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Right-scaling Stewardship
Shared Monographic Collections
Constance Malpas
Program Officer, OCLC Research
15th November 2013 | RLUK St Andrews Members Meeting
#RLUK2013
1
Digitisation

Scale

Differentiation
Maximising Access to our Collections in the Digital World

Library Digitisation – a US view

4
Cloud-Sourcing Research Collections:
Key Finding: Mass digitized corpus in HathiTrust duplicates substantial portion of academic
print
60%

Duplication of ARL University Library Holdings
in HathiTrust Digital Library

50%

Median duplication in December 2010: 33%

How does RLUK
situation
compare?

% of Titles Duplicated

40%

30%

Median duplication in June 2010: 31%

20%

10%

Median duplication in June 2009: 19%
0%
0

20

40

60

Rank in ARL Investment Index (2007-2008)

80

100

120
University of Leeds Library (ERL) Titles
Duplicated in Hathi Trust Digital Library - January 2012

47,624 titles
5%

349,738 titles
36%

Digitised public domain (US)

302,114 titles
31%

Digitised in copyright (US)
6
July 2012 HathiTrust Overlap by Collection Size
Selected RLUK Institutions
50%
45%

RLUK median overlap = 24% (titles)
US context: ARL overlap ~34%

40%

Percentage of Titles Duplicated

35%

Manchester

30%

Cambridge
25%
20%
15%
10%
5%
0%
0

500,000

1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,500,000 5,000,000
WorldCat Holdings - August 2012
7
Scale

8
Center of gravityfor core library operations is
shifting
Many functions traditionally organised at „institution-scale‟ are
being re-organised at above-the-institution scale
Local  group, regional, national
Cataloguing, selection/acquisition, stewardship

Shared e-collections -Shared services –
Shared print –

National Monograph Strategy

UK context favors emergence of national-scale solution
9
Right-scaling stewardship
US:shared print efforts increasingly organised at group, regional scale
Mlchigan Shared Print Initative
Central Iowa Collaborative Collections Initiative
Florida Academic Repository

Why?

Existing-inter-lending partnerships – strong networks of trust
Constorial infrastructure – established governance structures
Strong federalist tradition – favors decentralised solutions

US context favors emergence of group-scale solution
10
Coherence of regional print
book collections is strong

North American print book resource:
45.7 million distinct publications
889.5 million total library holdings

11
Shared stewardship – at what
scale?

Supply

transition from print to electronic has
been slower for books than journals; less
redundancy in system-wide inventory

Demand
Brand

increased discoverability in the network
puts new pressure on print supply chain

library reputation still bound up with books;
organisational transition is difficult

User
affordances of digitized and e-books differ;
reader expectations are not yet fixed
behaviours

Optimal scale of collaboration for books v. journals may d
12
Maximising Access to our Collections in the Digital World

Differentiation

13
„the gap that should most
concern us in research libraries
today is not the one that lies
between physical and online
documents, but the one that lies
between commodity and noncommodity documents.‟ (p.3)
Rick Anderson. Can‟t Buy Us Love: The Declining Importance of Library
Books and the Rising Importance of Special Collections. Ithaka
S+R, 2013

15
OCLC Collections Grid

Library as broker
Maximise efficiency

Purchased

Then
In many
collections

Outside, in
Licensed

Commodity

High
Stewardship

Low
Stewardship

A

Distinctive
Reputation management
Maximise visibility

Inside, out
In few
collections

Now
How Distinctive Are RLUK
Collections?

Proportion of titles held by <5 libraries in WorldCat

60%
50%

Selective sample
(ORLP)

40%
30%

Median: 21%
20%

But: scarcity (alone) is
not a reliable indicator of
research value

10%
0%
0

2,000,000

4,000,000

6,000,000

8,000,000

10,000,000

Titles in collection as represented in WorldCat
18
Centers of Distinction: Subjects

19
Centers of Distinction: Identities

20
D'Arcy Wentworth Thompson (1860-1948)
Total Works in WorldCat = 146
HATHITRUST DIGITAL LIBR
TEXAS A&M UNIV SAN ANTONIO
UNIV OF ALBERTA
SIMPSON UNIV
BRITISH LIBR
PRINCETON UNIV
GOOGLE
EDINBURGH UNIV LIBR
UNIV OF MICHIGAN LIBR
NEW YORK PUB LIBR
UNIV OF CALIFORNIA, BERKELEY
MCGILL UNIV
UNIV OF CALIFORNIA, SAN DIEGO
CAMBRIDGE UNIV
UNIV OF OXFORD
NATIONAL LIBR OF SCOTLAND
STANFORD UNIV LIBR
BRITISH LIBR REFERENCE COLLECTIONS
AMERICAN MUS OF NATURAL HIST
NATURAL HIST MUS
HARVARD UNIV, ERNST MAYR LIBR-MCZ
SAINT ANDREWS UNIV LIBR

St Andrews indisputably the
„go-to‟ location for materials
related to Thompson

0%

5%

10%

15%

20%

25%
21
Shared monographic collections . . .

Less about de-selection
More about re-selection
Right-scaling solutions that maximise
value, useand syndicating distinctive
Surfacing

assets
that support and amplify institutional
reputation
22
Thanks for your attention.
malpasc@oclc.org
@ConstanceM
http://www.oclc.org/research/activities/usl.html

©2013 OCLC. This work is licensed under a Creative Commons Attribution 3.0 Unported License. Suggested attribution: “This
work uses content from [presentation title] © OCLC, used under a Creative Commons Attribution license:
http://creativecommons.org/licenses/by/3.0/”

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Rluk right scaling stewardship (Malpas)

  • 1. Right-scaling Stewardship Shared Monographic Collections Constance Malpas Program Officer, OCLC Research 15th November 2013 | RLUK St Andrews Members Meeting #RLUK2013 1
  • 3. Maximising Access to our Collections in the Digital World Library Digitisation – a US view 4
  • 4. Cloud-Sourcing Research Collections: Key Finding: Mass digitized corpus in HathiTrust duplicates substantial portion of academic print 60% Duplication of ARL University Library Holdings in HathiTrust Digital Library 50% Median duplication in December 2010: 33% How does RLUK situation compare? % of Titles Duplicated 40% 30% Median duplication in June 2010: 31% 20% 10% Median duplication in June 2009: 19% 0% 0 20 40 60 Rank in ARL Investment Index (2007-2008) 80 100 120
  • 5. University of Leeds Library (ERL) Titles Duplicated in Hathi Trust Digital Library - January 2012 47,624 titles 5% 349,738 titles 36% Digitised public domain (US) 302,114 titles 31% Digitised in copyright (US) 6
  • 6. July 2012 HathiTrust Overlap by Collection Size Selected RLUK Institutions 50% 45% RLUK median overlap = 24% (titles) US context: ARL overlap ~34% 40% Percentage of Titles Duplicated 35% Manchester 30% Cambridge 25% 20% 15% 10% 5% 0% 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,500,000 5,000,000 WorldCat Holdings - August 2012 7
  • 8. Center of gravityfor core library operations is shifting Many functions traditionally organised at „institution-scale‟ are being re-organised at above-the-institution scale Local  group, regional, national Cataloguing, selection/acquisition, stewardship Shared e-collections -Shared services – Shared print – National Monograph Strategy UK context favors emergence of national-scale solution 9
  • 9. Right-scaling stewardship US:shared print efforts increasingly organised at group, regional scale Mlchigan Shared Print Initative Central Iowa Collaborative Collections Initiative Florida Academic Repository Why? Existing-inter-lending partnerships – strong networks of trust Constorial infrastructure – established governance structures Strong federalist tradition – favors decentralised solutions US context favors emergence of group-scale solution 10
  • 10. Coherence of regional print book collections is strong North American print book resource: 45.7 million distinct publications 889.5 million total library holdings 11
  • 11. Shared stewardship – at what scale? Supply transition from print to electronic has been slower for books than journals; less redundancy in system-wide inventory Demand Brand increased discoverability in the network puts new pressure on print supply chain library reputation still bound up with books; organisational transition is difficult User affordances of digitized and e-books differ; reader expectations are not yet fixed behaviours Optimal scale of collaboration for books v. journals may d 12
  • 12. Maximising Access to our Collections in the Digital World Differentiation 13
  • 13. „the gap that should most concern us in research libraries today is not the one that lies between physical and online documents, but the one that lies between commodity and noncommodity documents.‟ (p.3) Rick Anderson. Can‟t Buy Us Love: The Declining Importance of Library Books and the Rising Importance of Special Collections. Ithaka S+R, 2013 15
  • 14. OCLC Collections Grid Library as broker Maximise efficiency Purchased Then In many collections Outside, in Licensed Commodity High Stewardship Low Stewardship A Distinctive Reputation management Maximise visibility Inside, out In few collections Now
  • 15. How Distinctive Are RLUK Collections? Proportion of titles held by <5 libraries in WorldCat 60% 50% Selective sample (ORLP) 40% 30% Median: 21% 20% But: scarcity (alone) is not a reliable indicator of research value 10% 0% 0 2,000,000 4,000,000 6,000,000 8,000,000 10,000,000 Titles in collection as represented in WorldCat 18
  • 16. Centers of Distinction: Subjects 19
  • 17. Centers of Distinction: Identities 20
  • 18. D'Arcy Wentworth Thompson (1860-1948) Total Works in WorldCat = 146 HATHITRUST DIGITAL LIBR TEXAS A&M UNIV SAN ANTONIO UNIV OF ALBERTA SIMPSON UNIV BRITISH LIBR PRINCETON UNIV GOOGLE EDINBURGH UNIV LIBR UNIV OF MICHIGAN LIBR NEW YORK PUB LIBR UNIV OF CALIFORNIA, BERKELEY MCGILL UNIV UNIV OF CALIFORNIA, SAN DIEGO CAMBRIDGE UNIV UNIV OF OXFORD NATIONAL LIBR OF SCOTLAND STANFORD UNIV LIBR BRITISH LIBR REFERENCE COLLECTIONS AMERICAN MUS OF NATURAL HIST NATURAL HIST MUS HARVARD UNIV, ERNST MAYR LIBR-MCZ SAINT ANDREWS UNIV LIBR St Andrews indisputably the „go-to‟ location for materials related to Thompson 0% 5% 10% 15% 20% 25% 21
  • 19. Shared monographic collections . . . Less about de-selection More about re-selection Right-scaling solutions that maximise value, useand syndicating distinctive Surfacing assets that support and amplify institutional reputation 22
  • 20. Thanks for your attention. malpasc@oclc.org @ConstanceM http://www.oclc.org/research/activities/usl.html ©2013 OCLC. This work is licensed under a Creative Commons Attribution 3.0 Unported License. Suggested attribution: “This work uses content from [presentation title] © OCLC, used under a Creative Commons Attribution license: http://creativecommons.org/licenses/by/3.0/”

Notes de l'éditeur

  1. http://oclc.org/content/dam/research/publications/library/2013/2013-07.pdfhttp://www.heraldscotland.com/news/home-news/libraries-reveal-global-influence-of-scots-authors.22610961
  2. Insets:http://hdl.handle.net/2027/uc2.ark:/13960/t13n23m4j?urlappend=%3Bseq=7http://uispeccoll.tumblr.com/post/66012198632/time-again-for-our-weekly-series-miniaturehttp://www.darcythompson.org/gallery.html?gallery=GANDF Ref. 115
  3. http://www.oclc.org/content/dam/research/publications/library/2011/2011-01.pdf?urlm=162949
  4. We looked at some RLUK institutions as part of an overlap analysis for the OCLC Research Library Partnership last year.
  5. Inset: http://www.jisc.ac.uk/news/development-underway-for-shared-national-library-services-in-scotland-and-wales-23-sep-2013http://helibtech.com/Shared+Services
  6. http://www.oclc.org/content/dam/research/publications/library/2012/2012-05.pdf?urlm=163087
  7. Distinctive characteristics of monographic collections mean scale of collaborative solutions will be different than for, e.g. journals
  8. http://www.sr.ithaka.org/sites/default/files/files/SR_BriefingPaper_Anderson.pdf
  9. Not just about ‘special’ collections
  10. Images from University of Edinburgh website:http://www.ed.ac.uk/schools-departments/divinity/research/abouthttp://www.research-innovation.ed.ac.uk/News/Successstories/LicenceofHepatitisBvaccinetoBiogen.aspx
  11. Insets:http://www.st-andrews.ac.uk/itsold/newsletter/2005/05/runciman.htmlhttp://www.st-andrews.ac.uk/library/specialcollections/manuscripts/personal/thompsondarcywentworth1860-1948/
  12. We can judge the importance of Thompson by the fact that many research universities (including a good number of RLUK institutions) have collected his works – but none more completely than St Andrews.Note strong ‘diffusion’ of content.This is an ‘individual’ scale view of presence in the published record.Insets:http://www.worldcat.org/wcidentities/np-thompson,%20darcy%20wentworthhttp://experimental.worldcat.org/IDNetwork/display.html?query=lccn-n84-126863