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An integral quality assurance approach

          external quality assurance by VLIR



                                  PRIUM
           ‘Promoting a model of Integrated University in Macedonia’




              Wednesday, 10th September 2008


                          dr. ir. E. VAN ZELE
                                                                       1
      Cell Quality Assurance, Flemish Interuniversity Council, VLIR




Outline


   1. quality assurance (QA) and

             quality assurance systems

   2. QA model applied in Flanders

   3. Questions




                                                                       2




                                                                           1
quality assurance
                             and
                 quality assurance systems




                                                                3




       The Concept of Quality in Higher Education
1.


     Quality is a complex and multidimensional concept

     The interpretation of the concept

     - depends on the target group and the level of education
     - changes in time
     - is determined by preconditions with respect to quality
     - is determined by the views on education




                                                                4




                                                                    2
The Concept of Quality in Higher Education
1.

        Parties involved in the quality discussion :

                     institutions of higher education (HEI)
                 •
                     students and their parents
                 •
                     employees
                 •
                     trade organisations
                 •
                     society as a whole
                 •
                     the government
                 •
                     …
                 •




                                                                5




2.      Quality Assurance System and Functions
     Most often 2 kinds of Quality Assurance Systems :

       internal quality assurance :
       the study programme or institution
       is responsible for the evaluation

       external quality systems:
       evaluation done by experts (peers)
       who are not associated with the study programme or
       institution

     Remark :
     the separation may not always be clear
     depends also on the functions of evaluation in QA system

                                                                6




                                                                    3
2.     Quality Assurance System and Functions
     Some functions of quality assurance

       Improvement and guarantee :
       results of QA are used to improve the quality of the study
       programme

       Accountability:
       results of QA are used to inform governments and
       consumers
       --) to broader society :
                      transparency about the use of public funds
       --) to the students/parents and employers :
                      public reports of the assessment
       (Q: How do study programmes fulfil quality standards)


                                                                           7




2.     Quality Assurance System and Functions
     Some functions of quality assurance

       Regulation of the higher education system:
       results of QA are input for concrete consequences for
       steering and regulation

       Quality indicators are applied as parameters for decision-
       making
            on the teaching qualifications of institutions,
            the acceptance of new study programmes,
            the distribution of resources between education and research
            etc.


                                                                           8




                                                                               4
3.     Generations of external quality assurance
     First-generation quality assurance systems (1991 – 2004)

        Established around 1990s, in Europe, in Flanders
        set up by the HEI’s in exchange for greater autonomy


        concept : peer review assessment
        of the study programmes at the institutions
        main focus :
        suggestions and recommendations for improvement

        ownership : HEI
        coordination : VLIR and VLHORA

                                                                       9




                                   First generation educational evaluations



                                                HEI
                                           (universities)




                                                                VLIR
                 VLHORA




                                         Flemish Government




                                                                       10




                                                                              5
First generation educational evaluations




                             external quality assurance



                             Internal quality assurance



                                                                                       11




3.       Generations of external quality assurance
     Second-generation quality assurance systems (from 2004 onwards)


        Internal quality assurance:
     all activities oriented to maintaining and improving quality at the institution
              the internal character of QA is especially expressed in SER
              strengths and weaknesses analysis: critical analysis of education
              SER is link between IQA and EQA


        The external character of the quality assurance:
        shaped by the assessment visits at the institutions
              the basis for EQA is SER
              a panel of independent external experts conducts a quality study and an
              assessment
              Assessment Panel(AP) publishes a public report of its findings
              the study programme/institution organises the response to the recommendations
              of the AP


                                                                                       12




                                                                                              6
3.     Generations of external quality assurance



       meta-assessment :
       process is supervised by the government
            evaluates the quality control at the HEI
            checks the degree to which the institutions process the results of the quality
            assessment in their policy




                                                                                             13




3.     Generations of external quality assurance

     Simultaneous introduction of
                 second generation QA systems
                 and accreditation in Europe

     Stimuli
      - challenges from the first generation of QA systems
     - new evolvements:
        e.g. the development of the knowledge society
             globalisation
             liberalisation of higher education policy


                                                                                             14




                                                                                                  7
3.       Generations of external quality assurance
     Second-generation quality assurance systems

     Def of accreditation is:
        ‘Accreditation is a formal public pronouncement,
        made by an independent institution
        and based on a quality assessment,
        which implies that specific standards, agreed on in advance are being
        realised’

     In Flanders the 4 April 2003 Structure Decree introduced
            an accreditation system
            and the bachelor’s-master’s structure

     Accreditation is a condition:
           for the funding of the study programme by the government
           for the right to award recognised degrees
           for awarding study grants to students



                                                                                15




3.       Generations of external quality assurance
     subject of assessment : is a study programme

     assessment panel:
        peer review of domain experts, methodologist and student

     accreditation :
          decision
        •

          oriented towards recognition of the presence of generic quality
        •

          uses the assessment visit report as a source of information
        •

          must be applied for through the NVAO by the HEI
        •

          decision is binary (positive or negative decision : accredited or not)
        •


     results of educational assessment and accreditation are public



                                                                                16




                                                                                     8
Second generation educational evaluations


2004                                HEI
                               (universities)




                                                    VLIR
       VLHORA

                        Recognition Committee for
                            Higher Education



                                 NVAO




                          Flemish Government



                                                           17




                    Second generation educational evaluations


2004

                      accreditation



                external quality assurance



                Internal quality assurance



                                                           18




                                                                9
3.       Generations of external quality assurance
     Second-generation quality assurance systems

     Expectations of accreditation
       study programmes fulfil agreed generic quality standards
       (leaving sufficient space for internal reference frames and profiling)
               international quality assurance standards
               criteria and procedures to promote international mobility
               international recognition of diplomas


        tightens the accountability function of QA
        sustains the improvement function of QA
        makes possible the link between QA and regulation mechanisms
        (such as recognition of diplomas and financing)




                                                                                19




3.       Generations of external quality assurance
     Third generation quality assurance systems

     Currently being developed (towards 2012)

     expectations
        Evaluation of QA and structure of the HEI as a whole

           + : Full responsibility of HEI for QA
               and for its study programmes

           - : check of some study programmes and
               window of time for improvement

     Strongly increases the accountability function of QA
     Need for internal system of reporting of quality of the study
        programmes


                                                                                20




                                                                                     10
Third generation educational evaluations


2012 Prospect (?)

                     accreditation



               external     quality assurance




              internal quality assurance



                                                        21




Outline




        QA model applied in Flanders




                                                        22




                                                                11
5.          VLIR QA model (1)

                                                                  external quality assurance




             preparation         assessment              report                follow up
                                    by AP
               SER at HEI
                                                         by AP                    and
               APcomposed
                                  on site visit      (written by project
                 at VLIR
                                                                            accreditation
                                                     manager – Cell QA
                                    at institution
                                                            VLIR)




                                                                                           23




5.          VLIR – procedure (1)
     1. Preparation phase

            Workshop (~ 1 year before), support/advice for writing SER
        -

            Writing the SER at the HEI / study programme
        -



            Composition of AP (proposal by the study programmes, academic
        -
            coordinator, check independence by Higher Education Recognition
            committee)
            Preparatory meeting AP (preparation AP, task description, ref frame)
        -

            Preparation of assessment audits, practical organisation, time
        -
            schedule, parties involved to be interviewed
     project manager (staff VLIR cell QA)
     communication and support of the AP, the study programme,
     contact person, drafting reports

                                                                                           24




                                                                                                12
5.         VLIR – procedure (2)

     2. Assessment on site visits
     (educational audits)


           interviews with all parties involved
       -

           (students, admin, assistant, teaching staff, professional field, alumni, general HEI
           services : st. counselling – guidance, IQA)
           on site visit to infrastructure (library, lecture halls, ICT…)
       -

           counselling hour (private time with AP)
       -

           private debate of members of AP --) first findings : checklist
       -

           ( with scores and argumentation, recommendations for improvement)
           presentation of the preliminary findings of the AP at the institution
       -




                                                                                                  25




5.         VLIR – procedure (3)

     3. Assessment report
     Input :
               checklist with scores for each theme and standard
           -

                              filled out during the assessment audit
               notes from project manager
           -

               notes from discussions of the AP
           -



           composition of draft report in 1st editorial meeting AP
       -

           study programme’s comments on the draft report
       -

           composition of final version of the report in 2nd editorial meeting AP
       -

           copy of final report to the institutions (poss. for remarks)
       -




                                                                                                  26




                                                                                                       13
5.        VLIR – procedure (4)

      3’. Contents of the assessment report :
      I. General section
                  introduction
          -

                  domain specific reference frame
          -

                  general observations of the AP
          -

                  comparison between comparable study programmes
          -

                  table with scores per theme and per standard
          -

      II. Reports of the individual study programmes
                  description per theme
          -

                  motivation and argumentation for the judgement per theme/standard
          -

                  recommendations for further improvement
          -

                  general judgement about the quality of the study programme
          -

                  distinctive quality features
          -

      III. Appendices (CV, time schedules)

                                                                                      27




5.        VLIR – procedure (5)

     4. Publication report and follow up

              Publication of the final report (booklet – website)
      -

              Official handing over of the final report of the AP to VLIR
      -



              Follow up
      -

              - HEI file for accreditation at NVAO (Ass report is input)

              - Questions from NVAO about the judgement in the report

                       (to the AP and the VLIR as QAA)
                  additional information of recent evolvements
              -
                       (in between ass report and filing for accreditation)
                  procedures and well-founded argumentation checked by the NVAO
              -




                                                                                      28




                                                                                           14
Questions




                        29




Questions




                        30




                             15
Cell Quality Assurance
Flemish Interuniversity Council
            VLIR



              contact:
        Els.Van.Zele@vlir.be


                                  31




                                       16

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Prium Brussels - An integral quality assurance approach by E. Van Zele

  • 1. An integral quality assurance approach external quality assurance by VLIR PRIUM ‘Promoting a model of Integrated University in Macedonia’ Wednesday, 10th September 2008 dr. ir. E. VAN ZELE 1 Cell Quality Assurance, Flemish Interuniversity Council, VLIR Outline 1. quality assurance (QA) and quality assurance systems 2. QA model applied in Flanders 3. Questions 2 1
  • 2. quality assurance and quality assurance systems 3 The Concept of Quality in Higher Education 1. Quality is a complex and multidimensional concept The interpretation of the concept - depends on the target group and the level of education - changes in time - is determined by preconditions with respect to quality - is determined by the views on education 4 2
  • 3. The Concept of Quality in Higher Education 1. Parties involved in the quality discussion : institutions of higher education (HEI) • students and their parents • employees • trade organisations • society as a whole • the government • … • 5 2. Quality Assurance System and Functions Most often 2 kinds of Quality Assurance Systems : internal quality assurance : the study programme or institution is responsible for the evaluation external quality systems: evaluation done by experts (peers) who are not associated with the study programme or institution Remark : the separation may not always be clear depends also on the functions of evaluation in QA system 6 3
  • 4. 2. Quality Assurance System and Functions Some functions of quality assurance Improvement and guarantee : results of QA are used to improve the quality of the study programme Accountability: results of QA are used to inform governments and consumers --) to broader society : transparency about the use of public funds --) to the students/parents and employers : public reports of the assessment (Q: How do study programmes fulfil quality standards) 7 2. Quality Assurance System and Functions Some functions of quality assurance Regulation of the higher education system: results of QA are input for concrete consequences for steering and regulation Quality indicators are applied as parameters for decision- making on the teaching qualifications of institutions, the acceptance of new study programmes, the distribution of resources between education and research etc. 8 4
  • 5. 3. Generations of external quality assurance First-generation quality assurance systems (1991 – 2004) Established around 1990s, in Europe, in Flanders set up by the HEI’s in exchange for greater autonomy concept : peer review assessment of the study programmes at the institutions main focus : suggestions and recommendations for improvement ownership : HEI coordination : VLIR and VLHORA 9 First generation educational evaluations HEI (universities) VLIR VLHORA Flemish Government 10 5
  • 6. First generation educational evaluations external quality assurance Internal quality assurance 11 3. Generations of external quality assurance Second-generation quality assurance systems (from 2004 onwards) Internal quality assurance: all activities oriented to maintaining and improving quality at the institution the internal character of QA is especially expressed in SER strengths and weaknesses analysis: critical analysis of education SER is link between IQA and EQA The external character of the quality assurance: shaped by the assessment visits at the institutions the basis for EQA is SER a panel of independent external experts conducts a quality study and an assessment Assessment Panel(AP) publishes a public report of its findings the study programme/institution organises the response to the recommendations of the AP 12 6
  • 7. 3. Generations of external quality assurance meta-assessment : process is supervised by the government evaluates the quality control at the HEI checks the degree to which the institutions process the results of the quality assessment in their policy 13 3. Generations of external quality assurance Simultaneous introduction of second generation QA systems and accreditation in Europe Stimuli - challenges from the first generation of QA systems - new evolvements: e.g. the development of the knowledge society globalisation liberalisation of higher education policy 14 7
  • 8. 3. Generations of external quality assurance Second-generation quality assurance systems Def of accreditation is: ‘Accreditation is a formal public pronouncement, made by an independent institution and based on a quality assessment, which implies that specific standards, agreed on in advance are being realised’ In Flanders the 4 April 2003 Structure Decree introduced an accreditation system and the bachelor’s-master’s structure Accreditation is a condition: for the funding of the study programme by the government for the right to award recognised degrees for awarding study grants to students 15 3. Generations of external quality assurance subject of assessment : is a study programme assessment panel: peer review of domain experts, methodologist and student accreditation : decision • oriented towards recognition of the presence of generic quality • uses the assessment visit report as a source of information • must be applied for through the NVAO by the HEI • decision is binary (positive or negative decision : accredited or not) • results of educational assessment and accreditation are public 16 8
  • 9. Second generation educational evaluations 2004 HEI (universities) VLIR VLHORA Recognition Committee for Higher Education NVAO Flemish Government 17 Second generation educational evaluations 2004 accreditation external quality assurance Internal quality assurance 18 9
  • 10. 3. Generations of external quality assurance Second-generation quality assurance systems Expectations of accreditation study programmes fulfil agreed generic quality standards (leaving sufficient space for internal reference frames and profiling) international quality assurance standards criteria and procedures to promote international mobility international recognition of diplomas tightens the accountability function of QA sustains the improvement function of QA makes possible the link between QA and regulation mechanisms (such as recognition of diplomas and financing) 19 3. Generations of external quality assurance Third generation quality assurance systems Currently being developed (towards 2012) expectations Evaluation of QA and structure of the HEI as a whole + : Full responsibility of HEI for QA and for its study programmes - : check of some study programmes and window of time for improvement Strongly increases the accountability function of QA Need for internal system of reporting of quality of the study programmes 20 10
  • 11. Third generation educational evaluations 2012 Prospect (?) accreditation external quality assurance internal quality assurance 21 Outline QA model applied in Flanders 22 11
  • 12. 5. VLIR QA model (1) external quality assurance preparation assessment report follow up by AP SER at HEI by AP and APcomposed on site visit (written by project at VLIR accreditation manager – Cell QA at institution VLIR) 23 5. VLIR – procedure (1) 1. Preparation phase Workshop (~ 1 year before), support/advice for writing SER - Writing the SER at the HEI / study programme - Composition of AP (proposal by the study programmes, academic - coordinator, check independence by Higher Education Recognition committee) Preparatory meeting AP (preparation AP, task description, ref frame) - Preparation of assessment audits, practical organisation, time - schedule, parties involved to be interviewed project manager (staff VLIR cell QA) communication and support of the AP, the study programme, contact person, drafting reports 24 12
  • 13. 5. VLIR – procedure (2) 2. Assessment on site visits (educational audits) interviews with all parties involved - (students, admin, assistant, teaching staff, professional field, alumni, general HEI services : st. counselling – guidance, IQA) on site visit to infrastructure (library, lecture halls, ICT…) - counselling hour (private time with AP) - private debate of members of AP --) first findings : checklist - ( with scores and argumentation, recommendations for improvement) presentation of the preliminary findings of the AP at the institution - 25 5. VLIR – procedure (3) 3. Assessment report Input : checklist with scores for each theme and standard - filled out during the assessment audit notes from project manager - notes from discussions of the AP - composition of draft report in 1st editorial meeting AP - study programme’s comments on the draft report - composition of final version of the report in 2nd editorial meeting AP - copy of final report to the institutions (poss. for remarks) - 26 13
  • 14. 5. VLIR – procedure (4) 3’. Contents of the assessment report : I. General section introduction - domain specific reference frame - general observations of the AP - comparison between comparable study programmes - table with scores per theme and per standard - II. Reports of the individual study programmes description per theme - motivation and argumentation for the judgement per theme/standard - recommendations for further improvement - general judgement about the quality of the study programme - distinctive quality features - III. Appendices (CV, time schedules) 27 5. VLIR – procedure (5) 4. Publication report and follow up Publication of the final report (booklet – website) - Official handing over of the final report of the AP to VLIR - Follow up - - HEI file for accreditation at NVAO (Ass report is input) - Questions from NVAO about the judgement in the report (to the AP and the VLIR as QAA) additional information of recent evolvements - (in between ass report and filing for accreditation) procedures and well-founded argumentation checked by the NVAO - 28 14
  • 15. Questions 29 Questions 30 15
  • 16. Cell Quality Assurance Flemish Interuniversity Council VLIR contact: Els.Van.Zele@vlir.be 31 16