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Ethical and Legal
Aspects of
Counseling
Introduction
• Counseling is not a value-free or neutral activity. (Cottone
and Tarvydas,2007 ; Welfel , 2010)
• All goals in counseling, "whether they are goals for symptom
relief or goals to modify a lifestyle , are subtended by value
systems” (Bergin, 1992, p.9)
• Counselors who are not clear about their values, ethics and
legal responsibilities, and those of their clients, can cause
harm despite their best intentions. (Wilcoxin et al. 2012)
• Promote well being and professionalism in counseling both
directly and indirectly.
• In some conditions, ethics and laws overlap. However the
operate through different premises.
Definitions
Ethics,
Morality,
&
Law
Ethics
• Making decisions of a moral nature about people and their interaction in
the society. (Kitchener,1986,p.306)
• Used synonymously with morality. Ethics and morality overlap. Both deal
with “what is good and bad or the study of human conduct and values.”
(Van Hoose & Kottler,1985,p.2)
• Yet each has a different meaning.
• Ethics are a philosophical discipline that is concerned with human conduct
and moral decision making. (Van Hoose & Kottler,1985,p.2)
• Ethics are normative in nature.
• Ethics focus on principles and standards that govern relationships
between individuals.
Morality
• Judgment or evaluation of action.
• Associated with words such as good, bad, right,
wrong , ought and should.(Grant, 1992)
• The theories counselors employ have embedded
within them moral presuppositions about human
nature that implicitly and explicitly question first-
“what should a person be or become?”
(Christopher, 1996, p.18)
Law
• The precise codification of governing standards that are
established to ensure legal and moral justice.(Remley and
Herlihy,2010)
• Law is created by legislation, court decision, and tradition.
• The law dictates what is legal and not what is ethical.
• Sometimes what is legal is considered as immoral by the
society.
For example- 1994 Helms- Smith Amendment to the
Elementary and Secondary Education Act(ESEA) , an
attempt to cut off funds to schools that provide counseling
to gay and lesbian students.
Ethics and
Counseling
Introduction
• Many counselors treat ethical complaints with the
same seriousness that they treat lawsuits.(Chauvin &
Remley, 1996)
• However, some counselors are better informed or
more attuned to these issues.
• Patterson(1971)- Counselor’s Professional Identity is
related their knowledge and practice of ethics.
• Welfel(2010)-Effectiveness of Counselors is connected
to their ethical knowledge and behavior as well.
Unethical Behavior
• It can take many forms.
• The temptations common to people everywhere exist for
counselors.
• They include physical intimacy, the titillation of gossip, or
the opportunity to advance one’s career. (Welfel & Lipsitz,
1983b,p.328) .
• Some forms are obvious and willful, whereas others are
more subtle and unintentional.
• Regardless, harmful outcome is the same.
The Most Prevalent Forms of Unethical Behaviors in Counseling
(American Counseling Association(ACA), 2005; Herlihy & Corey,
2006)
• Violation of confidentiality
• Exceeding one’s level of professional competency
• Negligent practice
• Claiming expertise one does not possess
• Imposing one’s values on a client
• Creating dependency in a client
• Sexual activity with a client
• Certain conflicts of interest, such as dual or multiple relationships
• Questionable financial arrangements, such as charging excessive fees
• Improper advertising
• Plagiarism
Association for Spiritual, Ethical and
Religious Values in Counseling
• Concerned with values and ethics of counseling
professionals.
• It regularly deals with ethical concerns.
• ASERVIC has even published ethical guidelines for
leaders in professional counseling organizations.
• It also publishes a Journal, Counseling And Value,
which contains articles on ethical situations.

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Ethical and legal aspects of counseling

  • 2. Introduction • Counseling is not a value-free or neutral activity. (Cottone and Tarvydas,2007 ; Welfel , 2010) • All goals in counseling, "whether they are goals for symptom relief or goals to modify a lifestyle , are subtended by value systems” (Bergin, 1992, p.9) • Counselors who are not clear about their values, ethics and legal responsibilities, and those of their clients, can cause harm despite their best intentions. (Wilcoxin et al. 2012) • Promote well being and professionalism in counseling both directly and indirectly. • In some conditions, ethics and laws overlap. However the operate through different premises.
  • 4. Ethics • Making decisions of a moral nature about people and their interaction in the society. (Kitchener,1986,p.306) • Used synonymously with morality. Ethics and morality overlap. Both deal with “what is good and bad or the study of human conduct and values.” (Van Hoose & Kottler,1985,p.2) • Yet each has a different meaning. • Ethics are a philosophical discipline that is concerned with human conduct and moral decision making. (Van Hoose & Kottler,1985,p.2) • Ethics are normative in nature. • Ethics focus on principles and standards that govern relationships between individuals.
  • 5. Morality • Judgment or evaluation of action. • Associated with words such as good, bad, right, wrong , ought and should.(Grant, 1992) • The theories counselors employ have embedded within them moral presuppositions about human nature that implicitly and explicitly question first- “what should a person be or become?” (Christopher, 1996, p.18)
  • 6. Law • The precise codification of governing standards that are established to ensure legal and moral justice.(Remley and Herlihy,2010) • Law is created by legislation, court decision, and tradition. • The law dictates what is legal and not what is ethical. • Sometimes what is legal is considered as immoral by the society. For example- 1994 Helms- Smith Amendment to the Elementary and Secondary Education Act(ESEA) , an attempt to cut off funds to schools that provide counseling to gay and lesbian students.
  • 8. Introduction • Many counselors treat ethical complaints with the same seriousness that they treat lawsuits.(Chauvin & Remley, 1996) • However, some counselors are better informed or more attuned to these issues. • Patterson(1971)- Counselor’s Professional Identity is related their knowledge and practice of ethics. • Welfel(2010)-Effectiveness of Counselors is connected to their ethical knowledge and behavior as well.
  • 9. Unethical Behavior • It can take many forms. • The temptations common to people everywhere exist for counselors. • They include physical intimacy, the titillation of gossip, or the opportunity to advance one’s career. (Welfel & Lipsitz, 1983b,p.328) . • Some forms are obvious and willful, whereas others are more subtle and unintentional. • Regardless, harmful outcome is the same.
  • 10. The Most Prevalent Forms of Unethical Behaviors in Counseling (American Counseling Association(ACA), 2005; Herlihy & Corey, 2006) • Violation of confidentiality • Exceeding one’s level of professional competency • Negligent practice • Claiming expertise one does not possess • Imposing one’s values on a client • Creating dependency in a client • Sexual activity with a client • Certain conflicts of interest, such as dual or multiple relationships • Questionable financial arrangements, such as charging excessive fees • Improper advertising • Plagiarism
  • 11. Association for Spiritual, Ethical and Religious Values in Counseling • Concerned with values and ethics of counseling professionals. • It regularly deals with ethical concerns. • ASERVIC has even published ethical guidelines for leaders in professional counseling organizations. • It also publishes a Journal, Counseling And Value, which contains articles on ethical situations.