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Behavioral 
Assessment
Rida Mariam 103
Behavioral Assessment 
An assessment approach that focuses 
on the interactions between situations 
and behaviors for the purpose of 
effecting behavioral change.
History 
Behaviorism beginning in 1930’s 
Pavlov: Pavlovian or classical 
conditioning 
B.F. Skinner (most noteworthy work 
1953) 
 Skinner box for rat learning research 
 Operant or response-stimulus (RS) 
conditioning
Behavioral Assessment 
Context in Clinical Psych 
 Grows from Behavior Theory / Learning 
Theory 
 Aspects of it can be easily combined with 
other forms of assessment – very common 
to do so 
 Differs from traditional assessment (clinical 
interview and testing) in 3 ways
1. Sample vs. Sign 
 In behavioral assessment, test / 
interview responses are interpreted as 
“samples” of behavior that are 
thought to generalize to other 
situations 
 In traditional assessment (even 
psychodynamic), we interpret test 
data as “signs” of internal processes
2. Functional Behavioral Analysis (also called 
Functional Analysis) 
 Derived from Skinner’s work with SR (stimulus-response) 
learning 
 SORC model 
 ABC model (very similar) 
 Isolates a target behavior for analysis and 
understanding in a very concrete, prescripted 
manor
SORC model for 
conceptualizing a behavior 
S = stimulus or “antecedent” factors which 
occur before target behavior 
O = organismic variables relevant to target 
behavior 
R = the response = the target behavior 
C = consequences of target behavior
Elaboration of “O” 
Organismic 
Physical / medical / physiological, 
cognitive / psychological aspects 
of the client 
…that are relevant to treating the 
target behavior
Example of SORC model 
 S – Stimulus: a child is ignored by her peers 
in class 
 (O – Organismic: the child has previously 
been diagnosed with ADHD) 
 R – Response: She increases the volume of 
her voice (i.e., yells) 
 C – Consequences: her peers pay 
attention to her, some role their eyes
Similar to SORC: ABC 
A = Antecedent – similar to 
“situation” 
B = Behavior – similar to 
“response” 
C = Consequence – outcome
Iqra Shahzad 72
Behavioral Assessment 
Methods 
Behavioral Interviews 
Observational methods 
 Naturalistic Observation 
 Controlled Observation 
Controlled Performance Techniques 
Self-Monitoring 
Role-playing 
Inventories, Checklists 
Cognitive-Behavioral Assessments
Behavioral Interviews 
Interviews conducted for the 
purpose of identifying a 
problem behavior , the 
situational factors that maintain 
the behavior, and the 
consequences that result from 
that behavior.
Goal: help clinician gain general 
perspective of problem and 
Understand antecedent factors 
Behavioral Interviews are used to 
obtain a general picture of the 
presenting problem and of the 
variables that seem to be 
maintaining the problematic 
behavior.
Observation: a primary 
technique 
A primary technique of behavioral 
assessment. It is often used to gain a 
better understanding of the 
frequency, strength, and 
pervasiveness of the problem 
behavior as well as the factors that 
are maintaining it.
 Naturalistic Conditions: 
Behavior typically and spontaneously 
occurs. 
Home observation 
School observation 
Hospital observation 
 Controlled Conditions: 
Simulated or contrived conditions. The 
environment is designed to such that it is 
likely that the assessor will observe the 
targeted behavior or interactions.
Controlled Performance 
Techniques 
An assessment procedure in which 
the clinician places individuals in 
carefully controlled performance 
situations and collects data on their 
performance/behaviors, their 
emotional reactions, and/or various 
psycho physiological indices.
Self-monitoring techniques 
 An observational technique in which 
individuals observe and record their own 
behaviors, thoughts, or emotions (including 
information on timing, frequency, intensity 
and duration) 
 Clients are asked to maintain behavioral 
logs or diaries over some predetermined 
time period. 
 Dysfunctional Thought Record DTR is most 
common of self-monitoring in clinical setting
Role Playing 
 A technique in which patients are directed 
to respond the way they would typically 
respond if they were in a given situation. 
 Provide a scenario for client to act out, 
possibly with a clinical assistant or the 
therapist 
 Benefit: therapeutic since it’s practice in a 
safe setting plus provides ongoing 
assessment
Inventories, checklists 
 E.g., child behavior checklist CBCL 
 Parent, peer, self, teacher rate on a list of 
behaviors 
 Usually multiple raters 
 Questionnaire format 
Often have multiple “factors” in checklist 
 E.g., aggressive, depressed, anxious 
behaviors 
 Benefit: they offer a quantitative measure!
Cognitive-Behavioral 
Assessments 
An assessment approach recognizing 
that the person’s thought or cognitions 
play an important role in behavior. 
Example: Beck Depression Inventory 
Asks questions about behaviors such as 
sleep, appetite, decision making 
related to decision 
But also thoughts: negative thoughts 
about self, thoughts about death, etc.
Challenges to validity and 
reliability 
Reliability & validity influenced by 
 complexity of behavior observed 
 level of training, experience of observer(s) 
 Observer error 
 influence of observation on target 
(problematic) behavior 
 generalizability of observations to other 
settings/situations

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Behavioral assessment

  • 3. Behavioral Assessment An assessment approach that focuses on the interactions between situations and behaviors for the purpose of effecting behavioral change.
  • 4. History Behaviorism beginning in 1930’s Pavlov: Pavlovian or classical conditioning B.F. Skinner (most noteworthy work 1953)  Skinner box for rat learning research  Operant or response-stimulus (RS) conditioning
  • 5. Behavioral Assessment Context in Clinical Psych  Grows from Behavior Theory / Learning Theory  Aspects of it can be easily combined with other forms of assessment – very common to do so  Differs from traditional assessment (clinical interview and testing) in 3 ways
  • 6. 1. Sample vs. Sign  In behavioral assessment, test / interview responses are interpreted as “samples” of behavior that are thought to generalize to other situations  In traditional assessment (even psychodynamic), we interpret test data as “signs” of internal processes
  • 7. 2. Functional Behavioral Analysis (also called Functional Analysis)  Derived from Skinner’s work with SR (stimulus-response) learning  SORC model  ABC model (very similar)  Isolates a target behavior for analysis and understanding in a very concrete, prescripted manor
  • 8. SORC model for conceptualizing a behavior S = stimulus or “antecedent” factors which occur before target behavior O = organismic variables relevant to target behavior R = the response = the target behavior C = consequences of target behavior
  • 9. Elaboration of “O” Organismic Physical / medical / physiological, cognitive / psychological aspects of the client …that are relevant to treating the target behavior
  • 10. Example of SORC model  S – Stimulus: a child is ignored by her peers in class  (O – Organismic: the child has previously been diagnosed with ADHD)  R – Response: She increases the volume of her voice (i.e., yells)  C – Consequences: her peers pay attention to her, some role their eyes
  • 11. Similar to SORC: ABC A = Antecedent – similar to “situation” B = Behavior – similar to “response” C = Consequence – outcome
  • 13. Behavioral Assessment Methods Behavioral Interviews Observational methods  Naturalistic Observation  Controlled Observation Controlled Performance Techniques Self-Monitoring Role-playing Inventories, Checklists Cognitive-Behavioral Assessments
  • 14. Behavioral Interviews Interviews conducted for the purpose of identifying a problem behavior , the situational factors that maintain the behavior, and the consequences that result from that behavior.
  • 15. Goal: help clinician gain general perspective of problem and Understand antecedent factors Behavioral Interviews are used to obtain a general picture of the presenting problem and of the variables that seem to be maintaining the problematic behavior.
  • 16. Observation: a primary technique A primary technique of behavioral assessment. It is often used to gain a better understanding of the frequency, strength, and pervasiveness of the problem behavior as well as the factors that are maintaining it.
  • 17.  Naturalistic Conditions: Behavior typically and spontaneously occurs. Home observation School observation Hospital observation  Controlled Conditions: Simulated or contrived conditions. The environment is designed to such that it is likely that the assessor will observe the targeted behavior or interactions.
  • 18. Controlled Performance Techniques An assessment procedure in which the clinician places individuals in carefully controlled performance situations and collects data on their performance/behaviors, their emotional reactions, and/or various psycho physiological indices.
  • 19. Self-monitoring techniques  An observational technique in which individuals observe and record their own behaviors, thoughts, or emotions (including information on timing, frequency, intensity and duration)  Clients are asked to maintain behavioral logs or diaries over some predetermined time period.  Dysfunctional Thought Record DTR is most common of self-monitoring in clinical setting
  • 20. Role Playing  A technique in which patients are directed to respond the way they would typically respond if they were in a given situation.  Provide a scenario for client to act out, possibly with a clinical assistant or the therapist  Benefit: therapeutic since it’s practice in a safe setting plus provides ongoing assessment
  • 21. Inventories, checklists  E.g., child behavior checklist CBCL  Parent, peer, self, teacher rate on a list of behaviors  Usually multiple raters  Questionnaire format Often have multiple “factors” in checklist  E.g., aggressive, depressed, anxious behaviors  Benefit: they offer a quantitative measure!
  • 22. Cognitive-Behavioral Assessments An assessment approach recognizing that the person’s thought or cognitions play an important role in behavior. Example: Beck Depression Inventory Asks questions about behaviors such as sleep, appetite, decision making related to decision But also thoughts: negative thoughts about self, thoughts about death, etc.
  • 23. Challenges to validity and reliability Reliability & validity influenced by  complexity of behavior observed  level of training, experience of observer(s)  Observer error  influence of observation on target (problematic) behavior  generalizability of observations to other settings/situations