Contenu connexe Similaire à Life Science Patent Prosecution in View of the Final AIA Rules (13) Plus de Knobbe Martens - Intellectual Property Law (20) Life Science Patent Prosecution in View of the Final AIA Rules1. Patent Prosecution in view of the Final
AIA Rules February 21, 2013
Mike Fuller, Kerry Taylor, Ryan Melnick, and Brenden Gingrich
Orange County San Diego San Francisco Silicon Valley Los Angeles Riverside Seattle Washington DC
knobbe.com
2. California CLE Credit
For CLE Credit, we have your bar number if you entered it during registration.
If you did not enter it you bar number, please send an email to
sheenika.shah@knobbe.com.
If you watched the webinar in a group, please send your name and bar number to
sheenika.shah@knobbe.com.
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3. Prior Art under the AIA
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4. New §102(a)(1) – Public Prior Art
Old 102(a)-102(g) replaced by new 102(a):
102(a)(1) parallels old
102(a): Novelty; Prior Art- A person shall be entitled to a 102(a) and (b)
patent unless--
102(a)(1): the claimed invention was patented, described in a
printed publication, or in public use, on sale, or otherwise
available to the public before the effective filing date of the
claimed invention; or
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 4
5. New §102(a)(1) – Public Prior Art
Old 102(a)-102(g) replaced by new 102(a):
102(a)(1) parallels old
102(a): Novelty; Prior Art- A person shall be entitled to a 102(a) and (b)
patent unless--
102(a)(1): the claimed invention was patented, described in a
printed publication, or in public use, on sale, or otherwise USPTO: use or sale under
available to the public before the effective filing date of the NDA not prior art
claimed invention; or
no longer an ―in this
country‖ requirement –
public use/sale anywhere
now counts as prior art
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6. New §102(a)(1) – Public Prior Art
Old 102(a)-102(g) replaced by new 102(a):
USPTO: example--public
102(a): Novelty; Prior Art- A person shall be entitled to a oral presentation and slides
patent unless--
102(a)(1): the claimed invention was patented, described in a
printed publication, or in public use, on sale, or otherwise
available to the public before the effective filing date of
the claimed invention; or
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 6
7. New §102(a)(1) – Public Prior Art
Old 102(a)-102(g) replaced by new 102(a):
USPTO: example--public
102(a): Novelty; Prior Art- A person shall be entitled to a oral presentation and slides
patent unless--
102(a)(1): the claimed invention was patented, described in a
printed publication, or in public use, on sale, or otherwise
available to the public before the effective filing date of
the claimed invention; or
―effective filing date‖ also
―before the invention‖ and can mean a foreign priority
―more than one year prior‖ date
to US filing now replaced
with ―before the effective
filing date of‖
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 7
8. Summary of Key “First-to-File” Changes
Public prior art is effective as prior art even if only one day
prior to filing the patent application
Public presentations anywhere in the world are prior art
(USPTO interpretation)
Foreign activities can be prior art (public sales, public use,
etc.)
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 8
9. New § 102(a)(2) – Application Prior Art
102(a): Novelty; Prior Art- A person shall be entitled to a
patent unless-- 102(a)(2) parallels old
102(e)
102(a)(2): the claimed invention was described in a
patent issued under section 151, or in an application for
patent published or deemed published under section
122(b), in which the patent or application, as the case may
be, names another inventor and was effectively filed
before the effective filing date of the claimed invention.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 9
10. New § 102(a)(2) – Application Prior Art
102(a): Novelty; Prior Art- A person shall be entitled to a
patent unless-- 102(a)(2) parallels old
102(e)
102(a)(2): the claimed invention was described in a
patent issued under section 151, or in an application
for patent published or deemed published under
section 122(b), in which the patent or application, as the
case may be, names another inventor and was effectively
filed before the effective filing date of the claimed
invention.
A published PCT app that
designates the US counts as
prior art – even if it wasn’t
published in English
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 10
11. New § 102(a)(2) – Application Prior Art
102(a): Novelty; Prior Art- A person shall be entitled to a
patent unless-- ―names another inventor‖
is same as ―by another‖ in
102(a)(2): the claimed invention was described in a old 102(e) – means a
patent issued under section 151, or in an application for different inventive entity
patent published or deemed published under section
122(b), in which the patent or application, as the case may
be, names another inventor and was effectively filed
before the effective filing date of the claimed invention.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 11
12. New § 102(a)(2) – Application Prior Art
102(a): Novelty; Prior Art- A person shall be entitled to a
patent unless-- ―names another inventor‖
is same as ―by another‖ in
102(a)(2): the claimed invention was described in a old 102(e) – means a
patent issued under section 151, or in an application for different inventive entity
patent published or deemed published under section
122(b), in which the patent or application, as the case may
be, names another inventor and was effectively filed
before the effective filing date of the claimed
invention.
―effectively filed‖ can mean
a foreign priority date
―effectively filed‖ can mean
a foreign priority date
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 12
13. Summary of Key “First-to-File” Changes
Prior filed application is effective as prior art even if only one
day prior to filing the patent application
Foreign filing date can be effective prior art date
PCT applications need not be in English
102(c), 102(d), 102(f), and 102(g) eliminated
– But USPTO will police 102(f) using 101 and 115
– 102(g) applies to some transitional applications
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14. Exceptions to Prior Art under the AIA
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15. Exceptions to 102(a)(1) Prior Art
102(b)(1) A disclosure made 1 year or less before the
effective filing date of a claimed invention shall not be
prior art to the claimed invention under subsection (a)(1)
if:
– (A) the disclosure was made by the inventor or
joint inventor or by another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor; or
– (B) the subject matter disclosed had, before such
disclosure, been publicly disclosed by the inventor
or a joint inventor or another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 15
16. Exceptions to 102(a)(1) Prior Art
102(b)(1) A disclosure made 1 year or less before
the effective filing date of a claimed invention shall
not be prior art to the claimed invention under
subsection (a)(1) if: PTO Position:
– (A) the disclosure was made by the inventor or
―disclosure‖ is a generic
joint inventor or by another who obtained the expression
subject matter disclosed directly or indirectly from encompassing all the
the inventor or a joint inventor; or documents and activities
– (B) the subject matter disclosed had, before such of 102(a)(1)
disclosure, been publicly disclosed by the inventor
or a joint inventor or another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 16
17. Exceptions to 102(a)(1) Prior Art
102(b)(1) A disclosure made 1 year or less before the
effective filing date of a claimed invention shall not be
1) ―Grace Period Inventor
prior art to the claimed invention under subsection (a)(1)
if: Disclosure‖
– (A) the disclosure was made by the inventor or
joint inventor or by another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor; or
– (B) the subject matter disclosed had, before such
disclosure, been publicly disclosed by the inventor
or a joint inventor or another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 17
18. Exceptions to 102(a)(1) Prior Art
102(b)(1) A disclosure made 1 year or less before the
effective filing date of a claimed invention shall not be
1) ―Grace Period Inventor
prior art to the claimed invention under subsection (a)(1)
if: Disclosure‖
– (A) the disclosure was made by the inventor or
joint inventor or by another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor; or 2) ―Grace Period Inventor-
– (B) the subject matter disclosed had, before such Originated Disclosure‖
disclosure, been publicly disclosed by the inventor
or a joint inventor or another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 18
19. Exceptions to 102(a)(1) Prior Art
102(b)(1) A disclosure made 1 year or less before the
effective filing date of a claimed invention shall not be
1) ―Grace Period Inventor
prior art to the claimed invention under subsection (a)(1)
if: Disclosure‖
– (A) the disclosure was made by the inventor or
joint inventor or by another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor; or 2) ―Grace Period Inventor-
– (B) the subject matter disclosed had, before Originated Disclosure‖
such disclosure, been publicly disclosed by the
inventor or a joint inventor or another who
obtained the subject matter disclosed directly or
indirectly from the inventor or a joint inventor.
3) ―Inventor or Inventor-
Originated Prior Public
Disclosure‖
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 19
20. Exceptions to 102(a)(1) Prior Art
PTO Interpretation
102(b)(1) A disclosure made 1 year or less before the
effective filing date of a claimed invention shall not be
Comparison is between the
prior art to the claimed invention under subsection (a)(1) subject matter of the two
if: disclosures—the claimed
– (A) the disclosure was made by the inventor or invention is irrelevant
joint inventor or by another who obtained the
subject matter disclosed directly or indirectly from
the inventor or a joint inventor; or Modes of disclosure can be
– (B) the subject matter disclosed had, before different
such disclosure, been publicly disclosed by the
inventor or a joint inventor or another who obtained
Disclosures do not need to be
the subject matter disclosed directly or indirectly
from the inventor or a joint inventor.
verbatim the same
Intervening disclosure can
be more general than
inventor disclosure
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 20
21. Examples of Inventor Prior Public Disclosures
Inventor Prior Public Disclosure Intervening Disclosure
1 2
2 1
Genus A
3
3
PTO: NOT PRIOR ART
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22. Examples of Inventor Prior Public Disclosures
Inventor Prior Public Disclosure Intervening Disclosure
4
1 2
2 1
Genus A
3
3
PTO: SPECIES 4 IS PRIOR ART
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 22
23. Examples of Inventor Prior Public Disclosures
Inventor Prior Public Disclosure Intervening Disclosure
1 2
Genus A
3
PTO: SPECIES ARE PRIOR ART
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 23
24. Examples of Inventor Prior Public Disclosures
Inventor Prior Public Disclosure Intervening Disclosure
A+B +C A+B +C + D
PTO: ONLY ELEMENT D IS PRIOR ART
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25. Exceptions to 102(a)(2) Prior Art
102(b)(2) A disclosure shall not be prior art to a claimed
invention under subsection (a)(2) if :
– (A) the subject matter disclosed was obtained
directly or indirectly from the inventor or a joint
inventor;
– (B) the subject matter disclosed had, before such
subject matter was effectively filed under
subsection (a)(2), been publicly disclosed by the
inventor or a joint inventor or another who obtained
the subject matter disclosed directly or indirectly
from the inventor or a joint inventor; or
– (C) the subject matter disclosed and the claimed
invention, not later than the effective filing date of
the claimed invention, were owned by the same
person or subject to an obligation of assignment to
the same person.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 25
26. Exceptions to 102(a)(2) Prior Art
102(b)(2) A disclosure shall not be prior art to a claimed
invention under subsection (a)(2) if :
1) ―Inventor-Originated
– (A) the subject matter disclosed was obtained
Disclosure‖
directly or indirectly from the inventor or a
joint inventor;
– (B) the subject matter disclosed had, before such
subject matter was effectively filed under
subsection (a)(2), been publicly disclosed by the
inventor or a joint inventor or another who obtained
the subject matter disclosed directly or indirectly
from the inventor or a joint inventor; or
– (C) the subject matter disclosed and the claimed
invention, not later than the effective filing date of
the claimed invention, were owned by the same
person or subject to an obligation of assignment to
the same person.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 26
27. Exceptions to 102(a)(2) Prior Art
102(b)(2) A disclosure shall not be prior art to a claimed
invention under subsection (a)(2) if :
1) ―Inventor-Originated
– (A) the subject matter disclosed was obtained
Disclosure‖
directly or indirectly from the inventor or a
joint inventor;
– (B) the subject matter disclosed had, before
such subject matter was effectively filed under 2) ―Inventor or Inventor-
subsection (a)(2), been publicly disclosed by the Originated Prior Public
inventor or a joint inventor or another who Disclosure‖
obtained the subject matter disclosed directly or
indirectly from the inventor or a joint inventor; or
– (C) the subject matter disclosed and the claimed
invention, not later than the effective filing date of
the claimed invention, were owned by the same
person or subject to an obligation of assignment to
the same person.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 27
28. Exceptions to 102(a)(2) Prior Art
102(b)(2) A disclosure shall not be prior art to a claimed
invention under subsection (a)(2) if :
1) ―Inventor-Originated
– (A) the subject matter disclosed was obtained
Disclosure‖
directly or indirectly from the inventor or a
joint inventor;
– (B) the subject matter disclosed had, before
such subject matter was effectively filed under 2) ―Inventor or Inventor-
subsection (a)(2), been publicly disclosed by the Originated Prior Public
inventor or a joint inventor or another who Disclosure‖
obtained the subject matter disclosed directly or
indirectly from the inventor or a joint inventor; or
– (C) the subject matter disclosed and the
claimed invention, not later than the effective
filing date of the claimed invention, were owned 3) ―Common Ownership or
by the same person or subject to an obligation Obligation of Assignment‖
of assignment to the same person.
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 28
29. Exceptions to 102(a)(2) Prior Art
102(b)(2) A disclosure shall not be prior art to a claimed
invention under subsection (a)(2) if :
Similar in scope to old
103(c), but removes both
– (A) the subject matter disclosed was obtained
directly or indirectly from the inventor or a joint anticipatory and
inventor; obviousness references
– (B) the subject matter disclosed had, before such
subject matter was effectively filed under
subsection (a)(2), been publicly disclosed by the
102(c) considers ―joint
inventor or a joint inventor or another who obtained
the subject matter disclosed directly or indirectly
research agreement‖ as
from the inventor or a joint inventor; or common ownership
– (C) the subject matter disclosed and the claimed
invention, not later than the effective filing date of
the claimed invention, were owned by the same
person or subject to an obligation of assignment to
Joint research agreement
the same person. must be in effect before the
effective filing date
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 29
30. Prior Art Exceptions - Summary
Exceptions to 102(a)(1) Prior Art Exceptions to 102(a)(2) Prior Art
Grace Period Inventor Disclosure
Grace Period Inventor-Originated Inventor-Originated Disclosure
Disclosure
Inventor or Inventor-Originated Prior Inventor or Inventor-Originated Prior
Public Disclosure Public Disclosure
Common Ownership or Obligation of
Assignment
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 30
31. Prior Art Exceptions - Summary
Exceptions to 102(a)(1) Prior Art Exceptions to 102(a)(2) Prior Art
Grace Period Inventor Disclosure
Grace Period Inventor-Originated Inventor-Originated Disclosure
Disclosure
Inventor or Inventor-Originated Prior Inventor or Inventor-Originated Prior
Public Disclosure Public Disclosure
Common Ownership or Obligation of
Assignment
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 31
32. Removing Grace Period Inventor Disclosure
If prior disclosure does not include additional authors, simple
argument should remove the reference
e.g., disclosure = authors A and B
inventors = A, B, and C
Can include statement regarding prior disclosures in
specification (37 CFR 1.77(b)(6))
Affidavit or declaration of attribution (37 CFR 1.130(a))
– “Unequivocal statement” that the inventor invented the
subject matter
– Reasonable explanation of the presence of additional
authors on prior disclosure
– Additional evidence may be required
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 32
33. Prior Art Exceptions - Summary
Exceptions to 102(a)(1) Prior Art Exceptions to 102(a)(2) Prior Art
Grace Period Inventor Disclosure
Grace Period Inventor-Originated Inventor-Originated Disclosure
Disclosure
Inventor or Inventor-Originated Prior Inventor or Inventor-Originated Prior
Public Disclosure Public Disclosure
Common Ownership or Obligation of
Assignment
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 33
34. Removing Inventor-Originated Disclosures
Affidavit or declaration of attribution (37 CFR 1.130(a))
– Establish that the subject matter originated with the
inventor
– Establish that the subject matter was communicated by the
inventor, directly or indirectly
– Include documentation evidencing the communication
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 34
35. Removing Inventor-Originated Disclosures
Derivation
– Cannot use 1.130 declaration to remove prior patents or
applications as inventor-originated if the patent or
application claims the same or substantially same invention
(37 CFR 1.130(c))
– Can file petition for derivation proceeding
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 35
36. Prior Art Exceptions - Summary
Exceptions to 102(a)(1) Prior Art Exceptions to 102(a)(2) Prior Art
Grace Period Inventor Disclosure
Grace Period Inventor-Originated Inventor-Originated Disclosure
Disclosure
Inventor or Inventor-Originated Prior Inventor or Inventor-Originated Prior
Public Disclosure Public Disclosure
Common Ownership or Obligation of
Assignment
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 36
37. Removing Intervening Disclosures
Affidavit or declaration of prior public disclosure (37 CFR
1.130(b))
– Identify subject matter publically disclosed by inventor
If printed publication, include copy
If not printed publication, describe with sufficient detail
– Identify date of disclosure
– If based on inventor-originated disclosure, need to also
make showings of origination and communication
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 37
38. Prior Art Exceptions - Summary
Exceptions to 102(a)(1) Prior Art Exceptions to 102(a)(2) Prior Art
Grace Period Inventor Disclosure
Grace Period Inventor-Originated Inventor-Originated Disclosure
Disclosure
Inventor or Inventor-Originated Prior Inventor or Inventor-Originated Prior
Public Disclosure Public Disclosure
Common Ownership or Obligation of
Assignment
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 38
39. Removing Commonly Owned Patents and Applications
Clear and conspicuous statement (37 CFR 1.104(c)(4)(i))
– common ownership or obligation of assignment to common
owner
– as of effective filing date of claimed invention
Can be submitted by representative of record
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 39
40. Removing Joint Research Agreement Patents and
Applications
Application must disclose or be amended to disclose the names
of the parties to the agreement
Submission of statement (37 CFR 1.104(c)(4)(ii))
– Prior disclosure and claimed invention made on behalf of
one or more parties to a joint research agreement
– Agreement was in effect prior to the effective filing date
– Claimed invention was made as a result of the activities
undertaken within the scope of the agreement
Can be submitted by representative of record
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 40
41. Filing Strategies in view of the AIA
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©2012 Knobbe Martens, Olson & Bear, LLP all LLP all rights reserved. 41
42. Three Possible Examination Regimes
Pure Pre-AIA
– Only pre-AIA §102(a)-(g) and §103(a)-(c)
– Advantages: swearing behind §102(a)/(e) art
Pure AIA
– Only AIA§102 and §103 apply
– No pre-AIA §102(a)-(g)
– Advantages: common ownership removes §102(a)(2) art
for §102 and §103
Mixed Pre-AIA and AIA
– AIA§102 and §103 apply, and
– Pre-AIA§102(g) applies
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 42
43. Three Possible Examination Regimes
The AIA applies to an application or patent issuing thereon
“that contains or contained at any time”
– A claim that is not supported by a pre-AIA application, or
– A priority claim to an application that “contains or
contained at any time such a claim”
Examination regimes are applied to all claims in an
application, not on a claim-by-claim basis
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 43
44. What does “contained at any time” mean?
PTO’s position on unsupported claim amendments
– Claim amendments constituting “new matter” are not
permitted under 35 U.S.C. §132(a)
– Claim amendments entered and rejected as “new matter”
for examination purposes are not “contained” in the
application
– Therefore, claim amendments containing “new matter” do
not trigger the AIA, and can be canceled
PTO may be wrong
– If so, cannot fix by canceling or amending claim to
overcome rejection
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 44
45. What does “contained at any time” mean?
PTO’s position – open questions:
– Claim amendments lacking enabling support?
No “new matter” lack of enablement rejection
Presumably converts application to AIA
– Original claims / filing date preliminary amendment
lacking written description or enablement?
“Contained” in the application
Presumably converts application to AIA
– Cannot fix by canceling or amending claim
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 45
46. Identification of Transition Applications
Applications that fall under AIA and claim priority to a pre-
AIA application must be identified as such
Revised ADS will include check box
– No need to identify which claims are at issue
Must file within the later of
– 4 months from filing / national stage entry
– 16 months from filing date of the pre-AIA application
– The date a claim with an effective filing date on or after
March 16, 2013 is added to the application
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 46
47. Selecting a Mixed Examination Regime
A claim wholly supported by a pre-AIA application and a
claim not supported by pre-AIA application
“At any time” in priority chain rule applies
– Easy to get into mixed regime, can never leave while
maintaining priority claim
March 16, 2013
Claim A Claim A Claim A
Claim A
Disclose B Claim B Disclose B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 47
48. Selecting a Pre-AIA Examination Regime
All claims must be supported by a pre-AIA application
No priority application can be under AIA regime
– This includes a parent application that “flips” to AIA after
child application is filed
March 16, 2013
Claim A Claim A Claim A
Disclose A
Disclose B Disclose B Disclose B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 48
49. Selecting a Pre-AIA Examination Regime
All claims must be supported by a pre-AIA application
No priority application can be under AIA regime
– This includes a parent application that “flips” to AIA after
child application is filed
March 16, 2013
Claim A Claim A Claim A
Disclose A
Claim B Disclose B Disclose B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 49
50. Selecting a Pre-AIA Examination Regime
Keep a pre-AIA line pending, with prosecution “branches” to
avoid mixed examination regime
March 16, 2013
Claim A Claim A Claim A
Disclose A Disclose B Disclose B Disclose B
Disclose A Claim A
Claim B Claim B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 50
51. Selecting a Pre-AIA Examination Regime
Or file separate pre-AIA and mixed applications to avoid
inadvertently entering mixed regime
March 16, 2013
Disclose A Claim A Claim A Claim A’
Claim A Disclose A
Claim B Claim B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 51
52. Selecting a Pure AIA Examination Regime
No claim wholly supported by a pre-AIA application
– Presence of claim wholly supported by pre-AIA application
results in mixed examination regime
– “At any time” rule applies, will “flip” family
March 16, 2013
Disclose A Disclose A Claim A
Disclose A
Claim B Claim B Disclose B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 52
53. Selecting a Pure AIA Examination Regime
No claim wholly supported by a pre-AIA application
– Presence of claim wholly supported by pre-AIA application
results in mixed examination regime
– “At any time” rule applies, will “flip” family
March 16, 2013
Claim A Disclose A Claim A
Disclose A
Claim B Claim B Disclose B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 53
54. What to do before March 16, 2013
If you want pure AIA regime
– If so, patent family with no pre-AIA claims is required
– Can let March 16 date pass
If you want mixed AIA regime
– Application with pre- and post-AIA claims gets mixed
– Can let March 16 date pass
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 54
55. What to do before March 16, 2013
If you want pre-AIA regime
– Option #1: file non-provisional prior to March 16
Avoid §112 rejection “flip” of original claim
– Option #2: file provisional prior to March 16
#2(a): file non-provisional carbon copy at 1-year
– Protects against claiming post-March 16 matter
#2(b): file non-provisional with post-March 16 matter at
1-year
– Allows for pre-AIA and mixed family lines
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 55
56. Keeping All Options Open Strategy
March 16, 2013 1-Year Date
App. #1 App. #2
Claim A AND / OR Claim A Claim A
App. #3
Disclose A Disclose A Disclose A
Disclose A
Disclose B Claim B Claim B
Claim A Disclose A
Disclose B Claim B
© 2013 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 56
57. California CLE Credit
For CLE Credit, we have your bar number if you entered it during registration.
If you did not enter it you bar number, please send an email to
sheenika.shah@knobbe.com.
If you watched the webinar in a group, please send your name and bar number to
sheenika.shah@knobbe.com.
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58. Disclaimer
This presentation and our discussion constitute an educational and informational
presentation of the AIA and should not be construed as individualized legal advice
or representation.
The presentation of these materials does not establish an attorney-client
relationship. Representation can be initiated only upon completion of our standard
new client/new matter process, including completion of a conflicts check, execution
of an engagement agreement and payment of any applicable retainer.
Any discussions are based solely upon non-confidential information you may
provide. It is our understanding that you will not provide us with any confidential
information and will not do so until representation is initiated.
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59. mike.fuller@knobbe.com
kerry.taylor@knobbe.com
Thank You! ryan.melnick@knobbe.com
brenden.gingrich@knobbe.com
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