Managing Change in Healthcare Implementations: an Introduction was created for managers preparing to implement health information and communication technology (HICT) systems in their organizations—hospitals, clinics, or government departments. The module presents a framework for understanding how HICT implementations affect organizations and individual workers and shares basic information on how to manage change to an organization so as to promote a positive outcome, and how to avoid the pitfalls that occur.
Managing Change in Healthcare IT Implementations: Selected References
1. Managing Change in
Healthcare IT Implementations
AN INTRODUCTION
Sherrilynne Fuller, Center for Public Health Informatics
School of Public Health, University of Washington
Seattle, Washington June 2010
Content licensed under Creative Commons Attribution-Share Alike 3.0 Unported
2. Learning Objectives
At the conclusion of this class the student will be able to:
Describe at least four effects of introducing information
technology into a group or organization
Define change management and describe why it is important to
health information system implementation success
Describe three key ways of preparing a group or organization
for change
Identify at least four elements critical to successful
management of change
Sherrilynne Fuller, University of Washington
3. Change…
As Mark Twain, a well known American author,
once said:
"I'm all for progress,
it's change I object to.”
Sherrilynne Fuller, University of Washington
4. Effects of Information Technology Introduction
on Individuals and Organizations
Changes individual team members’ tasks
Blurs roles and increases team interdependence
Can be threatening to individuals’ view of their role
in the organization
When the implementation and related changes in
work are managed well there are improvements in:
The function of the organization
The individual’s job skills and satisfaction
Sherrilynne Fuller, University of Washington
5. Ways to think About Change as a “HOW” Problem
The problem of introducing change in an organization
is often expressed as how do I…
How do I get people to be more open to change?
How do I get people to look at new ways of doing
things?
How to I make this organization adopt an electronic
medical records system?
This approach often doesn’t work --rather –you need
to look at this as a “What” problem….
Sherrilynne Fuller, University of Washington
6. Thinking About Change as a “What” Problem
What are we trying to accomplish?
What changes are necessary to get there?
What will signal success?
What measures of performance are we trying to
affect?
Sherrilynne Fuller, University of Washington
7. Thinking About Change as a “Why” Problem
Why do we do what we do?
Why do we do it the way we do?
Why do we need to change how we do what we do?
Sherrilynne Fuller, University of Washington
8. Change Questions…
“How” questions tend to cluster in core units (e.g. IT staff)
People in clinical units tend to ask “what” and “how”
questions (What will this do to my ability to see more
patients? How will I ever learn to use a computer?)
“Why” questions are typically the responsibility of the
hospital management
BUT --in times of rapid change, everyone must be
concerned with all of these questions and think through
them together before a system is implemented
Sherrilynne Fuller, University of Washington
9. Preparing for Change
What is the current situation?
What does the ideal future look like?
Why do we need to change?
What is going to change?
What is NOT going to change?
What are the key challenges?
What are the key success factors?
Sherrilynne Fuller, University of Washington
10. Managing Change
• What is the best way to integrate changes into
operation?
• How do we reduce impact on those most affected by
change?
• How do we ensure that all units are coordinating
effectively?
• How do we ensure that everyone is involved?
Sherrilynne Fuller, University of Washington
11. Change Requirements & Strategies
Clear shared vision of future
Create ownership and involvement
Commitment of institutional leadership
Education and training
Reward system
Measurement and evaluation
Communication is vital!
Sherrilynne Fuller, University of Washington
12. Leading and Managing:
Strategies for Success
Many ways to earn authority and influence:
Knowledge
Information
Hard work and evident commitment
Outside influence in authorizing environment
Keeper of a respected or needed process
Have something to give in a trading relationship
Bring resources, allies
Bring order and direction out of confusion
Sherrilynne Fuller, University of Washington
13. Process Model for New IT Implementations
Step 1: Step 2: Step 3:
Preparation Training and Review Data OUTCOME
Practice
Leader: Leader: SUCCESS!
Leader:
• Explain • Discuss with
selection • Signal teams
• Carefully select openness and • Listen
team members feedback
• Define roles and • Communicate
responsibilities reasons
• Explain team Team
for
learning change Members: Team
approach Team New routines
Members: Members:
• Participate become
fully • Collect data established
• Listen and accepted
• Ask questions; • Review data
• Ask practice in the
make • Contribute to
questions organization
suggestions discussions
• Agree to
• Try new
participate
approaches
Sherrilynne Fuller, University of Washington
14. Steps to Implementation Failure
Leader’s
Leader’s Actions: Leader’s Actions: Actions:
• Ask people to • Discourage or Analyze and
participate but don’t remain neutral to evaluate data late
provide reasons for team’s input in
the changes • Reject new ideas
• Decide on implementation
from team members
technology
with no consultation
• Don’t show
up for Team Members’
practice Team Members’ OUTCOME:
Actions:
training Actions:
•Show up for IMPLEMENTATION
• Notice signals from
training FAILS
leader
• Re-evaluate behavior
•Interpret absence
• Hold back from
of leader as
participation
message that team
work not important
Sherrilynne Fuller, University of Washington
15. Ensuring Action
No one “must” do anything
Action relies on agreements, accountability, process,
incentives, recognizing needs, having authority
Use tools that are realistic; realistic goals
Work to remove barriers to others’ success
Be sure you have effective internal channels of information
exchange regarding key issues
Apply power and influence to priorities, not secondary
issues that interest you
Measure and be accountable for results
Sherrilynne Fuller, University of Washington
16. Team Learning and New Technology -- Summary
When a new technology disrupts existing work
routines, the adopting organization must go through
a learning process, making interpersonal and
organizational adjustments that allow new routines
to become ongoing practice.
Sherrilynne Fuller, University of Washington
17. Learning Objectives
At the conclusion of this class the student will be able to:
Describe at least four effects of introducing information
technology into a group or organization
Define change management and describe why it is
important to health information system implementation
success
Describe three key ways of preparing a group or
organization for change
Identify at least four elements critical to successful
management of change
Sherrilynne Fuller, University of Washington
18. Presenter Information
Sherrilynne Fuller, Ph.D.
Center for Public Health Informatics
School of Public Health
University of Washington, Seattle, Washington
Content licensed under Creative Commons Attribution-Share Alike 3.0 Unported
Notes de l'éditeur
HIBB Prepared for AMIA by Sherrilynne Fuller, Ph.D., June 7, 2010 1. Subjects covered: Change management in healthcare IT implementations: organization and individual effects and strategies for ensuring success 2. Date: June 7, 2010 3. Author: Sherrilynne Fuller, Ph.D. Professor, Biomedical and Health Informatics, School of Medicine and Co-Director, Center for Public health Informatics, School of Public Health, University of Washington, Seattle Washington 4. Development funded by: contributed by author 5. Target Audience: Individuals leading and/or participation in IT implementations (with particular relevance to those in resource-constrained settings) 6. Pre-Requisites: none 7. Available formats: Powerpoint presentation with notes (PDF format) 8. Technological requirements for users: ability to read PDF files 9. Length of module: 17 slides (approximately 45-60 minute presentation – including discussions) 10. Self-assessment: based on responding to learning objectives 11. Learning objectives: At this conclusion of this class the student will be able to: Describe at least four effects of introducing information technology into a group or organization Define change management and describe why it is important to health information system implementation success Describe three key ways of preparing a group or organization for change Identify at least four elements critical to successful management of change
Change is not easy for anyone; when one plans to implement a new information system in a hospital or healthcare setting even if everyone agrees that it is critical to improving the care of patients, the actual implementation requires changes in all aspects of the work of the individuals involved in the care and those involved in the supporting the administrative processes. CHANGE is difficult for everyone and unless it is directly addressed in the planning process -- an approach termed “change management”, the implementation may fail. The goal of this training is to provide a practical approach to planning for change related to information systems implementations in health settings.
Change as a “How” Problem The change problem is often expressed, at least initially, in the form of a “how” question. How do we get people to be more open, to assume more responsibility, to be more creative? How do we introduce self-managed teams in Department W? How do we change over from System X to System Y in Division Z? How do we move from print medical record environment to one that accommodates and integrates PCs? How do we get this hospital staff to be more innovative and productive? In short, the initial formulation of a change problem is often the “means” with the goal more or less implied. Rather than looking at Change as a “how” do I get people to change, turn the question into a “what” Problem.
A focus on the “how do I?” misses the key goal -- WHAT am I doing now? AND WHAT exactly is the problem? Ensuring that these questions are answered by the group who are the focus of the changes -- based on the mission of the hospital or organization – is CRITICAL.
AND, beyond “what” questions it is critical to ask “why” questions to get at the ultimate purposes of functions and to open the door to finding new and better ways of performing them through information technology. Why do we do what we do? Why do we do it the way we do it? Asking “why” questions also gets at the ultimate purposes of people in the hospital.