 6 months – Cross-appeal: 30 days from judgment or 14 days from 1st NOA (if timely) • Motion for extension of time is available (TRAP 10.1, TRAP 26.3) 14
  • 15. Know the Steps to Perfect Appeal • Notice of Appeal (TRAP 25.1(c)) – File in trial court only – Special language required for accelerated and restricted appeals – Consider if cross-appeal is necessary (vs. cross-issue) • Filing fee: $175 15
  • 16. Other Initial Steps • Docketing Statement – Was specific to each court’s website, but a new uniform version is now available – Download and complete electronically – Must file ―promptly‖ after NOA (TRAP 32; 3rd COA Local Practice ¶ 39) • E-filing is now mandatory in several courts – Redaction rules—confidential information – Include email address with signature – Some courts require paper copies; others don’t – Read the local rules 16
  • 17. Other Initial Steps (cont’d) • Request Clerk’s & Reporter’s Records – Written request, served on all parties – Make arrangements to pay – Specify contents—but don’t request unnecessary contents – Briefing deadline will run from date record is filed 17
  • 18. Advising the Client on Realistic Expectations • Two key questions: – Should we appeal? – If so, which issues should we raise? 18
  • 19. Realistic Expectations (cont’d) • Factors to consider: – What will the standard of review be? – What are our chances of success? – What risks will the client face? – What will the costs / expenses be? – What is the temperament of our potential panel on these issues? – What is the anticipated timing? – What impact will an appeal have on potential settlement? 19
  • 20. Helpful Resources • Office of Court Administration website – Statistics for every court in the state – Dispositions and average times • Reasons for Reversal – Breaks statistics down – By court and type of case • An appellate lawyer! 20
  • 22. You Have a Verdict—Now What? Guidance on Perfecting and Pursuing a State Civil Appeal D. Todd Smith Smith Law Group, P.C. www.appealsplus.com St. Mary’s University School of Law Alumni CLE Webinar Series August 9, 2012 22

Notes de l'éditeur

  1. LynnLiberato & Kent Rutter, Reasons for Reversal in the Courts of Appeals, 48 Hous. L. Rev. 993 (2012)