1. The speakers of ACI’s Securities Litigation
& Enforcement Forum share their top
resources to keep up-to-date with the
latest in the industry.
Brought to you by:
#ACISecurities

2. Publications

Jpmorgan Shareholders Chose Wrong Side Of History by Mike
Stocket & Christine Azar, Published on American Banker, 2013.
Suggested by Christine Azar

Will Rakoff Opinion Impact Decision On Steven Cohen? by
Thomas A. Sporkin, Published on Buckley & Sandler LLP, 2012.
Suggested by Thomas A. Sporkin

The SEC’s Wells Process Turns 40
by Thomas A. Sporkin,
Published on Buckley & Sandler LLP, 2012. Suggested by
Thomas A. Sporkin

Seven Steps Companies Can Take To Incentivize Internal
Reporting Of Fcpa Violations by Thomas A. Sporkin, Published
on Buckley & Sandler LLP, 2012. Suggested by Thomas A.
Sporkin

Crowd funding Offers Attractive Financing Alternative, But Sec
Must Give More Clarity
by Thomas A. Sporkin, Robyn C.
Quattrone & Stephen M. LeBlanc Published on Buckley &
Sandler LLP, 2012. Suggested by Thomas A. Sporkin

Minimizing Missteps When Interfacing With Sec Staff
by
Thomas A. Sporkin, Robyn C. Quattrone & Kendra C. Kinnaird
Published on Buckley & Sandler LLP, 2012. Suggested by
Thomas A. Sporkin
#ACISecurities

3. Publications

The Future of Admitting When Settling SEC Enforcement
Actions: Some Initial Considerations by Jones Day, Published on
Jones Day, 2013. Suggested by Joan E. McKown

SEC Endorses Use of Social Media Under Regulation FD by Jones
Day, Published on Jones Day, 2013. Suggested by Joan E.
McKown

Supreme Court Considers Scope of Preclusion of State Law
Securities Fraud Class Action Litigation Under the Federal
Securities Litigation Uniform Standards Act by the Washington,
D.C. office of Simpson Thacher & Bartlett LLP Published
Simpson Thacher & Bartlett LLP, 2013. Suggested by Bruce
Angiolillo

The Supreme Court Holds That Class Certification of Rule 10b5 Claims Does Not Require Proof of Materiality by the
Washington, D.C. office of Simpson Thacher & Bartlett LLP
Published Simpson Thacher & Bartlett LLP, 2013. Suggested by
Bruce Angiolillo

Supreme Court Rejects Argument That Section 16(b) Claims
Based on “Short
Swing” Trades Are Tolled Until Filing of a
Section 16(a) Statement by the Washington, D.C. office of
Simpson Thacher & Bartlett LLP Published Simpson Thacher &
Bartlett LLP, 2013. Suggested by Bruce Angiolillo
#ACISecurities

4. Publications

SEC Hits the ‘Reset Button’ on Failure to Supervise Liability for
Legal and Compliance Personnel by Ivan B. Knauer and Min
Choi Published on Pepper Hamilton LLP, 2013. Suggested by
Ivan B. Knauer

SEC Settles with the City of Harrisburg: Case Presents a
Teaching Moment for Other Municipalities by Pepper Hamilton
LLP, Published on Pepper Hamilton LLP, 2013. Suggested by
Ivan B. Knauer

“Prosecutorial Common Law? A Reality in the Absence of Timely
Appellate Review by Michael N. Levy, Michael L. Spafford & Amy
K. Carpenter-Holmes, Published on Bingham ABA Section of
Litigation, Criminal Litigation Committee Newsletter , 2008.
Suggested by , Michael L. Spafford

Neither a Whitewash Nor a Witch-Hunt Be: Reclaiming the
Independence of Internal Investigations by Michael N. Levy,
Michael L. Spafford , Amy K. Carpenter-Holmes & Lothlorien S.
Redmond, Published on The American Bar Association, 2007.
Suggested by Michael L. Spafford

Q&A With Cozen O'Connor's Joseph Dever by Law 360,
Published on Law 360, 2013. Suggested by Joseph Dever
#ACISecurities

5. Blog
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Delaware Corporate & Commercial Litigation Blog
Conflict of Interest Blog
The FCPA Blog
Deal Book
The Institute of Delaware Corporate & Business
Law
Newsletters / Magazines
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ABA Business Law Section
Today’s General Counsel
Alison Frankel’s On the Case Column – Reuters
PLI Smart Brief
The Chancery Daily
Wall Street Journal
New York Times
#ACISecurities

6. Speakers:
LinkedIn Profiles
Tom Sporkin
 Joan McKown
David Fischer-Lodike
 Michael Spafford


Speakers:
Twitter Handles

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#ACISecurities
@TomSporkin
@StevenDavidoff

7. For the Complete Agenda Go to:
www.AmericanConference.com/SecLit
Brought to you by:
#ACISecurities