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Professional development
       through    a c t io n




David Nunan
University of Hong Kong
Anaheim University
OVERVIEW

 Defining ‘research’ and ‘action research’
 Differentiating ‘classroom’, ‘teacher’ and ‘action
  research’
 Questions that are appropriate for action research
 Steps in the action research process
 Payoffs, problems and solutions
 Developing an action plan
PRELIMINARY DISCUSSION

How do you think ‘action research’ differs from
 ‘regular research’?
What are the differences between ‘classroom’,
 ‘teacher’ and ‘action research’
What are some of the questions that might be
 appropriate for action research?
DEFINING RESEARCH
Research: “the organized,
 systematic search for answers to
 the questions we ask” (Hatch and
 Lazaraton, 1991:1).

  A “systematic process of inquiry
 consisting of three elements or
 components: (1) a question,
 problem or hypothesis, (2) data,
 and (3) analysis and
 interpretation”
                 (Nunan, 1992:3).
The psychometric paradigm: issues in
search of data

The naturalistic paradigm: data in search
of issues
           DOMINANT PARADIGMS
AN ALTERNATIVE PARADIGM ACTION
RESEARCH

 An iterative cycle of planning, observing, acting
  and reflecting
 Involves “small-scale interventions”
 Is done by practitioners in naturalistic settings
 Involves a wide range of data types
Goals of Action
Research
Action Research has two
main goals:


3.To seek local
understanding
4.To bring about
improvement in the
context under investigation
Three Terms That
Are Sometimes
Confused
• Classroom Research:
Location: Where?
• Action Research:
Method: How?
• Teacher Research:
Agency: Who?
Classroom Research,
Action Research &
Teacher Research
&   Classroom research
    can be conducted by
    teachers or other
    researchers, using many
    research methods
    Teacher research can
    be done inside or
    outside of classrooms by
    teachers, using many
    research methods
Classroom Research,
Action Research &
Teacher Research

3. Action research can be
    conducted by teachers
    and other researchers,
    both inside and outside
    classrooms
4. Action research can be
    conducted by teachers
    in their own classrooms
THREE TERMS THAT ARE SOMETIMES
CONFUSED


     1. Classroom
     Research
THREE TERMS THAT ARE SOMETIMES
CONFUSED


     1. Classroom
            Research
                       2. Teacher
                       Research
Three Terms ….

1. Classroom
       Research   2. Teacher
                       Research


                   4.



             3. Action Research


                  4. Classroom Action
                  Research by Teachers
1ST REFLECTION
& DISCUSSION TASK
           Write down three issues /
       

           questions you have or things you
           would like to know about your
           teaching and/or your students’
           learning.

           Share you issues / questions in
       

           groups and explain why you chose
           these.
Steps in doing Action Research
                                  The research is initiated by a
                                     question, problem or puzzle
                                    An action is initiated
                                    Relevant data are collected
                                    The data are analyzed and
                                     interpreted
                                    The results are made public
                                    The process is under the
                                     control of the classroom
                                     teacher
THE ACTION RESEARCH CYCLE



            Plan      Act



            Reflect   Observe
THE ACTION RESEARCH CYCLE

                      Goal #2
    Goal #1



        Plan    Act


     Reflect    Observe
Example of Action
Research: Cycle 1

Step 1: Problem/puzzle
identification -- “Student
motivation is declining over
the course of the semester.”


Step 2: Preliminary
investigation -- “Interviews
with students confirm my
suspicion.”
Example of Action
Research: Cycle 1

Step 3: Hypothesis
formation - “Students do
not feel they are making
progress from their efforts.
Learning logs will provide
evidence to learners of
progress.”
Step 4: Plan intervention -
“Get students to complete
learning logs each week.”
Example of Action
Research: Cycle 1



Step 5: Initiate action
and observe outcomes -
“Motivation is improving,
but not as rapidly as
desired.”
Example of Action
Research: Cycle 2
Step 6: Identification of
follow-up puzzle - “How can I
ensure more involvement and
commitment by learners to
their own learning process?”

Step 7: Second hypothesis -
“Developing a reflective
learning attitude on the part
of learners will enhance
involvement and motivation
to learn.”
Example of Action
Research: Cycle 2


Step 8: Second round of
action and observation “At
the end of each unit of
work, learners complete a
self-evaluation of learning
progress and attainment of
goals.”
2ND REFLECTION
& DISCUSSION TASK
What do you see as the
    payoffs, problems and
    solutions in doing action
    research?
PAYOFFS
1.   Each teacher learned more about their own theories, or
     frames for teaching
2.   The frames for teaching of the participants were related
     to the bigger questions of second language education
     and education in general.
3.   Action research was a powerful means of facilitating
     change (Lewis,1992).
CHANGES REPORTED BY TEACHERS
Teachers:
 Became less directive
 Used a greater variety of
  behaviors
 Praised more, criticized less
 Were more aware of students’
  feelings
 Used the target language more
 Incorporated student ideas
  more
CHANGES REPORTED BY TEACHERS
Teachers:
 Spent less class time
  talking
 Made greater use of group
  work
 Elicited more divergent
  open-ended student
  responses
 Made greater effort to get
  students to participate
PROBLEMS / CHALLENGES
 Lack of time
 Lack of expertise
 Lack of ongoing support
 Fear of being revealed as an incompetent teacher
 Fear of producing a public account of their research for
  a wider (unknown) audience
SOLUTIONS
 There must be someone
  ‘on the ground’ to ‘own’
  the project.
 Experienced advisors must
  be available.
 Teachers must be given
  adequate training in how
  to do research.
SOLUTIONS
 Provide teachers with
  release time from some
  face-to-face teaching.
 Create collaborative
  teams.
 Start small.
RETURNING TO REFLECTION TASK 1
1. Review one of the the
     three questions you
     have or things you
     would like to know
     about your teaching
     and/or your students’
     learning. Compare these
     ideas with one or two
     other people.
2. Brainstorm ‘next steps’ in
     researching your
     question.
Steps in the Action Research Process
1.   Problem identification
2.   Preliminary
     investigation
3.   Hypothesis formation
4.   Intervention
5.   Data collection
6.   Data analysis
7.   Expected outcomes
REFLECTION AND DISCUSSION TASK 3

 Using the steps in
  the action research
  process as a
  template, and the
  issue / question you
  developed earlier,
  create your own
  action research
  plan.
FURTHER INFORMATION
Bailey, K.M., A. Curtis and D. Nunan. 2001. Pursuing Professional
  Development: The Self as Source. Boston: Thomson Learning /
  Heinle
Burns, A. 1999. Collaborative Action Research for English Language
  Teachers. Cambridge: Cambridge University Press.
Edge, J. (ed.) 2001. Action Research. Alexandria, VA: TESOL.
Nunan, D. and Bailey, K.M. (2009). Exploring second language
  classroom research. Boston: Heinle.
Wallace, M.J. (1998). Action research for language teachers.
 Cambridge: Cambridge University Press.

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Professional development through action research d. nunan

  • 1. Professional development through a c t io n David Nunan University of Hong Kong Anaheim University
  • 2. OVERVIEW  Defining ‘research’ and ‘action research’  Differentiating ‘classroom’, ‘teacher’ and ‘action research’  Questions that are appropriate for action research  Steps in the action research process  Payoffs, problems and solutions  Developing an action plan
  • 3. PRELIMINARY DISCUSSION How do you think ‘action research’ differs from ‘regular research’? What are the differences between ‘classroom’, ‘teacher’ and ‘action research’ What are some of the questions that might be appropriate for action research?
  • 4. DEFINING RESEARCH Research: “the organized, systematic search for answers to the questions we ask” (Hatch and Lazaraton, 1991:1). A “systematic process of inquiry consisting of three elements or components: (1) a question, problem or hypothesis, (2) data, and (3) analysis and interpretation” (Nunan, 1992:3).
  • 5. The psychometric paradigm: issues in search of data The naturalistic paradigm: data in search of issues DOMINANT PARADIGMS
  • 6. AN ALTERNATIVE PARADIGM ACTION RESEARCH An iterative cycle of planning, observing, acting and reflecting Involves “small-scale interventions” Is done by practitioners in naturalistic settings Involves a wide range of data types
  • 7. Goals of Action Research Action Research has two main goals: 3.To seek local understanding 4.To bring about improvement in the context under investigation
  • 8. Three Terms That Are Sometimes Confused • Classroom Research: Location: Where? • Action Research: Method: How? • Teacher Research: Agency: Who?
  • 9. Classroom Research, Action Research & Teacher Research & Classroom research can be conducted by teachers or other researchers, using many research methods Teacher research can be done inside or outside of classrooms by teachers, using many research methods
  • 10. Classroom Research, Action Research & Teacher Research 3. Action research can be conducted by teachers and other researchers, both inside and outside classrooms 4. Action research can be conducted by teachers in their own classrooms
  • 11. THREE TERMS THAT ARE SOMETIMES CONFUSED 1. Classroom Research
  • 12. THREE TERMS THAT ARE SOMETIMES CONFUSED 1. Classroom Research 2. Teacher Research
  • 13. Three Terms …. 1. Classroom Research 2. Teacher Research 4. 3. Action Research 4. Classroom Action Research by Teachers
  • 14. 1ST REFLECTION & DISCUSSION TASK Write down three issues /  questions you have or things you would like to know about your teaching and/or your students’ learning. Share you issues / questions in  groups and explain why you chose these.
  • 15. Steps in doing Action Research  The research is initiated by a question, problem or puzzle  An action is initiated  Relevant data are collected  The data are analyzed and interpreted  The results are made public  The process is under the control of the classroom teacher
  • 16. THE ACTION RESEARCH CYCLE Plan Act Reflect Observe
  • 17. THE ACTION RESEARCH CYCLE Goal #2 Goal #1 Plan Act Reflect Observe
  • 18. Example of Action Research: Cycle 1 Step 1: Problem/puzzle identification -- “Student motivation is declining over the course of the semester.” Step 2: Preliminary investigation -- “Interviews with students confirm my suspicion.”
  • 19. Example of Action Research: Cycle 1 Step 3: Hypothesis formation - “Students do not feel they are making progress from their efforts. Learning logs will provide evidence to learners of progress.” Step 4: Plan intervention - “Get students to complete learning logs each week.”
  • 20. Example of Action Research: Cycle 1 Step 5: Initiate action and observe outcomes - “Motivation is improving, but not as rapidly as desired.”
  • 21. Example of Action Research: Cycle 2 Step 6: Identification of follow-up puzzle - “How can I ensure more involvement and commitment by learners to their own learning process?” Step 7: Second hypothesis - “Developing a reflective learning attitude on the part of learners will enhance involvement and motivation to learn.”
  • 22. Example of Action Research: Cycle 2 Step 8: Second round of action and observation “At the end of each unit of work, learners complete a self-evaluation of learning progress and attainment of goals.”
  • 23. 2ND REFLECTION & DISCUSSION TASK What do you see as the payoffs, problems and solutions in doing action research?
  • 24. PAYOFFS 1. Each teacher learned more about their own theories, or frames for teaching 2. The frames for teaching of the participants were related to the bigger questions of second language education and education in general. 3. Action research was a powerful means of facilitating change (Lewis,1992).
  • 25. CHANGES REPORTED BY TEACHERS Teachers:  Became less directive  Used a greater variety of behaviors  Praised more, criticized less  Were more aware of students’ feelings  Used the target language more  Incorporated student ideas more
  • 26. CHANGES REPORTED BY TEACHERS Teachers:  Spent less class time talking  Made greater use of group work  Elicited more divergent open-ended student responses  Made greater effort to get students to participate
  • 27. PROBLEMS / CHALLENGES  Lack of time  Lack of expertise  Lack of ongoing support  Fear of being revealed as an incompetent teacher  Fear of producing a public account of their research for a wider (unknown) audience
  • 28. SOLUTIONS  There must be someone ‘on the ground’ to ‘own’ the project.  Experienced advisors must be available.  Teachers must be given adequate training in how to do research.
  • 29. SOLUTIONS  Provide teachers with release time from some face-to-face teaching.  Create collaborative teams.  Start small.
  • 30. RETURNING TO REFLECTION TASK 1 1. Review one of the the three questions you have or things you would like to know about your teaching and/or your students’ learning. Compare these ideas with one or two other people. 2. Brainstorm ‘next steps’ in researching your question.
  • 31. Steps in the Action Research Process 1. Problem identification 2. Preliminary investigation 3. Hypothesis formation 4. Intervention 5. Data collection 6. Data analysis 7. Expected outcomes
  • 32. REFLECTION AND DISCUSSION TASK 3  Using the steps in the action research process as a template, and the issue / question you developed earlier, create your own action research plan.
  • 33. FURTHER INFORMATION Bailey, K.M., A. Curtis and D. Nunan. 2001. Pursuing Professional Development: The Self as Source. Boston: Thomson Learning / Heinle Burns, A. 1999. Collaborative Action Research for English Language Teachers. Cambridge: Cambridge University Press. Edge, J. (ed.) 2001. Action Research. Alexandria, VA: TESOL. Nunan, D. and Bailey, K.M. (2009). Exploring second language classroom research. Boston: Heinle. Wallace, M.J. (1998). Action research for language teachers. Cambridge: Cambridge University Press.