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CHAPTER 2
Determining Moral Behavior
Principles
 Our principles of right and wrong form a
framework for the way we live our lives.
 Where do these principles come from?
Example of
an Ethical
Dilemma
• Greg Smith – Goldman Sachs
• 2012
• Equities Director and 12-year employee
• Quit very publicly by publishing an opinion
editorial in the New York Times entitled, “Why
I Am Leaving Goldman Sachs”
• Stated culture was always a vital part of
Goldman Sachs’ success—but then stated
how organizational ethos and a value system
of protecting client interests had degenerated
to profit at the expense of the client
• He said, “Weed out the morally bankrupt
people, no matter how much money they
make for the firm. And get the culture right
again, so people want to work here for the
right reasons.”
Another
Example of
an Ethical
Dilemma
Detective Russell Poole - LAPD
 1998
 Robbery-Homicide Division investigator
 Tasked with investigating the alleged
beating of Ismael Jimenez, reputed
gang member
 Uncovered a pattern of complaints of
violence by the anti-gang task force in
the Ramparts Division
 40-page report drafted outlining
findings (complaints, alleged assaults,
etc. of the Ramparts officers
 Told to limit investigation to only the
Jimenez case
 Supervisor replaced report with 2-page
report and asked Poole to sign it
Ethical Systems
Systematic ordering of moral principles that:
• Form the basis for moral judgments
• Are the source of moral beliefs
• Are beyond argument
• Are internally consistent
• Possess a type of “moral common sense”
Ethical Systems
Described by Baelz as:
• Prescriptive
Not just abstract principles of good and bad, but have
substantial impact on what we do
• Authoritative
Usually beyond question
• Logically impartial or universal
Same rule applies in all cases and for everyone
• Not self-serving
For everyone, not just the individual
Ethical Pyramid
r
Moral
Judgment
Moral Rules
Ethical System
Deontological Ethical Systems
•Some acts are inherently good.
•Others are inherently bad.
•The consequences of the act are irrelevant.
Example:
Charity is a moral act. Giving money to a poor person is a
good act. If the poor person buys drugs with the money, the
original act of charity is still moral.
Good is defined by
the inherent nature of an act.
Teleological Ethical Systems
Good is defined by results.
• An act is “good” or “bad” depending on
• the results it brings about.
• The consequences of the act are what is
judged.
Example:
Giving money to a poor person might not be moral if they
used it for drugs (if drug use is immoral).
Ethical Formalism
(A deontological system)
According to German philosopher
Immanuel Kant:
• Good will (motivation) is the only thing that is
intrinsically good.
• Duty is required behavior. It is self-imposed
and necessary to morality.
Second
Mile
Foundation
• Founded in 1977 by Jerry
Sandusky, former Penn State
assistant football coach
• Youth programs serve
approximately 100K children
annually
• Revenue in 2009 was
approximately $3M
• Since November 2011, the
organization has been preparing to
close after Sandusky was charged
and convicted of child abuse
The Categorical Imperative
1. Act only on that maxim through which you can
at the same time will that it should become a
universal law.
2. Act in such a way that you always treat
humanity, whether in your own person or that
of any other, never simply as a means but
always at the same time as an end.
3. Act as if you were, through your maxims, a
lawmaking member of a kingdom of ends.
Ethical Formalism:
Imperatives
Hypothetical Imperatives
• Drive us to achieve certain
ends.
• Are consequential in
nature.
• Are neither “moral” nor
“immoral.”
• If you want to get a good
grade, then you must
study.
Categorical Imperatives
• Are absolute.
• Are based on good will.
• Determine morality.
• You must not lie.
Criticisms of Ethical Formalism
Semantics is critical in ethical formalism and could lead to
confusion or abuse. (Example: Kant distinguishes “lies”
from “untruths.”)
It might not apply to extreme circumstances. If an action is
“wrong,” it is always wrong, regardless of the good
consequences that might result.
It does not provide guidance for resolving conflicting duties.
The priority of motive and intent over result is problematic
in some instances.
Utilitarianism
(A teleological ethical system)
Jeremy Bentham
• An action’s morality depends on how much it contributes
to the overall good of society.
• Humans are hedonistic.
• They seek to maximize pleasure and avoid pain.
• Good = the greatest good for the greatest number
Abu Ghraib
Prison
• Joe Darby – Military reservist
• Member of 372nd
military police unit deployed to
Iraq
• January 2004 – Darby asked Specialist Charles
Graner for some pictures of the surrounding
countryside
• Graner provided a CD of torture photos taken in
the Abu Ghraib prison by Graner and others
• Darby didn’t give photos to his commanding
officer, but to the Criminal Intelligence Division
(CID)
• Darby was told his name would be kept
confidential—but it wasn’t
• Darby and his family feared for their lives and
were ultimately taken into protective custody
• Darby later received the John F. Kennedy Profile
in Courage Award
• Cited that he has always “had a moral sense of
right and wrong.”
Thinking
Point
On April 20th
, 2010 a British Petroleum
offshore rig exploded killing 11 employees
and causing one of the largest oil spills in
modern history. Investigators soon located
the faulty alarm systems. The alarms did not
alert because they had been intentionally
disconnected close to a year ago. BP had
the alarms turned off in order to allow
employees to sleep without being
interrupted by false alarms thus creating a
better functioning workforce. If the alarms
were enabled, the rig would have
automatically entered shut down mode,
virtually eliminating the oil spill.
•Was BP’s original “act” inherently good?
Bad?
•Did they have a duty to act one way or the
other?
Criticisms of Utilitarianism
• It assumes that consequences can be
accurately predicted.
• All “pleasures” or benefits are not equal (is
financial success = integrity?).
• The rights of the few might be sacrificed for the
“greatest number.”
Religion
As a basis for ethical system, must provide
judgment of good & evil.
Depends on:
 Religious Source (Bible)
 Religious Authorities
 Faith
Criticisms of Religion
• People hold different opinions about which
religion is the “true” religion.
• People within a religion often disagree on how to
interpret its principles.
• Religious controversies are often difficult to
resolve.
Natural Law
• Morality is a force of nature, like gravity.
• What is good is what is natural?
• Basic human inclinations are natural: self protection,
survival.
• The idea of the social contract has a basis in nature.
Philosophers like Thomas Hobbes and John Locke
were influenced by natural law theory. Their ideas
are reflected in our system of government.
Criticisms of Natural Law
How can we determine what is natural
law versus man-made law?
What are the “natural” laws of morality?
The Ethics of Virtue
Aristotle
• True virtue is the median between extremes of
character: the golden mean.
• People develop moral virtues through practice,
just like any other strength.
• Eudaimonia: living the “good life”
Six Pillars (Josephson
Institute)
1. Trustworthiness: Honesty, sincerity, loyalty
2. Respect: Golden Rule
3. Responsibility: Being accountable
4. Fairness: Equality, impartiality, and due
process
5. Caring: Altruism and benevolence
6. Citizenship: Duties of citizenship
Criticisms of Ethics of Virtue
 Basically assumes a good person
will make a good decision.
 Little help for people facing
dilemmas.
The Ethics of Care
• Western ethical systems focus on issues
like rights, laws, and universalism.
• Ethics of care—nurturance, meeting needs
• Identifies the needs of all individuals in any
ethical situation and attempts to maximize
them
Criticisms of Ethics of Care
• Assumes needs are not in competition.
• Does not provide a clear “formula” for
what is right.
• More recent and less discussed ethical
system.
Egoism
The Ethics of Virtue
What benefits the individual is good . . .
regardless of its effect on others.
Psychological Egoism:
People behave in their own best interests.
(Not an ethical system—an observation.)
Ethical Egoism:
People should behave in their own self interests.
Criticisms of Egoism
 Violates universalism.
 Logically inconsistent (for everyone to try
and maximize self interest).
 Enlightened egoism is not too different
from categorical imperative or golden
rule.
Other Methods of Ethical
Decision Making
The imperative principle directs a decision
maker to act according to a specific,
unbending rule.
The utilitarian principle determines the ethics
of conduct by the good or bad consequences
of the action.
The generalization principle is based on this
question: “What would happen if all similar
persons acted this way under similar
circumstances?”
General Principles of Decision
Making
1. Obtain all facts (including the effects of
prospective decisions).
2. Evaluate whether you’d be comfortable with
your decision appearing on the front page (in
public view).
3. Consider one’s principles to be like a formula –
applicable in all situations.
Relativism
Ethical Relativism
Moral systems are products
of an individual or group.
If people believe different
things are good and bad,
how can you define what is
good?
Cultural Relativism
“Good” depends on the
norms of each society.
What is acceptable in one
society might not be in
another.
Who is to say which society
is right?
However, FATAL FLAW in relativism is: why should anyone obey
their cultural norms since they may be right in another place or
another time?
Absolutism
• Idea that what is wrong is always wrong and
what is right is always right; e.g., you should
never lie.
• Universalism: if you want to do something, you
should be able to agree that everyone can do it.
Even under Absolutist Ethics, there is Principle of Forfeiture:
People who violate the rights of others forfeit their own rights.
Situational Ethics
• There are basic principles of right and wrong.
• They can be applied to ethical dilemmas and
moral issues.
• They may call for different results in different
situations.
1. Treat each person with the utmost respect and care.
2. Do one’s duty or duties in such a way that one does not
violate the first principle.
A compromise between relativism and absolutism
Summary of Ethical
Systems
Ethical formalism: What is good is that which conforms to the
categorical imperative.
Utilitarianism: What is good is that which results in the greatest
utility for the greatest number.
Religion: What is good is that which conforms to God’s will.
Natural law: What is good is that which is natural.
Ethics of virtue: What is good is that which conforms to the
Golden Mean.
Ethics of care: What is good is that which meets the needs of
those concerned.
Egoism: What is good is that which benefits me.

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Chapter 2

  • 2. Principles  Our principles of right and wrong form a framework for the way we live our lives.  Where do these principles come from?
  • 3. Example of an Ethical Dilemma • Greg Smith – Goldman Sachs • 2012 • Equities Director and 12-year employee • Quit very publicly by publishing an opinion editorial in the New York Times entitled, “Why I Am Leaving Goldman Sachs” • Stated culture was always a vital part of Goldman Sachs’ success—but then stated how organizational ethos and a value system of protecting client interests had degenerated to profit at the expense of the client • He said, “Weed out the morally bankrupt people, no matter how much money they make for the firm. And get the culture right again, so people want to work here for the right reasons.”
  • 4. Another Example of an Ethical Dilemma Detective Russell Poole - LAPD  1998  Robbery-Homicide Division investigator  Tasked with investigating the alleged beating of Ismael Jimenez, reputed gang member  Uncovered a pattern of complaints of violence by the anti-gang task force in the Ramparts Division  40-page report drafted outlining findings (complaints, alleged assaults, etc. of the Ramparts officers  Told to limit investigation to only the Jimenez case  Supervisor replaced report with 2-page report and asked Poole to sign it
  • 5. Ethical Systems Systematic ordering of moral principles that: • Form the basis for moral judgments • Are the source of moral beliefs • Are beyond argument • Are internally consistent • Possess a type of “moral common sense”
  • 6. Ethical Systems Described by Baelz as: • Prescriptive Not just abstract principles of good and bad, but have substantial impact on what we do • Authoritative Usually beyond question • Logically impartial or universal Same rule applies in all cases and for everyone • Not self-serving For everyone, not just the individual
  • 8. Deontological Ethical Systems •Some acts are inherently good. •Others are inherently bad. •The consequences of the act are irrelevant. Example: Charity is a moral act. Giving money to a poor person is a good act. If the poor person buys drugs with the money, the original act of charity is still moral. Good is defined by the inherent nature of an act.
  • 9. Teleological Ethical Systems Good is defined by results. • An act is “good” or “bad” depending on • the results it brings about. • The consequences of the act are what is judged. Example: Giving money to a poor person might not be moral if they used it for drugs (if drug use is immoral).
  • 10. Ethical Formalism (A deontological system) According to German philosopher Immanuel Kant: • Good will (motivation) is the only thing that is intrinsically good. • Duty is required behavior. It is self-imposed and necessary to morality.
  • 11. Second Mile Foundation • Founded in 1977 by Jerry Sandusky, former Penn State assistant football coach • Youth programs serve approximately 100K children annually • Revenue in 2009 was approximately $3M • Since November 2011, the organization has been preparing to close after Sandusky was charged and convicted of child abuse
  • 12. The Categorical Imperative 1. Act only on that maxim through which you can at the same time will that it should become a universal law. 2. Act in such a way that you always treat humanity, whether in your own person or that of any other, never simply as a means but always at the same time as an end. 3. Act as if you were, through your maxims, a lawmaking member of a kingdom of ends.
  • 13. Ethical Formalism: Imperatives Hypothetical Imperatives • Drive us to achieve certain ends. • Are consequential in nature. • Are neither “moral” nor “immoral.” • If you want to get a good grade, then you must study. Categorical Imperatives • Are absolute. • Are based on good will. • Determine morality. • You must not lie.
  • 14. Criticisms of Ethical Formalism Semantics is critical in ethical formalism and could lead to confusion or abuse. (Example: Kant distinguishes “lies” from “untruths.”) It might not apply to extreme circumstances. If an action is “wrong,” it is always wrong, regardless of the good consequences that might result. It does not provide guidance for resolving conflicting duties. The priority of motive and intent over result is problematic in some instances.
  • 15. Utilitarianism (A teleological ethical system) Jeremy Bentham • An action’s morality depends on how much it contributes to the overall good of society. • Humans are hedonistic. • They seek to maximize pleasure and avoid pain. • Good = the greatest good for the greatest number
  • 16. Abu Ghraib Prison • Joe Darby – Military reservist • Member of 372nd military police unit deployed to Iraq • January 2004 – Darby asked Specialist Charles Graner for some pictures of the surrounding countryside • Graner provided a CD of torture photos taken in the Abu Ghraib prison by Graner and others • Darby didn’t give photos to his commanding officer, but to the Criminal Intelligence Division (CID) • Darby was told his name would be kept confidential—but it wasn’t • Darby and his family feared for their lives and were ultimately taken into protective custody • Darby later received the John F. Kennedy Profile in Courage Award • Cited that he has always “had a moral sense of right and wrong.”
  • 17. Thinking Point On April 20th , 2010 a British Petroleum offshore rig exploded killing 11 employees and causing one of the largest oil spills in modern history. Investigators soon located the faulty alarm systems. The alarms did not alert because they had been intentionally disconnected close to a year ago. BP had the alarms turned off in order to allow employees to sleep without being interrupted by false alarms thus creating a better functioning workforce. If the alarms were enabled, the rig would have automatically entered shut down mode, virtually eliminating the oil spill. •Was BP’s original “act” inherently good? Bad? •Did they have a duty to act one way or the other?
  • 18. Criticisms of Utilitarianism • It assumes that consequences can be accurately predicted. • All “pleasures” or benefits are not equal (is financial success = integrity?). • The rights of the few might be sacrificed for the “greatest number.”
  • 19. Religion As a basis for ethical system, must provide judgment of good & evil. Depends on:  Religious Source (Bible)  Religious Authorities  Faith
  • 20. Criticisms of Religion • People hold different opinions about which religion is the “true” religion. • People within a religion often disagree on how to interpret its principles. • Religious controversies are often difficult to resolve.
  • 21. Natural Law • Morality is a force of nature, like gravity. • What is good is what is natural? • Basic human inclinations are natural: self protection, survival. • The idea of the social contract has a basis in nature. Philosophers like Thomas Hobbes and John Locke were influenced by natural law theory. Their ideas are reflected in our system of government.
  • 22. Criticisms of Natural Law How can we determine what is natural law versus man-made law? What are the “natural” laws of morality?
  • 23. The Ethics of Virtue Aristotle • True virtue is the median between extremes of character: the golden mean. • People develop moral virtues through practice, just like any other strength. • Eudaimonia: living the “good life”
  • 24. Six Pillars (Josephson Institute) 1. Trustworthiness: Honesty, sincerity, loyalty 2. Respect: Golden Rule 3. Responsibility: Being accountable 4. Fairness: Equality, impartiality, and due process 5. Caring: Altruism and benevolence 6. Citizenship: Duties of citizenship
  • 25. Criticisms of Ethics of Virtue  Basically assumes a good person will make a good decision.  Little help for people facing dilemmas.
  • 26. The Ethics of Care • Western ethical systems focus on issues like rights, laws, and universalism. • Ethics of care—nurturance, meeting needs • Identifies the needs of all individuals in any ethical situation and attempts to maximize them
  • 27. Criticisms of Ethics of Care • Assumes needs are not in competition. • Does not provide a clear “formula” for what is right. • More recent and less discussed ethical system.
  • 28. Egoism The Ethics of Virtue What benefits the individual is good . . . regardless of its effect on others. Psychological Egoism: People behave in their own best interests. (Not an ethical system—an observation.) Ethical Egoism: People should behave in their own self interests.
  • 29. Criticisms of Egoism  Violates universalism.  Logically inconsistent (for everyone to try and maximize self interest).  Enlightened egoism is not too different from categorical imperative or golden rule.
  • 30. Other Methods of Ethical Decision Making The imperative principle directs a decision maker to act according to a specific, unbending rule. The utilitarian principle determines the ethics of conduct by the good or bad consequences of the action. The generalization principle is based on this question: “What would happen if all similar persons acted this way under similar circumstances?”
  • 31. General Principles of Decision Making 1. Obtain all facts (including the effects of prospective decisions). 2. Evaluate whether you’d be comfortable with your decision appearing on the front page (in public view). 3. Consider one’s principles to be like a formula – applicable in all situations.
  • 32. Relativism Ethical Relativism Moral systems are products of an individual or group. If people believe different things are good and bad, how can you define what is good? Cultural Relativism “Good” depends on the norms of each society. What is acceptable in one society might not be in another. Who is to say which society is right? However, FATAL FLAW in relativism is: why should anyone obey their cultural norms since they may be right in another place or another time?
  • 33. Absolutism • Idea that what is wrong is always wrong and what is right is always right; e.g., you should never lie. • Universalism: if you want to do something, you should be able to agree that everyone can do it. Even under Absolutist Ethics, there is Principle of Forfeiture: People who violate the rights of others forfeit their own rights.
  • 34. Situational Ethics • There are basic principles of right and wrong. • They can be applied to ethical dilemmas and moral issues. • They may call for different results in different situations. 1. Treat each person with the utmost respect and care. 2. Do one’s duty or duties in such a way that one does not violate the first principle. A compromise between relativism and absolutism
  • 35. Summary of Ethical Systems Ethical formalism: What is good is that which conforms to the categorical imperative. Utilitarianism: What is good is that which results in the greatest utility for the greatest number. Religion: What is good is that which conforms to God’s will. Natural law: What is good is that which is natural. Ethics of virtue: What is good is that which conforms to the Golden Mean. Ethics of care: What is good is that which meets the needs of those concerned. Egoism: What is good is that which benefits me.

Notes de l'éditeur

  1. If you believe that stealing is wrong, why do you believe this to be so? Your answer is an indication of your ethical system.
  2. Greg Smith: http://www.nytimes.com/2012/03/14/opinion/why-i-am-leaving-goldman-sachs.html?pagewanted=all Was his stand courageous or foolhardy? Do you think any major bank would hire him now? Which ethical system seems to be the most congruent with his views on ethical business practices? Discuss professional ethics (related article – http://www.usnews.com/opinion/blogs/economic-intelligence/2012/03/22/greg-smith-goldman-sachs-and-the-death-of-professionalism)
  3. Detective Poole: Detective Poole knew that if he didn’t provide the district attorney with all the information he uncovered, he could be charged with obstruction of justice. How did Poole decide what the right thing to do was in this case? Did Poole have conflicting duties and conflicting values in this investigation? Would his decision have serious consequences for his career? What did he ultimately do regarding this investigation?
  4. It cannot be overemphasized that the ethical demands placed upon public servants are different than those placed on others Public servants are held to a higher standard Temptations are many, and, unfortunately, we find examples of double-standards
  5. If someone does an action from a good will, can it be considered a moral action even if it results in bad consequences? If someone performs some activity that looks on the surface to be altruistic but does it with an ulterior motive—is that act still considered moral? Have class provide examples of acts of goodwill and acts that appear to be goodwill (ex. Jerry Sandusky’s – Second Mile Foundation - http://www.pennlive.com/midstate/index.ssf/2012/06/jerry_sandusky_trial_alleged_u.html)
  6. Read associated article at - http://www.huffingtonpost.com/2011/11/11/ray-gricar-missing-jerry-sandusky-pennsylvania-da_n_1088950.html While questions remain regarding this case, did then Prosecutor Ray Gricar adhere to his “duty” as a prosecutor? Discuss Discuss missing this missing person case.
  7. To assassinate evil tyrants such as Adolf Hitler, Saddam Hussein, or Osama Bin Laden might be considered moral under a teleological system because ridding the world of dangerous people is a good end. However, in the deontological view, if the act and intent of killing are wrong, then killing is always wrong; thus, assassination must be considered immoral in all cases, regardless of the good consequences that might result. Discuss Attorney Eric Holder’s opinion on certain assassinations (http://www.guardian.co.uk/world/2012/mar/05/attorney-general-targeted-kill-programme) – How does this fit with ethical formalism?
  8. How does Attorney General Eric Holder’s view on certain assassinations mesh with Utilitarianism?
  9. Photos from the Abu Ghraib Prison - http://www.newyorker.com/archive/2004/05/03/slideshow_040503#slide=5
  10. In light of the BP crisis, should Shell Oil be allowed to drill for oil in Alaska (http://www.alaskadispatch.com/article/how-rapidly-shell-oils-window-opportunity-arctic-shrinking)?
  11. Revisit the article regarding Greg Smith and Goldman Sachs – were the rights of a few sacrificed for the greatest number? Discuss the two forms of utilitarianism – act utilitarianism (we look at the consequences of any action for all involved and weigh he units of utility accordingly) and rule utilitarianism (one judges that act action in reference to the precedent it sets and the long-term utility of the rule set by that action) In act utilitarianism, one might support stealing food when one is hungry and has no other way to eat because the utility of survival would outweigh the loss to the store owner. In rule utilitarianism, one would be concerned with the effect that the action would have if made into a rule for behavior: “Any time an individual cannot afford food, he or she can steal it” would contribute to a state of lawlessness and a general disrespect for the law.
  12. Discuss various world religions (Christianity, Islam, Hinduism, Buddhism, Confucianism, Judaism, etc.) What is considered ethical for one religion may be considered very unethical for another. Discuss examples.
  13. Discuss Bernie Madoff’s confession, arrest, and conviction - http://topics.nytimes.com/top/reference/timestopics/people/m/bernard_l_madoff/index.html Do you think in retrospect, he considered his actions being reported in every major media outlet?